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[Declaration of John Paul Olivo to the U.S. Securities and Exchange Commission]
U.S. Securities and Exchange Commission, transcript, non-classified, 65 pp.

NSA-SEC-14-000144 'CIDQU IT A BRANtlS INTERNATIONAL I Il b 7 C Multi Page tM Page J I _ t Mlll t t or l af o a U Oll n A l'R 0 C J1 E D lN G'S rl b 2 Ito 11IO- t Jlrn AJlA'I'lowAL IWe rc 00 be record l b 7 C I apprw-i rdy 3 IO IS a m O Wcxlncsday Deconber IS 1999 al be off oos of I 4 the Sccuritic s3Od clJangc Coaunissioa 450 fi rlh SIn d r l U' S4Q clt lo o - 4 ' 1GBP eb 00Cf6 _ l C-11 4 rtl C oo - r uCc u 6 un Bll orrICO' of the Socuritics and Eub l1 ' Ol Junis-sior1 fOl' sc c t o o oN o 7 tbc purposes of hisproc Jiog 8 Whawpon l O C n - JU' ' t t c t o ao t lo f I' ' o o tI' o o CAlM O 0 ' 9 o 1 I 'c f'iMa t I l b 7 C 10 waS eallal as a Witness 1 bn-iog been first duly wom c -h 9 OA tt b alf of UN koIcttJ 4t 4 C_ II was c xaarlntd and lc stiflCd as follows 12 r ATION IJ BY l b 7 C 14 Q l b 7 C --lcstimOQY hu hy tbc I' etaff lIS part or 0C'IlU1 iavestigalioct by the Ualtco t Staa 16 Securities aa4 Ihr Commissi9G catltJcd IQ the 1I18ttcZ' 17 Chiqull 1I DRIlds 'late nlatioGa l loc Ho-33 1 l l ollu I i i I 11b 17 C I 1001 ' 1 1 1 t W rdr A y I S N W Wasbine1Oll D C 2OS49 My rwnc ll b 7 C 1 U ' A _eAU6 N Thil illVQtiga tioa sccb CO 1IC tdhc c 18 ' o rcqucUo s 19 have boai aoy violalillllS or rcdcn1 sccuritiQ I ws 20 iowever the fads dcv oJ'O'f _y cooslitllte violatiollc o oo o H m 21 olbc r fcdi ral OHtall Civil or crimj03llaws Do you 22 II Il tcntaQd this CBI-V1-o01-o03605 23 A Y $ 24 Q l'rior 10 OtIC goiot 00 tbe record you wc pro dod 25 with a copy of he fonnal orda of iovcstigalion iniliis Page 4 nu Cd' 11 will i ayajloblcla fad lhraugL ldoc co r KTS 2 to4ltMESS r S r XN1INI TlOH' ' Df' nr rrlGBP t 1I i ' c - CI t t t lr l e ftd _ u e- '' '' sec- I rcr ue- u Dl ' oo co S C- U rcr I l 00 -l l b 7 cl c - 11b 7 IC r 'R - llb 17 C $l' C $O r c s l o I I I AYe S 6 Q fUA Dh l ' ' o o oo ft - b 7 IC CUt'f'lU o sc-T1d4A d 1 ' cui aa doc _A 4 y ptovid ocl 7 1662 t 1d1l1a a- b d SEC l3d ibil No 1 lb 8 lLc CJWO 1 ity to '''''' J _ 16621 9' A Yes Q 1' b 7 C- bdag 104by 12 A Yes I am IJ Q WouU JDU uct plc uc idaltify lLaoOdYCal l IS o- u le 1001 r -Q-sy- Y-an-iJ -A- Y-cu-oc- -H ' 'W' ' - oo 17 16 -W h C c I IVe I b 7 I'C l b 7 C c Ilb 7 C - lAud you both lw te K1 liag 18 r7 19 - C ----- tcS ate - SEC Eld ibit No 4S -u ' - 20 mukled for idc tifi rioa 21 22 stt-S 1' 01 0 0 II bat ' 7'1 c I 10 wi ooVr of d Ctaual ia ' ra- iafo uo r_ to I'A Oh c l ds4U 18 0 - of dt ptovocdi Ihvc yOd had the tppQrtu mi y 4 '10 V l ' ' - UNC J _iew doc fontul ocda 23 Oy l b 7 C 24 d 2S I Q ICb 7 C Idoc doeaaacal 1 1u tl' l 1o 1 ' uo4 Ioi Divcrsifi d c ort np Services Inc 202l 7 96-967 6 12-15-99 a- - t u S I'A i '1 N 4S nai a py of leoliCK 4 dod Pagel - Page 4 NSA-SEC-14-000145 Multi-Page 1M CIIIQUITA iJRANDS INffiRNATIONAL l b 7 C Page 5 I Novc u ba 1 1m 1'0 tbe I'C OOrlI SEC Exhibit No 4S u 2 thrcc-page docuaacut X ll istiug o two-pag Ictt a SlClC1 tal b 7 C l land dJc mb ad ratificaDdum i' atbdKd b this docwurol - J lpcc ifie aUy lbc su t 5 Icdi j a copy of the Albpoc Iua 'UIl att appcatiJ t 2 Q J A l b 7 C 12 Q ayc yuu cYU chaogod y lUI' a amc7 I A b 7 C 14 Q IS A I I ' y Q I wet to briefl y cova cducaliocW f H7 J C lJ Q Obir t1I l c joc AAd afta lhttl b u I 19 20 I 21 22 I 23 A l b 7 C Q Your eid r ensbil'1 2S A b 7 C 23 24 I 2S l'agc 8 Page 6 Q And wb t is Y' Ul soci 1 uicurity ouml et 1 b 7 C 2 A b 7 C 2 3 Q 4 I 'S YUII'P lt hom ddress7 J b 7 C 5 6 5 6 7 8 Q ADd bow loag bayC 14 I ' Q ADd wbat was yow- previoUslJoaica ddlas pc1il r to j b 7 C Q Do 'ou R Ci1i l poeific A The aMress - I don't aU IS Q IIQW 1008 wctt you at tile 16 priOi to hU onc 7 1 1 Q b 7 C 19 A I Interest -I 0 1-003606 15 16 17 18 Q AnythlDg e1se7 A No sit Q HaYc yOll eva les lirlCXi in aIlYP cooduclCd 19 by staff of tbe Socli tiliGBP nd Jl xch2Jigc Cluunis si0l11 j1b X7 C 2l l b 7 l 24 II n fide ntlal 14 s thai you wac t I b 7 C A on I 1J 21 11 10 12 I 1 b 7 XC A IS 20 9 l d 7 12 13 7 8 you liYed t bat address 9 1 b 7 XCl 10 II I is pbcc ofb i'lb7 24 I I 16 b 7 C 18 by a y alba 1 A No 19 Q What it OW' dale of birth 20 A l b 7 C I 9 which YOIlwcn at tbc mtitutioa 'l va roo to by aA1 oU a BaI1lc or do peopleblow yvu Q A Corm L 6 ' 21 bow 100 bad '00 Ii iaf b 7 C 7 C lfyou c ouId 's t witb high l Icll u e 8 wt ae You ent to sc bool g1VC Me d c time period duriog II 22 b 7 Q WoaJd you plasx at c 8JIdspell OIII full DU e 161 b 7 C AJId or r P age 7 I 4 10 fonhc '1'O J d7 17 A I b 7 C 'S 7 t to ben tocb '1 A Ya 8 9 I I I I l b 7 C 25j b 7 C Page 5 - Page 8 I 20' A 'No Q nave you lesliCaodio a Y'l'rocc uag'coddoctcd 21 22 by a rt Ite oc c dcr Il c0cy7 2J A No 24 Q aYc you ever tcsti f 1 XI in aoy I'mca diog coft d cod a luugc1 25 y a - NSA-SEC-14-000146 CBIN1-o01-ooi607 cmQUITA DRANDS INTERNATIONAL ' l b 7 C Multi-rage III rage 9 A y o 2 Q Un you c VCC ratiti xl iQ y p x diog c oodUC1cd J by the l'btiOOllIA$sod tioo of Sc aritics De alc n 1 2 Q What wu positiOa b 7 C I J A Il b 7 C I 4 A No 4 Q S 6 Q 7 A No lIa you ' eva bcea deposlcd U II court proc diDt t A No Q Raw you eva- umcd a defCDdaot oc I rapoadcAt ' or p rooccdiag brocighcby the SEC ail ' oebu fedenl oooble rocwit ' be 10 NAsO oc elly tock c xWDgt II A No 12 Q nave you Va bee ' dcfcad a at id an y dOl' J aUqiag viobtioo of the fc dcn lsocaricia Iaw 1 14 A No is Q We 'ldt off ' rilh yoacCdClCatiocu l lrilJa ' I''' c It I I And s l b 7 C 6 A My c I J UC du tiet id r- -1 1b 7 C '1 duties 8$ ao l b 7 C P 7 C r 7 C I I b Q AJId Cbc iypc of aud iCl re bllcioe ab Jat l M sc 9 lOan - Cbcy' n iIlcaullUldits I oOl r coc nl odicillt 11 daadarcls udits1 12 A RidJe They were inlana1 audirs but at various 13 'M wouId doWOlfl IJlb 7 C cdr I 14 wblchac the time wa l b 7 C 15 OQ inlmul audits 10 n pbo Ibci rWl It It b 7 C 16 I 17 had I2kcn a posit joa with a iquica Draads TUe me 18 I I 19 2 10 2 21 Q Y OQbad Aid Ib2I 11hiR n l lb 7 7' C l -------- b z 0l W'Ud from _ A I aCccplN a position at OJiquib Drands l b 7 C I b 7 C 22 2 2 7 2JL H Q 2 25 --------- -J I i lbe posilioo you bcld waCiI - r - - A IJnlil t wugiVQI U 2SSigOlQCnI'as a l b 7 C -- I I b 7 C 2 J 4 s ' ' 6 7 8 9 6 7 8 9 10 II 10 JJ 12 12 13 L-_--- ---------------I 13 A 0paa1ioualaudi1Ule 11100 focesed00 i lIproving H I S 14 I'CO X Sscs aO 1 tryingto idcMry clT iCicndcs aOO'l'oovide IS managcmatt widtrocomUlClldatioos to improve QVCf U precesses Q AAdLowwouJdyoudolh a t7 A NonnaUy wb3l We would do is we wooId-bave IS'T ' b 'l'7 l'C ------------------- r1 18 inlavicws wilh be 3cwUolingpcnooPdaod wv ia'stu d be 19 19 flow Ihc wad flowof cxh iudMdual and basic illy bn ak 20 20 dOwn into itS sic tbDcnts and try Q aIcacI 2121 inctr cicncics flOO1lhc S 'ltaD And byproduct of andiis 22 22 is obvaoosly a reduction iu bead counland cOst saviats 23 23 Q Cbiq uib has operaUoor you bow 5tJcWQ cna a 24 24 bq c part of cbe waild How did yOU do chis rr- JOIIf IJac 25 2S ill CiociOGSti Did OO go Co lhelocations ud ufclowa vtich 16 16 17 17 Page9 pag 12 Diversified RcnortingScrvices Inc 202 296--9626 12-15-99 NSA-SEC-14-000147 11b 7 C Multi-rage l CIlIQUITA nRANDS INTERNAUONAL 1 3ge 1 5 rage 13 I 'peop le ADd c c the loc I 0 1 Is - 1Iu1 hal I'm lryiur A Yes be audils wac pedonnaf In 1 I I C I II L -- --_ _---- -- -_ 12 Q Hopefully IOlDC b Iodq 'IC Coiq to n diicuss aD iolcoull udit of tho Colombian opcntiOCl$ tha 14 bppc acd _ limo b 7 C I 1jl1$tdidn't waot 0 00- ow '3$ - to A The IUcnn by was OIS No m chao two io A Yes II Q Who rc portcd o tho audit 1 ihc proplC lbat w ranain 011 ilc would be Ibc audit 23 supervisor alld k audit starr focdie cntlrdy of he audit 24 Q And loog could lUI audil takel 22 was iDlanal udi structure io 24 lams of pcnocwcl and omoa 2S Q Was it 21 nonnaUy leave alba I allby or within lIaYl r lWo And n f A IS A rn iocss wu as foUowo would - be 16 m o nagaooudil aod lho audit earr would visit 17 lbcdivisionmaoagcmrot Oll site and we wouldhave aa oproing 18 aICICling aod discllSS with managat all the scope of be audil 19 a' 'dlaid oul our worlc pw 2 Mia hoI opening mcding lbc Ill'u accr wouJd 11 thallnn i oQpc riod What 'Qucposition t u t 18 poillt In time wbo Q that audit was clcdl 19 AI b 7XC 23 give yon lime 8 9 A 1b auditon Tbr y didn'l have a dc fux d name Q Wka yoa WI'CQt 011 ilc pafOll1ll aD udit job who 14 _ I Quito ioitiaUy1 I 21 bye lbat Wlclcar in iny miod IlbX7 C A I doD'l recall Q W il'1IlOle iIz a a7 IJ AAd I jut wa nt 0-r d idn tf llo Illy iDi04 _ 16 1I'taat pOsitioa wcm you in tbat - I _ 0 be richtin ala but 6 7 12 IS Q We'll di cuss that Q Do 'OQ R C IU boW bow _ y lOOp1c lheR wac W S Chat positioo7 I A l b 7XC I 1 lbl 7 C 2U foUows we bad a vr of 25 A AR audil could tW as IoOg as two days or il can ' Page 14 jnternal audit 2 Q Who was tbat I J A l b 7 C batl audit rupavis -s land Ie al be c irK IocaliOO and C01IDlry S Q l bX7 C 6IlbX7 lb awtit ow ag ls 'UtI 2 Again I don 't 'ClC3U lhc IIwnba of audit supavisoo tbac J W3s l b 7 C I doa'l rccaU beolb n 2 d n or J A lld lw 1 kJ I lo'lkt up through IAnd his direct report was the Uut e weeks 2 of tile audit Q I'w going to move forwacd to youe position J controller We had two S Q Who was the comroller Page 16 Again it depends on tJiC scope 4 C olombiaa operations coutroIlCf 1I0w did that traositiou 4 8' ' A Correct 9 Q Okay S come about7 6 A After - approximaldy some time in 1111lC of 1996 7 I don't m al11heexactroonth but rightafQIJIld Ihat time 8 period - we had bcco asb d or l bX7 C lbX7 C 10 A We had two audit directors 10 Iask fora was lqia In Juoc Ibae was no definite II 11 Q And who were 'they II time paiodin'tcnns or-lhe- wbadt woUld last 6 A Il b 7 C 7 Q 1 14 IS 16 11 18 19 I He reported t lb - 7 C ----1 2 4 2S OJ 9I 12 9 A bow the bsIc foroe in JUDe how does that B lead to you bccomiug cootrotl io the CaUT A l b 7 C 14 A Since I waspart oftltis tnsk force it- the Q Okay_ IS 'pet'SOU that Was - that had offered the positiOlllhooght A And we had a - the next level was audit manager 16 it would be thebest 8ltanative for pi c ingl bX7 C Q How many-of tbose 17 1 b 7xC loi'tcf being part f a task foroe A I doo't recall ire exact number but at least three 18 related to Colombia A j b 7 C Q Caii - --yo -u -spc --- l I r-- ---------' me that I recall 19 Q Q Ho dO you spclll b 7 C A l b 7 C I Q Below the audit managers Page IJ Page 16 CBI-V1-o01 03608 I 21 I is that pa soo at you're rcferriog to7 2U l b 7 C 20 Q ADd who wcnitbey 21 A l b 7 C U I b 7 C I 2J I - ' I Q l b 7 C jere is the same b 7 C 22 rc ceutly spob about was aa audit din ct or1 I A 24 time ' 25 who we C l but he lad a diffamt posit i at Ihe Q Oby what W U bis positioo at his timeT NSA-SEC-14-000148 Multi-Page tM CHIQUITA BRANDS INTERNATIONAL I was bX7 C Page 11 1 A lis p Xilioa 2 Q AJId ill lUI position be was ill _ posiJ 10 p 2 aCCQW1L'O S we Iud ditfc n nrbYtn o sL 1TIICCOUDLlIlls r 3 basal J l' pen oi at iootrolla in lhe Colocnbim opcnCioa s A lie was in o posiliCo 10 rococninaid 4 l'agc'l9 1 ODlmlla- h sd 0 dUe c bn we b3d scnio p q lc 10 the' 5 lropical1ocations 6 Q Who - -vi '01110 be OllILc 1'ucumcaC 7 1c aD l this - 1 fOCGBPd _ t yQu spcciraany Q1Si d it 8 but9 A It WU I 3lJcd cbc 1 $1 Coroc 1c aID and I WlIS _sleaf 6 7 A Thm wu ooe chiefacc ountml I u 'a Q Okay 00 you mc al1 Chat OUoODCl 8 A 10 II l b 7 C I I oacl Q Wbca you 1l CtC wodiog willl doe Ia$k oro Ccasu 12 r jusC r X IU his lasl name and hat wat I 9 1 b 7 C 10 to be part oC dnt - I doa't 1'ClCall - iI was I o lhcir seniority sUIT accOWIt one lwu and IlIIOC 4 Ao4 you bad you - ck rical pcnplc 5 Q So tLc n was o c dUe a oUIItaaf7 12 Q And was A lhr rc eee scaioc 1lCCOII 1a At or _Ihm Th rc was one senioraccouolanC ex-C3cll1 gaI 1J YOUSU pcOormiac QUe auditIIIlIIIap dalics7 IJ a1tity chac welaad A' AHOOIlQ 1_ gi'IQ lbat - 1was usigncd10 I5 I pu1iculacIa$k fora lea8I 1 was 'rdiewd Ofotbcr I udil U1g3gCIIICOIS and wodc ed S l CiflC8Uy 011 lbat panicular 14 17 projcxt 17 rant got to CclIombia 111 Q ADd IllC we lalk ilig about Carmsl Wbat wetly arc 19 We Wkiog about 14 18 Q Did yOu h 1Ye a -illoaoc a title or wen you 19 sliD - i other- wonk I s I'm aski g Is this' this 211C 1l' job 21 A It was a nIpOnry assignmenllilc any 0Ib t aUdit ' 20 tGmporary usignmeot Of 22 Q ADd whta YOUA ' cadl QStiCJ'o what legal 15 cotilics am Jd cmag lol I Ii A 1berb wac arptOxlmaldy 26 IcgaIcnlilies wbca I was 20 A - certain farms wa-c colllpfilitd of - were 21 itldudc in one levi a1lity So tllC n id of 22 various producing fanns Q AJld il would help if al rJ i ' poiot you couJd jllSl 2J c ngagat1Ql1 23 Q Ld's alO ' COCWZN fo 'YOUC po llioa as roolro tu 24 or the t -o OI11biao opaaliocu WUI were OW duties aod 24 cJCsuibc the CQ o nl i opcratiOl1l APd dU way we'U havc 25 t as a backvwod foc other o ouc di ussioas 2S raponsibililics ill Chat posilioal Page 20 l'agcl8 I A My duliesalldltl5ponsibililics WOl prinunly 2 lnan ginl 'lhe day-to-day acalW1lillg acli lic s or lbc comp any Q Aad who did you rq Ort 10 in lhal posi lio07 I l b 7 C 2 Ilbl 7 Cl 1996 Is f vt c n he sboY Xi up at' I Yes When he shows up in 1 the ri8hllilllc1 Novanbcr or 19961 Hovcmba of 4 TIm wmlF ss Riehl Wheu I aniva lin ollombia 5 lhc Colombi ln suuctuac was as rollows CI O n3dcx is the 6 Q ADd wbo 10 you io lhal poiihOllY 6 c xpx1ing any or Ihc division and thc rc w uo group of 7 A Myil ira t-my -lhc whon ported 101DC 7 0Iba kgal Clllit And lhcsc Iq al mlitic s 'M n lbi 8 b 7 C Iwbo was my anislanl cooaollcf 8 actual fann hal produced dlC bananas and woold sdl tI 9 Q cbc wal lo the Ii_ial dcp t 01 tho banarw 10 Baoadcx ' 0 Coloashu'l'Opcratiofts at ch1s 7 10 Ld IR slCp ck Al Lbc lime lbae was aIw I I A llicni 11 fUWlCi3l HIs name was ' 11 CI company called Co oatbiM 12 1 b 7 C I 12 opcnlioos am bicaUy sec up u follows luve lJ Q Aayooechc7 I J opCndoo$ ill Santa opcn In Turl o and 14 A lhat I rcciU 14 live in McdcI1iIl Colombia IS Oy b 7 C 15 Q WcU wac Ihac bookkccpcn _lid otha' cueb lhal 16 particip_lQd o thc accoa atiog ODCtion al ahat tin c oc was 16 Q Who isl b 7 C 1 17 it j ustj b 7 C 17 A II's our gcnenlll 2lUfP GBI-V1 -o01-o0360 18 A No dJCrC Om odlcr staff aceoool u1f5 and 18 Q i 7 4 A l to the ch icfadnUilistrali offlOQ' SI b 7 C I Marts I I ' 19 I UDlbslood bequCttiOn in IaU1s o 19 A Of aUof b 10 'Q r_ all of lhc CoIClUlbiaal opa-aliunsl 22 and you bow wilhout sroeifac 21 22 A l1Ial's comx t Q Who is 1r L b ' ' 7 ' C - j - --- 1 23 20 liYe Of DI8n3fpllC Ol positions 2J I Q Why doa'l 'OU - - jua lab me Ibroi q h thc structUre 1cil1llC posiliOllS priscd d c framc iat aod boo iDt opcntioas at tLC 13 A b Ch C 24 Colombiaal CIIjqui ta's Coloaabim opc nt ioas7 21 Q 2S 25 A l b 7 C A Again ii's IhcCOOlroUer lbc OUt' I c oo insd rOC' all ufOlIombi t who is l b 7 C I loraU of Page 11 - Page 20 Divasificd RcportiOI Services Inc 202 296-9626 12- 15-99 NSA-SEC-14-000149 I b 7 C 1 th Cokxnbi ut opaations Q Who isIr b-- - 7 ' ' ' C - 2 - ----- 3 A Oriando' ll1good was be bead of dlC rn Qiats J 4 S 6 Q Pot 7 Q Who wuHb 7 C I 8 Hb 7 C 9 CoIombba opaaric ms ' 10 A foI' be oloatbian op nlioris Q l b 7 C P lmnbian ll J '1 12 A He ssinoe igncd flOOl rbc com ' RY 1J Q AAd 'Wllc a di4 wC - wIoe8 did he raigu 7 14 A I doa'lltUU d e dale but it was widain IS' d e last Iba lc IIlQl1ths 16 Q Who 1 ' b 1 7 Cl ----- 17 A Il b 7 Cl 18 cba b lbac Wttc rcqu sral by IhC securily dq artmCl L 19 Q Was he a a cmployoc of 20 npc nCioas or entities 2 lboada 01 aoy of OUquil3'$ ' A To 1hc b sl of my KColJoction bewas DOC on dIC 2l Co ia a payroiJ 23 24 Q Who _ ' ' b''17 '''''''' 'c - --- A AlD3CkOCzr is dlC CO pOr IIe security bead of 2S security Page 22 Q AAd 'Woo -- wbich Chiquita eutily dOC$ be w01k fur7 1 A I don'l know 2 l b 7 C J Q What is be 3 Il b 7 C 4 A Ciocinnari 5 6 Q Docs - lI ' Ow didLI b 7 _ C A He had a dolla Hine n sponsibility 10 help 7 1 b 7 C 8 j Page 24 I 2 9 I lcd I C' 1 inlaIU l1 for jus a sa ond1 l b 7 C bsolulely I Have yougOl1al squa aw ry on - 4 complct yon 1lIC manner ill which you're paid1 ---11 I 7 Q Okay cauld you c qlaia the dolt xJ Uoe7 ' IIhG A l b 7 C 10 gmcra1 managtt or Cobnbia aDd'bebad his- be bad8 II iIIdito tly W I b 7 C I - be 12 Q Q N'ovanbex I in OlUposiliOQ as c oalcOlla 13 r theGllOOlbi ao opc nlioa whal catily wQCyoU cmplO 'Qi III b J7 n IE WlTNES S 6 back Ld lJlC uk lh Ilback take it - r f b'7 - 777 C ' --- ' 1Db sure Sun 'oS Absoiutdy 8 THI wrrnESS - II clarify 00 a1JS1C l think 9 'r sooic COlIfus Agaio the portion tbc us paid 10 by Chiquita BnPds ltiat sdcpositcd my acc ouri and 'I i 10 IIQ inlC rcnmpany charge il s cIwfpllo lbc B3113dc x 12 opcraCion$ The portioo ill pcsO$ is P'l id by BltD3dcx oul 0 11 J Banacb accounl in Colombia Il's 'just in dollan and lbc y A I waS anplQycrl by nalUlh jlCSOS Bul it's p id in Colombia and I j IS w nlcd it eJ u Ib3I n's paid OUIof the D3aadc lc aCCulUI1 io - 16 Q How your salary paid in Ih a l p'ositioal 16 OJbnbia 1 A My salary is paid pmtio in the US and portiOll 17 15 I COlIJPYCrt illo 18 iD Colombia 19 Q Arc 1lI1 an anpluyoc of lIOy a1lily other chan 20 flmadcx7 1 A My CUIIlr3Clll IIII13YC is with naJUdc lt null 22 COClsidcf myself an cmplayccOf dlC Cbiquitt Dl' lnds 21 Inlcmatiooal 24 Q Who paJ$ CbcCoIombiau podioa of yow- sabey7 2S What aWty7 Page 21 - Page 24 18 nYjr b 7- - 7 C - - Q Iuc cheypaid iolo the IICCOUJ1C your 17 19 oA 1b pcxtioo olfsbon and d e porlion - tb portioe O paid in de us is id 10my a COU1l1 in Ondll 'li 21 OifTaml bank obviously bul ill my 3CCOOIIL 22 23 QObr that' wh t I Wat QkiDg DilT 1 banJPY diff account- '24 A But in my i di idual aceounL 25 Q Ycs UIIIdcmood Docs auqui speaking - NSA-SEC-14-000150 Multi-Pagc 1104 CHIQUITA BRAN DS INTERNATIONAL Page 25 I gcacnlI DOW Chi quita DraAds ofgWnuoa o1 0 wLok Jan c 2 o proccd foc idi utifyiJlf illSW CcS wLcn Oiquita QIIplo -cc 3 oc agcat bas -de ' payuICIIlof moac y J wmdhine of vallie 10 a S A AU QUquita ane cOmply with 1b fomI n 6 'Canup Pi Aa And lIiat s - an polkics lhal 4 fo aca orr cwl ' ' b 7 C Page 27 Q COflQ L Ithiok you'bid you weallhrou h 2 p'fOCas qUMtaly orrcvicwi g ymcuts ill th4 tic$ I J occaWtt faciliutiPg p aymeats Islbat oroxtl 4 I Tho 's t l T lCt S Q J vay p ca11y in rWiiy tW me' 6 tbat pt'OCaS blow frombq ianiPg io md Y ov cbidc 7 'OIl' goiog 10 do ala i w Wb at dO OU dot Who ill 7 fQ by lbc auplQyo $ 8 Q 0 ' b dacno o p ia pbee foc 9 idculifyiPg iutaDca wLat all cmpJoyu of Chiquita or IID 10 agaal of Oaiqut l ha1 ew u r i 5ODI lhiG8 of nloe loa 10 qUCSlioo- U fon ign offici21t 11 Q No ao- 12 13 14 12 A - becausetile policy - lbc proco1Uf'C- bad A Yes Q What is hat l ' A l bO prooaJiJlc 1bal lS 10 R pOr1 BOy typQ of IS f cilitlling payulc llts made Co a gOYCnIIDi ot offICial I tail 16 W i for Co1olllbia 8 You baaw wbo's iovolY'Cd1 9 A I b3vedie questionoo I don 'I undaslaDd lhe tJ siocclanivc 1 iQ Colombia a what's tbc eUncnt 14 pC1lClice today SO1 Caa comincnl On 15 Q VaygoocL I 'rial CO I uowbodl 16 17 J7 Q Db speak for Qllomb ia 18 A In Colomb ia dx Pmctxllll'e isas follows we A Ob ' Q I aat to mow yoll startoif thc ro ld s Ii dis clISs lhat fIrS t a nd thea you Ii now we csn levenge off 19 record alllypCS f si nsitive Is in lhc S Curlties 20 a nl and lb 1 aci oual is wberewe rqXvl alllhc 19 Ih2t to discuss how lhccl'rocesS hu ch mgcd-or iuJproved 21 fadlitating paytDalls 22 And itt th3t procedure we n view that 0 0 a CBI oVt-001-003611 23 quaI1ci1y basis with the hc ad f seeorily and 'We sub mil u 24 payments tha t cithc - we bave howb1ge and 'oc have made l 25 govanmcnt offICials the dqJ 1 in Cln iOD3li Page 26 1 Q Who is 'ia d arge of Chiquita 's FCPA compli ncc l 2 A In Colombia J Q 4 $OIQQ QC 10 Cio ia02ti YOIl s ay YOll're lcportiaglhis lo io CiociolUti so I'm going l O wad 00 the 'sswnptioo 4 A Whcu I anivcd in ' oIODlbi I WOlS flOllCSponsiblc S th 1 iI' s so in Ciacinoali' _bo has uliimatc 5 for the FerA if you will in lb3t I w as ooly rapoosible Of 6 lQ'pocssibilily OI' thiscompliallQC 6 'POrting any p ls Ib JI I cilb i- b 1d 7 A Th PCf SOIllhac -the Iialsoo bdwoeo dlC' 8 divisions and Ciociauau b 7 C for 7 ha i signaI dllrioi lhe 8 l uoci wti I 9 dcpartmalt 10 11 12 9 Q' 0 1 do you pcl A 1 b 7 C Q I 12 when 2J A The lIIypaymalts lbat 8fC facilitatiog pa 'lllCnls 24 io 1I gow mDlClltofTlCialshould be rccoobl usktrr the 25 sccuritr account and in the subaecountof Iogiscics I ' Today dr proe alure tb c I do'oo a u u1aly is IJ is thaI I sitdowD with bCad ofscc ty bcba u 14 listingof U payui ut requests andpayrncnts Co IS f OVcrnmmt officials ia the q l'lnd I bring Co die 16 mcdiog cbc Iiscin ofpaytllCllt that tl C rix otdod in lbc 17 urityaccoaot under lbc '18 A nd iacllkbl in revieW I also 13 it as ql 1 9 fUItber and i nchtdc paymenll lhal 8fC recorded in IIOOlba waF- 2O subaccounl that'sca1lc d opa tions And these P3 ImCD thaI aGBPOV nlIDCGI olr cial sOOuld come froul thU ot tJa is 'll sties 3CWIiot Is c orrcd1 21 Soatc Wi c 'around - in 1997 thatlQ'poosibility 11' adminislntivc olf b i7 C yoU IDCllti -d thallhci-c iua t that 20 CoI XDbiaa opcntioa ofaQyflUog of nl tbal ill h quarta knowbftc of Of And I lqoc1od those 10 10 Coonilna lc lClCIIrity was assignCd to by the chid lJ raei1i tit lg 'pa 'IDCII san sudc Crom WIw c uctJy is this 14 aocotuIt7 Stalt witb that WlW cuedy is this lCC lUQI1 is A It - the aecou ac in dx gcoaalbfga is 16 dc w b d u S Urity ADd mda$ X Uritythcn is 17 subaccount underit wi1h a dcscripboo cif logistics And is bal thc sef ilibti 8 p ymr nb II dat 19 Q ' Soc if I uncIcntaad Ally paymc tlt madc by'the _ Page 28 ' I or - ouyl AIJd if you eva doo undcnlaDd a qucsliou 2 that's good 00 lGU eae because I doo'c WlUlt you - it 3 U lfuscs US both 21 ale i lhc l JICCOOfIt are p3ymcnts 1 ' Co guco11as 22 Q WbCu - wodood ill illtc coal audit did 'OIl have y 23 reSPonsibilities wilL n gvd u R PA COIDfliucx 1 24 A Wbon I was ia inla1la1audit '8od wedid anaudit 25 al a divisioll the gQ cn1 practiCe was lQ do tc s1htg fOl Divccsified Reoortin Services Inc 202 296-9626 12-15-99 rage 25 - Page 28 NSA-SEC-14-000151 l b 7 C Multi- ar c' ClDQUlTA BRANDS INTERNA nONAL I'age 29 I cocnpli i cc wid I'CPA - with 11M pruvisinll of 2 Q nO- did you do 1h311 3 A ' We IooIcwith U lbc infOlmalion d131 Page I tbe r C A A That' com I 2 Q WJ c OU're dolug tbe cboclc lhen how disCi sbillt 'U o obmitlod - IcC IQC by 1bc rcspa tl division 10 he Jiv iiioo and OO1pan d it ' ''C 5 lnst be actotl1lling m onb S' cbcc1 iee10 PX that cn'osactioa ia the 6 Q AJod wIoca Ay tLc lafarmation that was 9 'offlcials dlSt wen seet up from thedivisiOOs Q by IIIOt d muc b_ basic oUy I maJi jlUt II what is ill Is it o ll1II that vuious iadividlU1s an 12 wqui d to wbmit qa utc rly7 Is it - when arc you tcttiot II oa my leftsi I It lbc illf tion that was sUbmi l to Icgal DUUMI was - our VP of i oauaI auilil Bud While would provide 18 12 f I b 7 C I oiag 10 be a uYC tbc R P1t infOOllatioo that obtained Iw- ia the q aJ IUIISlbaof lr LaAdi- t tben iQ the 14 foe the SlC CUrities otS that an hOC bc iag IS diselmcd _ tbc R P1t IIUIl c o iah Is that com ct Icpaitaxm by divisioni bose paymalts lics 9 Q If I have a priutoat oethe tpllS3Gtioas lut occur 10 'ia the lOl IIlitics accouau you bow 0Cl my rigbt side I it -a1 17 J My 1lI dc isbudit g tLc n is tb2 t you - ' aot mady 7 doa't matda up Is hai ooacd7 '8 It Could 'llU 11bc qll $lion7 10 16 you 6 ts 1a u dis 1Osod 0Cl F rIt 0ltJl bo 2l1$C dicy 7 ncd what arc we talkiDt ahoot7 S' It Pa 'Ul nts faciUt3ting p3 'InCDts 10govanmenl 14 IS DC wirbdn t us a listing of l A TIlOlt's Comd 11 Q ObY I guess what ' tryiag Co llIId n laDd i cthischeck then how do y lU know 19 whctber aU 'IJIQits Ib t ocodod to be n c onlcdti lVC been 18 d Dg tbe uic Q ADd 'Wbca you say a listing 5 it exactly wh at was' 19 suboaiC1cd or as It SOIIIcfhiag diffen ol1 20 A ll b 7 II don 't recall 21 Q l chial '0 1 said you Ibis inforwalio o OQ an 22 ud it aod you pafOfm a cho L What - ' the lDCC ui s of 3 dIcdt1 Ilow do go bout ebcelciut c ensure hat the 2-4 iaformaUOQ daat b2 s ba o provided 'is acc Ul'alc aDd thai DO 25 OGC withheld informatioo n ganli Dt payments to r ovatiw ut zo tceotdc d1 It od t h is 6t ia during the tiroc oftbo 2 1 iala'ual audit that I want to focus oa fo be mOlllcat 22 A fq lI c - in audits audits of aoy part icular or any p eu1ar h tlance shoct item sbeuld provide 24 yo u C3 SOtU blc as suranCes bal i on na tion is p ll'C ly 25 I'QCOI1 cd I'ropcrly p C XI 00 the balance sheets Again 23 CCOURt Page 30 I oCracials fa i1ilatitJg or oLhawisc7 2 A ' All paymCnls - again talkingabout tbe Colombia I i divisiOn spec ili cally when we audifihe -- when we 11o 4 IoiIk at thoFCPA payments in Colombia we looked at aU lb 5 laymat15 ILat wae recorded in lb securities account and we 6 vrouI4 taIcc bat aDd compareit 8ainst the ioformalion thaI ' 1 was $lIbuUucd lIIId vice vei-sa to makC sqrc aU Jbc P3ylnalCs 8 aad tltc8CCOUDtiIlg m ocds u ldcr lho sewrities llCCO Il t WI Il 9 propcrIyrqJOrtcld and lbe lnfClrmalioo subminroto the Icgal 10 dcpulmCal Q Now wtica jou Ry thesccuritiCs 1I 1W1t yoa bad 12 Rid tbaC dllCl securities llCCOIIOt ioctudOd subacwtJBts II J1 13 tim QOO'CICtl H 15 4 population and it should-giveyou that Q Sowbeo you 13y compo it g tUm PeCantics 17 ogistic s accOunt aod the 1atga' reWu of lhe sa uriti 6 the 500 tcallsaclions you may select a sample that you da m 7 appmpriace and '011 USC 8 lI tl1lC aCcount b Q 10- stq that sample to come to a cOllclU ioll p and fairly St ltcd Was t l 'fficicllt infOnaaliuu - IcC PIC a '1be iatauahudil oDCI attc1npltog to do this II 12fCl A c hock that we're diECllSsUIg iaQllcmbia is Cb2 t penon rovidcdwith sufficlcat iofomaation in Icnns oflodga ro oRk to identify IS that pa ts wecc Pladc 10 t 'V t officials Of' were SOme 16 otba tYPei of Cnnsaqi sufficieatCo be able to p d oun '7D ci cck to QlSUn tbc of the docum ts1 18 It TIc romparisoo wasmade to the sttUritiesacrount 1 7 ' 11lUdastaod tb quatioo - if 1 21 arc bl payments I ly 'Sub3CCollnts under the S lCIlIitia dcp3ftmcnl Q Not JPYaY tr tow Uoo nxordtxI ia the scauities 22 pmvidod to Ibi udilOrS to conclude whctbccrho c payn'ialts 20 21 tha'C c ould be as ny as fifl n Of ' l 19 rbe quc stioa c oopctly is is adatualc infotU tiOll 20 And dQt tbcrc an ' arlouSacrounts in scx urilicS 13 assurance 14 Qlcrielloc 'Ou boW wflate va Loob aod 18 accouat1 n f'C3son l 1e So many times as an aUditor yOIl may t - of S J3 A That'l COt1 'd 16 'acoDaaCDOW an You draw ag a didiacti6tlbctwlxo die 19 I reasonable assura nce 2 One of lhc things you do ill nn audit is you select 3 sampks And those samples should be lqlR ScntJilivcof a Q I c up ijlde 23 dilC uuioa maybe au houc WC'le O ' o o oiag 10 r il'into a d-a-ha1f from DOW whQc 24 accowats is tdIcclcd 011 Ibis - these R t A disclosun foons 2 4 15 Is Ihld ooncct1 25 'Chcse 3CWtIlICs aacI mlries that Wac'made io Gbcteaccounts Page29 - Page 32 'OIl tnow -we're oiac to bil aJ out sauiti'YC paymcDts io 9 em o NSA-SEC-14-000152 'C IU QUl TA BRANDS rNT N All0NAL l b 7 C Multi-Page 1 Page 35 Page 33 1 that docWUCQIS c1fDlt not to ha out 1 onbc R P A suuc-st to me that tbctc is in the opca the books aDd 2 Q Who was that J eecoeds yUll know dc sct1pti_ or he traAsa tioa that 3 A b 7 C 4 wouldalcrt 10 what r is beiDg dooc 4 Q S A And 2 whaC there is - some Now if'that's S tJx ease aod you bow wc'U get 1 1 chat' Cbc ale and that's what thiS pcriOaiia tc nal 8 audic - 1 lA viOC tcoUbk r 06 out Iaow cuc tly that 9 pcnoa Call paform- or jilsl tb a you'bow aot 10 miliag j r r tIyiag to UbstaacI bow Ibc 11 an working i that JICI'SOIIkas Ibc sc vay v g c GBP 'r ' - bC bad said lbat be wasgoing to nwaagc rhal bia on o Q 8 quarterly basis my fU A report Aacl Low did r- bow what r- Wen supposed to puc 9 011 that n port7 A Frool my in lUId luditing III 10 11 Ciocionati I wasaw m of the typcsof pa 'll ClllS dAt wen 12 ooc dcd CO be smC 9lId coaunuoicalOll to - 12 entries a4dyet tbcr'rc trying 10 iulime JDaDlIe pafono o to that what waS Our 6 and I woukI aocd to subaUtlilac lbeOrhcroff'lIlCrS ill iato that specifically 'OIl bow ia a little 1I'IaiIo if 1 cboe t I you bKnf the FCl A Q I guess niyqllC$liOCl WaslltOlC basic daaa ddt I I te aIl n fcmac 1o wo w coasUlUfC 14 diKlOsurc doCaDlasts Ihat thc y'1C uyiag to lUll 14 15 agaiIIst arc cooip1dc and compliaat llaat is what I' k 'iag 16 to'-lgUR oUt ADd i'm Iiot'iag 'OIl canhtlp lDCout with that 17 A SIIlC The- as part of an audit if we provide 18 rhc inrcmalaudit dcpartrilmt it Iisting Ict's say of aU 19 tbe $O OOly payments and we- tIq select theirsample -- 1S paymcat but was it oaIy paymc oU that 011 1 Wasit 20 and they can look al 100 percent of ihose pa 'll1 'nts - 16 wasil paymelIt$thatyou _ofl Wasit Chatyou 17 appro- l1 Wc n ' dIc m'c upcctmaofpa IIICUU that 18 you how aD organiratioom ab s ad inVDIw mcot yoU maw run across a spcctnuaofiavolwmcnt aad yuabow 19 we as 20 that having been s2id did 'OU'have aa undcncanding or you 21 Il e division present tb mwirb barb rbcl'aymmt request 21 bow whac would trigger yotU' DOod lO put a epc cifec p3 'JUCUt 22 which ill f' lombi we rderted 10 as a 1016 and a oopy of '22 23 rI e check lbat wa acruaUyissued 23 YOtU qu ar1aly disclosum fonn A Yes I was aware or the payntalls that ooodcd 101 e 24 m orded ' if I was'a W1ltC had l DoWIodge approVal VJilh diose Iwo documents hose two documents are 24 II 25 al dlo - paid any paymrots to govcmmaltoff'lCials 2S tbc documents thai support rhc actuel journal CIItry that lhc Page 34 Page 36 I audaors wouldolhcrwi be Ioolciog alwt cn they dOtlrir I Q Those would all DC Cd tu be pul 00' y our tqlOt11 2 lail ing 2 A llul's corroct Q Ouy So ay 10 lever t C olT cisi imo oy I'vc 3 3 4 lJady 'd SlY the 1016 ' $ it was paid IAj b 7 C 5 lid the aby in the Icdga saysHb 7 C IlUId that's 6 is tUt calislic circlllltSCance7 I 4 ' A Thtcoold ppcn 7 Q Ouy Now as an iolenW lIdIt Chat's 9 what I have lIow dol blJWlhat lIlat' DOta pa 'mCotthat10 irwt hIm$ up ill myADlpk whatdo do willl tL8tl 8 tI A At aq'lluditOr in Chis P you il eilba iselin IbispaYlllClllWith eilba tbcgt llC ral JUanai tt Q YOIlaIso haw the documeatatiOa cuhmitted to IS CillCia nati io cnc or t$toGBPovemmeat iswc so that 16 show what cataia pa 'lDClll$ 'lIVQ'C r Is that right And 17 yW'n c ooipariog aU chat 18 A That's rom cl 19 Q I mgoing 10hand you and your 5 SEC EWllit No 5 And Ibat's lID cdr copy for your 6 l b 7 C 7 l b 7 C 111wIks IAndl'ngM aodyourcoUnsdan g ClppoltwUly ' Ioolc that doc llJlCQt Ovcnod page tbmuilhit 9 And Whilcyoo do tbolt 1'1I1q a Ibcribiug lbocIQaimaIIf 10 tbc nx mL SEC EKhibit No S is a iiuttt1'8Fdoc umc Ot'spatUtiag 12 Batesstamp nUJllhas OOJlSec II22I99 oo30 lbrough 13 inCluding 0036 The rm part of1Lc docwDmt lsa IIlCIIlO 14 wid bebcadiogOUquita Brands Int a6ooal it 'II lJ or the conlrolknwd ask what die paymenl'isfCll' 14' l b 7 C counsel a documenl t1ut has p Viously beea marhd It 15 Dear Msociarc aDd has llll rc of US ComJpt C J ' C 17 Policies and PrOOdu 18 Whm you coa for the CoIOOabiaa 16 Prx CC$ Act SEC OOSClIt Dccrc c and tbi Slalalicut of o ThaI part ofrbc dOcumcnl spans dJc fnrour 9 o I is oUowed by a ldcutif'1Cll1 oinhC lop as 20 Unital Brai d CoIllpanyStaecmaitofPolicb and Proe cxtutu 20 opcnlioas iCl aod I thiok you nici NoW uibcr 1996 how r _ 21 wacyolllold or how Wen youroadc orwhal your FCPA 21 Adoprcd bytbi B ofDimctocs 00 February 19 1976 ThaI 22c Ouspliance dillies and IC$poasibililic s Wac goiog to bcas 22 is ooc pasc a tbi finnl page i$ ideotiflCll1 as J wcodix A ' 23 pm oCthat posili lJ it is a 1c acr Ib3t has To l b 7 C an ' 24 A WbcD I aniWld in ColoRlbia again IIicchid 14 rc lineolTueigu Coaupc Practiocs ACt Comp1iaocc o o T' roo 25 lIdwioistrariYC otrllXl'was lhc - t d priuwy tSibi1ity 25 lbc witness QUUl1iQa1 Q o I Page 33- Page 36 Diversified Rcportinl Scrviccs loc 202 -96-962 i 12- 15-99 NSA-SEC-14-000153 Multi' 'J agc CIllQUlTA DRAlIDS'lNTERNATIONAL I l b 7 C I llyl b 7 C Page 37 I doca CIlt 2 Q lbvc you VGC CCIl this 3 A I don 't II $Cririll this p uticulat dOC UllalI 2 t pqiod you bow alter 'UU anive ucolllrolier - to Wore7 limt - who ia tbat aointioa is 4 roquUod to Sll IaUtlUI fO'A qu u1 lly disd 7 S It Theproplc lbal an n quba IlO subaUt an FCPA arc 3 lbc NOVQIlber 1996 4 befon S Q ObJ line you SOCII a ay pad of this do umcot 6 lhc that - 6 before7 1 A The bst or Ibis doCumcoit looks lib ihc 8 Ii$liog dDt wercpo t all pa 'UICIl$ and 1 sigllo l a quarterly Q Ouy 8 It The flnt is Pent JD3n ga' I b 7 C Itbc I 10 bead ohcaaity Allbc lime b 7 C II WC'tT bllcin8 ill the time EUR b 7 C rona tb2 blki boutl '1------' 12 Q Yes 13 It Okay F t b 7 C l 14 Iq alCO'i rd b 7 C buropcnlt oos o IS wbose - isl b 7 C 12 A The last paGBPC looks Vay similu' 10 Ihc one lh3t I JJ iubatit' O Qneiaoati's galdq sttnlaIl cvetY qll3l1a' with 14 Ibc P IlJla sadlb pa 'lDQl dalc$ 0 lOy facilitatillg pa 'Ulalts IS tbat madC lhc qUMtcr Q When do 'OIl t c_ en- that you subaoit 17 evay quatfa1 18 A Thai rOnn is senl us b b 7 C the IcGBPa 161 b l 7 l Cl 16 17 Tho c an lbc DaDlCS aM pqsitiOOs of the lC p1c thai I rocnU 18 th il arc rcquimllo file fCPA 19 Q WbO q b l 7 l Cl I 20 A I b 7 C ps the via prcsid nlrc pons bk also 21 roc Ibc COloalbian diYi$ on 22 Q Would LC t vc bad to submil faA qu utc rly P 19 d partmc at Q And you an seal - you're u udillg that - if I 2 1 lIIldc ntaPd tly t you're SQll the fioat page uf Ibis 22 dOCUlDCllt nd that is 1t ou 7 23 Q 1I Va coQJd c1Y'C IIic IWIICS ad posilloas ilH l1aobs pae-c 'OClA 'Ioob dicIO'A II qu u1 t'y 'disdosiuc 20 or Colombian divisloo 7 9 S'OOOll i i lb 7 H0 1 9 basis 10 Pagc J9 C otombw operation lIf aio usior tbc Within tbc I A The infonnalion $C I t by ludcs thn c pages 23 disclosure7 24 io gca J is Ihe COve p C with Illy D31 nc00 ii indica'ling 2 25 thai I oo it' s timC 1O submil - tbc tin e is coaling 10 SUbOl 1 25 A I doo't know Q During your timc as cODlrolla did'you c va Page 38 Page 40 I the upcoming qlWtaly Id o And jf I recall it' s only 2 within' fifteen d3yS 31 the end o flbe quarter I discuss with him ' CPA quarterly disclosure 2 A I don' recal l l b 7 C lie li ves in And the second Jl f'iC of dlCdoculllent tl lt's sent 10 4 me 1ooIcs similar 1O he second to bst P e - 3 Costa Rica r ositA J 5 Q Dalc1 SlaDlp cadiag io OO3S7 5 A ' Com ct OOJS in SEC Exhibit No S And this looks vay Pmilariii what 's also lbCho1lO whlll b 7 C 8 scods US OIl D quaf1Crly basis 9 Q you y loob U ' silllibr arc '011 10 idaltifyiOgaipCdrHi dlff an you just uiins 11 l1lat it lOob 'ft rJ siliu1u1' 12 A r it u 'iDs it look$ vU y simi I Q Oby yvu'n icJCullfyUlg th t WI bow Ihc oee 6 6 I 7 I WP rc upoll SEC Exhiliits No 46 through S I were marked for j lrnlifijtion b 7 C I've handed YOlI a series of exhibits 8 thai ha just beea and 1 want CO describe them for 9 the record 10 sEC fuhjbitNo 46 is wtfbelievc tobe an Fa-A 7 11 di scl fann tclating CO paiod Janl l lC ' IhrougIl M3Idt 1997thc fust quarld of 1997 And it has the b 7 C it Bates stamped iOlQloOO2661 14 ltd is dl fcrca bat this u siatilar 11 The document is - appt art fQ bean FerA 15 A That's COl RXt IS disclOSUtC fOfDl foc IheCust qU3l1a 1997n 1 ating 10 Ijlln wmtcd to mili SUfC I UQdcn tood that With I l b 7 C ltd it rods in B stamp 002668 16 17 sqaril to this documc' llllS a wboll thil t bciog SEC' 17 ' S f X ibit No 4 is alsoan fCPA quartaiy I B r 1iit No 5 do You bow foe ocrtaio ilial JOII 18 discl f inn fO Ibc fustqtlilt1a of 1997 Md it rd3tes 19 rcceivodtJUi wbok docllJDallbcfon 7 19 b 7 C land_it 'ends in Biltcs stamp 002669 20 A ldoo' daly lhat l' 1le'Ia' 1 ClXi it Ijl1$t ' 20 l11e next IS FCPA quarlcrly disclOS ll'C foem that 7 1 cJoq't rocaU so ing litis parti cubr document 21 n l3tlS 10 Ihc fustqltlrtcr of 19 7-3nd n lates 10 l b 7 C 22 Q That' what 1 was u k iOf ' W1ic n yoo say I doa 221 b 7 C I iIi 'Dates stamp 002670 J Imow somctiaoes doa't bwJw ic yOO you bow W I CYa 23 l b 7 C lis that 491 24 rooci it before Hilow that w OC - dr Jw dislioaioa 24 l b 7 C I Yes Did J Say the wrong - 2 S Okay 25 l b 7 C 10 y just said 'The ucxt I 12 o ' lJl b 7 C W 9 I Page 37 - Page 40 NSA-SEC-14-000154 b 7 C Multi-Page' CIDQurrA BRANDS INTERNATIONAL rage 43 Page 4 I didn't hear a num ber 2 l b 7 C I I Db okay Forty nine Sony FoUowiug docum nt SEC Exhibit No SO is a rust qIWter 4 1997 FCPA disclosure Iorm forl bH HC 1 nd i J'sbccu 5 Dates stamped Q02671 6 And the rmal document in the series ism FCl'A 7 disclosure fOf1 dating to the f q of 1991 and 8 thot 's the II3IIxj b 7 C land i t bears Bates 9 stamp 2CIIQJ OOOOli Thal is SEC Exhibit No 51 0 - The wilness examiood the 1CIIl ' II UV ll bH7 C I 12 Q Let's stMt th SEC Exhibit No 49 Do you 13 m ocuizc Ihis documcut 14 A Yes IS ' '1 Q Is that yOUl' signa oD'the igDatun liDe of 16 this dOCUlDClll above yOUl' oame in print 17' A Yes 18 Q What is this document 19 A II is the quar1erly FCPA report that we submit to e i '1 r 20 Cincinnati II Q If yOu wa oI to 1r c o omOldcot to n ad romaa D lDCf' J 2 throe and I'm iD ' adC'you spocilic dly with rq 2ld l - il u -Oy my GBP tur below 1Ilthc followi f 4 u d I ' Wallt cd orwbaa 'OU -riloc nothiog S Co rq Xt 'aM I waae Your ui dcntaodirl at tIIc t la c J'OCl 6 wrote og qIO l how - what you we n writi ia 7 c oojlSDCtioG wid this 8 ' l b 7 C 9 $o oodl to 1 b ' ' '7 HC ----11 12 f'ODWI aumCnl tIltuo I Can wego off tb roeo d jusl a -- 1 Yes abwlucdy A brier f'CllX$$ was takaL l b 7 C wc're bxk 00 lie r ont few Pay I mocncnts bier at about approxirn 'lc Iy fi Utinllll s bd' n 4 DOOG No discussions of wbmllClC wm bad wbilcVIC wtrC off 15 Ihc record Is bat coricct7 18 19 TbaliSeona t 1 b 7 c Q lldorc our ba 1 wac focusi OG roma o pumer i 1 thm a adOales o lamp r adiag La 0035 S6C Dit Q And what perioddoc s it rdatclo1 21 rotifjrmi08 --I conf'um A It rclatcsto tbefirst quarter of 1997 beginning 23 ' January I ending March 31 24 Q And how do you Icnow that 7 25 A TIle - it is circled the appropriate period U cIic foUowlog and thcntben 'c 22 c akles for A 0 ddt 23 IIlfiUlog out the quarterly disclosure foem 24 $pocificaUy SEC ErlUbit No 49 d youh3vc ao 25 uodct'$bOdlogthal by yourdgaaturc on Chae foclJlDCDl you l age Pag 42 Q Ohy aDd that is he prqcodurc fo -i L olifyiog 1 2 period ko which the t is doc IiJuCQt' acCsl 4 period circled Q The documeet nys cirdc lppropria' period and 5 6 that' bow ODe idcotirlCS the paiod to which S'C '-Iing 7 thc fonn1 8- A Com ct J 9 Q 00 SEC Ibhibit No 49 uodi a- ho 'l pCd stalcmcflt 10 Ium os Of roa aaa llDCl'lllfiTCo i ILaachrritiag t t II' No hiag io rqMXt ' b cbt hUdwritiog7 12 A Yes J3 Q WPt GUctly docs Chat rnc an Lerc oodUag to 14 ce portl j A Yes 1 b 7 - - C - ------ 1 Well we oUf l IlCO ac 1CrJi willi ' e 4 Ihe 'lualilicatioa thai what ItDlClIlbas - witblhe 5 llL1liflCaiion lIlalwhal be 'QIlCInbas is bewouid rouliricly 6 see sQ llcdung lib t1U pageatdiog in 00 5 but he can't 7 swear tb lt belaW with Ihc fonnc Jcb timeQS Y 8 lhis j aae Rit bt7 9 10 II TIlE Wll'NESS That's correct ay bH7 C Q ' FriOI' to filling oat I 01' priOC' towntiag IS rlClt qualta 1991 That's cona tl waul to r o '-t for If10IfICZlt 10SOCPo dtibit No iJa sbmpOOJS Ur 13 witLdraw t1aat 14 sec Emibit No 49 we cald mates to tile paiod '6 Q I CBI-V1-G01-Q03615 12 Notbiag to rq Od and ng SEC it No 4 - I'U IS A The -- IIOlhing CO report iadicalcs thatl w aooo I 18 ad the iolast pagec adi in ' 1 16' did DOl have ilay payments in that paiod in IiJDeto Iql irt 17 17 A Cornx t Q ADdduriag Jhat tifll 'UtI wac a coolrolla for til I - adcx Ie that ro t7 19 AIad this is the - we had SCIIS lbat this is the 19 20 Moo the K A discIo$ fOOD sigG h lhat 7 20 21 'com ct7 21 SOC Exluuil No 49 willi qud 0 pouiblc p t 'lJ1Qlts bat 22 'nocd tobcdisdooed which _ bylb4adc x or iii 22 2J 24 25 A As Isaidlx foo thislook s vay similar to lbe p that is attacbcx1 lbequartaty listing Q On ' Do 'OU SlOe rorn aIlllumaa1lhrnc 011 that Patel A Yes 44 I we irming the iDfonnation in roman DUDlaallhra 1 2 A That is tbc - indicating dIal it id al d 10 Ih t 3 No 5 20 Aod roman ollmCl'al three GBPays -Oy my$ignatnn below I an A Corm Q ADd yo R suillnittiog this form fOfDlI ciitg 23 qllPloycc$ or ib 1I 'CQts Com d1 A Oy wmplcling this - by lIi niogof thi$ document 25 SEC F lIhibitNo 49 rnl statiogthat I do uot baveany24 Pag 41 - Diversified RCPOdioJ SCIvices lnc 202 296-9626 12-15-99 Page 44 NSA-SEC-14-000155 -' -r- o oo ' - - - Mu1ti ragcfl CHlQurrA BRANDS INTERNATIONA L I b Il 7 C ' -' - - oo rage 45 I aochiog rqlOlt Not U8 u1adcx onployo s bu lb 7 I i 2 Q We biked culia wonld S aocd CO be dUclO' d oald be r Pri 10 rilliog ocst lIUs fonm did you 7 those 8CoCOWIts 10 sec IhQc was ythiDg i Ihcrc 6 wtx tLa 8 that SICll IdoclIo be discloscd1 9 M h 1997 that riO 1 IThis fann rigbtl1Cl'C and tbc qU U1cf b 17 IC to Ydaich - this fann bdo SEC ExIu bil No 49 - dlC timepaiod to wf icllit rdalc s whieb ls iad i c rcd by it being c lrdcd bac 11m Wmmss Hb 7 ' don't rocall because I was 16 respoo$iblc foc rc pqrting only Ply paym nts Chattwas awacc' 17 of or made aod 19l in Ihat is-t tbc tirltc wtlQ I in 18 Colombia 19 Ilb 7 C f l1 rie lJl maybe 1 need to bxlt up 20 ba 21 t 's a time'what Ibc procedure Ilb 7 C 22 c bal1l Cd is wmt's Iu y Ii 2J ' 24 I OY lb 7 CI c Q Oby 001hrovgJl that cL wgc io pfocedure for me 2S Help lDe to undcntaGd I obviOU$ly SlrufLli OC with Wb2t'S 2 rcspoolsib ity n Vic w'aU payments lb t ' madc out J 4 they wac sent 10 Ciacinruti S Q who w s doi this before his wllS assipcd to 6 A 1dOll't rocal1 'O'l 1 Q' Was then coordiliatioo lIIDO IGBP tk varioUs tb2t we diSCQSR d 10 subrJUt lbcsc rcports1 9 AaywoidiaatiOQ to Il_ as upocc tha t what DCClIc d to 1 S IThat' s spcakIDgofdlCcnd 0 Ilb 7 C ' 3 of die sccucityacGOWlt With tbc Ir d of sa u iry befOre about the w urity D OQnI aud 4 dac Jo isti AS place wbc n paymCD 10 II 12 IJ 14 IS Page 47 A I would ay - tbe way I wouJdput it it lilaC be I iod ivi 10 be po 1ceh l S bc iogrq IX1cd1 11 1 Ilb 7 don'tlUal1 because 1 sn't - at tti lt 12 lime it wasn't un b tllYlJurvic w 13 Q 11LU' f' 'lC- I 811110 foCus foc a lII ' t GO tLt 14 Ow exhi i LCa SOC l IlIu bitNo 49 uida for a IS OIZIa1t 10 SOC biluum1aal d 46 47 48 SO iuocI Sf 16 ' Tbe ty pc lI IG l bU disclOsed D ng IW rc ii 17 on 'sec BxJtibit No SI lbc disc losnre r lb 7 C I II 18 1Ib l71IC I IDo yoa soc Ib2t1 '9 A Yes 21 Q All of the otbc n at' bJu Mo o if a ppeu - 21 di sc los ure would occur and with Ibc Qoc ptiOd orll b 7 C n llb 17 bo wrllcs - - 2J Why is it that Alv u lldo is ollly oee in 24 WOld ill Ib c ro QUmcr t1 thn c DO SEC EUiibi' No 5 is aw 2S of _y paymc uu Ju oc cd to 'Lc di dosed 'Wh y is 1h2t1 rage 48 Page46 I goine 2 OQ ' 'c I A Wbc n I - I said soee tiar around 3fta' M31Ch of J 1991 rollle wh acound Clfly 199 1 don't recall if it was 4 April Of May bu Hb 7 C FCIiid' administrat ive 5 olflCtt bad auigno1UIC 2 new responsibility aud d lt was 6 to t'C 'icw all fa'A payments with Ihc besd of security a 7 ibi1ity lb31 1 did no Vl 10 lhc past wbc n I 8 a nM d in COlombia 9 Q WI1 at was yuue fCSpoasibilily prior'lo this Or what I - A I don kn Wo 2 11' 01banding you a docwncnl tl ll 3s Ilb 7 C J been p viously m ulcoJ as SOC Exhibit No II lIere's an 4 exira Fo he record SEC 5 Exlu bil No 11 is a o 6 OOcwncnt Balc s slaol Xld numbet IOIQJ- 2251 The doclUtJ n' 7 3i 'ilio appears robeliD FCPA qU3l1crly disdosun Of tbc 8 period rlfSl quar1c r It 1c s to ll b 7 lC I wn 9 And on tbe top i il ndwri it '$ Rc ViS ld FCP ' 10 lIiIdcm aGdluti of What JW r'respoasibilily 'as prioc 10 Tab mixuc nl to IooIc at lbat one II 10 dUsCQIlvcnatioo ill cady 19971 II ibc lnc ss c umincd theJkiewDent 12 ByICb 7 C I 11 A My poc1$loility wu' as I und lood it was to IJ rq Xt 811 p3ymmts 11 111 alba Butborimf igncd p3id IJ 14 aware or ill that JlCfkid 14 No ltl IS ' Q So 0S1 S P lhibit No 49 wbai you 'Y -Nota'uog to l1DI lc utaBdiag at tbc e ' od so you Nothi ng to 1CpO t- ou documwt1 18 A l1 It is corm l 16 I7 19 20 tq1Od - that 'ai your w5 Q Obr And 'so I andcrsbod PO I' you have a YCQalioa 21 ddition to the 7 IC he's Civiog YUU ia ' sC u dil t 'Olf have some iavcstig2tory - 21 aod that's 'UU bow tRe isSllC with that wOl'd but I'm just f Q Have you roe a this documc n bcfOl'Cl SEC ExIu bil IS A I n c ogniu it 16 Q Is thaI 'OUC si 1Ulurc on Ihis d ocwncut bo 17 llb 7 C 18 A - f p'riat ad DCXtto s PBltm 1 Ccm ct WUI is this t1 CBI-V1-001-003616 19 20 A II's a qWlIfaly'FCPA rq ort With tbc 21 Q Wb2t perioddoc s this '1o ulaly 1'CI'A 'Port rcbtc 2J Cqiog to rUid Oac lJu' somcwbat fils wbat I'm bWing- 23 A rlCS' quatta ofl997 January I through rcb 1 24 icl rcspoosib'ility willa rq ant to potcotial FCPA 24 Q 1S ts Is tbt con tl Thisdoc c 25 the douDneet We wac just looOog 2t SOC fuhibit No 491 Page45 'Page 4 ' - U 101 lhca dates to the sawe pe oiod as - NSA-SEC-14-000156 CBI-V1-001-003617 Multi-Paget ClDQUItA' BRANDS rJiitERNAllONAL 1 A Cumu 2 9 r b 7 C Can JUUexplain to me be cin umsboca rurrVwxfiog J lbis l' Yiscd R l'A rq ort1 - To the bcsI of lit ' m olb tioo@Rlli he Ibis lhc SIQIf CI CC in Wnc Ibis may - Ibis is a lbaCl_s toSit b 7 C 1md 'J 1 0Ya ag a i o aU ymaJls tbaI wac anadc in Ib3t quuta and S - willlOUI b10wing 8 10 subum arcvisoi Fa'A 10 be IcgaIdcpU1lnalt in' ' 9 Cioci ' ti Q Who askod 'OU I do this 10 II 12 U A The - if IIUlAIU c om cll i1'sl b 7 C oroty CAO Q' b n J tioa 10 SOC n dullit No 49o caa you GBPlve me 14 M idea of tile limiag7 S A The tlQnII a1 procafW'C is to submit the fCPA 16 I aa flfta n da 'fta the end ifthe close 14 17 Ihis casc it wouIdbc April 15 '1997 This n visaI FCPA Ioob as Ihou h il'W3$ fu ld on 18 19 May 9 1997 20 fkiat Q Is lhi in 84y way COI1llOClcd b 7 C 00 IJCY I'CSpoo ibilil wilL ttgud to f CPA 21 you 10 take II qlbt1Glly Jq O 1i 1 2 A I doII't nx IU lhc timing IlJ 10 when hal 24 n sponsibility was iVUl to ate 25 Q When did you ect the infOf1lUtio froal for the Page 50 I dis los lh at lU on 'lbis P 'C this p c beill SEC 2 Ex bibit No 117 2 you A I aU itli down wi b 7 C pnd i oing 4 ova- his Iisti and what we had in accOWlting fOl those 4 documcot was his records hal '1c ocp1 bimsdf of aU J S I aymc nts lhat wen made in this time period Q Lookiag al SEC Exhibi 1 No Il 'DCXt to CxhJ bit 7 No SI which is - SEC tWubil No Sl u1 b 7 C I 8 Hb 7 C fcioA IqIOrt fO lbe period ' aad 9 -' b 7 C ' paiod7 10 l b 7 C IFor lhc pcOod fJnt'quancrOr 1991 6 IFor 1 b 7 C Yes I wanted to taIcc hat Up with 12 you m IOOIclilii at SEC Eihf it No 51 alld I Ognin I 13 by ' io Ihc signa block aDd wbac the II3IllC appc U's 14 period covered is uadcrfmcd asJanUary I Ihrougfi March J I IS 1m HoM V l everyoIhcr ClIIry 011 the P I C 16 indicale lballhi$ Jdall s to a yt acbla' lbcfust quarlcc 11 of 1998 18 FOr aample aU be payments Iislcd ' be dales of 19 paytball are aU Taauaq'and r'ebruat 'of I998 Second lLis 20 was faxed acc ding to Ihc fax LCada-s that appc ar that it 21 1ooIcs 3$ if it wac faleed in April of 1998 n So I'm womkrillg wbcthc r what wcb lveia SEC iJ hibit No 51 issimply formfltlllla culicrthat 24 iocluded typal dales for 1997 but it b 7 C 2S sUllply copies ud usaf for c oovcnicooc'to cnia- payments a II 3 A The documents hal 1 m aU looking at rU'$1 5 10 I6' s ha1 wac J aid' i lbal quarter and the accounting 6 listing of Ihc payments in accounting that wac uudc 7 through the so curity oo s 9 Q ftbeQ you y the Usting of payincDla- ill Iiag 1h I1 wen made - and 1 stoppCd 10 dJor1 ofnyill sa urity AWlUAl- wba is 1h I1 II listiag7 What yay basic ally physical1y A II ssimplyagrttDprilit of th vityln o IJ hCCO U'tine for lbat partiCular P Criod YouSa tbc pa tt 14 and tbe all1OW1t that was paid IS Q O and bow do you get tban 16 A Wego naale thaI from OIIC' a It xfea'systmL 17 Q A d you go to COIt1COOC ADd yona1 11ICIClI o 18 ri t-'mit of the IIClivity in the CUritia a ouGU fo - lhc 19 pqiod S d-aod uchr 2 l A lOat's co'ira t 21 Q Again focusiogOQ SOC Exhibil No II an4 be 22 calrics Ibe'arc you fiUoutllUs fono I 2 roar name aDd bqia tbc p of scodill it off 'IIJ aat 24 cbccb ate d ac ialbe tL OaiqtUca B 25 Inlcin liocul to make oc rtaia oc 10 tivc SOClIC assUPaa ' 12 Page 49 - Page 52 Divcrsifiw RcportiOI Services Inc 202 296-9626 o 12' 15-99 NSA-SEC-14-000157 I l b 7 C Multi-Page llA CIllQU1TA BRANDS _INTERNATIONAL Page 53 I th al lbc inforDl31ioc1 bi rc 2 ' o rt d aDd cocnpklcl 'A Theprocolutcs in I'bce -I dtink dul vatnl 3 wilh be ll in lhc divisioo 10 provide ihc legal 3 4 dcparunaIl ImowIaIgeof any JQymt nls 11 1 mvc been 1l 3dc 6 bat pafomu audics ' CDSW that thr divisiOns 7 ill compliailcx wilh lb fCfA- S Q no iaicnlabuditcbcd i s the 01' we S M b aboul 9 carlia- 1rbac witlllhc sampliug lUl Q' pat'ooui G Ibis b wby ' ' you limiliag youndf to tbc securities ts aodjast silliog dowa S witlllll bl Zl ICl I 6 A I've Ilmibl - if I undc nbnd be qucslion 1 com cdy i my reyicw is'1imj1cd tolbc securities 5 ADd mJlddilico QUquita Bruds bu its iDlaDaI aud il Page 55 I bullbe p yu cnls Ih 1 b3ve bo n lI 3de by olba iodivioJU3tS in 2 d rioap ' i vidu g0C5 8CCOOlIIt 8 boeause w'ao rount ing thai's wbae all tbc payU a ts ' tUOrdod And furlbct I 1001 ' alaU 1016' that have ba u 10 jato dac Ic dt a aDd gatben klgdbct fromtbc 10 alba igocd by IIl 'ldf oc by any individual off'lOCI' in 11 clcputmc ut i provided with the fCPA 'lu utmy 12 cliscloSun 111' foc llJl orgaui7 atiOd Is thai WQI J'lU'n II lbcColombia nd beLau Iimng of aU 1016's Ch II wo-cfo IJ Wldac boatl 14 12 be n portod in rbal quarta' I A rlllS'c C 8 to lb cocpcnle lntr rnala IS d p that goes throu h divisions and pqfOOru ils ICSls Q Bcyood 1ho sc aJri1ks accouDlT ' 14 A No All p4ymcnts 'D13dl from - aU payments IS that 'M it made to SovaumaJI offICials be bXps SCP 1c 16 c apic s of the 1016's in his roconJ lie' uuiRlains IX rtlCOnb 16 and procxd to cnnJnl liancc J 17 Q Willa be FCPA7 18 A W 1lb Ix fCPA 17 18 19 Q AAd spt'CificaUy with 1h fCPA sclosun procedure 19 A l b 7 C 20 hat is out iioro in SPGBP fu bibil No S Iha l wc'v bcx n 20 Q n ow do 'O U l ao IV dla t rbcn 4R a o t p apucul$ to 21 efucus n 37 22 A Rigl t in com pliance with - that aU payments 1I1 1 21 r ovanmeu t offici21s thai were made outside of the sccurilia I a CBI-V1- O 1-003618 Q Wbois thcbc I 22 aecotSDIs A Agai n we entru st our securi ty -manager who is lbe 23 b Jve beea m ode facilitating paynlc nls thai arc made have 23 24 bo nn coolcd propCrly and 1u 'C bom ccmmunicared to kgal 24 pn'mary lind only p tSOII tha i has lire con l c r with lbe 2S dq artmml 25 govanmenl officials me is asked to foe payment and Page 54 I Q 1l1at cliocll wc ve discussed and 1l J l dcntand Bue 2 yOIlhad Il1COtioood you know man ag incol S' rcspoosi ilily in J MOlt Spccitica1ly is thctc 'lloybildy who checks some sbape 4 nialJ llGr or form to you bow loob at SEC EdI ibil No II or 5 loob at y lU know t le compilation of 'luartaly disclosures 6 fot a4 otgacair 2tion in som aiannec cbecks to D13b 7 thati crll ui q't Od tLcn that J 't be 011 and 8 it _'t ssill tllat should be 011 lhacl 9 A U talk about lbe pradice inp IO o Page 56 I al ibis it1l rcst in bim aoo Ibis rcsp Jt1sibilily And I 2 whcn 'sil down with him 'm assuming that he is disclosing 3 all paymcrits and knowledge of any P3Y 1lCOls thaI have been made S Q If I undcnland whal '''' u yietg if there is a 6 payinCllt made be ili the individual whu is utwng it Is lh2t 7 com ct 8 A ' Thai' S cO rrcct 9 Q' Docs be have CCas10 otha accOuots'7 e-t o JDakc 10 paymcats out of-8CCOllGUotbc r be SOClIritiCs '7 A Yes guess cou1dIt't-l1DC3n b could code II Q Oby II 12 A And thai cbeck ' 1 11Jink is - provides 12 SOIDdhiag to adifTaatUccounl Wbca I say code I DlC3J1 1 blc asstJnO C thataU payzncnts have bcc n n cnrdod is 14 d ll sit down011a quar1Q y basis al cr lhalasslgNncul IS Via givalli me I sit down with chc bead of sa wity IO 1 16 C'CVi m aU 10los 17 When I say all 1016's aU paymcnl nll ll we made 18 Wwgh thc securities accountWlda Opaatioos and l3 codiug it with o ditr r cod dut's Il a SCCU1'ily 14 CC lIJRl JS Q We'll gel 10 tIW b1Q' but I uodcnbud and I'U 16 just you bow I'm tryitIg to - 'when YOl1's ay rode V J7 t Oinc to discuss at SOlBC 19 I s and I Vtrify thaI tIic cp4 1naJ1$ cithc r 19 YPU'i-craUaag aboat7 20 -21 submission ofthe q l 'U1oly FCPA 22 i lb3t s bow we r ain oUr a sunUcc thaf '1 t 21 2J KpOlting lindcomp YitJi ia t Jc Colombia division hoc nlSl al 24 this time I'lit respollsible for sittillg down and reviewing a U 25 p ayments made llOl1hc 0fI S thai I only have btowkdcc of poiiat rJaae I nk 2 16 is a 18 logistiC$ e udc 070 is all opaatiotas rode Is that what propaly iDc udcd Of have properly Cltcludcd in the -- r age 53 -'Page 56 J -A tl 'l ' Tha t's--I'm mi to tbe cc ountine arc giYal 1 O 3 p irticular Innsadion so thai t t y could 22 be roc ooJo l in cbcgcnaal bl a' 23 Q A ountiagcOde tiw nlo a Icansa crion If' f iw nln 24 an occOwrt so ddt you baw which aerowtl it shook be 25 A Given a tmnsactioo sQ lhalthe lTansll 1ion c't o - NSA-SEC-14-000158 CBI-V1-001-003619 CIDQUlTA URANUS INTERNATIONAL Multi-Page l Ilb 7 C rage 59 Page 57 I ' I be orda1 ill 1b particUl uaCCOUllt 2 Q Uow dO you bow w aeco 1 il sbould be roconJcd d b 7 C I 2 Q ' And lhis lr b 7 ' C ' - J iill I'tho t you had uid it W tscodod to a apcxifac 4 ac JWJl be could I pcu rode il to aAOlba lICCOUDt S A lie cWa'1 1 b 7 C Idoc ' l vc lLDy J chis a fietiou7 6 aulhority 0 craie a sqJmIlC ac c ount OQ our boob aod 7 Thai is my i liticY in lbc cootrolsa-s' 8 t 6 10 ' I'U try to dane ' in that roo may inad- atc nlly charge IS dv buinao cnor lb lt's rornc thing'vay oonnallbat b3ppau 16 ia accoIUlli Q Would it be Wlusual foc him to be affottiag 18 lDAsactiocu in aCcoun 1$ - bim bc iDt lu b l 7 GBPl C L 19 to be affoctiag tcusactioas iQ IIG OWltc atha- than the A Whco I say unusU3l it mcaos that evay dq 1 i2 bas ils own code ADd ' '''''' each dcp 11iad 1 CVicws 12 AndlbeSepaymencsJ b 7 C kevaydcsCxip vein 13 nature in lhaijust loolciogIit SEC bit No ll as yoU 14 sex army o f we see a polioe official aad you lIOC a IS Battalion lnrd il1 cia Those arc spocifuGBP army groups 16 andI o flCials So those lypc s of ts arc fairly 17 described O lbe r JI 18 You have olhas sUch as the last one dm says 19 ICb l llC l land Ibis is to a-specific vCndor In this 20 case many limcs b 7 C understand ncgotia 21 with a third-party vendor to d onate or- to give materialS to II 20' scauilies accounts7 21 Q Go ahead CoatiPlac II officials 14 dcpanmcnt' S aCcount ioadvatmlly c1auifY IhaI-IhaI's 17 ' person or is 7 A To furtbcr - your second question was to iy 8 whcn tbc - who thepayoc s ace in the 1016'S Sothe rust 9 one was the guc zilla payments which an idcntiftod as I 10 just described aDd tbc sc coUd paymm ace to govmuncnt II all c xpa so i I1llI a oUDl lbat is DOl lhc CClmlCI 11 cwunt 13 If fou umplc I cou d usc diffacnl ' i lis be a 4 A As - M il hasbeea told to me he is a real ' S pcrsoc thatc xisls andhe is DOtan anploycc Wb cn 1 Idaeuc c 0 coding a tr uuactioa - 9 - 22 an army official In that'cas e without lOoking without asking him looking at the face documcnl one may not be able to 2S tcll whetha- it' s a ovunmentornol-go t pa t 23 tIit tc am charges thai arc clwgal lO lbcir respected 23 24 l They alwayo ask Who is recording costs in my 24 j ust 25 respective department fot bu Puep rcr Page 60 Page 58 So in thai case 1 would say il would be unusual I 20 far him 10charge aDY ltha dcpartmall I Otberwise 1Il31 2 paymc nllhat was msdofrom tbe accou ots7 IC- 1c1 JIlC question wouldbe raised Q O by So that is a proccss oc pcoocdurc whac S yoU know a ml flag would sbow up if the rc curily dcp a llD Qt 6 waCouJcing a gOVCflUDcDt - p aymcnllo a g t o J ial 7 OIl1ofIODlCboCfy dft '$ 1ICCA Wlt oc aaolbc r t UIllWiod ' 8 to _ oat he socuritic s _ 9 A I'S c orrcd 10 ' Q D this procc ss You lit dowaYtithl b 7 I 111 b 7 C QOo you ask a boul ea ch paym nl io tbe k dga- och you ba JOUI priat thc witbdr aw becsuse I cao ask you cpocifaC3Jly u you CDIfY ChatufC llb 7 C Idocs 5 be leU you hat was DOl a paymcat toa gOYaDlDa lt offic i l _ 4 tQ all 6 that was a pa 'UlCDl to a Ua groap aDd - do yuit 7 I'm askiag do 'O'1GBPO liDO by liDO Ihroagb aUoftloc al aod 8 haYe hillllC1 l 'O'1 tbc aalu rc ofc aeb paJ1PC4l isl 9 A My prooc durc Coday is 10sit doVll1 wi lo llb 17 C lO -or'allbis time be'l a y pc but 11 nonnaUywith tl hcad oC And I eevicYtaUcbe 2 iiom liag wu ' tJ t wen iQsocurity 12 I0 16 I 1Ul br bU nx ooJcd 13 8CCOIIIIts for lbc 'tPdc aad he briags 1016'1 ' ifI 13 14 uado rsWad you comx tJy - 14 - usc loW bow be h lS doacseparabi bc two o opaa IS aad IogUticr - bull do blk al dlG payments tn3dr 0 161Ib 7 C jobVinusly r dca 't inqulte bouICYayODO bt lII1S ca a you ioQUag at tbc IS UlDCQlatioo len the tpccifte D ltu rc of tbc 16 arc7 17 s ipin8 wi L b _7 C _ 19 ffii illOwbich1 w u later 0 be - 10 bow tb3t it rdalcs 20 10 paymCnl$ I arc made Io lbc guailbs 21 Q 22 A lbat - who loki me boul Ihe guerilh paymculr Of told you Chat7 23 whoIOId me aboullbc code 1l3DlC7 2 Q The code _ 25 ctr x ' A In gcmnl the pa 'UlCDls lb lt I rex cvctYq is A Tbt code name 1rcuU being'lold that _ doll't ioquicI as ' O each individual payment but J 11 Ihcsc ar 1 wzs 1oId wball fIrSt amc 0Colombia M 18 ymcolS -lbc gucrilIa payments an - have ban approVal 19 by' tbee orpooalioa aod an SoOaIdhlag hal is aot l 2Q policy ia Cobabia $o I duo l inquireabo tJl 21 individlPl llhal c made ifllDt'c youc'quatioo' 22 Q W1ae tolcl 'O'1 that thc pa -mc atr wac approved by 23 tLc c oqoorali what J'OlI came 10 Colombia' 24 A Tbt guaiIb paymenu7 2S Q Yes Page 57 - Pagc60 Diversificd RCpOrting S viccs Inc _ 202 296-9626 12-15--99 - NSA-SEC-14-000159 Multi-Pagc'MCIIIQUITA n A NDS INl1 RNA nONAL I l b 7 C rage 63 Page 61 I ii1volYOd wi lh tbe Qllin pmccss f om II oc sit lIi Cof tbc A llb 7 Cl IOOn'l recall wbo if il W l$ allhc lime I Z I b 7 C f- 1 cu 1j JinoJ lhc COUlpaoy or wLa I Arrived in 3 Cobubia 4 Q did you b Ad tbat to n caA ' Pl'covcd by A My UlldersUnding 1hal1bi aprroval lIQJlt tb lt 1b sc 7 payments y oa c DOt ilIcp1 and Ibnt tbcy wCrc DOt 10be 8 I'CpO 1ed or did noC f U under Cbc pU Vicw of tbc fCpA 9 ThaI was mY undcrsliJllding Q Did you ldve undcmudiog of o bel of 11 a 7 Wbea SOD lllOC P 'I to you 'OIl bow dm this has 10 i ' 9 cxplaiDC J who ra civcd lbc paymalL 10 Q Aad 'did Lc c o pbiQ dud 10 yoa wido rd'aaocc 10 11 _ docv DocDt thai - sou c COdIp ar 7 nxonI thai provided chis 12 bocu appttMd by be corpo atloo did you IlIIdaUaAd tha I il 12 iQCQIlIUOOQT 13 IS JUt cxac 1y w s 6 A IL Cllfbin cd 10 'C the IIlICChanif s of bow lirslof ' 7 aU tbc code P QlCS lb at Wac usa r oabia typeS of g p a '1 Qrts He apbioal be ulClbOO of payment and I oc I w b 7 C 14 'i Q Did 'UU sithim you bow 10 - did IocCl p12iu to you - be bdad b 71 Cl S going 011 do 'tIlocsc p I 'JQCIIts aad t1 c K l S Ihe c pOOtioAl 6 2 101610 tbc disb nart of tbc funds 3 I A I dooI'trccaIl Q' YoocliJcuucd- ndIjusldoa'lwaol llUstor d CB -Vt-001-o03620 A ldocl'l n uU 14 ' Q Al this paiD iu time wbcD 'OQ fam z ill is JS ' ass aod QU'rc gcUing i DVO JPYcdill the il ofbow' 16 - 'ja OlIl aann z' wlul I aspcC c may be Ihc cue - ie you 16 lhc pa 'lDCli b an m adc ad dIc sc aa ouDls did 'ha'iC a IIY 17 diSC1Uso d fOUC procodan f doi thie with ty 18 today with the bc adof security today wha-c you it dawn 17 aboat tlk CQQln l -rn i Ibcsc fuAdsl 19 aDd yoa JOUbow you Ioolt at OCllaiD i My 20 uDdorrtaadiag is you'YC l oca doiog this oc almost Ihroe 21 ycaUpow Has that proca1w-c 1j'olvcd ova the tiDle bccaasc 22 2J you bow fcx wWsI va- JJl 3ybcyou vc gaiocd more 24 Wormatioq oc you've gained a gIna faciUty with the 25 specifies of paymeuls lhat an Qladc in thcsoacc IIQts Is 18 A l b 7 Cdt comfortable with thccoolnlls bat 19 v in pboc 10 record and idculify bc$c l 'PCS ofpaymcnlS 20 Out tiling inlO account y baclcground what I didn'l foci 21 comfOdable wilh aad I felt that that's SOlDdhing - that 21 Ihat pnxxduro in p1acc was tbc funds yoU know we IJCVa 2J or IIlCVO focl hK clmlih - as an auditor 1 dOq'l24 1UI1cs$ I know wbo is cIllaUy rncciviog Ihc mooic you know 25 berc's neva- ao cbcck 10 see if dlat P100CY was I'ClCCiwd by a Page 64 ' Page 62 I third party and I'm talkingspecificaUy aboul tbc Ua I that the cuel 2 A II's - I ocn you say cvolvcd lIl3l ii' c ngcd l since I1l3t - sina oo 4 Q You talli d about or 'Oll rnculioOcd thai you don'l 2 payrncnts Q Tab a VC ' specific qr lioD flow did you bow at -4 tbnilDC tha Ib 7 Cl i w a n'l pocb tiag casb 5 review cvay p aymcol cvcry - you blow lbc apccificc 'oC 5 Ii 6 incc d Jy 011 becausc tic only pct IOI tll t you bow that is CKl 1 p'OCD list of InasactiOllS jp the soc ll rity CTCry pa '1DCDtthat COIllCC out oC _ Whaa 'Uli wac fant ctwgcd with thi dul1 ill c arly 8 Po bow 111ClCd VII to do Ibio I m l b 7 C 10 1 _ I 'll'I to dolhis This is goiDg to be part oC'rov' II joh IUgf I thea Ibc Cam tirae JOG did it What did yCia 12 'doT l3 '1 requests and pa '1lltItts for guc rilbs is be b aeJ of 8 socurity No one ew i' wbo - or uq Ocialcs with Ihcsc 9 groups C lu qIt foc ltiDlsdf diaa's b u my if 'OU will 10 illy coacau since day0lIC JI ' BUf $ it wasexplained 10UK thal it's lbc 12 in pbot and that tbc DIlly way lL3i 'M em a A The bedof my rccolJo lion is lhal l cat dowawilh ' basicall tdid t 'IJl'doing l'JU I4I b 7 C 15 mowcoday in daall 16 icwiri A thai' vtS'f valid quc slion and dl3t' ba n my wcnl duW ill - Bll Jat point n p ym nl$ tlpl wcn in tbc w uritiCs t 7 lICCourrt Agaio in tbc ogi$tics and tbcOpaalioos Q And wlut was rov s ale oflr DoWlc xJgc all polDt 19 in lime n gvdiDg guailb paymcuts a ad Ibc types of p ls 20 that wc rc beiug hroul h lbesc accoilOtsl 21 A I didA't Icnaw tbcpl lX'C$l in itscntUay iIIlcnns 18 I that these mOOic have hem ddivcrtd to tbcse groups Is ' 14 thatiCVledoa'tJPY ive1h bemoocy tbcybUI1IOOwt1our 15 farms oc Ibcy dallUgC or tbci Q 3Y 16 n l b 7 C 18 I A Tb t ' correct 19 _ Q I waal to r d o bella uoda'$W diag of the c oob 20 tbi OU Iaimf about 1h a b 7 C Ia ia the 21 latWa Cor IhC so au i ivc paymcots guerilla 22 of bow paymcnlswae actually m -1de rccc ivtXl be moocy 22 pa 'lDQlts Why islic as eoded 23 00w it wasrnccivtxl So I was sirlcdyjusl knew wbac they 24 R COnk d 25 Mtc r thaI was given 10me I obviously bo ame moo 23 Page I - Page 64 b3rin our Q A dQ t'oC i ' laccdintbciblq rityoC A As it was c xpbillCllto Ole aUpayrocntsto dlCSit 24 arepaid in cash So be normal process is 10 u sea 2S dWd party and Chat's why that - think in vacious NSA-SEC-14-000160 GIIIQUIT BRANDS INTERNATIONAL Pagc65 I OCC'lsioos I sa od r Ih3J b 7 C k t but i o l Q Aad haC iwnc I'peod ia ChC kdga catty cOfnxt7 4 A 11 S0lIlbc IOt6 aodlbc Dtry S Com ct 6 Q Oqy ' b cI cn aD ' odJg- doc Iatt other cha cbc 7 1016 audii o kdgcrCD CrJ 1'dkds d c lt' asac r iooo1 8 A To Ibcpoups1 9 Q Yea 10 A I b ve sa a Ib3t be's 8t limes a - ill II juSt a fonn ' l be types IIjlIQ scdc pprova for Ihcsc lypcs 12 of paymeols 13 Q Docs chat apPmval ia 811' way c xpaDd OG the 14 laI onutiaa t dcscn1lo euctIy dao liOa U 0 IS 1K ill u j pal'detail 1 wbat - yoa baw 'j 16 is -1dae soacbt- o pay pcriUaS or whaCcYCl 1 17 saaiilive ymcat7 -j 18 19 20 21 22 2 24 ' ' rage 67 I don't even ask because it's so SI01Sillvc lie coordinates 1 b 7 C explained it to he coordinates that IIlOIley I '2 2 was spa iflCoOUy foc'lbc tDaI1 IQ Ilx groups -' l b 7 C Multi-Page' A Again lJccallSe of be ddica and eoofldcnti t of he p 1 littlede$criptioaU ptaeed on wIIiCbever dI lcuoia l tha I bc I'r - nl$ QWho ilhiB BllftSdex's a ganizatiOll-O ' in the Chiquita otg uU zalion as -Ii wb 1e C3lI look at lhese codes DIId Id1 yoU whatcbey uit ao Id1 you Who you bow wbonxcivod thaC moor y'and -wullhep of lhal you bow chac nalUrC 25 cxpeodiC1ttO of funds -in$1 me himself alld ' all inlamcdiary lhc moneyis laIc cq 10 4 if youwilJ the jUllClcs of wbQ-c they arc and distrilJull d S I 't knOw - thc rc's DO scad code as to if it's 6 to lhc left OC'the rightwiog or who'it is 7 Q' You just don't bow tha level of dcbil 8 A I dciri't know 9 Q Do you know itI b 7 C lrnowslbat kvd of o detail II A I don 't know 12 l b 7 C IWe'U go ofTthe reeord erthispoint 13 for lunCh o l i4 l b 7 C IS Itb 7 C I Fioc I O Offlbe riconht 16 appro rdy 10 minutes bd'0le 1 00 17 A brief recess was Iakeo 18 I DYI b 7 C 19 Q Okay wc're back 00 'th e record at appronmately 10 10 inulcs a ftci- 2 00 -No discussiolJS of substance wac ha4 21 wl1ile we Were off the recor t Is that m ct'l 22 A That's correct 21 Q Not counting lhC discussionnf the greea Jif of 24 - bananas but - assuming that's not of substanoe 25 Before lunch we were talking about aa FCPA- Page 68 Page 66 j I I qlW Crly f'CPA I Ompliaucc quma y rev iew pI'lX'-OOure tm I 1 I ClID ooly spcokfar 1110 Colombi 'n'divisMJ n and 2 that would be you know people thai have kPowlc dgc of this 1 acc OtUll 'lf - the pooj k 'lhai haVe - Ih ll appro ves il w e 2 t cgaa in I think you said e-uty 1997 wbcn you wouJd sit J dO d wilj b 7 C rcvicwe ulrics iD lhc itive 4 1 b 7 C 4 payldCU iICCOU Ils I' 5 Q Mon specific cha a thaI Cbough who could look at 6 a specific try ill cloc Iafta 50C Ihr lUUJC C cbc 7 lOIS audsay 01 s ll laat that wu for - N io ' 8 j_ daal II J04I t-w chai chismust haVe bor Q 9 pajaum lrut look s mc a u at il DeI 10 boor wballha1 wasl II A LetIl10 1lClC'j I lbc queStion If 12 soaicbody Ioob Ibc gcucnl bJga- al'd l C$ lbat'lhc Il dcseriptioll o b 7 C I 14 Q 6 duty did you u dcntaod lha llbat was anolha n vicw 7 proocss ia pb c1 A I lba bn7 C lvasl'lZposlSiblcCor 9 lbc oycrig fO A compJiaacc 10 Q obr bUh s r JOII wat bc i ch aciwwilb i I lbe duty of a very s 1C rcYicw l'roa d Did 'Oll bn-c 12 y uad ntaDClilll ' Ill ' hItcYCr' wun e tballba1 was Il aooc1la - Chat chis was cillo- replaeiag aooei a raicw' 8 IS 16 H 17 guajIlas 17 Q Yes ' 19 A Prior 10 lbe lime wlaal you w cla1q cd wi h lhal 5 14 or lhallhis wugOiag CoIUp lk uic a1 SOlDI Yes IS A - c ao lhc y c uu ' pcnoo - pmon rouJd 16 come y with lhal and say That' payIDcnllO lb 18 1m rcv proccdun 1 A I bI'1 m U Q ' Why lherc l Otd fora n view proocdtllt of 18 B aadcr ' s quadaly fCPA rcporl7 i WUld say at least mjKlf an4 b 7 C I Ixt I would also- I c - n'lspeak for h im ut 19 A Am ' lll aring 10 Ib Iimc lba b 7 C 2OIt b 7 C 10 had given to IlK or - 21 wooW think the p oo bo knows lbc n - isl b 7 21 22 #- 22 Q'Ri hllbcn A R igt llba 23 Q Yes 24 A Wald 8$ IIIlIdasUiJd die It'SpOlISibiliiy bad 2J Q Am lbcn ditfClQlt c odc IWIICI dqic ndiog upon 24 whic bPcmla Olg being paid know and I'm oat -I'm I CBI-V1 01-o03621 is _bcr n givcu to me to lbebc$t of my roculh lillll ufca- a Pag 65 - Page 68 llivttSified R ePOrtinl Services Inc 202 296-9626 12-15-99 25 A Again OOo'c II ' - I I NSA-SEC-14-000161 CBI-V1-001-o03622 MUlti-ragc TM CIIIQlflTA BRANDS l rERNATlONAI Ilb 7 C I agc69 ' 1 1 t 1C Jl3ymcn l h ld sur attd h od at Ihat timcJlb 7 C 2 Ib 7 bad given mc the full bilily 1 0 pafonn Ihc Page 71 I 1 We u llco l aboul the 11l1l 1 process of an au lil 2 flier on 3 ICvicw WT wilh ll b 7 C Q Yes Q What did he IclI you with regard to topic -4 A W 13 kQ boullbc lI JfTn Il processes who go s 10 5 Ilb 7 C Well which is -dtis topic s the Qudits and at Ihc condusiou of cvuy audit you nomWly 1lIE WITNESS The q lC$lionabll paymcot l the 6 have a close mc cIing with And was - u I 7 Ilb 7 C n us is in rCspoosc to - Wc're - 7 eaate to lcDow thac was secoed ino 1ing n $ -Iha-c W31 8 you know I had asked you why was 11 ere a and y had 8 lWO 'in andbe bad COIJIC ouI of a close QIt' diQg lb 17 C I od 0Ib r- -I don'l know who tbc otb n wac 9 said it was you know a qucsti lc payment badcoree up 9 10 aDdtlwrproco lurcwas being Wtilufcd What did you ' 10 but bc came out of lbc n ' ' tb ll b 7 IC Ilhecnd of II discuss with rq Ud 1 0 die q ll StimUbtc pa 'lPCllt ll lld lhc II 1bc audit 12 ncod you know IIIl tic-in bd woex n that and he need fOf thls 12 Q At diffcra 1 point in time you said thai be asked lJ proocdutc7 n yOq to fiDl1 out aboutchc C two J1DCGte thea bc x- yO' 14 lHE ObY I b3d knowledgeof a 14 laid IJqt he asbd 'Oll to Ii s out bout thIs pqlIIClIlt IS questionable paymentwberl lb 7 IC asked rile to IS When be CODK S '0Il1 of die a a ti a M1 bc asks 'you I -4 ' j I witbl wmmss 1 1 lhad 16 gaIha some infonnatloo this pa t in q ion 17 And I recall shortly thereafter he wanlcd me 1 0 18 begin reviewing all payments lb 7 IC rocordiDg I in the SlIXUfity payments and that I was going to assume 20 responsibility as of that dale 21 I doll recall any specific l'C3SOll tIS 10 why I 22 gucs s you know just it hap simultaneous with the time 23 when be bad asked me to -begin gathering infOlm3tion about 24 this questiOl13btc p3YJUCUt 25 'Dyj b 7 C I I wac Page 70 Q WLa d id Leask you to n gatbcrii g iDronnilti I 1 about this 'lucstiOllabh paymc ut1 1 A He badllskai DIe 10 gadla aU ioforowlion mating 4 10IWO specifIC payments thai wcn madcin Ihc same lime when S - at berooclusion of an audit RNiewChat was bcing 6 16 to find wtlhe iof tion is bc ng t this point 17 about ooc paymcat oe two pa 'lDCllls7 18 A I doo't U lbc LI Cl but I n alltha Ic rc 19 paymc nl$ - 10 the besl of Iny lkctlon 1lC said 20 tIr -c have ba n paymGlll$ So WbclhcdlC used two or one be 21 jUSl said tbac Il3vc b n pa 'DlCl1lS thai we no d 10- tbac 12 wen qllCStionable I'aymr ntsthai ma '-b v beat pa id and thaI 2l I 10gatha info tn1'lion tcl3 to dlOOC two paymcolS 24 Q Auhis Poinl in time is this Chc CltS you're' 2S hcui goflhc p lyu als1 ' pcrf by tbc illlcmailludit dqlat1malt in CinciJloati 7 Q Whm wat y01l whaa be acted '01l to ga Chis 8 iafonaation1 9 A I know I was in Mcddlio ill off'lC e Page 72 A when he bad initially indicated 10 me n vniing 2 wbal payrn ulS thal was lbc fllSt tim thai I was awarethat J dim was apoteatlal - dx sc potential payments thaI had 4 ever paid to a gQVanlllCllt offICial S Q I W3Slt to get into Ibis in depth latr r but for 6 rigfttDQW I want CO ee t stn t ill Diy milld at this poilll in 7 tilllc wbco hi c omcs to you prior to thatcoow natioo did s ha' aay bowlodge of u 'QlIC bri'oi ag a Cc OlI1bl3 a 9 gQ 'mlDlc ut omcWT 10 ldoo 1 tuaU spociflcaUy wlr n 1was lJt 10' A No Untiltben 1 h3dao bOwblgcof ny typcof 11 Q 1 at to b Ihe scaiag_ Did be caU yoU tip on i 1 paymcnl nor Dny bo'bcs to any t otru ial 12 ahcpLooc 7 Wae 'OU in his ollkc rcviCw-iug oOlDC oCha' worU '12 Ilb 7 C Iwell I thiakbe said 13 14 IS wiao Was In thad nat' what I aer d bow 'A It eallod me to his office Q Was anyooe dsc tLad 16 niE -n a ' S C-On- x l Ld Q slqJ back 171Ib 7 IC be tiOOcd il be tnaltioncxl pa 'l to 16 17 Q Wbal did be say 10 YOlll A I don't rec J1L 18 h To tbc besl of O y ltX Ou xtion be k d indicatcd to 19 me that be P st came OUI o II mcd ing wilhllb 7 C 20 of illltrua1 audit and oth rs don'llrnow who they and ' 21 tbat IIq - hat W3-S o paymCIIl dulnuy L tV C b x n paid 22 10 govaT1fDClll oflkial lInd lbt be ra ded aUlbc 2J iafonuatioo dl t cO'11d gatba- rdatin to dae paymcnl$ 24 Q You said be came out ora llODClior 00 you bow 2S t mcttiag that was that he Page 69 - Page 72 C3JtI - 13 have DO knowledge of any type of pa 'lilcnt O a tovanmcnt 14 'offtcl l Is it Ihe sc tbat yw 'M le waIC that lit times IS tlll7l v tie Ji ilibting paytUalts as you've dcsc r-ibcd7 oot on 18 L W I1Cb lin a customs agc nt aDd ti t thc se payments may 19 been paid to gt V'Cnl torrlcia1s 20 BUI wtx n I'CllW sa id thaI i was 21 r o lUI1C1 t - thal was DOC a of any bribes 1101' any 22 paymcuts to govanmcnl olflCials lI blal spocirlcaUy to 2 3 these two 24 PII ts in question tb t IlSlrDdlUC bout Ilb 17 C I OUy wtd tood you to 2S polcbli ll problcuutic p I IDCnts D- m b ' NSA-SEC-14-000162 CBI-V1-o0 1-o03623 CIIIQUlTA BRANDS INTERNAliONAL I 11lE WITN SS GUy 2' l b 7 C because it was out ' I IUut I I'P PledlC cbrif lCatioo Page 75 Q Jlas hen eva boc o a lilll ben u l have Iud But 1 UDdasIOO 1 wb3t you _ 3 l b 7 C 1rq Xt 4 A To be bes' of my rccolloctioa I don'l ltt U 5 s Q We opokc' abo a t l b 7 C r- rb 'cz U' C' '------- I ' Oby BYHb 7 C 8 'OU wilh this duty to sit wiw b 7 C ad 9 rc'ficw traAActioGsio sal$itiVG llCCUIity KCOIUOts dO 10 'OU bow wbctbc c at lhat poiot io timcI b 7 C In filli 11 oat qarlcdy disclosure fonDS of hi awa 12 13 J 9 Q Yes A No 1 don' Q Qaa yoa o the proces of 1If this 13 ti onc is 1 tab it is iola ioiaol1 fOXQ tIiis ut-oo-aT 18 Hb 7 C ny ll b 7 l1C l II dido't undcnUnd t quation I Q Oby Yoo're silliog OOW1lwith 1r b - 7' 7 ' C --'I I 10 II 14 A I n caD I visitc d most of the locations thai 1S Chiquila bas opcnliotu in 16 Q CaQ 'OUgi ClDC idca of boutbowDlllAywe'rc 17 taWDf about 18 A III be'tropics we haw opcntions whicb I've ba n in'Cos RIca Uondur Js G 'Ian I i I'alUlJ 3 19 W dcutaad 1 for lbe pu tpose of dcbmiaiog what oocdS to 20 rqww1Cd on he fCPA qU1 crly Cfu lon farm ls th 1t 20 Iudot ' 21 fO C'Ct7 21 22 WJ o 7 dcvircd this proocda n 1 8 A II's a queslKxt of who set up lb31 procedure A I do 1'tbow Q Wbca Uu wC 'C lI4 audit lupav appro tdy 12' m a oyo iquita Ioc aliOM di yoU go on l ife to duziog th t cLstr - as filiot the quartc rly FCP A sclonatl fOl1ll that 16 17 Iusiag cOOc$ 6 ill 1016' to 6a a ibc omaia IICIlSitin ioal I Q at lbc poiDlio time wloatHb V Cl l charges 7 _ 2 pa U CDts oa o rq OIlt you submitted tUch wc n Dot 4 uyiq 6 A 1 sil down willl b 7 C Ito icw all pa ll1C ls 2l 1016's that atadc during the q aad lhal ate being 24 properly' 10 Gncinmti Q I'ropcrly n pmtod 00 thi FerA discloiuic fami that 25 i9 22 Calowbia a d Q Did t x $c Ioeatiotis also make 'CQsitive pa 'RIculS Q IJ l1a payments but J alSitiv -t 'pC 23 paymc nls of SOUl fashioa Cl'C fonnT 24 A I 't answer that question in w in all blY 25 visits l did not audit compliance of frY A DUI ar aia Ibc I a c Page 74 I we've SQCU Ibcrc is ileta'iolU of lhis moraiag 1 A l'ropaly 1t l 1l1cdon Iua n Manuel's FCPA quaslclly 3 wort Idta Q Oby l' m - aad tha t was be essence of my 5 question is lhat Ittbe end of th is moctipg who is filipg a 6 qUarterly R pOfl with tbc iafonn lltioD that both fLavc 7 agrocdDOCds to berCportcd It it just him I it yOu Is 8 it 'OU udhim 9 A WhatI'G - W n oo by be pmeas or sining dawu o with him I'IQ emuriJlg that 'C'n coaununicatizlg IbC 1 II t Cioc 'aay adaU paymcats oi bowIcdgc 12 0 lll1y pa 'lli ats tb 1t Yom ID3dc 10goYcmulCn1 offici3h 13 duriag lbal period 14 In doiqg '0 I sit wi b 7 C od ra'icw 15 his A rq o S aDd tninc 10uWu sun lhat re rt portiog 16 10 CiocinMli a lId dx qal dcpuimc nt baslhat jqform atiOo 17 Q At this point then is cvaythiag t1w' io 18 ronu OQJourformT 19 I J b 7 C Multi-Page'''' rage 73 A When Ilxva asswniog diis PCW It Sponsibility io l 7 II iniiiaUySW1oipuumg - huically 'wbat 21 be bad in his inf lllltion his my n port Just 22 basically since I bod knowlalgc of it I put it OIl 10my 21 IqJOIt tik f oa 10lMlid duplicatioil of dfOl1 I bqan 24 jusln vicwing with hiul and just puuing00 my'lqlOrl what I 25- badiaitiaUy sigacxl 76 I 'FCPA-ap llics 10aU Chiquila divisi os and ailplo 'tX S so I 2 Can only - I think lhal lb y aU ha C speci fic eccoums whcrnthey sci up wbac thcy record thcir sCIt$itivt paymclltS_ 4 Q Aod -I'm asking 'his ' l0' gencnllythaa FCPA S payments Cmean the type or I CUriuvc payments I' 6 rcf iog to ate nolllCCCS ly acilitatlog pa 'lilca's not 7 POCC$wilj- to o govuamcat o cial 8 I maybe lLo conipaay i pap $OtilCOOC'$ mea 9' boo Y e be r is payi ' 10' ills You bow IUid I' - that' why I spcciracaDy aid II IOl guc ri11u YOQ bow then an iti C pna ts is I 12 lJ p ss - nII' t bcIII duradc rimd Aad lbc y'rc 'OU boW to miad just paj-mcuts ben 14 for ooc t'CaSOII C I aootha the cOmpauy doc 'tW Qt it to be IS gcacnl Who the rt Cipicllt of thc paymc al is or 16 I QWQ tL c fodt 17 Now tanding rhat tic Fcl'A applks to aU of 18 o iquita's -yuu bow subsidiaaie lO do otha cubsidiaric s 19 beside CoIoo ob a a akcpaytnc u1lO lib dull 20 2J o A I doo't bow 'Q Did a iquib ayc a CUtop ai idc p foo - 22 Ot coacuuiOS bow to a c couotfoc ICDriti lnaudioos 23 ia bc Loot and rcco b in Jhc company bol s a oid meordsl A Chiquita bad a policy for bow toKlCOld CXpICQSI ' 'J 2S that Il$I tood it 10 be rccmdcd undcr a ga1W1l 24 Page 73 - Page 76 Diversified RClJOrtinv Services Inc 202 296 ' 626 12-15-99 NSA-SEC-14-000163 I l b Z C Multi-Page'''' CHlQUrrA BRANDS INTERNA'1l0NAI rage 7 1 1 ' a g c 79 1 1'- peases I P' lnaca- expense aQ OUDI in divisions 2 Q ADd what is Il teocr sl m maea's expense account 2 J A As llinderstand I gcnet1Il martaga 's expense J 4 lXOl1n1 rela tes 10 usiuvC payments -liow 10 record 4 Q IIne r- IClCQ th 5 A I doa'l Il S sensitlve payments and in scnsiti p ymcnts as 1 1IIldci-stand han any p3ymcut that is vay dcliew and coofidcnwl dl3 t 7 could ha e - rhat could place he company aildIordie B empl0 '0C in harm 9 Q lIow do you bow about this procedure la A I know about proa durc simp y when t was an II audit supervisor aod I r o dod to go to divisions and chcdc 12 for compliance wilh FCI A ' 6 J I j Q And docs that procedure implicate y duties as 14 COIltrolb in Colombia ' IS l A Could you ihc quCstion l b Z C '6 B I llY1lb ll Zlic l J OOctun lll I b Z C bcfon 7 '- I Could weGBP0 olf he rc x oro 7 A brief was raI 7 1000y ' b OQ rbc 0 1111 l b 7 C 9 pprox1m ldy r r1ca minuecs before 3 00 No discussions of 10 $ DCC wen W wtu k we wae ofT lb nxonl ls that 11 cormct 12 1 ' lb ' IZ ' I 'C - - - - - - 'Ih JI' eotreeL 1J b Z C 13 1 - 14 I The w lJJQ S C1UI l DO tbe t 0CUlQ QL Q I'thiak bclon t 'C' toolc t bre 01 I had 1lSb d yOll 1$ ifrou bad this I bd'ore_ IJ s 16 Q Does - you uid lhnt yo DCcdcd to mow that 17 procedere when you WCTC a I1 audit upeivisor 18 A Mm 1unm Q Docs tJI3tprocedurc have 3tIythiDg to do with your 19 20 duties as a controller in - for tbe Colombian operations 21 A 1 can't answer the question because i COlombia we 22 don't use a manaee r's expense account 10 record 23 sens itive payments 24 Q You usc a difrerent procedure is A What I can-comment on is lhc procedure iii pl30C 16 documeot before 17 1 To Ibcbest of my IttOlkclinn 1 on'l $ -1 18 don't rocal1 seeing this cIocumall 19 l b Z C Iwas the cootfolk do CoI Dlh a that 20 you l CI'lac c d b thaI com ct't 21 A ThaI'S coerect 22 Q My rl1lSlnl oD is thaI - my undasbD 1 i GBP' is thaI 23 all the Dallles 00 thc l6p arc thc iootzollcn f JC thc vatiOl1$ 24 l0C3tiollS I - well maybe you bow poopk you 2S look at ' ihc names following the two on We fC'OClI page of SOC - ' 80 rage 78 I when I arrived in Colomb and lhal was the ptuCQl lhall I rAi No 137 1 0 yn bow t d c iDdi -idauh a rC1 2 laICW thaI c $tal in OJlom i3 and L11 WilS ' applied lind 2 1 b Z C 3 subm 1t d Ii C ncinnalj in lh31 fa bion ' 4 Q Why w you arrived wu CcIO Jlb a UOIW g thc 3 A Yes I bow l lcm 4 Q S' olba proce dun that you blkcd bout the teDC rPUJ12ga 5 - 6 Cllfl llIC aCCOW11 proccdW'C't 6 A f - sieoe I WilSo't pan ortbc '- I wasn't 8 invoNcd in$Clting up Ibis pnxx tlUlC doel' t know II was 7 I Who iJ b Z C b Z C I Q ARcI 6o be cI nag'this I pciiool JIUJOUSY 10 7 199iil 8 9 Ibac wbcal go lh I A 1 ' b' ' ' Z ' C ' - 911bllZlIC l 10 Q I m hudionou a t'thatL u p f Yioosly II -'a d as l llbJ ii No fJ Tdc m t 10 rCTiCw tkat sac 10 ' q - - - - - - - I Q l b 7 C A I b ri T iZ C -----------'------ 12 widJ JOUC c oUllSd nd wtUlC 'O 1 do I'U cbtriboit few 12L1 ll bu uI7 IL l IC 1 __----- 13 xonl II Q I b Z C _ _-- 14 IS 1 l b Z C 14 IS SOC Exhib l No IJ is'' multi-pagc docamcut Bo k s olUlp 1 0lQHOOOS5 duough ad iacluding Q ' I b 7 C --------' ThcrJntP tcortbcdocumc rlt isaaaa otaodtanda 16 17 Jalluay 30 199 6 It bas lhc Or iquita QraOds Iillcimtiooal 17 Q l lb J lI C 1 18 attbe tap 1 beSUb j CC lblJU ZlJQ C i S ac oun1l-ng 'rocsauiliYc' I I b Z C 16 OQOOSs 19 paJUlCllts II is 20 rrool 1 1 ThC secoad pagc s o dirrcrt DltIICmOt2Odum ' 18 19 -- A l b Z C --- 9 - l b Z C 1 --- -- I - I CBI-V1-001-003624 20 A l b Z C 21 with lbc Chiquita 8DUds ja lllCCllUntiDtfor scnsitiVc 2 payu Qlts 'QIQ tc is April i9 1990 with' an viJiool dale 21 Q l l b I I7 lI C I 22 II l b Z C 2 01 FdKuuy 16 1994 ADd that lIlCmO hss 1tacLocf 10 it 04 2 Q Did o dcmaa4 dad cboae ' 's rwidc 24 doc lui II Olm that coribUu a cL ut aod _ the lop it 24 p ucodlUC I 10 lUI ' ClIp tiO I cuoIe 25 sa -qm lalc roal Audi t rtmalll99S MtIJ 3gCl' 25 f_ IOlsiti pa 7 ' Page 77 - Page 80 -- I NSA-SEC-14-000164 cmQUlTA BRANDS lNlERNATlONAL l b 7 C Multi-Page TN rage Kt 1 A 1 undcrslood' hal Ibac V lS a mcd nism or 2 sq ating sauitivc I in spo irlGaccounts but j S 1bc I s codc7 7 Q We buzd bout duriJocJ'Olll' timei audit you W cxpc oSlO acc oual code Did tIq WlC tbe gcncnl rnanagaA S And bc didq'lgoiocoaay dcWl in lams of 7 paymcote- IMt paymml$ wrrcbdng made 8 Q AM when J'O uy they Wen J'O blljog A doa m aU which diwioos had 01' hadn' - Of II did4't have CXpal9C 12 Q W lhc rc Jocatioos tLa'had Ibcir 0W1I JII'lIC'DI1un ror dcaliog willl tiJPY'C pa 7 ' I docl' t RlCaIl I know that - v Qtl do bow Is t cli divisioG bad mechan w to - be audilOn I ' ash d to audit lIq v qC 1Cd inspa ilic I 10 A 1 was Iallcing whalluid - II Q 8ccallSc1 thi d YOll said They wc dciag made o 12 A Oh I was Id'c ning to beguc Qllal 'ymcolll lJ Q noW - r sc aari1J 7 14 15 IS l b 7 C l b 7 C 16 S lllty accounts II i 18 Q Wbai rou YOd in Colombia i o Cxplaiaod to you 19 Ibcway th iogs wad with n g to socurity CCO lIlts d 18 hlUDber but IDOrC than 10 19 IrJ cb 7 CC 20 scasil ive paymcD lsin Colombia7 21 A To lhe best or my n coUectiOn it wasl b 7 C 20 21 I' I 22 2J Q I m IIOt lking bout - 1 thiaIc we bad talli d 24 bout yOubad 'OU bow a uodid discussioQ with l b 7 1 ICb 7 C yon 1I'Q'C charged with Ibc duty fsilCi dmna I iter is r age 82 I with him to do FCPA compli ce-typo JCV cw- 2 I'm taUciDg about -- doli't WlJQ you to 0IlfU$C 4 'yOu' C gotng 10 b ii fuocliooiDg as acookoUa in whal I S Uk 10 be a much time is No'tcmbcr 1996 Who tells 6 you what SituatiOD is' with rcganll o f Q$iti ymc uls 7 IUld illpadiwlar lhesocuriJr cc oIUIls1 the 8 A I llrlval in Co ia1 I Q Yes 10 A I doo't n ciill bo a UlC at be riD1CJc b 7 C I A Com ct Q ' Iaidt Ihcsc auounts Co you you bt rage 84 I think you 2 mcotioocd oHCfiltioos Is that - what does he s y10 you morc spccif'lCiIlly7 A Again to the best of my recollection he explained 4 5 lhat iogistics accoont is awareof paynleots to - or 6 wllelC faciUtating payments to go 'Q'lU1JCllt officials arc ' 7 reCorded the opcraliOl1S account is used rot' paymen to tlJPY guerillas 9 Q n_4 the logistics 8OCOUDt ha a eo dc Of yOIl w said H e told me logistics is this OJ 10 a awnba daat - II 12 poo1l'bi1il y was in Ii tms of lctingtboqU311cdy 12 20 CoIOaabi lhc 5CCUrity IICCOUQtsl I 24 oC be - be s brid1y bow it opaabl 2S Q AAd What did be Idl' - about '-- it opcntc d1 Il 14 IS A Sub xxoonl1 Q Ycs A Yc s but I don't nx all1l1C codes Q What olba accoUllts were tbcrc7 A Ono gu s i what it would be bclpful to ' 16 darify 17 III Q Swc A - Ihe l wfletb it' s II 19 SlXUrity dcparupent 0 thecontrolla's t or the pniductioo department every dcpartmcnt'has it paspective 20 21 A I fnt arrivtld in Cl1oUlbia I spent 22 I days Imlsitioning with Iho fOltltr cOOtroUa b 7 2J to tle best of my rccotIcclioo i e mcnlioocd llx r CBIN1-Q01 03625 0- 24 25 II was iblo So my - you know l bic w t my 13 JqIOI1 bull doa't ra aD havUli lilly disalSsioa I Q I'in maviDg Iqood tbc FCPA qu artaly rcpor1IS A Mm-bun 16 Q ADd JftQ talki ot m geac nUyor you as 17 troIla' o o lkizlg ioto your _ aDd your DeW office 18 aad who Q plai you ywblow 1hescasitiovc payment I situatioel ia the cpocifie ill ' I Q An they aU active A They're U active Q ADd is that lodaJ lLc tUne period JOIl'rc giving me 2J th l answa roc I 3 the two - I'm talki about Whcu you walk io the door and TIlE WITNESS Right I do 't tbccuel 17 17 2 b 7 C IS or subac couaIs1 I ts UIIdcr beIUIIbtdb nl' j bout 9 _ itive paymaots1 10 13 4 used or and wWl be opcntiom 8GCOW11 usaf ror S A 9 3 a pbin Yay bOcf1y be - wb2l Iogi acwunl w JS 6 guc nlb paymmts He assuWaI that I what Ibc sC I don't bow 6 to oIha locatiOns A ALr tin IiJ do best of my m oilcction hallb y 2 were nuwbinal in lhc sa Uri yaccounl and be went 01110 pO 3 n riIy a CCIIlp ny widc procedUtc or doirlg so 4 'Q Why dida 'i PaoadcJ o d the COloaabi opcnliOClS USC S 11 age 83 I 21 suba counts And in accounts you have yOur mi sceUanoous J acrounts you h lve yourSaIaty you hayc 'liur bcudils yoU 24 mayhavecommissions 0 311y otha - so depending QQ the 2 5 sPccUlC tlcp utm nt it may havean ldditiOOal 21 iVcf Silicd Rcoortine Services Inc 202 296-9626 i 7 -15-99 Page I - 84 NSA-SEC-14-000165 l b 7 C Multi -Page' CIII QUITA BRANDS INTERNATIONAL Page 85 I t1l3t you can look OIl 2 D Jlin gena al aU dcpattmalts b vc a J much a standard sd of lIccounl$ bocausc c '4 all goiag 10 b vc payroll wc're aO going to have IG'OIJ$ and bcDdilS That 's be aa ouo suucuue 6 10 put thIags ill pcnpo tiJPYe a it 7 I r back 10SOC Bxbib il No IJ for Q Did IrbU7UC I1ic willloCSS cxasruned tbc documenl 25 By llb1l7 11Cl II prqIaraI by doc local coatrolkr - OIl Prc par'C qua lcrly Il Q Yes 16 A The 1 b ' ' 7 ll C 7 - - --- 1 Do you IIlC3n sql3rnle from wb lt's 19 1edga7 - -_ _ 2 l b 7 C Yes I' - you Jcnow il's POt n 3lly I 21' a tticky q Iioa 22 23 24 2S Page 86 2 pa DCllls facilila lillt paymcnts scasiliw paymQ ls list of S1CC lrity paymo li t odi whal - 18 cencnlal au rom a ic sUy in ibe accounting systan lbc groenl I With tq anl to UQ'illa A You uy be IS n accoun' Io tbc q 24 Q The s ocoad bulkt poibll c cays in lbe 14 OOnsand istics7 16 rbat ' 17 Undi qm11uapb ooc tIic S lColid bu1lc l poiot it 18 blks in lams of list of 'Sactions in fb managu' s 19 fUDclllCalWll wiUbe prc paroJ q ly by be local 20 coo lrollc r And why doa' you t lIcc D waule to c J 21 1'ar gr 1pb ooc bocause it' s in be conlcxt of tbc ccnc r 1 22 and the region m3nagtt sitting owrI1O review bCre ICV'CI' pafonn ' or 12 o list of Icanuetiom in tIx SCCUIityaGCOWllsl accouac IDe sWt S 9 13 gcocnl ' apc nsc - did not use g naal s I ClIJ'CIl'C th arc SOlll proixdwa in ben and I IS wanllO if 'OllaU were following S JIIICIhllIg simibclO Q' Let A I b 7 C 10 puc alLc tical -A' fur of such tr aasaeti lllls shoaId be ' ' n o DIOlDCDt und nboding that you 0 did not foUow the I J I 7 of dw a ttsactiocas iQ the security 8CCOWJ'sT 8 A I do t'tmaw Q So wba t security diffaco is if bas Ibis J3 tRnUGtiooS in nianaga-'s fund Q And I 0 as be ce nc nJauDaga's sllp nisor the l'C ioca 6 did cky - 's sUIt wi th dq eva pctfOlllll o ddailod 8 lq stic OUnl and dUs 0l'cnl ons eaowal that an lbc 9 rocl 1 10 A lh t' 4lro l II l b 7 C 3 I A I b 7 C i I'rdty asrumc that wc 're S Page 87 I IOoIcing al lbe doCumcnl and it rc aUy S CJU to l1lC 10 s GBP Sting that some Yay summary list I of ju printing au t be gc ncrn llcdga- i bciag p - or sbould be prcpamJ - by the coo bn llcr and k givm 10 the gmaa t tn I GBPC ' and Ibe rtgion DPMCC so 1'01 r age 88 i 3 I did lliR ma intain auy supporti ci ocWDCZIlalioQ or 4 any ulion n c ucliog those pa ls in his own fila 5 A Th limcthatl an ivcd in Columbia don't know 6 ir lrbl 7 C l ' 1 b 7 C I 8 h d mai ntained his sq ante file b lm 1htiaincd fdes for hCsIr p tymaIts - Q Wc lalhd abouttbC qtLU1Crly K YM w thU of lbc 9 teearity kC GUAls Ihat you wao with pc donai 10 nu paragraph b beroac U 'llr-d o q 11 n Yiewby dlc l CQCfalllla1LlGBP'% sopcnisoc ud rhc gcacnl J2 lJ l- ys 01IOCc ada tllcGBPc ocnl m aaaga's 14 typically 1qioa wi 11 Yicw ' h 1-5 IU'''sx1ioa in dcuil aud approve oa 84 afia-tbc fact basis 16 that 1hc lUn was IT audioriZQcl 1ed aod 11 S'lpp Rd doasmmlalioca ad support aisls rocgch 18 rcaasacCioa in rbc JDaJIatCl' fJllld ac couat foc the CBI V1-o01-o03626 19 quana aDd dtallbc c xp ditun was n porfal oa the 20 aJ' quwcdy tqIO 1 of 1hc 5tatoDcut poli iCC and 2 J prooc dmcs if aay p3yu cnts wbdhc c GBPlJYCnUDCllt offi ci lb oc - 22 cutilict oc paJ1llCllls to otha pcnoas oc entities 2J to bca COIIO the law dCpamocuc 24 Dunpg 'UlU lime in Col a bia 2S Page 85 - Page 88 who is dac '-- NSA-SEC-14-000166 CB1_V1- 101 03627 Mul u' -r 'ge CJ IIQUIT A URAND S INI ERNA110NAL - l b 7 C r c 91 l'OIgc 89 r - I I b 1 C 2 I oomp ay y _ I WcJl undcr 'lIu l wh 1 1 1 'Id Il b lf Z Cl o IYes o I Mid 10 '10 apbincollo '00 lbat Irb ZlIC I 6 I Yes Oby All b 7 C rW n - Aid 1 _'n doing i you'n kin - qw clions doa thOsditfaeni b 7 e - Qc dq applicd A l b 7 C II Q Do 'Q'l b 7 C Oby AlIl1# I b C I Jaa at nl na l -u lit d Ms of 19%1 I _ bui s lbc I doc - doa rOl' Ibc' lJ I fuad dl e ACCQUAlI daat wu hc iat uflcd 0 14 dooia A' Porlb l - wutbo - Otlt - ' tWw I 1 6 Q t1Li plkn 10 it nyi tbt llb 7 I 1 7 ' ' i wotks 1Umsdf ill coiae 10 l ie do wil l - l b 7 C I AA lI'IJ leU 'W lb c 10 be 18 nu l 1bat I lI IbWnd that 'OO io1 'QU didn' _ lbis 11 III OOl IUIoCUlatiooa thaI 1IUdc its __ 19 O Del_ li Ud lie is PaC 10 - tw wblcva ft U IiI lleiClg 20 '011 bow pmb lHy '-'o1lSC it u - siliY ill lIalun tbc 21 doxvmeaU - be is pcno uy c 'iat 10 Iii dawa -I l I 19 lid lhal yuu doG'l V$C Ibc ao coonts bUlI'U p Y 1o 'O l 20 Ih t cvayooe bu - llO oae baS 'd IQ a$Sot 10tnC d1MlIUs 10 Wt o lhe rioc l rQidt at ' 9 tbilliOllll pcrio 12 blf ' picr Ny i xe 10'Ihe KCUrity OCl OUllts Is 1b lb c _' n t b 7 CI I Yet 1 A it' CoU nocd lIy Chn c I d lct po Modl didn'l ll to II prucedurc lor diffaaot l 'pc of KICOWlI 12 A I doG knaw Q r 'lIfPPb IhJ occ it ' rs 'IbeVice I'laiobal S ' ''Iolaal A tit fwr boca I I to reYOo w ' Iaad 6 fIdomjue d to doc la C'Oa ' iJe _lh J app ly 10 a I' tlU1II I c q cmc accouJll l b 7 C 1 lbcy ccna l wud Uo y l'l bow if 2 WI Cl'CCG rillf ' in SOC bibil N I I 1hiIlIbis i o prn oJwc Co b'd the _n t -wjtb J e il'sbet a 22 qJ1QQl1ed 10 ' lhal piril of do opa1I ' 1tI I 22 bow or a w uk d-qt s y rcricw nMr w lhoc I portiae n Ihogc 'M2'C being In atcd U as accn tIU So lhal'li orby J J lIl bow I WOlIIdrI't onIiIwily go 23 documf qb aDd 10 ' ' hal --k_ 1bo$c htt e ' 2-4 bdld poillil kre '10 Ibo I lia 2j WU'C rniewcd aad app ft d fur the pn vioou two '1UU1C1'li fP'CR1 li expcnK race 90 Page 92 I u al c r1l o b ct b i5 and au llI e c lJlDpliance ith llw I down Ibi i c J U'I iuwToJ wi lli wb II yuu uid if lhal 1 wm 11M bo cl grouAd So you un c lal d 1'111 cOIning 2 a e l lQ 1 jl pnn-i rioo' of tbc from os ru e wtl'NESS I lrldc r$I oo I WlC1mtand I b 71IC I Oby 11113 Wrnmss So as f al die que$ 6 7 a 10your qlllSlical doo umc ntatioo 1uppa1 exists r I - b tioa F b - wb weclo baYl tho 9 ' lislin 1b31 eocncs diru dyfroiD IhcccnaaI wbicb 10 IhowI aIi IhD IIl tivity ia thoSCCI rity IICCOlIQt D b 7 C I Wa -- - j doc obvious pa p 1O'bo an Il Q n l b l 7 l Cl l 1 paac npb ouc killC JOII or It al 14 quatScdrT A Nul that 11'l UQ Q Fanuatlt r- 11oc r eac nl c - 16 11 II l oapparll C dttaa SaCH d Nd aftq doe '1P11c r I 19 UcI Iubaa i1 tbc ddaii- b 7 C ee- raI CO'IIUCI lbc 20 tIW 2I ill iOGlC 4 'Iina bull pol t tiutt to asl 1 WI pa1 ' 'ts to S Ya1IJIOC QI orgaai tioc i iGdiyidu a11 M n 011 6 applQprialc '1ourCa'l qIOft or Ital cDeal of pol ici aa d '1 o micw - Do bovt wIatthc r Jone wu ' lnUf q cdU C II1ppurtiac dct U1 rOt tbc lraIuacliocu k1tb1 bwdtp_ Gmo nIly llOlju st Cobubil JOII - _ 'fie from 9 'OlU CIfPcnc- I iDkorUl do 'OilbOw 10w u WDdlldUc tIW rnicw balf-ye ad II bill A I bH7l CI lc pllhcsc I p s 01 SI 2l$iliJPYt o 12 J pa 1llQltlW Q'r onfllknliaJ Aadlalll'I 'libctba Uor PO 16 19 infunna liocl daaI wallUbmincd up 10CiIIciDaali 20 21 Q ' A ooa Ual cltIo ubja wgu d l b 7 C 2l I iw Ioa J to OJIDC 0 yOOlIo eel m i illlonu l J -e e owdI 10 - ud I I Ik dU 1o - bow _ - Diversified RC O ltiDI' Services Joe 2J 1 - bow i pu- aoapb IWO the tal dcp xcual ill 12 ill be ca w-ity llC A OIIlI tbt o Oc aod 24 y doc tal ia C'iac iaAaIi _ l5 spccir-u lu 7 Cl If t o IlUldtnIa_ il _ b doc ' it tIUs W'U lIc q dooc Q As _bet of doc audit rtaIf J' Il would ant b ve bo a pn Sa tI is type of docvmaIwioo 1 A As Ii mcmba of lb al'dit -dc pat1m ot 1 vrn_ 17 18 mc J b b 7 C pat1ic p 1c ia type of icw 01 14 propriase n cioa will be vadcrlyi C fO'A bWk l poiGI I 10 al$lIIC lUt dilb ts lui proper tu1derlyiqg IlltPort aod A you tqJQl die qtdioa l Q I'U _ it i I '-'lf Iidl Could this baw ___ 25 bJPYJ OlllDf this bei 02 296-9626 12- IS'99 dot laiai ill way' the b NSA-SEC-14-000167 Multi-Pagc' C CinQUHA BRANDS INTERNATIONAL l b 7 C Page 9 I I Icpmmcot as pacaGBP ph Iwo blh a out andj b 7 C I sq t lC from socwi ly sliU oeeds to be Maned which - 2 n yicw of the lal on could this haYC boto b3ppcWog 2 has 10 give Inc ntO guiduloc DUI dICSe accounts 3 without 'OU as Wlllrolkr koOw1ag t the alioo 4 WU bciaf 1lC'D and thai it 'InS bciag you bow cLocla dl sensitive pa 1S will be recorded undcfIbis fICW titlc the 5 A That' ptlSsiblc 6 Q e-Id 'O'll iora '7 13 Salce to the Int p of SOC CUJDit No m p ouJing ill oo581 lIave Y J'I fICll a this fOOl' 3 Jor islics and ope alions wiU be rcportaJ aod a flY ochtr 5 r maal s c xpa se So ii' s Yay b l$ic 6 Q So lhi - wbca this tnnsitioil o us 'wfgt is 1 praa tly - d duriar OW' time iod b Jaauuy 19% 3 widr the logistics acc ocurt BAd thc opcral those aceoo mt 8 bcfon 1 A I doo 1 n call Q Did - ever discuss wi b 7 C ls dforts 10 II provide historical cIoctuocnlalioll of tnousactioots ia the 9 arc oiag to llq'cc r o to be coone - Uvd l O A Right right 12 security f the period 1993 throI gb- III' a atil your 11 13 rim ia CoIODlbia1 1 9 10 H A I doG't rccaU the cXa I time period but Ido 15 recaU Wkiog to him durillg the course oCan audit II Q by A There 10'111 lie a IS 16 ' l lb' ' 17 ' C - - ---'I Ol n I See SEC luoil No 13 17 A I don'l nx aIL III Q 20 Ilb 17 C 20 21 l b 7 C 1''' lllanding you 3 documcut 2i 1lu11l3$ previously'been owb d as 'SEC Hldu'bit No 34 as 3 multi1'3GBPC document spanning 24 Bales d3uIjl r CC -4CHQHlOO6 3 ihmU h 8n includlnc 000670 25 The wilroG$s the docWllCDI I DY I b 7 C 1' 0 t alking abou l ihe cl rts that wc'cc looki a t the last paGBP C of sec 21 Wlibit No 1J lhc rc an simibr-type c tli2t ace 'oW 22 bcillf filled i n pUt throughout tbc docum at and 'Od C3lI 23 SOC by tbc dlvisioa I oi 0Cl the lop tbat Ibcy n btc to 24 r oloOlbia A IlliRIillh iop' l rccaU socing b e doCumalts bllt 25 l'age 96 Page 94 I I EUR-lin l don't de y llul I have I just do 't 311 2 Q Why wen the logistics account and the O t ODS 3 account not r cn cra1 manager's expense fund accounts A r don't know 5 Q Is it a mailer of just a name7 Is that - that's 6 how basic my qUestion is 7 A Oby The _ as I tmdastand it it's just - it's 11 lhc waylbe p ts are desaibed in an accoUnting record 9 in yoot reconfs ' Q I'm sony I doo't undcn taod Ii A 'w mctake astcp back and explain to you Just 12 rca ntly rcu iVed a ucst by'tIleinta1lal audit l J d partrnrot to open up a gcneralltlanagtt'S expeMC account 14 effective Jan l 2000 So beginningJanuary l 1000 the ftO COlombiadivision ll ha c 1I gcncra managcr s expense 16 JQ OU ll is 2 Q Oleay 00 the fi n t page Croat page of SEC Uxbibil 3 No 34 yuu sec thi is addres$Od tJ b 7 C it's I 5 prior to your amvaI rn COlombsa 6 l11c f cst paeat nph cays -Ai you baw we 7 pcriodicUly icYic w1hc law dcpaItmc at BAd i l lludit 8 10 f ' twchavc vod SUIIdD3IJ 'QII 9 the supporti tatiCNl r I e p IlSC$' I I oa a number of OCQ$iolU roqutstcd luppoll 'ioIlfor 12T aci lSaat8Marta At tltispOi 1 we bavctlOtrocei 13 aU the informalioo IIOOiIcd for 1993td 1996 14 Doring yout time as cootroUa i 1 QA ombis has t 5 ilnyooc asb d 'OIl DC have you pcrfomuxlllll CXCIf ta o SEC 16 l mibitNo 341 17 18 A l 8$ since I've been in Colombi2 I'ba- c DOt GBI-V1-ooi -o03628 PrtP -cd to be best 0 Q Y m olb tion the type0 9 qllar j J'ly - t'C$poadaflo a Iype of I'tqucsl siniibi to this io I b 7 C IWould you f '1lhcr l stuJftsp7 I'm 21 rcoci instructions 1oopen an accOunt and io in using 21 goiug to band you a dOC l lnC nt lh3I's previously been Ql ndas 12 it January 1 2000 21 S EC Exhibil No 36 ru tbe rncocd I'a dc scrlOc it as a 23 What lhat means to me is l 'm going to go into my 2 lwo-pagc dqcunlQlf AI Icast to me it to he a copy of 24 kdga- sy -tcin and ro ate an account code wbdbcr' 24 a Icdgtt pr1nt i l Bates stamped - Ibis twltp JgC docuIlIa1t 25 it' separate from - whdllCr it's deQf lCCllrity or 25 is Ralc st 'l' r3 b' latQJ1-QOOO72and f l ' ' aldiag Page 93 --Page 9Q ' 10 Iu a rault orchcsc I'Cricws VQ' die bsc two yean WI ave III managa-'s oc the authori2ation to Use is to raxive 19 explicitauthorization from theconlmUer or in this C3Sle o 20 l b 7 C land the last -- with in tile last month i one r nd it 's dalod 1u1y 1996 4 frornllb 7 IC One of the steps in orderto obtain a gmaa1 i7 ' Have you eva- seea aay P oCthis docuiucat 19 teron 1 And spcx ifieally help 'you out I SEC Exhibil No 13 23 Describe it Cor do nx otd VJl we Q Gol bao lc sec hib t No 34 foc a UlomGUt b l you C 'tt soc a lhis documcut befon l 18 please 19 1 1l7 b 7 ' 7 ' C ---- 1 Wh 1 do you need 10UX 7 ISure gc oq oi $ - havesubaccounls that' s to be dd rncd d dral's wlisl I 4 pa d to discuu wilb corpotate a t 16 some p3 'UICIIlS 17 J _ NSA-SEC-14-000168 CIIIQUITA BRANDS INTERNATIONAL b 7 C Multi-rage ' Page 99 Page 97 I you b ow with DOt _y reaI 'reason bchiud it Iliad pid 2 some ICpfCSCGuti1lO paymculS aAd thought _ could go through I in 7J 2 ' ' The witoess cx l ioal be docwnc ol F '1 i No 3 Wbcn upon SEC uUlIcA d foc idaJlifacalion S J tbc u aod belp IQC to 1LDdc rsb ad What is r oilll 00 ben 52 WolS Ii bas K1W bcc2 nwkcxI as SOC l x hl' bil No 52 S So lh3t's 4aIQI-OOI300 6 Q Oby lookinc at the r 1llClll l b 7 C ru give you an poctlUllty 10 1ooIc t thaI roumc l Jt sa a k ng1by docuzna l ADd wbi you're doing lhat ru'dcscn1 e 7 S xhibil No 52 Is anuIii-pge docualcut iJ 14 IS 16 ranee is 14 I'm $0 1 ' 40tQHlOl29S d 1427 N A bric ra css wa s bkcn 16 de d-e P ' O p a-g-o 17 So this is apar1icubdy typical cxamplcof 18 docwncnl p lcd COt security p l hilc weWttc off tlle rcx 001 Is th t 19 20 cornxl1 21 1 b 'I - ' 7 - C ' I --- IThat's L 21 22 20 22 I nyj b 7 C Q Starting fust widl SOC xhibit N9 36 have yo 24 Ka this documa before 23 23 lS means lcqucstfor I5 payment ADd oIlIproban de pigo is -o-ml' '11 1 Ilb 7 C 19sulisbll CC y 24 Q And the -this you arC n Icn1oIi lois stamp codi raoo p rt of SEC IWiibi No 51 A Com ct Q And 1016 this lingo ti atll ccp bc arillf Ibis is n blo l - - I'DJ niag 10 sayobviCMldy but that's wby I'm hliD 1og it Dr because il may DOt be so obvious - ' i ll lbc N 25 right-haM eoreee of this documcot I see fCI'V 1016 A I m ogniu Ibis documenl as 'D print'O 1of the Page 'lQQ Page 98 I CC OWlI activity i CoIOUlbia 2 3 1 Q Cao you be IOOCC specific Lhan thal A II looks like it' s lhc - 3lislingo die activil ' 2 Q Il thal - it's called a I0161x cau 'OC it has 1016 3 on it Is that -4 Q And arc those the I tics ad opcrntiounccOWlt 6 within I1u ICCwity dc p 'tmc ot a ollJJt structureJlbt wc' ve 5 'why it was given 1016 as opposed to 504 It was just 1016' 6 7 boca discussing p riodkaUy bcrc today I t bow what 7 8 9 ' Yes 1 4 in tb Gastos de logi lica and Gastos de opcraciones 5 'j I Q WIIca you say 011 the 10 16 's start wi th t is 14 robaOIc de P3gD - wblcbaranslala1 - I Wc n b k Ol' be rccord t 18 pproximately lWalty'minutcs before 4 00 No discussions of 17 Q Va I l2 'lIie 10167 13 A OUy The 1016 ill CoIombi3 rqm scul$ Look lhatovcr ' w ' n go offdJc on1f a DlOWaIl 8 II IDales stamp Iz l b 7 C A OUy can 1 walk roo thrDugfa lhii J b 7 C I n J it ' II fu 1trat e 5 ys I b 7 C 7 1300 9 A Okay if you ook at tbc rm a de scliptloll 00 10 doc 1016 a Js1 b 7 C 9 it foc be r cool 10 A Oby La'SSlart widllJ31cS Ibmp al ling ill I I'm also y ou a docwnc nl thaI I b 7 C 10 II 12 Pstos dc 1I eus ' - siDlplcr qtic rlioa - ' it'IIlaY be a moce imp1c q that JUthi D1C3U braf into lglisll IJ cxpcnscs opcntion IOg stic c qIalSCS costs 11 1I 1ooks liItc tb3t arc Ib and IS' opcr 1lioo 8CCOIIDlS that are usa to rcport 1b socurity 16 payments 11 - Q Throu b ut the morning we badIalkoi you know 18 with some il but buiciUy ill tbecKy bout yuac uts was the narne th U it's tI1ways 1wI l b 7 C I wanl to take this opportunily DOW to you bow in 22 n a lity look at what J believe to be tLc - urity KCOO4t 23 cIocUlllClltaUoa aad ahcgaicr lllcdgu So if Ihac' aaythiog 24 that CMl waet to loolcat JO'l kMw that you thiak would 2S be beltaful ' d Pl'rccia '''''''L Dot otbcr thaal that I - nm WITNESS 9 10 Right '1 IThat's just the nwnbc t of tho DY I b 7 C That's tho mimberofthc form I Q yoU call th3t 10 16 lila 1 Call the document we ' 13 started today with i6627 H A That's c mrcd CBI-Vt 01 03629 IS Q Oby_ Oby 16 A Okay fwe look at this docomeo b 7 C 12 17 You have J donation progr un control dO oooncs procr una 18 control 19 Cram these accowtls and Ibc documal liou duat rc suIls from a 19 20 lnosactiOll io lIicsc a _ oo o 20 21 A That's nly Wl m UIding as well TIJaC's 110 l 8 form So - A Our - A Gastos I Q That's uodcrper coaocpl o 1 A Uodc r coocq to de and that means wider po is far 3 miUiou equivalent to SJ O And you look uudcr the 23 specific account code which is 'OU have a aIOItl aod 24 this cuaita is whm thc alXOODt rode thai's being is 2S 1bI And dUs for the recOrd is the soorocdocument 21 concept of 3Ild hen you have the amount 22 pesos 0 ' Diversified RCJ Ortinl Services lnc_ 202 296-96 26 12-15-99 c 7 - Page'loo NSA-SEC-14-000169 Multi-hgc TloC CllIQUITA BRANDS INTERNATIONAL l b 7 C Pitgc 103 I d I's used 10 COlla ' tra 'Wl cl ioo n lO the s ystelll of I - Q Is 11U uer1lb paymenl 2 uaouIlWJg 1f l'Ol llOOk 10 tbc docUOlall SEC r lu1J il No 36 you 3 o $ X' A I don'l know Q If you '- I cx the - if you I the 5 1299 Ad Ra sbmp ending in nOl do cllba one of Iho$Ic 5 dt saipOoo Oa tbc activiry Iitt also rdlcds the do ' 6 dc scriptioa 0Cl be 1016 pot don eiooc' $ prognma coolrc l 6 ts cJ your-qc looting 1 tLc m haw 10 7 with lhc l016 we lane Il a Joolr ior Dales sbJDp cndUzg io 7 lbc aalIl I Dl vaIuc is J m oo pesos wfllch Iso wilb 8 1 007 I haw t Olioca1 f rum tilllC 10 tilll bey tin and 8 lhe 1016 ADd you look althe - 0 0 the left-hand 10 b n ' call gOcy d-e-b-e dchit 1hal'r aU your debits 9 lOCDClimes I oot - I a nt 0 U1m sun 1 110 lIUkiog a 9 10 mistake bQ-c - II So W're debiting your accounl for the value of be paymatL 11 rith Jand oma 0Il b ma saldo lIC aad A if 'IlCIlook at the document rhlct numba' 12 1298 13 ibal's CUCQliaUy just a runningIOtaI of your debits aI1d 1 Q N I ICty'cightl 14 t dits 011 lbe tqlOlt o IS Thcmidd1c column h-a-b-e-r baber is wbt rc you 16 m onl your credits in 1bisaccoonl And that ill essence 17 is whatthis I'C l9Ct - why you wouJd read a Jqiort Uk this 14 A Right dx ORO prior to dJis 1299 15 16 Q Obly A Tbere is 88 asnorint for 1 million - 75 J millioo 18 17 pesos And l's whal thisdocumcnl 18 Q l -king for a moment allhc 1016 llalGS sWop coding rdites to Q So 1299 rclalGS 10 that 'Howabout the ooc 19 ira BOl We lalh d about he'lllDDba' linda cueata 19 foJ1 wing- 2lJ 20 A 111m hun 1 21 Q Yes 1300 I Will tcl1 ou I did ot IIUIlk A Rigbt 21 ' Q ADd that Ih t cads in 116 'ThaI nUlllbcGBP rqll- nU 22 in n f ova to SEC Exhibil N'o 36 1 ICC lhe saclle 23 bc t foUuwt d by l b 7 C So I t DU ' I 24 cedi ia 216 tells PIG 22 lfutl this is g6iog to be catacd into 25 1ho'lOgislic s I o b thai 17 4 I 'CC CW1 lId tJ icP l C aIte t SQDatcs slalrlp coding in be date tbc occQUll1 code rdales 10 the 1016 be 12 011lbc fae 1 1 2 thaI you tiavclo iDd ofsc o rdo for liU Find W tldo 8 lld 24 Ibis OCIC has Qumbe e thrnc add tbeu this har 25 riga focic aod theo tbe follo ing ' SO bcarm thorc soCmcd10 be the c 2ndwrilU zr numbc n OQ ben Page 102 DOW lhc DllD1bQo OOC 1u OUlll 'fiV'C IUId agc 104 I Ihcu sill so I dOQ't tbink SU but I di lo't W QIIo - if yoU 2 doo 'l bow if it's Ialedo lhcu fioe 1 A Yes I would say lb y'fe aoIr bted 1 rom looking al bI docunlcnts because I'm jusl adding up 5 Ibcse a owits and they doo'C add up 10 1110 1 rnillioo pesos 6 So 1 would 7 Q Ooy nw '1 1i DC Tbaob No l appreciate 8 help but l's oby 'Slkkiag wilh 1300 fUr momaIl 9 I tbae lu rigzl3'-o I Io I b 7 C '10 Do you rocoguUi that ligcWUR II A Ycz do 12 IJ Q Whore signatun it than A l b 7 C 14 Q Nat cJ lhe rccood Jioc 00 Ihe rigbl luod side of I 15 this doc unK ul 1 I b 7 C mdUIg io Bales Iamp noo l 'is doc a foc SiglU Mod JettbeD 17 tbae'la sigua U 'e Ihcn Do yool'lX O eU2lc thaI sigoatum7 A Th3t is - bcIongs b 7 C 19 g 1Dcrc' fiilc hat with a pacc Coc 18 20 r Ibl - who suri-ro 10 sign IbcIc Otllhis 21 Coon 22 A I lake back b 7 C 23 Q Ahsolutc iy absoturdy 24 is Page lOt - Page 1 1 I I CBI v1 0 1 036 O A One of the - whaa we b d pn vieJusly aboUl the cootrols in plaoe'rcbting 10 wbdba'I b 7 C - NSA-SEC-14-000170 CIIIQlflTA BRANDS INTERNJ TlONAL Multi-Pagc 11b 7 C Page 105 I c hargc a Pccifi c SttUrity payment 10 UlCWTOUI account ' 'age 107 I guerilla r3 'U C1lls ill lbe opcnIiOAS 01' acc oual T'bof ate 2 ubntit il for payment 2 r ymcul- thow pqmcDis al ys t qUin 3 3 ls 1b 31 comxtT Q Yes 4 A One of Ibe controls we do have in 'ptoo in A TluI'S 1 5 addition to tn3king sure that thC accounts ace correctly 5 Q Oby aDd w'- I 01 aAoclla sipwrrc wbo cUe 6 c JSSirlCd is this partic ulac 'n rcfaring toas 6 cusip t Pt otha- lJaaqllb 17 C ips t iauc If_ Wbo7 lhe approval Icvd 1 vc the complde list orpeople Cat-tbia c aabe 8 In the comp m ' we have various kvcls of approval 8 lhool odx r igutuR 9 and - of which Hb 7 C lhas a very limited a yay I 9 A The pcqIle wbo have dial sltniasaUlhorily are 10 'lev cl approval in ttttns f dOllal amounts Ofwbal be can 10 cilba mytdf lb 7 C In O U abSiCllCC die va ood I I actUally sign on his own Anything'ln additioa has lo I I In toItUI 3nd In Ic nns ollbo opei-a is our operations 12 signed by a second Signoe And D Y th3l's mysdf or 12 Out b3t' iti XIrQDc c if we'rcoucof n I1b 7 C veapllrop signatun cYcls dependint 13 Ibc c OwIlr 'BDd Ib 1bst ncnk IO paid 14 on our kvd ' 14 immodi2lc1y 15 So lhc lIhSWCr to y questioo docs IS AI l'CCCItly -lhis lara PeW 16 tbis - the -aprOOaOO - Which is -approvro in English - Ihe 16 CAO was ass eixd- And tb3l CAO b u Ibcumc approval me Iwho 17 18 fu-st 1 is COfltrotaria - means lC COD tl S 17 titniDg approval for Ib sctypes of pa ts So iI'$tbosC 18 -three individua1s departmalt if you will and the second line is g n nte 19 which translated means -general -- you'd say tbe gcncr il 20 manager 21 Ilb 7 C Do all transactions require a I dOn't Q Who is the DeW CA01 A Ilb 7 C 21 22 signature of the con1rollc r'sdcparuncnt7 23 THE WITNESS No 2 4 Ilb 7 C 2S blank '0 1 that line Is there - 19 10 22 23 buse I sec SOUlC of thc se an 24 2S CBI-V1-Q01-Q03 631 l Q Wfu 1 hap tJf lb- - e 7 IC ' 7 -- 1 A Ilb 7 C Figncrl from t Jc COOlpsay Q Oo 'Oll bow wbe be is aowT Aj 1b 17 C I Q Page 106 TIlE WInlESS Again certaia individU31s h3 C J J you say Ibc company you meao Chiquib lltaftds1 A lie Idl 0Uqul1 1 all 2 catJin riening aUl oriry so iI'S pOtsiblc dul itHb 7 IC I 2 l if the part icularamount r Wil hiii'the limi of uur J diffcnnl0 g3 njzalion oCdb f and worl ing for a 4 general UI' n e you don'l need a-second signallUc 4 Q 00 you bow who Lc'$ wooking ocT S 5 A N o 1dOll'1 6 Uv lb 7 IC I ' Q Just wbile v 're OQ this poi dt W lcoul 6 yoW d am lbcrc and DOf ud id lb31 7 well 8 you would be the $ocooct igaaliUe Co fy OC to 9 provC c tain am6w to Ic ti atcoittdT 10 A ThaI'J QfTCCI Q ADd in an ioitarw o tIM - al was veer small withi lb 7 C - pproQhutbority I IQ8 ' Il wdI SiCC hi$ owa $ipature 0ll1 'ai d WdICOlIIC dK - aod that I oWe r ct proi c saI by people UDdc n lb31 be' oo y IS foc'lLal am ount '1$ thai c OOcCt1 A ' I don' rncaU tbo all Mini'lhal lb 7 C bUI 17 $ I uodcmaod auy typcofsa uriry p3ymctlt has to have a ' 18 sooood s other lb 7 C s Iu 16 19 lI p raval to sign CllpCDSCrqxxu for hi$ prop1c but YaY 20 limited 3pProval f anytbiug 0Iba tb m tnvdCl 21' ' Q I bad said Yet ' ADaIL 1 c ii bull 22 dido'l IDCaA 8 10 II10YC 03 ' - wbcia aaytLillg by that With 'tqUd Co SlCCUrity we say SlXUrity a1CDU I laI1iJ 1giQ 1cnDs of 25 payments - facilitating payuic ots iothc lo is ti s aeconnt abo1d approdmaldy 28 pages Mcftbac'$ 8 II AOO that' Prl Ul-c-NlVueILa V-u-e-I-t-a Ai d if JOO SEC ExhibilNo 36 13 and lind ban dicic I ThewitocSt examinedthedocument 12 waatlO i kca moinalt 'W can is l6 n 'l b 7 C Ioolcmv I Q Oby Tho oompaqy bciogchaq OO this lime - l i7 nk that is bit we said the lioc s - ic o IS eo np ao a W ADd il - this titnCI it is oPcncioucs 19 Cioci84di What docs c qt_7 20 A loou'llaiow 1 OlQd lDnsl3lai it llw ans 21 pa3tion Cinciwuli but 22 23 pa 'UlQlts io tvay Uu 110 awta wtaaitbe -to aod 23 24 I I wanllo tunllo a series of 1016's ianiog willa lcs sbmp ia 001328 So I WllQI yoU 9 or5 1016' aUfor ImiUioopesos Allbnclbi 10 dc ip IQ Ibc c xfcut lhCy bsVc oar lifprimaa Vuclta II 12 lind Ilb 7 C 7 24 2S ' YC$ oby A -I doII'l know what tb3t n would IDC2l1 oti awis Q That's what was addlJ - Primo a t1X itor What Diversified ReportiD Serv lces loc i02 296-9626 12-15 99 Page 105 - Page 108 NSA-SEC-14-000171 Multi--Pagc'l C ClDQUlTA BRANDS INTERNATIONAL ICb 7 C rage '09 Page 111 Q Sticking with hal oc one 'mono 1D0U C0lt CIlding 1 is be - what docs that leU us about that traosaetion This I 2 - dw pace bciqg lheonccodiag io 00132 - is thit 2 oae I tcied to loolc up and I couldn't find l ICb 7 C I l havea OUCSS but I do not -- J J UCfill p '1DC'It this Ibis 1016 Ihis documc ut betc7 4 A Ioa'1 bOw ' 4 ani going Cosee how good my high school Spanish is 5 Q 8yuWtg word opc raciooc s N aodit bciag u 5 TIlE WTINESS -l'rimc nt is7 6 this _ 1 lUJIposcd 10 asSume - a n4 wLeo I 7 am I 6 ICb 7 C I I spalt Ihrc c 'in Spain 7 1_ is he iz atioa i pcnoaocJ io 1 1llE wrnmss Ptimaa is flrit and vuclb 8 s the cootrollc r cupposcd to aullmC lhal Ibis is o SucriUa 8 dcpeoding bow it's used - you can say lirst tI1P also 9 if you soc this7 Ld 1rilhdnw that bcu UlC ' 9 can be intapldcd as lim time 10 l b 7 CC w tS going to gueSs lim 10 t lat's - it appcan ha'V'C 1oadcd qucstioq IUId that'allOt II - at ' tryiag to do 11 Right 12 TImwrrnESS It also could be trip Of flight 12 Is Iao --lr iag to tell heM bci b 7 C l Una vuelta or you can - it can also be intaprctcd if you p ICb 7 C Iby PuttJut oQ A I ' 'f 14 rom Ibis ls be tf 'iag to leU youtlpt thi 14 go for a vue1ta in a car trip aroeod II tOp in l car a 'IS pa '1DCDt'l 15 ride 16 A i doIl't bow 16 BYICb 7 C I 11 Q If 'OU coWd uioyc abcadfolU p ' to thcpagc 11 QCan you tell me What this transaction is IS nll CS stamp in OOli I tbcoc is a D UDC IlCl th p c IS A NO I c m'l 19 QQ t to laat traasbtCs i i1O p id iq vO ' of 19 Q This form is slightly different in hat 1 don't 20 $OC lhc cuetlb rry place but he - 'and be being J'm 20 p faVlX dc 1 i j b 7 C Il u t name I 21 bdim it ICb 7 C you know wbq b 7 I 21 l b 7 CC as a rather distinctive signature I i N 100 I oo o 22 2 A Mm-luiun - - - -_ Q So oext Co ICb 7 C that - do YOU 'fcc gni7 c 24 that as his sign lture 7 A It looks like his sigQature 2S 1 23 24 A No 1 dOn'L 'Q I 'WaGt to mo'V'C fOfWard 10 pace cndiag io Sa 25 sWiSp 001378 At a i we have a 10 16 n f1octidf 'paymeut il Page 110 Q O y t it who 1 was fClTi 10 wbc a 1 id 1 be aad I just WIlQlc d to m w lbal clear f he record 3 When 0 1 the itha docu ne l1l it had - ucnta N an ll could 22 1lliRZillis7 seC Page 112 I fav 0 b 7 CC leaa yOlllc1l DIe what ituys 2 ben W dcI per c 'oa plo de for this7 3 A 1'11 trying to - ii' s difficulllO read It says 4 lhc account in a similar space ben 00 the lctl-hao l side bat prouama oo progrollll - 51'A is - we used lhal as an 5 hal 's II UUfQba Ibis limc and u sk ad of e t diag iu216 il 6 cuds io 010 Do you SOC Ih ollhm 7 7 A Yes 1 do - 6 which again '11' could tland fot Uraba S initial for ' la Mouu llr n ' JU have progr llna U Mor U N I 7 Q ICb i 7 C 8 A That' what il looks IiIcc r can't make tIA1 out CBI-V1-o 01-o03632 Q Oby What does lh d 1cl1 11lC'l A L ooIchJg al wbcn tIic I016 recorded Ws 10 rc conIc ri tbc opa-alioAs lICCliunt QM q that it -if II it's in dlc opaatioosac wlilll lbat' - in the opaatiOds 12 IC4 t U 'M m ri - llOnDlllly record payments to 9 But the - with ac xtpage it' n iated lei IO Dnlion 1 IOC8ll' out the lastr words l CIIQ'j InIoSlatc that ' 11 Q Oby 'ilUs ooc _ 1Uld following UWIlba-s 13 gucriIIas I ' 8 12 hc R we SltlCOU the righl'llaachidc oa aaiddJI of the J01611CXt Cothe Cmtllprobaclo N-27 And thCa is 14 if you tuna the following' pagc CIIdi ia Bates stamp 1S' you tab tflat Dumb and you IooIc at SEC P xhihit No 36 that 15 U19 the IIlOJlO t1ut folloWs this 1016also Ius N-1 7 Aad 16 is WDba that pmocdcs he bt adiag Gutos de l6 matching lP tbc 'IDOWlI$ s yoq wac iooliug 170p nd00cs Is chatcomx tT 11 before I COIDC to thc'COllClusiOll that tIicse two DUly Lc 18 A That's C lmlCl 18 rda cid 19 Q F'1ist p '1DCIlt we loob d at the uumba rodc dio 19 ' My qticstioa is am two n- btod tbe 1016 that 20 216 aad that k Qt us Co cbc Oastos-dc the 20 was 1l1 aocl the mano - doc umc iIt thallooks like a IDQIJO 21 logistics Is that comict7 21 that's 13791 11 A 11lat ' com ct 22 A at the - coolpMing the t IO documrots it 23 Q Oby aAd _ l't'n loo6ag at -- lhis scuds liS to 2 looks like bolb UIllOII$ am rdaiaL 14 Q The numkt that WC'I'C discussing ClIdiug In 070 if to do ace ount 24 the opaatiuas 1 25 A 'Tbar s c ona t Page 109- Page 112 4 Q At IOIQC poiot arlicr iQ tLc day 1 J'OCI 25 uyiag somc tbiDf aboUt at tiliocs C b 7 C NSA-SEC-14-000172 CBI-V1 01-003633 CUJQUUA UtANDS INlCRNATIONAL Multi -Page n c ' l' c l'age 113 1 J q19 - aD I plc oh Lat yoa wac lQia 10 desc ribc 10' mel AVes S Q Look iat at thai documaol for a morne at 6 w lH ihad dc5c uIl obow _ 1 1 l iS t P somclbing Dror have WnJ sboc1 mano s1ollf for 2 pproval Is Ihis 1IDCl this bei Dates stamp c odillf 'ia -4 I l b 7 C I docs A Le solicilo delanbolso tab1 IIIC lI1S un 8 soliciting or lNucsting a b 1 foc be of 10 9 million pesos 10 l 0 this docameat Le' DOC ' 1iict - - bc ' s bot II giviag irq ardiagthaI - the tnosadio l Is that 12 eorroc t7 ' 13 14 ' J5 16 17 18 A llPt's oomxt Q Let s sticlc to chi roc alllOlllCllt dUs being tlM $c two docwncals ' I havcSl Cl xhibil No 36 1 havclbcl016 that is page 1378 aAd nave tbc mana whidJ is 1379 Is then another documeotthat aidi that IclIs me tLc tmc aalUre of a kaw actiOllIil e tbislAad-I'm anumiog - ibi 19 ilfrom the ppcraiioas accounl aad I have t UOIl Co S$SUIIle 20 Lccausc of a IOdg line of people CeUiog me Ib are 21 glICrilla paymeots made ill this a JUIII that lIiis is o 21 gue rilbpaymaoL 23 It o - you bow ro il 0lOI8 trick qucstioo 24 it' I waatto bla1c o that I'mlQOki g t everything that 2S i aut then and that Ihcn ' not sOIDe me somC wbe e or Page 1 6 Page 114 I wme dOCUUlC1l1 lhat has d ip lCdthrough 'be f w th l I 2 doo'lr h vc ' --- --- Well wbc n do tbese transactions l b 7 C 4 dole 107 February ninety - or 1uly 5 TIlE WITNESS Iuly 6 l b 7 C 8 l b 7 C ' ' I In I be wasn't Ih Dldiat lime 9 I b 7 C IRiibt 10 l b 7 C I yU so IlIDl- 11 l b 7 C ISo ClUI ' pe Uc lplbc 12 I's ticubr lrans3ct 13 l b 7 C 14 l b 7 C Ives IUo lc ss by nCc Dtt know you IS I'OC gdillO this lWlS3Clioa and repU it lit all 16 11 niE wnNF s5 No I 'l l b 7 C INo I'pi - and r undcn L ad 18 thaL And I am nskUlg for 'OW' bdp mot1 ccoaaUy in lams I 1l b 7 C Q -n c ftnt panoarhfoU-'''l l'iw opc n iou 2 J 5 'I OlL cbI I 11o O ol lI_ reoJi ae i o 6 tbc l'OOO 'd What it '1' i 4c cribiec Ibo ihu li01l tmd 1 b gl aiOC of be _ 9 A No I c1D 't 10 ' Q Tloc acaJasccpt l coblt-' oUtajol of ClOfPJPY te tto Ia' o alfooc I IIdi ud II _ loca1 ud Ci ci-bad en a Y--e ' jol 2 tbo I of I Iac i 'iin oob ' 'ki-e oa ate la Co od i So 14 UCSJ die Ql 1 of doc pc Do y bow yddllGBP abo Il 15 tL i joial bAlf 16 A tJo l'doe't 11 Q IIlUldi 7 doosmcal bat 18 b 4 a o SEC l ztoibit No- 9 I'U 23 24 thc st lwo OOclUtlcnls are 'OlI wuuJd flOd as stlppOl1 foc D 24 25 guc nlb paymcnL You' 'C PUt missing aay pia t lbc 25 I Wloeollbc hoall wu 8 i lif o y b _ ' i lcalifooof dol Ji tl 7 I of your 11lIdcN1IIodiog wb n you WaDe llic dOOr of how 2 J you know bow thadocwnatbtion is 'ln tbe$G acCOO llis 21 VoU know DO askingyOIl with rcg ud to this s IOCirac U 1r u gctiotr or Val Y of ia Ibis t klu1liL 23 TIlE WrrnESS b 7 Ibisis aQ eumpleof - I l'ltE Wi'nlESS Ouy 4 Ul 'C cadi ii D o l4Jap 710 io lalki f ahouro 1M ' 1996 nm 's dlimalt31 7 I'lOOIan in thaI - I ti 19 tlaaItnU dry ilcy 20 describe it - r dac - rd 21 paflOiaeD b n bocAr-ioca Jy o _ I loo' I U II i oo tli I Ita br cIClI S lhrout aod iadudioc n c 4oc am a1 citr tbc InC par o rs -Chiq I Bn Ms I v raatlooal I e A tlt Bates tamp C 1 5112 f' ' b'aaI I99S Aadit eoe-i l lC l1oc t ciesI a -S docwuatt- o Page 113 - 'age 1l6 Diversified RC lOrtiol Scrnccs loc 202 296-9626 12-15 -99 NSA-SEC-14-000173 Mul ti P agc l b 7 C ' ' CHIQUITA BRANDS INTERNATIONAL l'age 117 I l b 7 C 1 2 the awbo NC I to thc three turbo entries uodc a- risk Q nave you ' ' this docwucalliefon 7 2 weight CoIOGIbi u s SM turl o bas SM SM aDd S CaD yoa 4 co pbia 10 __ I at the S and SM those woghtioes _ 1 3 A I recq ni7t 1beclnCwne n but I doll 't - c lll't 53Y 4 I''te sa n this Ube Iocumcat Q 1 CM1 lboaw1it plan Is IfJat what you'le 5 S sayiog7 But DOt his 1995' aadit tu1 7 A ldoo't n icaU if Il'GII1ClJlba thispal1icmar s wasu't involvt din tbe p q aiatioQ of tbcsc risle ll$$C5SIDCllt 1 or audit plal Qing looking at'dle rae kft'r I d iodicaics 8 tnandatoryfSfalUtofy audits and S as Il LiIdmlOOdit it 9 Mili - wdI ft' see Risk wcightipg -I doll't n call 9 OUquita EJran b Q Wen iDvolwd ill the process of puttiilg II IclgdIot rail audit plan at any pai ot in time1 lhis lt1lbc 10 A I dou't'rncall beiogJW of this process Q I jUst want tomab IUnl that 'I'C lOt linUtiag 14 to the 199$ aIIdi 1'Wl Wht you uy You doG' 15 auaJl bdac part of this you aanw OlI6 - y 16 qucscioQ w _ scale wbc te this fits iu lbc scale of tfle risk II I cighling 13 iI A Agam tbisis - as 1 undc rstalld it sined 6 8 l plm bUll do rt CQgI1Ut this as til audit Ibn for 12 rage 119 I I wanl you to focus OG tlJc Luc thro c nll'iC$ au the chan Ii Q Is then a sill l 1 14 A I doD't CBI-V1-001-Q03634 know Q Ole'lISt it this way PlY ir pat good Is that 15 c oncct1' Oac would be becttrt It w as ' W you c v'C % 16 'A I would -I can't say a rlVC Would hot be gOOd 17 participated t _y time youl' cmpl tlly Cbiqui a 11 tiut fi ma1 mean'there might be a bigba' - il migbt -that 18 paruculardivision would go befot'C ny other division that 19 woul be raaked a two Iet'Hay 20 Q ADd what do you IDQ4' by - 0 before-7 21 A WcIJ sioa only hove - since OW' sbff is jusi 22 - we bave o fixed hu nba of suIT and also io coordination 23 wilb Ecostk YOUllg we do specifIC altdils Iha t are asked of 24 by emstk YOUIlga s 1 oo an we'un't pbysic aUy - Qt 25 you li nuw we Icy to 011 an alUlU31 basis We 18 iv fOtlllaiadag 'ou lmow 'agi 'al years audit pl av 1 19 A The 8 planwas lIOtIItaUy-lsaynonnally in 20 ga cn1 USC gcncnily ptql3rc d by tho dkccior and up So 21 the dim con aod lGBPb l 71GBP IUtaI would pn pMC it md that 22 wauId be based 011 audit n ports and faxiback supavis 23 lIIld BUll was nevec - 1 was -I cao't say lll lli 24 'WU iov ilved io dOlftiog U I Oul was giving 25 f aJbaelc to tbeln ou c Page 120 Page II I Il h 7 l r I O n you tum to P 8 four plc 3se7 Pagefour of he dOCUIIICl1t You'lI soc tha t thC re an P 8 numbers 011 ib botCOOt of thaI and d t is Bates sl3rnp ending 4 in S71 You'U see allhe lU1ing of thaI the second S satlalc e lbc rc 's I Jt faatee lO die risk ass essmenl process If 'lJU want 1I1ODla1 to look at this page 6 ' ' 1 Dly quatioa is going10be C3tI you pbin to me t J k 8' ancsslllOll prooess 'l ' 9 10 I r TI fB wrmESS Thequc stioa was c anJ explaill be i 13 nm W11lfliSS lbc 'risleassesSlllent process - again - 1S the risIc- as Smtnt modd v 1 ae 'you wouldactuallyeonsida' 16 all die facrors andpul'1bcm into thismOOd 11 AndbascxI 00 that dlat wou1d IdI you what 8 divisioas - and this is not - Ibis is 3lJlOhg other dUngs 19 thids II It just 10 ' 'ws is IIOC aU inclusive It 20 ioclwbocbc r factors 8$ v dl ' 21 Dw it gives you anidea as to whC cto bq in II II audits be rislcs Of the rotationof pmicuLlc division as 23 ill tbe audic proc ess 24 2S DY II I'bb ' U IZ7 5Z Cc 5 1 Q Ttua page scvc o c CQdi Page 11 7 - Page 120 we Qln't awl it aU OUl worldwide Opc -atiOllS 2' We try 10 gotl J Clsouable eovtnge 1 ' would be damcd '3 ppropiU by both our exlanal audilOrs M 4 1 'tSKknt of intcrna audit S Q' OUl vice wbc n you said we ia the coalC xt o f the 6 q 1i 'we Wat talking about Chiquita's iolcnia1 audii '1 dcpactmeot 8 A Th It's com ct 10' time frame your io illlau1 audit lt OUquita ID thai II w-e Octo6cc 'I994 roughJyOctober 1996 7 14 I neverpartklpatcd io either prcpui ng or comp iog II 'i - 9 Q Using this u a time frame youe nnt -USlogN a Ih witneu exomiiicx1thc docwDcIlt rid tSCSllIla1t proc ess7 12 I b 7 C Yes I o I cw't JUSI ia Ilates Sta lDp S74 12 A ' Tb I's comx t I Q 001 What _ the pa-ccpti00 of the CoIUlXlbiaa 14 opentioos nxn thesbDdpoiot of the a t oslc aposun of IS the opcr acio l$ 10 USC tbc w IIac in SOC P xhibit No l9 16 A DcCore yoo go on lillY audits you CO get 8n 17 OOeistaiuling in lcrms of die CIIVicol UlCl11 of die particulac 18 divis ioo you'li be visiting So I malcc this c 'ommeQt OIl try 19 UlY ' OOasta prior to my visit to Colombia as part oftbe 20 I99Saudil 21 My tmda'staadiug is - that die Colombian 22 opaatioa W3S going through soaie ioliftC 1Rt cllaoges 23 RestlllCtwlng - it W3$ tnaViag froma purclla$Cd food 24 opaalion 10'a produeal GpQ'3lion which - that inlplicalCS a 2S grat dealof illvoi - NSA-SEC-14-000174 CB -V1-o'01-o03635 M tr ragcn l CHIQuITA BRANPS INTERNATIONAL 1 b Z C P agc 123 1 And ItA' 'N rC IIlQving and 2 dcir SYSI UI$ ' '' _ 0''- ' 0 1 iot cn-al lroI K ricw7 lrying 10ronsoliJ Jtc of lhcit s 'SlCUlSwere done iQ 2 5 clwlgiog 1 b Z G COI Stanl 6 1Wc'UCO oll me rtwnHou 1lIOma t 1 A briefIt CCSS was 8 I b Z C bkCo 13 I rb 7 C a t ha1 WU s u a Iioima bdwa n I and be VP of iolQlW audit 6 Q Wi OQ site duri l 'lhc time this odic was A Yes Q ioioc back 10 sill 01 o moaocat pace 10 cAdiac i Batc a I' scn a lbcrc's lhc aamcUb Z l 8 9 'I b Z C II COCrt d7 Irb 7 C daeflCld wort dooc by lbc auditors Ol be team I ld ic alIy 4 7 bc iac coo4odaff I Wc're back lbc IUOId II 9 approximately four miuUlGl aOa S OO 1'Jll No iOns of 10 substaPOC lotte Iwl wtu1c we WI I C olllbe cocord b bal 12 A My espoosibility for Ibis audit was as 3 supavisor 10 supavisc review 3 pio x mc tl SJSICID 36 10give yuu an CUDlpIe So I 'I 1OOd t it was o Itlc divisic l in be nUdstof I Corm 't II hand 'QU adocW1 Cl tlllat bas ru 14 previously been lIWbd as SEC Exhibit No gi 1S ao oppMUwty 10'review lbal ADd whiIe we do tbat 16 describe d c docUlJlCilt for lbc rcconl ' rn 13 you 14 Wbo is l b 7 C A It was ooc of Ihc audit m uiar as in be ialcmal IS audit ckpac1maIl Q - w n bis rcspoosibililic s witla 16 The documml is a l lI1ii1' t sp I 10 11 this audin A lie was reSponsible foc revicwinc the wOO pafmmaJ 18 DaleS slamp 2QIQ6 lOOOllhrough a od udiog documcol 18 i 9 by ibe audil uo p tb31 was in be flcld and as weI I u 19 Olding in 8 alesslamp 36 The fU't1 page of be docwnc nl is 20 rcv mY OV r IU concltl$ion 103ny' uC3 S f lbc alldit daltd N01 a'uba 16 1995 The'document is idcntiflC i 00 ti e 17 21 fUSI page as tn lJIranal Audil Rq olt 195 08 F1iwlcial 21 lnr a'l al Conlrol Review McxJdlin CoIo nbi1 Oc lobcr 1995 23 24 2S Tbc witness e uminaJ lhc docUU a1l OY f b f7 f C' I 21 Q Was be 22 A 2 OQ s ile duriog lhc lilDC ofthe audill Will1Jcac of the things thac aWa s Colombia diff t from lhc olhcr divisions is the risk lbo' i 4 violcncc bat exists Co lombia And as a' poticy lhc ' Q lta-n 'IIl sea this docUlDCSlt bcfoceT or I b Z lneva it 2S inlcma1 alldil dq 3simcnl Page 122 A yes lhavt 2 Q Wb31 is this doclU1 QJ17 ' 2 was tnvd It'Strictions J A This is he audil n potl fOt lhc finan i 1 inlcma1 3 controlrevicw lbal was pcdoonc d in 1995 of be Ollomliia 5 ol''''''lions 6 Q If you luru 10 p c six plcuc of the kt 7 wlUch a ds io Bales slamp sevai IoOkiag l onom 0 8 the dQcam ot llf cc th i n 's o Quml ici of tbcn The 9 soCood wlUDLQ of DameS '1Ulda Ub '7 C I 10 l b Z I b Z C II A Yes 12 ' A Yeso 17 Q A Id lhc fU'Ct _ ' rocol cl lion J1liTIJ plcl'cmd Q Maybe n take utcp bad aod i-u ad J'O'I if '011 8 d 'tab th $q - you talmt bout'fOO 1iDt yow- tam If 7 9 you cooId tab II C th rougIa the proa n of dic pn pantioa for II docdakd tbcu bow mo io cC to low if 12 bcVcu W lit OQC poillt tal1 c d boa C II OpcaIog conCacocc 13 11ut wouldbe helpCulIo me 14 A Fnxn d c lime lhat WoU - from be limc in IS c lbCina3ti I be lime I w u aCI1IaUy io dx fJCld1 land IlC1t to 18 th2c issays Icad Do you chat ihcn 7 19 IllY 6 not to go lo C olombia a d13t tiolG 16 t ac i b Z iodividuals if they would be wi Uiog yoo - II Tbc paf C is idc atifocd A-4 4 Do you abc1 4 tbcn ' a UdC arouod audii lQQIl Do J'OU thaI IS tbacl S 10EO And to lG best of 10 this aadit you bow bow it c o Dc S about laaw it r c ts Q MoviG6 Conran Coar to Oates duqJ cadiae iQ 16 ny10 Colombia Al times lb n So wbcn I was funning my team to U 10llllc n 31 4 audit r to ask I I Page 124 1 1IU0dal Xy for iodivid lUls co 1 A Yes 17 ' Q Yes A Noem lIy the proccis of pbcing an audit llI3ilaca or IB isor 00 a p uticubc i udit I gtJc SS You lookat be 19 JlCfSOll's lcvd of apcrimcc aadfoc abilityto speak be - _ - language ncccs y If it's in Europe luliaa dcpa ding 20 Q Is dWyouT 21 A Comxt 21 if it's in Italy And 22 22 one of dx lbings dJey looIc3t and IcvcI of cxpaicooc 23 Q Wb ot docs bd 1DC2117 A L I rd'as to bd audiIor 24 l WMt were ibilitics1 What did 2 You do 25 With rqanl to chisaPdic d 'C ctoI a- 01' die 199 5f'ila3QCW i n lhis ca 'iC the tropics Spanish is So in dUscue c aeh of dill' lcam 1llCU bas SfU k e 24 Spanish ADd chat was soudJing dut we -dial 1 as II 25 supctYisor plCfa Od my -audils _ -J Page 121 - Page 124 Diversified Reportiny'Services Inc 202 296--961 6 12-15-99 NSA-SEC-14-000175 l b 7 C Multi-PageT CIIIQUITA BRANDS ItfTERNATION Ai l'agc U 5 A Tbal's rigbt r ag 127 AGBP3in you wouJcJ ask - I 100 ' I cc aU wi bad 2 d e iof but tbc pet'Wll dAt is Ib kocpc t of Ibc J iof foe lhe so urilY payweats 4 Q Maybe we -ad lD ngo tate o back 8cfon you Q Wbo Wid lhatl S'MlM 00 silc Q Two b ' - well you're $tiU - I WaG 10 2 jasC stay oa Ih oCpJPY'c -4 4 eudiag ia Ihte s stullp I L J 3 - is it frill I S A Il b 7 6 team 9 his lO II 00 tbc iora nahiudit 6 8 two Len t aIb boul7 AJId CpOCuw aUy itI Co thi s audit _ hat 9 rc spoaiibiUtics hi s d uUa7 A I don'l rcca n Will1Jtbc spccifIe duties be was resPonsib for bulllOD1 3Dyin audil I would- or tbc fQ diffQQlt iodi Is TOIb o my 1bo II but it sbouId be some sort of - Ib iofOlinalion d al was 12 initiaUy Uy SQl by o dMsloo 10 tbc lCgat IJ dr paftlncDllo rcporttbosc pa 'lnCQCS 14 Q quartcrlt- thO r- tioa thal' c oataiac d And CiICh iadividualli u his or Iu 14 awa R Sp IOSl'bruiy for be a d would wOO dircctly With IS tbc Wpcnisoc 16 QDId ' A 10 iofonnalioa 'OIl bring up I doo'l bow Ibi fconal u's in 12 supcnisor sUperVising IIic audiC WO'lid assign diff t ate S 13 15 OIId equadcdyc1iscburo fOlllll of cbcsc illdiYiduillucviclr audit Ihc 17 logistics slid opaaliOllS reX ocrA compli Q9C00 18 oaclwado ud -IcC me Lake lhat 19' Did IOIDCbody have R SpOosibilily one of ilicsc 20 iadividuals for n 'vlcwipg FCrA compliaoa as put of Ihis rOC' cJw paiod lhatyou 16 going III audill 17 A That's l OO1Ully lbe process 18 Q Oby And it could be cbc qUMt dy disclosure 19 onns IbemscJvc s JGBP it c ou1d be jll$l that infOC 'Utionio 20 aoo thcc formal- 21 22 Q Oby Is lhm aaythiog dsc thal - 23 R SpotI$ibility t just dou't U what person 'fl 2formed the 23 A To tjlcbesl o my m olkction no 24 ViQ k 21 25 Q '21 audit1 22 A My reco1lcclion is thac somcllOdy did have 1'ha1 1 ' fiat A That's correct CBI V1 Q01 -003636 Q So 'OO have that YOll'1'C DOW 011 ile aed yOu'it 25 going III pafona aome kiod of compliaooc c becll What is the I wan I to lUnl fer ' 1D lUI 81to the Page 126 I psg of lhc OOcwuc n l n c cu d of rlnl scnlaJoc 2 3 also included pafoonillg Ihe I1CCC$S IcstJ and ptocc dun s 3 accounting dcputmenl 10provide you Wilh listing of aU 5 policic $ Mdprooodlires foc r-erA compliance CaDYOll tcUmc 1 I next llcp7 2 00 lhatp gCc udiog in I te s staml'two says thal ibis icw 4 to ddcnaiac c ompliaacciwith the co mtiaoy' stalc mCOCS of 6 euctJy what W dooc Lat 7 7 A Agah1 tbo wudc Il$ tdalcs 10 tbc iola1Jal audil 1DItltpICIlt lid IIOnD3IIy - ill dais C3SICwe Waatto IoOlc at SO fCP A il ' wi1h mauagc r and or tbc Con Iler 11 Oll who's t'dpOllsiblc CadI tb 'FUas Ii ' And we do IbctL $liug 1 A 1bc next SIcp is normallyyou would a sk Ibe P Y 11rots thaI wm recorded in be'security accounl for chal Spaiod being audited Q Was lha tdone1 cn 1 6 7 A' Fn lm themllatCC wecao say that we wac - 8 we did do cbe clXd and tlataa c e tbc ac c ountiog 9 Rocotds oo lbc - d$ I t VIhcn weee site 10 1h dlvkions 'He IilO t wilb 9 d tboIlCCOUllIS chat tteonI ria iony 10 Q II A - and lbc ra OOh that we lirougbl fromOociDJ ali 12 Q UacJcntaodjog abat dDt' dac ooria a1 procalUR do Obyo G t bead 1J ilioFa'A CD c QSUIT BglIin the infilmucioll is submiucd to IJ you'bvc 11II iodepc adcnt n coIlcdiOlllhat io ract chat wa cbc q t dqJartux Dl and be jnformalioa is'IttOnk din the 11 tJPY Proe cu lJaat 11'11$ doac duriac Chis particalu audili And IS via I1uol bc illi oU bow 1 i o 15 oooku llfi'cceonts of tbc divis And we do our 16 l $tiag 10 Il lC if all p3ytnei1lS ba YC be en properly IttOl1b1 Co 16 17 Ciuciouali 17 quc s bcx au$Cwe'n doing 'lbcfCPA l 16 Q Okay ADdwith ard to CoIOUlbia 1fbat would I A The soo I'in havingdilfll uby nEWCring Ibc t 8 don'l m all wbca it was done I know that then was ao 19 DOOd Io baw7 Wilh to lhU particu1aca t riCa 20 uy we do oar Ccrtiug Ya'YsPedficaUy is the '19 inc onYalicnoc du ria tbc audit Y baewe bad Co puU OUl of 21 1IIc du cs of dull I 1nC31l you know Croaa tbc vicwpolot 21 order to ave 22 Sow watn I'ablc to ruDy c ouqib aU lbc audil 0 - 22 ' thaf J'OU bOw I'm the one that Iias Co go do ic what lUll I 2 bciag dha sc d to do7 Who11m I bciDg dim lcd 10laI1 107 24 Wbac _I1K iag dilCCted to ask fOe 2S J nat do tacba' qcdaa1 Do 'Oll briilg anytlUDf da JOG aoy Wormatioa wida r- that 'l DClOC SAJPY ' 1 10 do m roPA tiaDocc au bow i o 'Cbe fonn that 7 8 Q IWas also a naudib I follow - A BasicaUy lb lcsting W3 comluio ed of the Page 125- Page 128 io d e rdd C u y' Ot itr rca$ons and we giVOl Ihe 2 worIG lbat we WlIlttcld to in aU lb areas So ii's Iwd for me 24 Co lJ 1SWQ' that qucstJon 2S Q1laat duriog Ibis audit - NSA-SEC-14-000176 CIIIQUITA BRANDS INTERNAllQNAL Muiti fage' 4 c o ' r b 7 C 129 age I A Yes sir 2 Q Alld also it our Qln 8g0 2 arc or an DOl facilitating paytncnts 3 A Yes sir 3 Q Is tIul ia fact h at Wa$ dOocl I doa't k if YOU'II ia tbcory that that' bow JO'l wouLJ haw to pt1lClOCd to cd au aanoa IX wbetba 'ou'ie sap i Q I mindf Il of dial so apia ia knns o the S DOtJWI1 process I procedure the pcnoa goes to couutiDg 6 - 4 ' 0I' you bow tbe Ic dt a pri at__t 01' lbcn Jcva t IICCOU Qts -4 wetl id ' 1 A Wbu fill Jay g is if the - i t 8' asc4i t m duringlbis putieub - a in 0JlIi r 10 COQIC 9 10a cooclusioa a p uticUbr paymcnl aad ifYo C what do they do wida that - 4 8 Ytha' dscdothey wbat do lbey nlh thai 7 The ' luIvc lhat 9 IIWCriall A In gcoctal lbe - with two docom nls both II chciafOl'lDatiott you briag rom Ibc dcparttilQlI ill 12 a cinn lti and beinfonnatioa you have OIl sile from chc 10 lJ 14 IS 16 10 giwn Ibistype of doclllDQlt bcforcOX WI IlCtd 10 12 ' I b 7 C ICould bdp bac1 Is What yoo'R' 13 saying t 'llU doa 1 rc zn ba d dr bils of tb 14 rdd work ia Ibis pmicub r audil daWn 10 Ibc lcvd of IS dclail wc're taJlcjng about naw7 16 THB What I'm saying 10 Ibc bat oemy 17 ra olJoctioa I cu'l uy lbal tbc y were bUI egaia Ibciof 1iou I was sublllin ed 10 lbc lcpI dqlar1n cnt ibe infooM lb31 Was from tbc gcnc rallr dga- and 10 c awn that aUtbo W lion ill Ibc security ccounlS wcte 17' properly recorded '00 10 Cincittn ati 18 'l'cQ'C II talk 10 soad ody 10g t sam sort of cbrifocalion- I hfF ' tbosc two documculS you c'an cbeck 10 see if ' JPYU 18 doD't deny tbc7 wac be ilIg dooc Agaio Q Hac Ie wbcrc ave SOlDClIOIlfwiOll so when - the 19 end of that SCdla cc b cu 'ou Ja ' to t lSucc thal aU lDOWIts Wilf oat doin lhc I fdd Wotk 1II '$df 1 was n v So that's '1 hope lb J1 20 t b ot occdcd to be rc poctcdart reported Mia 0Uf GIa Cicc 21 i ththat sectioll ofthq coetal'cd a lh t is SEC Exhibit 22 No alld I C01 You bow lUI tbat back ia fronl o 'OIl 23 if you aooc1 it ' It ' s bac SOCDCWbac And aCta hI 2-4 ise I'm aot cleM to ow anyoaetin do tha t Can 25 you cJa r that uP fOt mot 20 cIariflCS BY Ub 7 C 21 36 - U Q I Oo Oll n all ben bc iog aa issue with iqmt to 23 the - let me tab 0lICstep bad During tbc tiDi period of 24 lhis audit theOCtobe r I99S 'timc 2 S of 'OW kaowlcdte wilh am rnmc what as lIac llatus tuQilla paJ1Da'ls'''rlhc Page 132 Page 130 I A Well if 1I1CfC is any - J hiul you' re l f 2 to those p uticular paymen ts we loo ked 81 wilh 1 Co1 JmbiaA opcntioa1 yo u the supc rvisoc lead udil 00 2 tIW -af 'dit Whal do 'ou bow about these accouats aad tbcs Ibe 3 and 4 '-'lymcuts1 Q Orthc A The dCS riptialls - -4 5 6 Q The do saiplioo s 10 OlK it was primcn efta or 7 tioa that doa't really tcU You ibis is o 5 6 9 the POO ICl pacon hy W1iat is thisr And tlU 10 'lIlCCCioll to COIllC is eJPYtt'l if yodo thai hOwdocc thk '11 mah tLat vut 'Slatc ulml that end of yoor stalc ment 12 fticll ays that aU payw at S'tlut oocdIQ be JqJOdc d uyg 13 boca n poned 14 I UJI S lC the rUSt part The rmf pad of youc IS ctafatlall was cvaytltiagoo t1ic foons the pcnotl C8II soc io 16 the l bIgc r bcc tuscthey cando il he latDc Wapi I 17 could ltd 1 the otlllls ud tbcu I chock what's in 18 The blci h aIfis wlJae I a1l'1 aU undaolaAd bow the 19 pasoo is doing that based Oil wball'yg soal - r 21 cat ia 1Oda ' wbat OIl're in an audil bemost- tl c 22 1lC S Sl cpwould be that to IaUcdiroctly to Ibc gc1W rn 23 maoagawbo has kDOWlcd c Oftbcse payutalts aad knows bow 24 IIiosc - what rbooc paytDQlls 2S foc 5pc ciftCally So ' lII wauIdlIQCd to talk with gcocrallll lnagtt A 8e on going 1o Colombia I b 7 lmade me awaR 8 groupe ADd - P8 lDCllts wac approval DiiQnally by Ib 9' aDd diat payments abo thit 10 infO ' QllltlOD waUl lootaiacds eparaielyio diffCttul al clOlInlso II ADd al1bougb DOl r ltDda- the fCPA rcquircmcllts 1hr y 12 wac aboIq R gated alId oomideml $CIIsinVl' payments - bow my A In those particularcases lhat we saw Ibis- CBIN1-o01-o03637 A The guerilb p ymcnts7 Q Ya 7 of ytDaII$ lhat wac bciag U13dc'in Colombia 10 nrious 8 p8JI1'C l1 to o I officia wi ag a blc to 'gob 20 131 I and or lbe bead or utity 10uodasbnd if dlCSC payment IJ Q Wm JOlIgi l'Cll8AY i willarqanI toWl 14 you 1l'ClUIl ptlSCd to do oG your audil widin g ud fo Ihcsc IS paymeate ia 1Itcse 8UOWllS7 16 A 11tc- myuodcalandiog in lennf of wftal 17 to do'for thesuaiJ1a pa 'malls gimt thai tbc y WZ oot 18 R l'A- dated we te to casun that tky bad the prop 19 autborizationJ the fPKOl tnaO'tgcr and lb31 lhcy WQ C 20 rooonfcd ill dicitpinsXt aocoonts 2 had IIlCIlIioood wlict with dIeS types of 22 paymmts 'OU em'l bkctbat skp fw1hcr and Iookalld 2l confinnlhi ya andtbC pasOO ro civingthat And tlAt's As - 24 what's lwaytgMo inc some sort of twe3$illCSs 5io x fl't 25 been in C oIombia wbal di$cuss Ihc sctypc sof payallCal$ Page 129- Page 132 Divcmfied Rcvortinf SetVices Inc 292 296-9626 12-15-99 NSA-SEC-14-000177 I l b 7 C Multi-Page'nC CHIQUITA BRANDS INTE NATIONAL Page 133 Q ADd bow would tLc pc noa _ I 0 ' bow wo a 2 D CIDbct of the iOlcrw udi t lUff GBP0 bout umiug th ac -4 it had he apprupmlc awuga's utJ orintioc l A Wbr n you Iool al a 1016 aD lhc paymcuts unda J 5 ill lhc 10 16 Nt an m ordcd lIDCIa lhc 1 of 6 opcnlioas you would look al lhosc'a1ldC lG1jWC 10 soc if be was 1 signalUrr be apprvpnalc signatlUC OR the 1016 8 Q Who do I p d 1hc 1016' fmail Ot wbcre yoolnow 9 it may be a wbaequestiOft but - A guess it cIc polds OCIif 1016's for llQY IOSQO 10 II 'IlQ C seat 10Cincinnati you would Ibcm in Ciucianali 12 YOli would need to tallc 10somc bQdy c id cr ill 1 llCCClUIItingOl' soeutity 10 pull oopa for you SO tbatyou call 1-4 do audit Q iQ with ud 10CIlia audit cpocifkally io 16 October 1995 do you roca1IlIdJ dfore to l'ulllloc 1016' 7 17 A gaUl 101bcbat of O1Y rc o ollcCtioa I doQ'c 18 l1 ph ieally - baving soollCbol1y pbyUtaUy puU Ib I S 19 OOl IIIlCUIs Dul again dUo'l dcuy lballbaIQ ay bave ban 20 the case fer several 1016's 11 Q The procedure was underway and this is just Olle of 22 he specifics ahal you don 'l rc calll A Ycs sir Q I dc mood whal you wae yiug ljustwanted ll - 25 blah 11IrC it was clcac Off dac rocoedl Oay we'le golug 2J 14 Page 134 I to 0 0 he I IXCt d at pproximately 5 30o ADd 'n r oiug 2 to o off Iloc record for Ihc day at this point and we wiU rccoovcac Cotnonow Wbc n upoo OIl 5 29 1' 111 the examinalion was 5 adjournal I 6 o o o o o f 'I -- CBI-V1- 001 Q03638 Page 33 - Page 134 81 91 NSA-SEC-14-000193 ' CIIl QUlTA nRANDS fNl ERNATIONAL T - o o u _ M 0 UO ' - I - 0 M tI o rag -4 de Sealriliel - ' 1 C Jr Ib ollbls p _ 1' i1 is t ntin tioa oC l b 7 o 1 - jZciiic e II O Smby 14 Wbaolpon ' I l bll lllCi zo J6 -as Iie1lkd wilnoco J 1Id villgba a I I _ I I o - l U' l b Z CI y 'rue W1TNESS ThaI r om tt u e- o o I UI '_U ' ''l'''''' ' Ilbll l IC ot 'e -a oo o_ I ttl e I 9 l Sli lIOO ' Y W Y lloocild cr t5 lm I UiiiIZfr Uranilld rood al yoo roriaJa Il tlOb oalb frooo - ui tf _ U l o EuilanE CuuunilSioa 450F tlh Stn d S N W WMbi nc 20549 My I'alnC is llb Z C I 6 04 I an oIflCU of lbc s urilic s od Eacl ngc eo unioD n o oc ' - ' ' ' ' _ t I Ilbll711 C 1 _10 1 1 9 l'IlO CEEl I NGS Ilb 7 CI IWe ' oa de Ia - d al al'l U im aIdy 1 IUS oa lhund-oy D o anba 16 1999 a lb orrlOC'l Jl _ i _ _ 1 _ _ c_ 1 n II O I CJ I J bl 7 Cl U 1 Q oo _ oo ' o _ c Mlllti rage p 11 duly Ii w aamincd IDd kstiflC dfuruoe r otloJPYrs _1'1 _ o o o 10 libii'fiic j' D b 7 tMINATr 19 Q I w ic d to co bac k bricl1y In i '011 bd n 'tOoood b is lb oI duriac tbc faU 1995 I 221lbXh q 23 bad some rype of iru oli_ 14 callfOt 'Oll al l bX 1XC I Ol r tbaI bad to J 2S w lea Co Iombio Coo you ClOploill lluot ill jusl li tJc 1' raie 140 r o oo III Wt _ o I on fa il hal th t Wa$ ou11 ' ooAn on o Irw _s A S ure WI -i lbXix Cl u n of bOOl 2 1 profile in 1bc Q iquiu 1tUl$ in d Turbo Ioc otioo l b Z I '1' - 1 _1_11 _ n fOf1l iun o OOed up in Oo1oc inllOOli aoo 6 under 1bc ili' ' S J lb l 7 C od Ilhinkl b HZ I 7 b 7 C 1 1b 1i- mdl ib d I o o 8 Io 'oetbteooaltyiaunedialdy s Ilb l C 1Lc c - ask jun ID roUow I1p Sln ' ' u 10 bit did 'VII dodlat Did 'Ql' COIIIfly widI dAC irunctiooJ -u lr_ ''''I'' In c' tn _ ' me WIJNESS l b1 tllb d Iol b 7 C aslaI 12 him siooc 'M - no arinGBP lb atIdiI lId _ _ led 10 1 11 Ir u 'Il ' 10pUl dOI 10 _ of tba_ r d asked 14 himit _ WuId stay AQ iDitia lew obY' 10It Ic uI m xt 15 wilb vc tlotoemr ding And be $'l0 l dW I ' 16 _s DOl - dW if was instnletions 10 eva 'bodyoul 17' lie W D back Dd hlhd 1u I think btl supan 18 - ' b u id I couJd JUy lId lbdodr t poop it' uD la 19 lbcir discI'dioo ADdI ' d die bill to Stay wiIh G IC 20 dditiouIlbrg - Y' 10 pllt a b sUll OIl tbc audit and baY a ciol c al d tlq and we I 'td Ill for be 11 addil ion l tIIftle tbys CBI-V1-001-003654 ln11b l C Q Ilb hC 10 cd _ diac Diversified Rcportinl Services Inc 202l 296-9626 12-16 99 I - a 10 t dla Ibo th oc 4 o yc JOII Page 137 - Page 140 NSA-SEC-14-000194 CBI-V1-001-o03655 l b 7 C MUiti-P3gC 1lo1 CIIIQUITA Page 141 I Slayo d os th Turbo timG you wac apa 1cd 10 be Ibe Ilow 2 mach was ite t sb is basicaUy my quesuo 3 A Wlll1J I do 't n caU Ibc exact lim but those n'UNDS INTERNATIONAL rage 143 A Again iI' s di fficult r r me 10 answer thaI I 1 question because 1wasn't involved with the preparasion of 3 this planning memo or this ual rcpon so I datI't daly 4 that it' s - lhaL lhey m ty be daring 10 it bul I don't 4 lhrncd lys aubkrl us a I least10lie up as many Ioosc awls 5 as siblc and t io b3vc c tose at icling with t 6 10 iufono lIlan of tbc slatusof audit as of Ib lime 7 I b 7 C Olcay 1bank you 'l' d IikcIO Ii and 8 you _ docwncnttb21 bu pn viously boc n DWb d as SEC Exhibit I 9 No 040 I'D give 'OIl JIll opportunily 10 review thaI doclllJlCill s bow 6 Q Okay You can put thai docuincot aside for bOWo o jwbatwas 1 1 b 7KC 8 cbarge bat that UouP was givt a1 9 b 7 C 10 with 'OllC CClIUlSd and G Ul lwill draw 'OUt alblboo to 10 II p Ihroeof be docWllCZlt wbidl has boc n B l1cs s alDped II 'il 000989 And while you 1T iic w lha r Udcsaibe be - 12 I 13 documc ut for tho n c001 '---Q' 1 b ' C ' lK7 - - - - - - - - - - - - ------ Ir ' For be record tbc docwnaIc is o Dtulti1 'GBPC ' 14 'A The assigt t was Civcn to me around the lUnc of IS doc spanning DalGS'mmp tttC ICJIQ6-Q00985 throu h all 1 5 July of 1996 Iune or Iuly That' wtlOt the planning ' e an 16 ' iocludiag Baa tamp XJdiog 10000994 the docwnenl is 16 Q Apd wbco did you rtnish youe assicnmeo complete 11 yOU ' ass d bK7 C 17 idcn oa dw cover p iGBP ' $ o O iquila DI'3nds 18 A It was at the lime wben l b 7 C 18 In ettl looallnc intanal udil annual rq Ort rc bling 1O 191 b 7KC III somewhat happened seamlessly 19 be 'CU' 199 5o 20 Q I O 7 C fro m its 20 l1ic wilnes s r-cvic wcd Ibc OOcwncnl 21 I b 7 C IThe paf3U2ph llul' s beaded 21 inceptio n lhro its completion 14 I 22 l b 7 C I I'm b3v a pioblan Call we go A brief recess was lis 25 disbaodcd1 Page 142 I 2 3 4 I'age 144 IOh y we'reback on -the m ntd few monialts bla' No disCUSSkl11S of sub stance werehad when we 2 1Ib 7 C waC ofT rocord is tWit COO'CCt' l b 7 C 1Th II'S O t I b 7 C A Then w ts really ncveu dcfUlcd dishiln ll llb 7 C I 6 Q I want to focus for D1Ot1lCut OQ tbe p2r lgr lpb 7 ar aia OQ lies stamp page 89 l is headed IDlcnIal 8 Coalroh Review Co IOO1bi2 AAd be 'third scur cDco of chat 12 aad priodtiziag intl' s io CoIOGlbia lUWI topatticipalG ia c Pbu Dioc aadinaplc mc uta rioa of soI 1tioQs to improve lUld 14 aiba Dcc pnKCdura proce ncs and c oatro _ J 6 A I Ib 7 C wl was I IlIy - I 5 became a memberof the Colomblan division So again it was 6 hard to say when it was actuaUycompk toJ 11 was ' 0 ' 1 ongoing process ' Q lllnusiliOucd 'I1llln thau disbaoded 1 tak c it7 8 9 ' P3fIIGBPJ1IpIt says To f i llilalc flIt rogn n scci 9 JO I pCIRIc a paatioos ma bas l'COCI1l1y r al 10 11 aucsaaall k al to auid CoIombia a' aa iQ idcutifying JJ 15 o 11bK7 C 5 n correct Q So a ro un d the lime wbc n you are lRuviog It O 7 C I 24 1 bK7 C being 23 23 off tbc n wrd ' _ 7 _------- 24 l bl Z Cl IAbsolutcly 25 A TIl3l's 22 I A 11cit's si8bl ' SEC Exhibil No S3 was m ulct d fO Ilb l7 C 12 ilbliific stiOn I I'm b Ilding you a document dlat has o 13 lIOW boat uwh d 113 SEC ExhibitNoo 53 I'U give youan 14 0pp l 1Ul ilY 10 look allhaf doc U1I1C lll with your counseL And Do you blow oything _boullhat as sD1c otlc un7 15 while 'R doing thaI I'Udescribe it for rhc record No t doo 'l 1 6 - the secoed SOC Exhibit No 53 a D'lulti1J Q chis - bad pokcu_t tile yay ilUlillf 11 docwnait sp lnoi g Da stamp range 20 1Q6--Q00648 through sad 18 wbca we taIkaf about - we I d tOIle t1 -ouCb various -ilioo$ 18 including Dalc $ stamp ending in 0006 5417 19 YOQ I d Idd at OUquita bout'-a asSCSSlDClll c eam but Chal 20 s - this is different aSses$m nt tc aul7 21 Ilb Z C 22 DYI b 7 C 2J IIthio1c 'bcda iaslcfon c I Q o br aad that - ob r_ Dut lhat'sCSS c atially 19 The documcnl OIlits fmot page be the 20 ofOuquil Dr1lnds Intanatiooal unda tb wLicb is Ille I TIacdOCIbl1Cfl1 21 mmd b 7 C 22 dafcdM3y21 1997 alldappeantobe3nUllao31 udit 2J I'CpOIt 1I11Q M 97 14 Cm mcial and in or m 'llion systems 24 wluJt I' amog Is this thaI task force Chat 'OIl had 24 iolalla1 control r-cvicw MaJc l1in Santa Marta and T wbo 25 boot 2 5 ' obDbia_ Page 141_ _ - Page 144 Diversified - - - - - - -- _ _--_ _ --' Rcn rtin Services Inc 202 296-961 6 12-16-99 NSA-SEC-14-000195 ' l b 7 C CHIQUITA D NDS INTERNATION AL Multi-Pagel' P3gC 145 Ilave '0 1 S x n lim docluncnt I bc f 1 A I n c JgIIU c Ibis OOcUllll Ot a n rcpo t lhat 2 6 7 The lbj is 1 1es 652 'f'b n 4 A Th tl's con-a l 12 Q Did you c ve r roociV1 a cory of this 4ocwucnt7A I mcaU'JUding Ibis - loo1Uag at Ibisdocuma1l 6 A C IS A WillZ is luff If 1bc inl ro3l udic I bOw ba1 1 b 7XC ANa dQa't Q ThcIlCU_iJ b 7 C 2 Illili also a 3 I I Who b 7 C mo mba- f the iatem tlaudit I dcp l Q Aodf -thonx oro 11b 7 V C l oa tlaia t be 'UU bow if that' bow IS i sreJ cdl b 7 C - 16 youipcnj b 7 C rauac A tlooks c omxt don't know 17 I lli w the auditl Wlagt r i tlic iol audit Q 18 'Ye lOCQ a nWllba of spclliOt l co at Chis poillt 19 tkpaitmcnt at tb3t lime 19 ic tiodoflu d l b Z IC I Nob9dy s tQSpeU hi Q We b-ad tallra1 in koIU of youe dutie sand 21 ll S IO 1sibiliLics wbca yuu Wttc audit 'aA3GBPCI ' aod also II 22 allditlDa D ga 'S du lies aDd responsibilities OQ tho 1995 20 right dCha Hb 7 C I AtJ 1 wi b 7 too have 20 I duties and I'C$J'OllSibilities 23 audit ae Hb 7 C this audiCG0G5istc ll wilh what We discussed yaCcrda '1 22 excuse Dy' l b 7 C 23 OQ t 1ing lt b 7 C I b l b 7XC 2 Ilb 7XC J C in lie yp Su reviews an lrcspon sibiljty 4 di faatt from Sllpavi 10 I IS sliChlly 6 betweco yell ' job Oilth l bot I CBI -V1-o0 1-o03656 18 I 22 A nUs rOC' fCtA compliaoec looking at tho doc umc ot chat has ly boca rted u SOC Exhibit No J pagc or hal docwoQlt 1hctim par3l DP l hi lbac b dlll ilaro - A Va lb issimibr 12 Q So 'We b l have co go througb 1hc p H again As part of 199 1 illCema1audit lbat was dooe at IS doc C otombiu oPa atiuas ' chC ULllC - siaU proooduro 16 dooc by tho audit ecam with I'qW to Irlormiag the 17 l baodliag wlut ppealS to bel fiomcilll udil dut '- 21 b 7 C p ar tgnph chC 'C it u '$ -We have CQa pIcwd an 1 l alemct of poli cies and proccdwa J I A ag 'Ila the- an 3udilll but llis n aofc ll b 7 C I Q WLy wac the t IIl3IJ-3gCl du tics split with i b 7 20 Il b I 7 IC No I don'L I I con-oct I 11 t1 t 10 dctail ull I a I b 7 C 16 Whow u b 7 C Q looking afthc Croot P C of SEC -ExLibit No 53 J the ' ADd so 'lathes t1aaa you bow go chnntah tho Idllties 12 bQe with rqard 1 l 1hc1991 audie would have J c ooopar oblC c4 b 7 C I 14 A lOat'S C Ill'CCI IS ' Q You 'f JC IIOdc rthat is 1hcQ1lII b 7 C II 2 8 '9 regard to l 6 uti procedures I l dda iac compliaacc with cb wdll' y s S had discussed t his duUc5 aod f'C$pt Osibilitics wg-c with 0 rage 148 5 division which also iacl pafdnniag the IJOCGUary' lcsls bdicv it w b i C I Iwbo wu thc audii q aaagc r th at aad we 7 1 b 7 C W'l$ on this 4 inlanal c oalrol review oCC I 8 'J1udcx S A CotOCQbi numga-o Q Olay 1 Wit actuaUy bOC wiag a compMison 5 I Q Do yOIl know 'Wbat l b 7 C 25 1991 audit7 Page 146 I 24 A Again the - I ve to dilT n nu3tc becv I ooe 25 Dame 21 4 I I 10 1 14 Q Staying 00 pogc faYe toward the middle of tbc ' A of tlul documcall pk uc ' 9 ll1is 199 7 audi t 01 tbcCoIQ l biaA tioas7 14 ' 'CS p3f' 'C whoi b 7 C 1 0 p3ltmcnl Q Do yoq 8 il 16 'p GBPc tbe b 7 C 1 I b 7 C So d'us is s l b 7 C 9 Q loll lzn ofthc tint cnhrnm i l b 7 C I k that IO' VU7 IS Q TwaiA I l the at X1 J 7 ' lwo coIUJIUU aftcr a at chc bot of chc pate 8- A Cocm t 1 'j acl one with Ihcis -pa tivc c J pctti$c 2 o ing lhal''''ppcos pO lIl l Jy in audib w l J issuaJ J$ p ut of dlC icw ' 1 w tS being dooc in Colombi t -4 at 1bc time s Q Wou kl Co fj of it ocdocUGlall I 'P3ge 147 I l udiC duties on chis 1997 audit is oinc thiog that's c ol llllOti to audits dut we IIOOCSUfJ' lc sts and I'roccdui-es to dcCi nniac CQIIIl'lWao witb roc OCPA 18 tLC com 's UlIlancat of poli ics a od p compli 7 20 A The - we could say that tho leit$' WQc iroiUc 21 t1ut VoUC paforiucrl just IooIdogat his - but it's b ud 21 tileme Co say t bc applied the s uoc lc$ a proccdu 23 conduct in dlC audit dqwbncnt wbm tbcrc is a - two 23 tlut l used wtx u i 24 specifIC objocti U_ ADd iathis CMC ' tbcrc Wl1$ CWO Olli oii g 2S audits one a systaD$ audit one a financial audit And 24 w a s oJlI aUdit $ I dGlIJ'f bow Q doa'lwu you to U Ss 1 asliagJUU u 'OIl 25 koow Imcao y lIJIdcnb' diog is dtat dutillg he time- o Page 145 -'Page 148 Diversified RCDortinl Services Illc 1021296--9626 12-16- 99 NSA-SEC-14-000196 MU1ti-P e ' qIlQUITA BRANDS INTERNA nONAL l b 7 C race 1 9 I kt IDC l bXl C 2 oJ i roGer A 'Ibal C Xta l 5 Q Oby 1 ' b W I C --- - - - - - - - ----- 1 1 at roc fO A a mpliaooc 7 she pcrlGrlllCd awl arlcsts 12 8 roliq M t 'I i 9 idcnrj ecaUon 12 OOOIS1 1000y I'm h u ding lIndocUJnalI IOCtI tlaho - - a t Won 15 11lc wic eos euml 16 l11e wma ' S 1doo ' 'mc II oocloe dUs d L B b 7 C 17 Q 18 19 or 20 I n yo ncr be of oo ouelit P'OU- for JC'ti sual ts7 Let _ if i eM be _ ' ba d e i ae po very l laocs1 xl i l payme-at oc _ ill 2 1 p'y II I I Talc _' co CIL I'Uulc if I 14 J' 10 22 d Maea 1 100 i ILi documo nl '''''''' llf ill 23 opital kU n ILd ' 0 View of 24 ' p'y- ats r ay i l i ic Aa4 1 bTi co Tbe wilnCSS ex amined be document By l l b Z C I 24 tLc II Batco nAf C IClCQI-o IOt49 tluvoap 11Kl rillf l b 7 C 25 ud tt e It 10 DpuJoo ' -poUck -'- p 00D Ilau 14 Ib ol ius beat as s F xhibit No 54 I'U tivc '011 aD IS op por1a l ily I J thae doe uu l with your cow n And 16 vmlIeyuu do thaI ru noc It COl the oro 11 SEC F m bit No 54 is 11 mul ti-p3ge d9cumcnl 18 spanning tl S stamp ranee 4 HQHlOO761 lfuougb and including 1 9 4ClIQH OO78 The document on the first P I C bears the 20 Uiqulla Brands In tioaall Ecnd and -ie bold lat8c 2 ktlal il uys Colombia Fin llCi3 1 Rtv icw Aprill 99 7 On 22 do Iov u right g has doc n an b 7 C 23 s - r of roliC ''- rotiey A-2 0 110c oubjoel i r-cr A _ea y _ SEC fuL bit No 5 4 was oUn ai 0 l b 7 C J J sec r Ifaibi t No 41 '' 'lOcI bow if Ihcy did II 6 0 'P Idt le oo u 7 1 -a IaQ ClCII c I' it A1 Fi a i uotnti Out I' A I dou'l baw 10 S U kl ribc it r boo _d DO 8 IIlOC asUlIf JOG 10 guas to spoculalc or 10 - - I JUIe 10 i O t II 1 Wh idl i a dlOda tIM due u a- 4 _b as - rrnioutJ Loca as 6 neg 7lJ'lI if you maw th3t the audit lam that 9 ow oat A-2 0 J d c foUowia - Ioaadi fOOl l is I1aaI c- orn ell I age lSI 1 Ouri he lime of tLc 1997 audit you a c 2 j ask you Ibis is '' out tad il ii AAdfor tI c li fe of IDe I 'l I'age 152 Page I SO Q Oby lfa 'c you $ X D Ibi s d OCUmC41 befon 7 2 A I m oenilll tbis docUlJlCnI In be an audi gui 1C J IhaC's used on audits I Q Tum 10 be Lbird page of Ibac documcn l PBtC S cndiog ia Dales sCamp 763 You Rid you n cocuifJ cbis Co be 4 6 aD audit guide Sa 00 this page there is a Iq citd Lbat Wbai 8 ii ' hc aadit 'pcogr ulI pidc 9 A The lnlaUal audil dr p l has specifIC sud il 10 lbat arc usaf by rb dr pat1mc nt to udilspcltirlC II IImaso 12 Q II this book 13 A II's bblclcd manual And wbcu you CO on audils CBI V1 o01 03657 14 you lab tbc app b 1e p chalapply Q And when you Eayprcvams wbai do 'O 1 1IlC10 by 15 6 pl'OgIalllS1 A III1eao lbcsc type - diCse guides Q YOumeaD lib a SQClioo of lhc book A Right Q Could you tum to the foUowing page please PBtC 17 III 19 20 21 coding inD ata sCamp 7641 Uuda cefcr tlCe lbae s 22 sories of silt bullet poiucs 23 nu la oe u '$ H Audit ptograJll for of unusual paym ets H Do you mow 1411oythiog about thaI ' A I don't m wballbal refem d to _ - c 149 - Page 152 _ 2S r e i 1 Guidc I 7 says olemal Audit Dcpar1mczlt Audit l'mgra m 'j II - __ C' __ - - -- -- - _ NSA-SEC-14-000197 IIIQ1JITA BRANDS INTERNA TIO AL Multi-PagCIN I refer 10general audit policies and p oca nn s of II 2 CQlJ pany So I don'tscc if it spccilic JUy rcf toH rA Q ADd c ivc n the pcoplc'iqvolvcd ia this udit tben 2 I J Willbou ld Ida b 7 C J bUI l om13lly 1l bas lIac dcscriptioa of tlacarea A T1u1 al'J'C'US 10 be correct 5 Q lbl would bC WasulQlt wilh lhe pcoccdun as yoo 1 dim you read the ItlaCcriah UIldcmcath tha ia tbalwiU 8 Itdp you oullo ti4lCttai whac is bciogn vir wQ l OQ this A Corittt Q Marlmg ta the aext wlwna the top of which is 9 YIN- Wh2tis Y ondN ill that cohllllllT 9 rage A Al1 I understood it to be II pafO llJCld and no II W2S Q Oby If you l iowa 10 the bottou t or that page 5 6 wbi leillll Sbfcmr rJ' of f oHeir aad I'nloorIwu o aDd 6 IIlldcntaad it 10 beilIt audiiaf 1 8 rage 155 153 1'3j 'C I llUUkI initial ize a d s q wbdba appli cable or noL l b 7 C A fTOlD 10 re odiD6 thiso tbcbottorn paragrapb oee wuld II gallu that it rdalc s I'olbefClJA anaiogousI'o non-applicllble 11 Q G ot dowa tel'Qumb ooc suIi-kUcc'p tbcn is IJ Qllq' lLcro diat says Docs the'Aadiuestiag is at c Q Oby aad iQ that coritat totog NcI to Il IlQ DWIlbcc IJ - suh- tqory B wta e iss Oocs audit tcIti lh c disb unCiDcolls R1p thc oJc KpClI1sr Willi the 14 dlwlIf'SCIQQlIs area UPpod tbcso 1'qlOI1S7 Le Ifa ' all I ill 15 quatioo able jti U CU1s boca rqtCxt cd Do the n portodpa CS 16' aDlOGDta aad pwposcs 'Wilb the IlIJ' Ii' cIo wacntatio 7 fiave the il m s'liocca properly tt eo 'dOlfiQ the 15 u og tbat1ll 'i-c pc rf0PDiag fCPA CCJalfliUloCO '- 18 f uuacia 1 n x ocdsr Do you so that tbc n 19 A Yes 20 Q O y and then if you go OVe the YIN column 21 lJiac is aa N there 22 A Correct Q WbatdocNhat N meaa willi KVnI 10 lhis sub14 Ictu t B catcf orj1 25 A In Ihis case I don't blow what sbe'$ rc arit to 2 1 6 ruction ben doca that 1d9 'QC1 what the Hill 11 'thc iccoGdcolumJI Jic I1IO that mcaA$7 18 A i 's lI 3in ilifficult to llIl$ thaI 19 question aod 1 would ask if - a nd l -c's a d' of 20 S lQlC sort hc rc to lbc woric papCi lbal tdal cS to it but iI 21 hard to defaminc wballbc N mods foc because 1 - wbcn 22 yoo ad initially asked IQC whal dlC YIN srao foe llookcd ij at this apparently flbougbt it was yes or noo-1lpplicablc 24 But lbat does DOt 1'0 aiJplyllctc 25 Q It socuu as though it r ou Id be no Is that what Page l56 Page 154 I you' c S lyiag7 I wbqtsbc pUls an N - 2 Q Let Ole xk up lillie because I thinlc we ppcd sowethi' ' Al 11K lop of the page do '00 soc where it 2 says - --b - - 7 - 'C 7 - - - 'ICa1 linly I'lhink ber-inniog wilh 4 Audil Program Guide Mel ba -acsoss Tbe Stalcment of 4 S' Policies aad l'roccdurcs do you '$CC bol tbc rn1 5 the Ict Q N - 6 1 A Yes yes Q ' Wbat doc s thai tell 8 dooc 9' 10' 00 6 about thc wad lhat's being 1 won paper rtfmucel 4t IllC bad up ' Iiuic it Uluch 10 11 more bjasic thaD '6 21 p' W'CS is IIuI FCPAcompli lOlIl The priof' 22 oflbc docum 1 might belp you ' 2J A WillZ 's hard - dX sc audit Uides 11 oY1 tJ Z C Q ObyT 18 A OIc tyo 19 q I ' CB I-V1-o01-0 03658 The f tm_liCGtc uoc says The s fUDds ' 20 n pod h as boca prqJarod by 1bachief account 'W Ito wu flWl 22 accounlaol tlut this lc Dcc is tcfariog 101 U A The chief IICCOOUtlnt was lbc penoo I'd lDC1liiooat ' 's dilfw u c to answa-Ihe bcc31U1C his'CUidc roc sta r1 n The wilnc SS ClUllIlulCd be document 21 this wa k as past of cnabcad n dUCtiOll Who w u theChicf 24 qucstioa bo au I do '1 ro all iflhcy - IIICSC 2S indicalcwhicb are t I b'- 7 '-' C - ' IT aIlIOIDCZllDC 'IO read hal 14 lbal picgram gain n hies to 19 lhc pOlicies and proc altirc s 20 Q And wbaawe 'u y IcmcQC of policies 'aad ' A Yes 15 IJookiag 'illto 'a nd miliug nobtions ' A Ira - litis p vtjcular 01-03 IJ p 1f 'C OYQ' I want lAJ ask you about tbcfust salleuce 011 So wb3c ua i the audit p noa chat wc'yc taUccd 16 bout b 7 C 11 oa 04 this page ref i o ua ICC oa the top or dlal D- n f1 13 what thc plUpO$C or this is ADd at the lop 14 the beadio is St laIic at of Policies aad f roc c dun s 18 BYI ' b 7 C --- 1 Q 1Dc anaehfDCDlS that are n fr zaw cd hac L t' 9 slaUlJl1f1 The ttadmM uuthat II d aL 'We' YC GBPoitc tl iato Uig spcci lC cbnc o t i of the IS 1r 8 tum two p ahead 10 documeut c nd iag page mdi ill llata ' thispagc7 A The calq OI ' Q US 12' 'paGBPC ADd IthiDht die bc giizai We Iqlcctcd CO CCJ 'Q ' A I doll mow whal spccilicaUy i is bUI anythiog is JIOSs iblc 241 b 7 C I ' 2S Q Do OCl bIC1W aaytbinc bout the maagcr fuo4 Page 153 - p tge 156 Divasiticd Itcportinp Sccviccs 'Jnc i02 296-9626 12-16-99 I NSA-SEC-14-000198 1N Multi-ragc I l b 7 C CIIIQUITA nRA S INTERNATIONAL rage 157 2 A 1000' 1 know wh31 lbe paw lhat UIC Ibis was - 2 3 t Ibis fund is beca use we don 'l use d 1 Ict1I1 io II the cituinblt paymcats SCDsitive 4 5 Q Da riae Ibc lime pc riod of Ibi s a li l we hal l 6 cstabljsbcd diat 'OU wen the coolmlJa i Colombi1 Is 5 1 tIaatCJOl1t di 8 A -nat's ClImlCI 9 Q uid lr- b - - 7 C - 1 chis lOOti-cxistcot r o c n1 ' I 8 IbCy're beiac III adi out of tioo r aecouo l - n - ------- ln port 9 stics8CC Jd t Aad while the proa dures an bOt - lhe proocdun s II aubodicx1 ia SEC lhIu1lil No I J loot og applied to besle 12 acrouo U - bco somc body asks oc er's r d rqwxt '10 AI b 7 to the assirta t c onlrolla whO the asrisbnt JQIroUcr rcport d 10 IlW' I q Dbla ing _ usual paymcots or p 'maIts 14 14 Q Tbc 1'C A1 1lCIl that umc raragnpll u 'So -n c IS base ro - him 0 prq are this ttpO t - rclesriog the 16 ' l'uads t p Xt -is 1bc mOU Qts RlCOCdcd ia tbc this is wtJ at 'ow t2h u y Crom oue J1 cfjsC USsioos tJc a I lam Ihe' roCmJ to be 18 voiciof si lllibc - or a similortbooghl to wlul you uid aod t c s urily 20 aod wc Iuviae problc ms wi applying tbc ec na anaga s 21 'cxpco code pCooc duecs and rq Orti g proc cduec s boc a we dcntaDd Ib3I the ap nl ions AUnUoI is 22 ClIACtiooioe as a genaal DL3aaga-' s ccouol aod you did DOl 22 ddn'''''''vc a ipoc ifie -erounl to look at 2J bawdU tT 21 24 A 1D ty Ihc 19 which is I bac is POgc ac nllQa 's cXpcIlsc acCOQQt code 19 KCOWlI DC WlIU 1 payn co' 656454340-496070 2 depxtm nl 16 18 hl m bytbc security dcpartmallllul an dc d io other Ha ilit 1Iu b 7 '-I would onIiaanlr i e macIo 0IIl or _ c q cOSC aecoao code I b 7 'IS Iy paa1DIcat bow these AUOUOta 11 1IOCOOlIl 6SB4USI0-496045 plus other rarmc uls i catcd fa 20 pa 'DK Dts anUStW pa IDClII s an bci made oul of the 6 ColOmbia openuoos 1I a lhcy're DOt bCiag oa1 or 12 the dayio lby i lc tllClioo wilb IbcaccollnWits and UioPortaACC of c allior aec oont dutdid DOt t in -4 Cobnbi l II to to wilh the 5lCUlllDlic o lCDl J CoIOlllbia 10 10 you dariot ' lmt pc riodl Page 59 I rpccirae proocdurcs thai I bci l rcfen occ d io this culcn ocl opioion s is play wilb wo ls 24 2S bcrc I doo 1 know M3ybe be InRS liOO They used Ibis DlC So I dUal thaI's wllat you've boa dcsuibiag 10 sc ulcoc lC and wa nlod to bow if ad tbeo I resd thi 25 R uUag thaI saslalQ saw tbt as c oasisteul with wbl rage 160 Page 158 I - in otbcr audits dq used Ihis n une Rt3113CU 'S cxpc ns - I yoo wen yiog 2 iutercbangably vay loosely bUI again since J was in J Co bia sitlee uriving io Colomb we did not use'lhe 2 ' 4 gcnc nlaiaoap' s disc account and wbed c r they p13c ro a thaI nol R aUy as a qucstio bUI Cor you to uudcntan d eOenmcnIOR b31 o j No Wc'v come way 100 far for you 10 - I UDdcnl iod you bow a swcr thai bUll wa 1cd you - 1 said 5 name oa lbis when Ibc y'rc ca rting ihe Iq orl I eaR'1 6 5 wbc lt I wi eomiag Croen Locausc if ask il as a vary short 1 Q And P1ayt e lbe rU'S1 EalIau io tbe acxl pangraph 8 will bcU out wtAl l yuu fa be 1cUiog - The 9 'IaC Xt pangnph be C t lcOoc Rye 11oc n is ROt Ii 10 spoeUlC aceouAt wfacrc the p a 'DXlllts COi IC4pODC1iag to tho J I r-t s an nxonkd whidalll dia tbc pccpantloa of 12 thI pll darla to tho 'I CWId RpOI1 IJ - _ diJl lCwl aad more SIlSCqllJ1I1c to aron 6 que sticicl I'm GBPOiag Cocd a b aole sf2 oc IwcI1 I undcntaad thac and I l b 7 C 1 It undcribnd theeffort 10 be bdpruJ to a phio by way of 9 b What ' gdililgal BUll do o' waot bimto io ill a f3S IW adoptsmlUdy wha t yoU're uyiag If' I A No 1 don' Wld tsla 'OW'questioo I mc JO for e umpk YOO' 'C mnllioncd Ib3t you're _'w t U' ben now as SEC 14 Exhibit No 54 wmUb 7 knew and wb l l1C undcrs1ood IS And 'bat 1m' is rm going guess Ibis we're' 16 Iookiog t now 767 isprobablp work papa jb 7 C 17 Q Hen kt me - you bow iI's banf to do it this 17 qXIC1ing bc r li 14 Is that slatanc ut collSistcat with what you're IS tdliOC DM t II way so Jet DC just explain illo you- I bve lhe SOC 12 IJ iofcrriag frout Ibis documcut 1 18 b 7 lid CBI-V1 01-o03659 19 20 0IIl ia at detail roecdurcs for sensitive pa 'lllCUtL ADd 21 tho e p provide foc- the I1SIC of a r eo nl m s 21 cxpatsc ace Oll a t code 21 did And above all I dna'l thin it's rigll1ln ask this 2 J 2J what it is We discussod yCslc cdllY thaI tbc Co lom bia operation 1I's o blg way it's sevl 7albyers of in am zO 1o r'romlbatwbal itij b 7 C 22 I in part imply or dec to 19 '1 ahibit No 13 which we discussod yalad ly whieh wcig u I wilnc si opioc Ihrougb that clWn or infacnocs 00 dsc uadi stood aod how b3t COU1p J S lQ 21 did lIol usc iJgmaal ut Inagcr's apc ns e code ao acoowrt code 21 whal be UItIbstood 2S by that oamc aad 'OU know some dq -roc aU of Ihosc 2S Audit souods lQ IDC like 1WI0y of fbcsequesUoos Page 151 - Page160 - - _-_ NSA-SEC-14-000199 CliJQUlTA ilRANDS INtERNATIONAL j b 7 C Multi-raget l Page 161 I y are fUll b m C I s IJutlllCZC's 2 wnil 10wb31 you can expect this 10 know boul this ' J III whal be could ' 'QI Of 2 in I ioo' documents or inc based OIl whal be's reading 4 Q 1 d SJDOYC oalodOcJlClttp n is cwcmslo 5 5 6 6 rc awoc JD G CS fu odt 1lUOaAC Ca4 '011apWa't aal1o 1 1 ' I OnesunplcdUng 10 do is do wc l b 7 C 9 llCCOlIftt Icl I Maybe it'U bdp you if you page 8 flCSf'pagc is do umcnt th3t baVl previously rdcncd 10 '19 baus a 1016 l b 7 C 1- bccs stamp old in TI2 22 you'U sa toward the top of thall''' '' lbc J llCXl10 m uugc i' funds UJnC llumba' On Ibctop of the page it laY CotnPro le 10 de Pogo And lbc d 1'3 C is - ppc us 141 be o inemo or T ilE WITN T1ut ' s COt1CCl ' 21 'm IPndine you docwncnt lba t ha s l b Z C 1 4 ba u 1IPd ed 1$ SOC'Exhibit No 55 ru gi 'c you all ' IS op to 100Ic that doCumentcJYa' wbiloI desC1ibe it 16 fO ' Ibc record 11 SEC ExhibitNo 55 is a two l3j doculneo l The 19 fO W3ril to 20 tiflCalion ' 12 have acom spond ine dcscriptioa l b 7 C I That's SF c Exhibit No 55 was Iiwke d for 13 16 3CCOWlllllllDbcr or cLal son sboUJd in Ibc c b1 of accounts 11 18 was b1c m l b 7 C II 00 we ha'IC a chart of 'mI JoLn dutall I b 7 C I 11'13 good time fO ' lnC 9 off Ihc on1 Is 1113 comll 1 12 ounu that WlU CW1QII at lbe time that uUgblassigi tbc 13 n c as iI's kDawu in ColoIIlbia 10this accountl 14 e I b 7 C Iidon tha udwtorace ouots j A bOd ro as 10 10 ' have a c ' of ccoon1S ba 1 I SICC all account ll l llbcr by I I tb3tIIWUt'P f u ds orrIbc n conJ I Absolllldy 1 l b 7 C I oa lbe few inomcitts 8 lala' No sioas cC substance we b ld bile we 'Cl' A don't know 8 I Can I'bke a quid blCllc b 7 l b 7 C l b 7 C J I DvI b 7 C 4 Page 163 I say lbat lhis is o tp e nlllU Uga'S expeases tb Il 'vc sn n 21 some sost ad 0 lbc top 'uY Divisioo Colomb Cl8'lnadcx Alld 2 2 SA 1h Ihtcs Sl3lnp foe as is ibc rlf'Sl P lg'C is 4CQHJOIlS9 an $' 2 for Ihc follawing'p lgl' ends ill 1160 account co J' 3gCcndicg ui blesostamp 24 768 Whicb is 650413510-496045 And 011 page cndi'lg ill Ba ies 24 witness c xam incd 2S siamI' 772 number is folJowcdbY I b 7 C 25 flV I b 7 C I the documenl I Page 164 Page 162 I l b 7 C tbis documc ol bee ire1 I QUave ylJIJ 2 th t's foll JVo'O l by in h mdwriling somebody bas wrillcn 2 A I r llUC Ibis docUJna as a 'document th i I've ' J Dunager funds ac cowll 4 mE WITNESS Oby 5 0'l1 b 7 C I 6 Q ' What 'is this a couJIl gulos de 1C7 3 Ioolc ht as prcpantiOO fOl' this deposition 4 Q I'rioc to lbat do you rnca ll weillg this A Translated il DlC3J1S c xpatseS - 7 8 r 9 YOll' 'e sse hhib il No ll lUld tbezl d UOlha' 1 point 0 rime JCSfc rdal1nl' Ihat r oiag C the 15 bian opcnlioas an sdliag' up f Q CQl 's 16 SlC ua d account Com ctT 11 A Com il 18 Q Is Ibis ac couQt iag dilfr it thaa that 19 A WillIDs 1' bDd - 21 3CCOW1t as Was indiali d in he priot documents 'OU bad 22 shown IIIl ma IciPt rcf to'proccdUltS tNt nroJcd be 23 applied to g OQ3hD3oagcr' S Cllpcases 24 25 bUI - Hm I sa an DC4 0Ulll1bat says glUlos de Ic again 'ClaDe aboId $C mntics h I doa'l- I caa t 12 1Og 1ha aD iofomutiOd twoparticul 1r 13 P3 'UlO1ts o speakjug of tbe period bd'0Ie th3l ' 14 I b 7 C IS I b Z C ITbar worluror nie I Do you Ial1aDbcr soc ing hat 16 docwncut brIan thal1 as I rommc ul oa wball 20 Icnow is r 00 know _1lCVa' IJSlCd a tpICi'2I aWiga's ' IAbsoIUldY 10 1 b m c IIf we divide tb time period 'II bd - ortbcpaiodbcfonl b 7 C rnanagct'c xpaucs 'Q l b 7 C 9 that 1 ' 8 cimpliCy it fu lhal 10 A Tbc code Il COW1t gi't'C ill thi1 I v W d iodical c tbat these tost1Sbouldbc dratgcd 10 tbe 12 d umaJ l1 S This docl1llll Ut - k t's focus OD al twUy tbc fcoal p agc o f o 6 this docWlleDI Ibe 1016 the Cant p ooIy 1 l b 7 C ICall I sllf CSf sometbipgIb3t may I m naea- rs th is a GBPCDCUI - oga E ap Isc acaJWIt c odc7 Q sAXn -' 11 '11tH wrJloffiSS To lbc best ohiy ICCOlb lioo 18 BY b m C hoO I 19 Q Do you s c the catty Coc Aa crdo Maritiaul 20 Acucrdo A -u-e-r-d-o MWt M s t-i 'IIU Do you 21 thal1 22 AVes n Q What docs chat IIlCiaT 24 A Maritime t 25 Q TW1I to IL ac xt page pkasc Ou D tecs dallIp - CBI-V1-o01-o0J660 I Page 161 Page 164 ' m 'crsificd ReoortiueSavices Inc 201 296 -9616 12-16-99 NSA-SEC-14-000200 l b 7 C Mulli-Page 1N CIIIQUfrA BRANDS INTERNA'ilONAL I'age 105 Page 167 1 cudiDt in Bates ump 1160 do you see oext cc Ihero capital ktlus Do yC1d 2 i 1Ib 7 C I 2 ign ito lIc'insisb1'l sign il because lb y b3d lresdy I X said ' II know you gd tIoc proper 4 approval we 0U1 III3h lbc paytnelll kJ CEA 5 I knew Ib iutportancC of die - of this pcmUl ' ba n ap ved and I J that lbat 7 A Yes S 6 Q Is lh at you7 A Yes 7 8 we ILl v 1Jat poinl in time Again- Q Let' uy lbc nmc r rouod bclmoclr b ' - 7 - '1 10 asb d you 10 pcrlona 8111 ubl 11 A PrioI tal I b 7 C las ing inc 10 lha 12 i nf 600 lIJ the csl of Illy ro ol o tioo I have DOC Seen 9 tr uuaction 9 I 14 i 17 I' i4 IS 16 17 A Sur Thisis my tnuisL tioo Soln ooc may h 'VI' 18 dilfertnt but ii'S -in tJ YlCl t with Ib 7 C IrotlJCSt f- 2 Q Do you rc uU I bc rcquesl th I b 7 C Q WI al 'MI say lata' jast iVa me coatc dIthiAlr ' C 1II0YCld _ jllla daGBPc wbm you Iookia lcato lhU al d c 'k Lcst o b 7 C A No not quiloc No Q Okay So 19 20 ' th at'nv y I I'm aslc iag boc ausoc Idon'l A Okay Oooe be IdI tbeorr Vin l J1 - 1'01 c qIU 6you offoo w aaICo uy Ib t fO ' Q 21 'the rtXOCd 'Let ' s lay 1 the office for WT ' znomenl nus way 22 C01DPk1c each t in lime and 23 jWltpl 6 lIt'OUJ d I Iis blkilit bout bere7 24 i b 7 C IS 18 andc nt3nd tbe 'COfllQ t af bta' 19 I - I refcnin 101 b 7 C rotuest - or solicit 20 a l1horiz a lOO for- disbt l for lhc following concept 11 Q And thai c onocpl is oucc agail111CUCI'OO lIl B itima7 A Qlmxl uu ritime agroancnl I 12I b 7 C nc _laIOc tUt a 10 II1C willa mylimitcd 22 I II bc ud oethal until L ta' wbcnI wtol to as b 7 C IS SpanUh be colicitiot utboritatiOQ roc ciid nnatx at ee 16 cao you leU IDe what Iba1 _ A 'I1 I MIa lb at b c t my oIlice and dw was aU I 10 Ibis documellt Q 24 is A I I'l QU the pmicu1ar incicknt or him coming to WT do o'l lui 10 b q CBI-V1-o0 1-003661 Wbcu you uid he wu askiag you Cos igulhe documeot ue you rcfcrnng 10 10161 rage 166 Page 168 I __ A I myofftc yes 2 m If you could ' J came jn and just cxPlainc d to lOe tb OS3clioo and beI - d -4 documenl So I D l know ir i l was thc I O ' 6 sM ff'OU1 the begiaaiacoo nd ia as JiJuch detail a s possible WilllI ho never Id'nhe dQCtlm01I 00 my desk Iie 2 Il vcr handed me aoythinl He just - il WItS a brief - he Q IllOOdeo bow c vc rytIiiilg- iboul hi comi Co youe J orr aad this i iaDCC And It would bctp ' Q WIoCu you uid that you iold hi to go r ct 'rope - S aad' aothiag is 100wUlllpo 1 aAt foc me eo bow about that' - 5 6 6 approval I wa llt la UlldcnU bd ia cootat wbat Oll SQan by 'A Oby 1 don'I' U ibe sP 'Xifoc dale orlinlC 7 pabI buij b 7 C ' Iwho is thehc3d of security came ' 8 my oITlCC as'l rccaU wilba documentill his band And be 9 WdiQdic alrd to me thal beIIOCIbI o spnuc r o P t 10 fOf iavia foc hat was tobel ma4e tit t 10 CEA who is our 11 apt jq Colombia hmdJc U our 12 na of d daa 13 14 3gJ1X 1llC1lllO cnsum lbe O pa-mil that al10wsUS IS 10 cp nlc W3Id ouse whcn We m3iubin impol1ed 17 18 19 20 agm mcot was en inlofmlll theprior administration and I He bd asked forme to sign the dOetllIlCli butI 21 r old himdull dido'l knOw anything o 1be 3g tnenl1h31 22 was madeWith since it was outside of my R SpOllSwility an a lbedcaJjogs witb eEl S l aski dhimto gd'lbe 24 pptOpriaf sigIutun fOt 1he p q 1e or peopks that wm 25 involw d ill the transaction Page 165 - Page 168 7 ropc r applOY3l that 'cbl with the aJD lIal'l Docs8 what 'O l _ I by tLa 9 A What I by propa apPfOV IJIllilITJls t4at 10' gain ltabl il upoampclf - it' IllIaIOI1 bwiD II for myself Md goodbusiness sense is thai if a ' 14 it's tbc-purclwe of a COUlputa' or a yn lla a IS agcut bc wcntOl1lOmal b 7 C bciugour coUnsd 0Ill' Conner wntmUa- Z o 12 pa i s going to wade it sbouldIxl thoWxd by the 13 pasoo 01' people thaI were atJlboriT cd a lral S3c1iOl1 wbcthcl' He SlIId Ib 1t Ibis was o -lhis paynlCllI was aa 16 l ucn h3ndise aDd thai this pamil was a jliring and lh ll J 6 tmeWal b J1l$Cof tbc activity tholr oC s Ihrot rr b thai 7 wa rcbousc So I bad'told him co tall CO 8 SOO1d ody that 1 Ctu l1ly culat d and gnnl upon this Q 113ve you C'tQ ICCI thio t bdOrc7 A Can And be skaf me again if I ncaIat - if I could 16 So I was 1101 awan of a tra sactiOD And by I I 7 signitli this I c dgic Ply undastaoding or Illy agteanenl 18 with this p3ymctlt So I jmt - I - not thai I qucsiion - 19' if - lIC U9 b 7 C 20 to the'approval ana tbcn 1 W1$ We would simply 'roccss 21 thep3ymcnL 22 Q If I la4d you baa Youe ng him la td 2J properapproY31 dido' ldvolvc at dUs point ia Cimc aay 24 susPicioca 00 pact It was macly a part of JU'Ul' 2 5 bu$iocu pnetKx fa mct loge lbe s jguat of o NSA-SEC-14-000201 'CBI-V1 001-o03662 C IUQUffA BRANDS INTERNATIONAL I b 7 C Multi-Page'''' Page 169 1 pasoa who is iDvolved in 2 0- the Innsactioo al was Po IQSOO it w u ju simply lIg1in my good busb1css S peadicc s 10 epprovx1 f root the 1'pr0pri3lC pcnoIl lbat 5 his n p tatiOos ThaI - I because il s 16 lhc P I ' limo but I rcuU tlllldllg 10both asOoc poUlt 'ill 17 tim 1 b 7 C Ijust to gct a gaxnl 18 UIldasland ing as lo what this was and flhis' _s a n 3119 ris lc aad if - whal wiU we do if bey wac to ROC renew Ib I 20 the renewal of lbe pc nnit we'n discussing what I' ve baed torefQrod to as penni SQ 1just got - it was just croaal background 21 the free 7411le 22 And botb individuals bad Cllplainc d to me thaI it-was a 23 1'3ymelillh t we wac maIcitlgto our c off tt ial ' EA a 23 pennit1 24 A Ho sir 25 bani to go t-k lid tceIClto somc tbiog tb tt's 104 b ppa cd 1WO 'C'ltS ago but 10 lbcbest of my rcro f is bad 1koi - I doa't at if it was IndividuaUy or al ' 20 did 'you h any UDdt nuDeJi th rl tbac as o problau or II A IllC3o lli fj 10 lbc best of my lloctiOQ 12 16 disc wlUcbwcrdYOQ forO ltP ThaI's JPYthaI mI1O 24 n prcscritalive CEA wliich b all our nalioPalization Q Oleay Now you wm lr IDsiliooi 8 iato be IlCXI 25 And they wac going 10 d lhc policy reeewed so IIlat we Page 172 I'age 170 I Cveot ADd if iI ' 2 C 'CIII l' lC3SC l t 1i 0 j I I would conrinue nuinl U1 i g lh t sta lUS in 'be yeas- to come tab me-to the vay ocxt when io a lY shape OC 9 3 aboul a cus toeas pa 'DlCtlI 4 I II you bow bow thi 'OUI' approadUlIg thi Ia m c s 11 - lbat iswas fOf 1hcp c rmit 1OlCW3 al thaI time when be o I 1IlQl ioncd be pcnnillalCNal I - what lweanl is tb tt 104 'intplxianceof lhc - fOr' lhc division ill if we don't IS t a pamil ''M wOOIdDOt ve 1I W2I'doouslc 10 slocc our 17 f meanl 18 Q To maJa thi pcdcel1y c lcac I'U as1c you prioc lD 19 th COQn rsatioo thaI we arc discussion Withl b 7 C p- 10 ftV ttal1c n I doG't whdbc r lhcy an A l d DlC rcpbrase that When be maltioDal 1o me the 21 an issllC wilh A To the best of my roroUa lion no 7 supavision oc tbc - tbal' wtricl incltJdc s 8 Q Now CX 'bin ld IDe lbc dtcuaubooa of'JVIII 9 c oo tioco with l b 17 IC 11It cauc 1- 9 otliec you l ' orlbc ' aDCX of the pcnait 10 Wbat did yoU_ by that7 ----'1 Q II ad be I QCQI -d 1 - b - ' 7 - - C 7 Q Okay mywould QUbavegoaclol b 7 C A Th I W Ut klj b 7 C 6 be bu primuy rcspoosibility for tbe Ul3l 3fP11CUt and for'tfial 11 A Tha I's COlTttI True 2 A Al time did 1 quatioo 01 103' reason to qucs ioQ 6 Icd Cbc coo ia ad it v wId be 7 That was my' as I rocalL 8 Q You pjd as Ihc poiatu time orrw cAtc riog j ' Page 171 I is sllC Q What did yolluodc rsuod wilh rq ud to 2 you bear aoythiag '3 -'1alter I say I A I'U L1kc 1from wlalr -b -' 7 -' C- - - 3 1 th at 4 p JiD17 And if you need m thc pA '1DOtt to be mo clear I aD A Could 'JU1 S wiUapprove the paymcol once il bas Ihc signalUn s be lefl 5 Q leay They leU you tl ll t1 C y'cc lDaklng a pll CUI 6 tbcofflCC ' 1 And I dun'l n cau illillIJtbc tirnc it 1 do1 WlISlbis part ofCl A' llIomW fee 8 was day fn or IWO days ara but 8 tha l CHA was l oi 4 lD'l1SlC to bribe c s oWlCia1s1 What 6 to CCA What clid you uDdcnbod that th rt JQOOCY was l oiDt to it ovaS shortly 9 fla wbc re I took the oppol1Unily 10 spe rk with IO I b 7 C ustlOgd-justlo I r UIIdaitaod 'Io1ri we stood with the - widi thistr lllsaCtiOu 12 Q WhYdidyou ppnlada twopcopse l b 7 C 13 -1 b 7 C I 104 IS I I IS CCA and that this as agn cd 2nd ncgoti Jtod with b 71 20 i6 WillIT nd basicany the p 2ymcsU lrocdod to b made nd 11 Irhc oolyoocs tW l wac tb n from P or 19 adinioi lraUoo thaI wac I xre al thallimc Q I bclicn yoa bad iaid aswdJ lhat I b 7 C I 21 b1lDa1liooc d b 7 C l in his p utioo to yO L Ii 11 lhat wm t 1 23 A Yes 24 Q 'Ilad he - and '011 bI said he had DleoUoocd 25 thaI'S comct bclicvc l b 7 C I th rt com ct1 that this was a bc as you pUl it 10 custOms offICial It was simply puttbat it W3S o 14 payment it N3S o S Qyia fa lhat was goiog to be to A I approached lht m two individuals b aw e f m of divisio 'd n aUyl b 7 C A F rnt at PO tiincdid I know or bvc knawIcdge tit' II I 12 even bavc aoy suspicioo 16 b1ga - was no Iooea- in Colombia lie was oul of ltic 17 was thU mooq 9 jq milld 'tfbat D did V l GBPd f iOlll1Lall wkQ IQ they Ply We'lf mald 4 'tDQIt 1o CSA a1t lhctime l b 7 C was'D l ioColombi3 and no 18 I b 7 C tIC 18 to Basic any - aQd at tWl liar I Iud ' DO -sot no than 1 b 7 I'Wba I rd'a - wbal'ldisc uu or 19' c onfa with my Itvl aM they t U m I -' 20 have no reaSon rQqucstioalb ir inlqct ' DOC whal n 21 ldlin 21 Q What - W'iog Lis tUoc nmc what was CEA s 23 rdalioasfaip with 1 ' I 24 A CF A was dlinl P3Jty Ib Jt 4off'lC CS iff tbc wudlOl lSC was Icd And tbcir 2S nx 1I11 iD Turbo Page I 69 '- 'P1i e 172 Diversified Reportin Services loc 202 296-9626 12 16-99 NSA-SEC-14-000202 bX7XC p ' I Multi -rage' C l IIQUIT A DRANUS INlCRNATIONAL I p 11 l'CSf'OA ihiliry _ IIbe- ' -- a llll USfMY as -a as Clf 'I l 2 ob _ 1bM _ tal 10 Dopoo1 Db aM product - t_oIOJbDbia 1 - I _ 6 wa bI 0JPY'Cn0Zt - AA4lky 7 I was --- s n cbt ti q llb 7 lCI l IS it nob -Soi-e io tIoiswgl A ' CI A bid wand lbaI I oncoioc coolna 17 d r was ron' d Q W - CAJlltAd i o r7 I 11 n 2 1 199I IIutaTIlE wrrnF $S 1' 1 1 I0Il ' r ill fOI ' 14 IS 'A 1 doo 1 bu he oJctajk 1 -3 1 ' ioo 'UMd' widI Q DeI ' l'U vc _y -' ntaadi-e lb 7 C A I Oo ch I' ClQIl tiOlll IoOi I_aAd Q A To1b 1oesl of ll'l ' II bappcatd 10m Q t lkd o r A l i KQlI ifit _ til i1 Iud 'ihi Qu i S S o uYe 7 y lcrdaodi1lC w lhil Wlli prtolQ A'1 - dUl lbal 'OOl _ 4i sclUli - was part at QIA' IqUlar CBI-Vl000l 00366 3 btciol lheday X D - - rap will q ud co JOCI- r oilll 10 Iuol ta coT A Ie - 1 1 x a U ag r iQ bc U nC - he 6 n c-- oul or ma tiug lie bad fil i1bC d 1JlCIOlirol and 7 bad mc- lbal hil lllCdi 8 Wi bX7 C a lo lieated doallbcs c - lbal _ IQIUC paY'Jl 'l' lUI 9 - audc So CEA b ll1IuII_ - dlr uIliaaala 10 _ld - Ico kA doq_paf catn aaT00c1 0 _ JOWiIllll lll offieiaI Ad lbat __ ncr dcd topdu I' tryiac So Cd _ i b ol_on If'QCitbU II II 1 ial' 1lCUSSV Ml4 taalllc ted 10Iod all il 11 belon _ il lo - I cbI'1 recall '1_ tlDt if to 11 bow JQiO IIIOOdcIrt 04 ic bribe w i kRIu I lIic-- ldallOc sbi al UlA_ u c z tid I CDpOnIl Iii sUd -I doll'l bow 'I iI_'1 dira dy 14 or to 1hckpI dqI u1Incal 14 1IoiI ra -l t kl A ApiII d c ol y IS Q Did ciJPYc - ioa as 10 wIw tc coco IS 16 ____ I bodI ' 16 tv rMd doit iool 11 div-l ooidIo b l7 - dlc y lOam 'l 17 A NIIlI UII Iocuid lbe - Io Cl A 18 sp riflC Md ba i11nf payn ar llCkr lllM 1fIe IlOnILaI II Itae ' -t - w it lbc -itJ -' -t be saicI J19 -IWr fo lNI WI pl 7 or iCi I _ or 19 '1 d 1biI ' -a J'D'l bow b ia Iklc -e- ' 10 Im'ic a 1taI tq _ Gin b pnwi r Iodditio 10 bcIp 20 - t 10 y JlCIIP1c So EO ialo 1b 9 rec doc lPd or 1 dlir _ 21 us Fl ihispc nniI l 11 1 waf 22 Io ' n Q ld' I OW r -s I tbc 24 -tneof ilokndioa ilb _ Page 173 - age 176 ya 1lwI ' ' Ipcc if wty wu -' tWac 'Oll 15 ollk lib wilh - rq antiac q6 Q - u iot thal I be1o - e llb 7 Cl luUol J 'OV 10 Ionlr iaCO p YJP OI 140 A W s be IIIarC Ipcc iroc tiloo 4 co dow itll lbc$c c 1o Ma1 par-1lI1 A No l don ' L Q Wbcn lLil bu all ba a bJill i did JO'I I Q Wutkzo Jtl 'Ccbc l lbcoKlCC dwieeUl i' I ra ce _ ' t ' -kl' d ri li of daT w it b Jw ' Ibc kd r- buort br d anr0 U al 10 11 1 lh agt nI_ yc Our' 2 dit rage 174 Ih me WITNESS n aAcr d c d ofIC - tiIlp IbIIl ' ' ro Lall d 10 Ib1 I Q y w Ibl ac 1 I bM711Ct 17 II l b l7 1Cl DYI bj 7 iC o I99S -'il r_ IIOnY r -y 16 __ yidI 'O IU-tI b 7 J C n ca' tsss I Yo- a i said nIB I J uhd one IIIp C lbaI and brine llW up lD lim A 10 W opccif oc cdc 10 iI _ _ tUnc around eilh r Io to 1911 or arty 7 0 10 A Tk DIJ N is cqui 1c nl1o IIx IRS 1a cbt I J Ua d SUlCI Q Dac sCEA w dr PI l4c 1 1Ucl ' 11997 n IB WITNESS I bll711Cl IAad C5 14 one como l I lOr docftX Ord 0 ti al of Ibc 1m auiitJ b 7 C II c n t 10bb offICe - J poe In lll lbrl My 12 __ nd u inrqnnaliaa rdWt g 10 pl Jb C 'tf o ade In 0i 1 Andhi o cb ir MaS Q A d tIoc ci w d mAN I -J ne-l kl be 0 10 D-I -A' pi tbI oo r _td1 s cu rot l Ia -ll UIIIIWJl rQaCII Ibcr ofn -d II s - _ IlbJ 7 C Page 175 t It n c- at a 1lll'J b hc 2 l - ll b ioi _ Jhnc lbis - il J CKa lb tlbt oflbr I 99S _ _ o _ U 7 _ oS oar --Iioc ia de blAH illb o f of 11 1ttWIk Ml4 10pull WI 1bo doxlllllOOlll Q Obyo ad wtoc J'O'I _ _ 1ocI people a OC CGIIYCI'I 'Itioa _ 1billf Ihcw I 1 2C p no ot d 'U'I ioosfnocfl A I d Jq' I uaII bull - _ 1IIe 2 b 7 C I would Iikdy be NSA-SEC-14-000203 CIUQml A BRANDS lNTERNATiONAI# M ulti- Page n l b 7 C rage 177 I 'he pawn 1Iu1 I'd U10Coc 3QY copies Of 2 invoOec s oc 1016 s ' j ' _' 3 Q l b 7 C -4 ' ' l b 7 C 2 I I Q Oby hc uyour -Ibcn wU cthiae S' J -4 5 6 mpavisor '6 Q AC you asIc - d wbomc -cr it is OQ y0 6 staff - to t d ' U docu Dcot atioa hat is lhc yay I I Il t Ihi that bWcns with r gacd to this issue oflbc usbru ts1 j Avia as I ra aIl llOCCl b d iDl'onl atioo l g ow iclo l b 7 C londafla 'lbal ldon'lrccaUlbe a 1 time I iud aay - beard8aything of Ibis allcast uf 1 putitular liaasattioo 8 Q Did JUG do '7 iavatiptioa bcyodd t1Uuct oC 9 Q And kQ yuu y you wen askiag him to td the 9 rdricviag tbe supportill tatiOGl cIOcWIkD Is what 81 the docUll Qlt lhat QUWCX'C uJcing lUua to io A it Cll llaiacd to 0lC bla' 1b I i gc t7 I I aion oc lbc Ul 'CSligativc aclioo if you wiU that was 12 A Any and aUsUJlpolt rcl3la11O tbe se payments be 12 being was being bandiedby lb qaI l 1 Page 179 I 1IIe slioos I A lie was XCOWlts - A I ' supaY accouIll$ 8 yablc ui IJ 1016 aod w 3ay ldaiaf albchmcnts Q A ad wben di d to to r d hal IS A I doa't boW 16 l b 7 C Well do you know wb rc Mb 14 i J I 13 14 Again I ' iloc 'JQvo1vcd wilb 'lIm but il win IS Iold to me lballhis wu being doac aad I was thac 16 10 provide Ibcm iar tioo bUI they waC eIn ady 17 undat31 iag all inYcstiglltioo 18 And in addiiion all altor1lcy rrtll 'CinciIIlI3li as I 19 recall came down 10 U division and spoke with those 20 iodividlJAIs I was not XI of Ibosc butlbcy spob with 2 i v uious iodividl13ls b-- I wen iuvolvallll' b3d more 22 inf0 U 3lion 11' t octlmc u ionIs typicaUy mainulood as a Ila or 18 ppciioc 1 19 TIlE WITNESS a nulla or prxticc and Cor 20 SlalUlOt'y rasons wc're n quirod 10 file all suppoltin 21 documents and invoices and we maintain lOOse in our filing 22 rOO 1 2J UY l b 7 C I 24 Q Whatspeciroeauy did yuu leU l b 7 C ilb 23 Q Who laid you Ibal Icr 1 as dliag Ibis I lhal 24 point in ti 7 25 rcgo rd to wIUl be wus JPposc d to do assumi t yOIl rocaU1 A Ag3in 10lbe best - I ro all tb ll wa b 7 C Page 180 rage 178 A Ag Iio 'to Ille best DC my ra oUoclion 1 I DIy 2 inslructioos were V rf l Jm 1 10get lbr 3 docurocnts n laling to tlesc paymen ts and 1 C v him tllC -4 ' date because-w ish a dale a dwli rc they'cc recorded 5 pretty Q sily idcnlifY3n'd retrieve you ca n lJqc types of docllrJ1all$ 6 Q AcId lbat gOI to thcc $scoce of my q Wbich ' 7 was how did - I couldn't uaclc ntaJld how he ' - wh3lt to 8 ag 1lU ' lid if 'Olldaq'tgivc hiat $4iacdeWl So J'OU - 9 doyou u umc'1hat you g him o dale' or - jtis t ba 2Utc 10 l1ial wouIcl be IIClCCSsary - or ooroa qx ciflCa11y t ealUhat ' roa f II cb r ' 11 A I cJ oq't --vio -'re t slkiaS tbrce llOW I 13 don' spocir u I b 7 Ibuihc wouJd eeed 14 SOOIGthlng ir'n d 11c or all accouot If J GBPivi biaJ II 1S II dille 0 it be has 4Q eCoounl he U - tbosc lbc two invoice i that be could usc10 riad an 17 Q' I UAdc rstaOd jushOmctimcs - jllSt ia Ihi an a I g eSpeciaUy 1 I to be YCIY at out what i is that - I 19 di o' l W dt it to be lJDClca r tha t possibiY 'Olllpccilicaily 2jl somc dUlIf 21 And I get tbis SCA$C thaI you' 1 trying to bdpmc 22 by spocublillGBP I app iaJc 1C1a but it's oo you bow 21 I do wut to make Ibal cleM especially I Ibis point in 24 your rcstimOliy 2S A Olc aY cbe _ 1 ivcfsified ReDO tiD SClViccs lnc 202l296-9626 11-16-99 - ----- -- - -J NSA-SEC-14-000204 l b 7 l C MIIlu C ClUQUITA DRANDS INTERNAnON'AL 4P C f q e IBI 2 payrca 1 KV Ikw paya a l1 Q D04 - -IoX adIQ'''' j 6 1 i uciee ' rkse Iwo r h 4 'IIllt3IVriac p-mI' priM_c is lbc COIIrJ' dut'l o 7 - aUdlc e QflQ Yooacbo'l I -too lbcIa doa'i do ' 11 alaU wirta b 7 C 14 _ _I -sr l cUlbT f lQsec IS' Bdu-biC Ho 25 II 4 f tto tto l J'OII'n odCni 14 dat c t '-1 -' dPl Id 19 Uwc ri- loin as wdI 10 Q Ob 1Iuoak - Sbyiac 0 chi o s i Ii I I wt c J- ac la eet iJ u - loril bJ 7 Cl A Iopin p m- OQf C - llbi I doG Yisil 16 rlOlalbe thiak I I _'MlUI4 bqM 11 1o Iik k AIod l u 18 'OIll IUd_ wi discun 'OU r ' Dk 19 t - -Ibo ' mu btl ldid 20 u bIU ' I d 21 Q -n t ' J lIoc k of aCo-l _ 1lS 0 'n cau _ 1 1 all 'Cardias lloose apca1 10 My r l x did pca1eo q udi C 2 a 1 Ik n - ar--bl 23 o c 'fa' ' 24 A 1u - I dQa I- a11 A Apia I ' ro cal owbo I $p U Apioo l I t I i o IS I I I W pcvwidcd III loin o copy lbi$ is poub bIy wlIaIl _ 14 b dlc Q s a ' o c ido lbJ 7 CI 25 PolgC 112 I onsc' c - - I u l - tall ' UItooi W1 '1 1 _ Q S - - I cbc_ '1 - lI 2 docronlli - Mdl 15 dol paMt 1' 11 oar ' 7 4 dO_ lliooo - llb 7 C S po - t -c- A uoor ' I - I k04 I _Q 0 _ldboII- 14 _ _ -r ' n -e a_ ia ct llb 7 C IS 7 ' 6i- ll 'n_ -r--to' 16 A rioici ol __ 11 Q II A 1 I a 19 ollQ A oio I ' 1 22 U 24 -r _ '_ I n t llb 7 C 1 -r IvoII ' ' - I y ' oc 1'0 _ 11 11 Q 4Ax u W 6 -e_ llb 7 C -r J W I ' - t I - ' 1 '5 Ik --cas WIi r 'tr boc 1 _ ' - fc oaa noiGf ill 'y lap malUlO7 illc K custouoli I IQCIltd 1 _1d Ib I_ waY l did W 9 IIlCIClUp Q o 'O'a ioc n gt oa -e of do a 1Ou 'l N Irauhl' lIil n dl b 7 C I-to- A ldoa t ooca1llbaf IIUdl y 11 lJ Qlb f par1J Q 14 O' aII thatlLq '--d IS 11 7 1 r - 1Iais i-cidc oll A Ibtt - iI _ bb nIiooP IlbaC - I doa 1- 17 1OUII tol hUe ' tlq ia l ' iar chad lbJlh CI I II iIleiPdi IIId -S dIaC lla Iry - - 19 ' 1IGUDd- Q 0 f'l' Ioa 1 ' dooo eIi_s r 10 21 Oor- 'I c _oIIr - '6al - r 1 - I Ud ia tcnenI -1 di IlS bep ymmll but ll 8 doll't aD llIly lnr tb ol We discuucd you knaw ig 10 lew _ j b j 7 C POSI dcs uooc 'ce io u YOU 'd tIw o c nalioca o o ' JPYl YQll ad y _ 1 1 url orib 01 9 It c k r-ri- ' w 10 par- I spob wiIIIl lb j 7 j C I '- l e bl II c o _ is er n Ikal WC' JPYc dicellS_ 1Ioc o - u- pc rio1 r o II 1 offldabt o r age 180t c o c _ i t J- i _ Y kMw Iolt pi KCaU J OU$oO Ooa I lbl ' liooc l ' d o e I '- 0 b- J'O diocou f itlrllU in oI with II 12 Q So b d at SCC PA i it No 6 wbidl_1uod I Qk r'4ay - t if _ to Soot -t 1loc e e-d ortLal 2 bc an I lbooc' - via hb 711Cl ' ' -' 011I 1 w ' nuU A T1 b is be - -iool doll I W r oi-r dro dais 8 s it was J'O I II illbaI_ aka PlO lMt 11 9 bmt I di JOlSd blot yoa r- HW -w1la 10 - '011 tIU-1iGc did thisr 9 etu oUy sc'000 Ib booU II Ibe Iia lballb 10 16 is blF rys__ ' ' c _ Q - ' ee-nD t Tw ftcdta - - II p aoId ltal b dlolklOI' 10 '1 1 _ I _ y ' il' oc oava1 wO 4 Co o - - ef peopIo t a - - Ihc t s pec ific ia S d al _ _o 7W Iocc 0 I cq Net - 10 ad doaICtwo 10 1 1 A Itb 7j 10 iMotbc ccacnl _ - atioa -'cit 0l Ia 4 _ 1 r -ee 18 I C ' I ItlUIl Jul ' f lC aIIlh sc fWU opail' oc 1016 A cho't oo al- b J ' Cobnhisl bad lhc d isc o o io 22 buf I f IC I r 't' ' was inc In 1 n 24 llCCW Q Un JV'I ee al IS Iocnoc rtt r cauallf di IOOI 1hac ido h bX1 C I - ' NSA-SEC-14-000205 Mutti P a e't 4 CIIlQUIT A n RANDS INTERNATI ONAL Pl e Page ISS I wa - h l ltlt d c p lowb Ji G ' 2 bcf 1 cot tbcn ad allQ be bad WI I do a o' Call J ta 'o'ri1h hUn and I r facs hot I nqa I Q WbK you cdllQe about thcl oaJPYaulioesl 2 A 4 di cuncd Ibe c 1' 'IJWlIS wicb bim I if I knew aD bU or 'OO know did I sip I A Ub 7 C Q H o y JII no o t iKlUsaJ S 4 1 llliElliGBPl dJc o e paysoeQU 181 1llCc o liaos - 'IiIl l llll'I a lQwbalW J discusm but it Wli discus al tbc - avia tbc - how lIM wi S aoytbing or who1o do - ' l quessionJ I 0oI r ' raetf 1IIdm uuion And it _ josl1 asicatly 4 l imit A Aeaict '1hc - 7 doac r biol wdcnr-t 8 i l _ tbr tc t e 'tQ1 eoti i Jas I th iaw rliptiao _I bcin I a ' by It 'PI t meI bl 7 C k 'u tb 9 ptirn arycontaot api J InS not - rial doall_ privy i oocd ' lIl tn4 aoJ II WQnn llioo _ bc i 1IaoclI d dito d ' with b l XC IZGill don' Ia oAfhI b 7 C Cta chis don'l kaow tbc stqIIa Ol elk ' bulllq W n -r ceu nl oJ ax pa '1l C8l5 aad tbc Pf1ICCRI of II willi 1bc inlciv c dlal vas 12 Out apio I wu IaOI P of that Thai was aU 10 bllli was _ 10 COIlVOlaliou ia ' nns o I bc in haOObt ad Wnoda1 tt mueb the pI 14 And 'GBP'llo I wouldassist ban ra ubl I S OlQl'liaacc flCrA c om IiQCCIi -ida to Ibc sc 15 Q Did luvc T dirau i with tU at y time i p Il WCIIlll Do you 1lOdcnta04 wbat 10 m uyUcl 16 rq udOo wballoappcd DQf C r coaaU 'l Il incidenl abouIlbc $o pa ticular paymmtS 14 ' Q 1Io c OlIn'U'4i- scd witlll b l XC FaA 11' A Yc s Id o tr au@ iillOta1kinc II s lCCir e l1y bou1 P 'tnCSIlS qanJioc ooIpllionoc 19 bocawc again I o't j ol t ld 19 20 Atai lh ' II lDin_Ma' ion 1 '3' beillll done nd 1I clu nneled diougb l b 7 C Iso I wu 't in oI Cd wich 20 A lilillZiII26 in In ibc besI of my' IQ Olkctioo I 21 doo'l a lU tb tioM we had wilh l b l XC 22 lhal 2 Q lI ve you a lIa I y di u W l iaas tb lib 1 lC 22 24 ia g 25 I 11 A I doo't lG' ll Ii Q OidyOlllluvc aoy dtrw uiua itb1li 'Iq a rdiq lib - ioodirid tuls' i ' ol l in Illcre c otlmll s payal 0151 r if n bu opin as I bad c llonal you bo f lor Ib the knew u wbn didn'l or questions 1 ' 2l que s tioo tb lt 1 Y' Utt C up wn woo 24 know and W l -lho rsc arc the kiod tbcsc 'au -' pafD cnul A Nu 2S nontL lly di'iCUSICll Page 186 1 Q Ifa fOIl L any di $C uioa widll b ljjl ic II J1 c vc r 2 wa o ag Ihcsc ClIsWms pa 'Dt lt l1 A At 3inJ b l lIC Page 188 1 Q Ol oy alld du 'Otl n erollaaylbiGR you bowo e - in 2 the mO$t I rASh - aLvuI bo o di alS io u IUI 'O'I b 1 with l b l C 1o o 1b time lhall W lS I A Whot l dn m Itt i 1ha uieaUy u id Ih I 4 trnI$ition inv in' II position 'oCV'U ftlCnUoucd ny type of 4 s pa '1P011S or a IYJIC of 'Q'dint tnln ac lioo S be di lnol boo hc se - bcc ause I fOC I U ban a -i t Ie 6 if 1l QC W aa 'lhio and I tid him llu t I did no bow 1 4oythil1l bout tb sclpa 'llll l'ts And b be did aot 81MwanyrtW1gaboullbatpa 'lnalC slOdI nddidlhavc any 9 1 tDW itlf boal 1 sa i4 'No IdoQ'l A J aRc - be b ' d 6 kfl 1 1d eo fllllh r c unica'lioo wilh hUt So ts no 7 Y I 8 Q Ibvcr-bdIUJ YCOll na wil b X7 C ' G - k l _ bad flo 1 b Ot ir ' 'l fo 1IIICGtiooocf hi kfon DoJW bow wbo llb l XC q A Yc s ' 12 Q Wbo it llel II 11 I 14 ldz al1q bacl I bX7 C I Wta fbnaaa C'Jl't Up Q OUy Did OG a1 1 imcluvc nydiscuu s 11 wJuI bX7 C 'lt lksc cw toms p JI C 'lsl 18 A No Q Did oo t 6 - vc c oavc n atiou IS 16 A T tbebai' oCtnyt olb ticsl oa 22 Q n 24 UIJPYo you b I wi o Q b id ua you IUAQQba 1I i moro pxif'oC willa I A No Q Didyoa spcak laoylimc wilbHb 7 C I 18 A Af oiO I- 19 l bl 111 l II' torry yoo gr ao beyond wb ll be 21J aln 3dydacnDed1 I uy CIlQ CI'U $ witJJ bX7 l C Kt rdi lho C lSI - p '1l CGtsl A Idan a Uc oollQ'l lliuo tbatwm bad s n 10Ibis bur ag Uo noIbiclg $pc cifoc l11Cu cd tb lt thot 'ns Ja un1ng lbanc or 17 oqanliclt Ibc se c 1 p oymr uul 20 C lbc sIe ctdoms pa 'lnC alS 21 l 14 oqanI tel 'OUtdlscvutoas wido b 7 C 16 ' 19 D IlIl o$e ax Iyp s hOQvauUoou ill 10 12 lOpic I k t me A l b 7 C IJ I 11 Ilb ijl jC n b 7 C 2l 14 lS 1- lkyoc dwb D yoodidn' lbnw lAu I icbt $- ma WITNESS I l b l XC Q Did C B I V1 -0 0 1 -003 66 6 Joa 't coU I YQ prupc rly tb a of IIi Car to td Page 185 P ge-188 Diversified RCPOltin Services Jnc 202 296 9626 1 7 - 1 6 99 1 NSA-SEC-14-000206 CBI-Vl-00l-o03661 bX7 C Multi-rage ' CIIlQUITA URANDS INTERNATIONAL r age 1'19 I'age 191 utbt ri lhal docu u tl I JU'l1o J 1 of '1 chaaea iQ policies proud ill be CnIombi A No JiI' APa rU ioh dI0 1h lpoinl 2 'UlI1rwt - you plOl o oigQ' 1UDI ' 2 u 'Cf lion s thai took p l a u res llit 01 Ibi c JdcaI 0 pa ymc al of mo rto of I in One alslOQU o ffi ci A thc f1lSl Q C n1 11 was ltw - s 4 U dMdtuL -S 'OO Q p l'l tbol p no IlO airy UUl hi$ job 4 5 lballbc CAl bl giYc a n doen sJ l llibility Io it and 6 n lponsibility Q Dill pw dia anlou itbl b 7XC lalb 1 p 'fC w -ioa io IOIl 'C toeI oq di wtLaI bd a- doo I atp in uc of ' bI ouwn d wltlo oq ant ' 9 Ibc c c_ 1 r- hl 10 A Wbat lftU b '1hdhc PW lnC -be I I kiud oC e qlbincd 10_ I W hmpital 1Id IIlIC 12 b towbll ' ia lbe lbc closc Il wilb l bX71 Cl Irh ot 1 Dot iQviOcd 10 and dYl be I badt eI- i1h lb m -I dU$ Os taae o o oI' bcc_la voIYCd o b is Q WUt di4 be Ic U fod 11 A Hejlmc pWnedlhailbaewasUne P'YOlCl ls made I N I o lhird party olbro- than CEA w ol ' 10m n c cive be ts h andkd aDd d Jo e -tod I p ba he Colom b i - 1Qpic call tk a quiclt b l I Sun Abrotulc ly t was bkaI 1 hbX7 Cl IBd 011 lo rt eord at apPrODna S 10 IIIiauIr I bcforo 12 00 No diIelmiou of n hstallCC wo rc 9 b ad wbecI we -- off rh m M1 b corro t1 o 10 l bl 7l Cl nat oom ct II l bX7 Cl _ Im ak w _lPOVingloa 6 I bH7 Xq A bOd _ 12 - l bl askal fOll - e wm lIIO'IiPc lQ to a nc w ic I I - ad in you IS o IUU1l of lbese cW1Ol Rl 14 P 'I t Illl tba'e bad bc mImy dwItcs ill be policies or 15 p SQl1ili Ol tnllSll I ll l'JDMI$ b y d 16 Cobnlli atl operalions 11 I b 7 l C I We r ol- III 19 l b X7XC I 20 l b 7 C IRaclt -a lb 1aOt d ll pproximatdy Ii Ld It'lvlf A brid m cu was tUal 1 2 1 nUoll1i S W ore 12 00 Ag ain 00 discw sioIIs of 22 wee Id t while _ 2 l b X7XC 24 Ub l 7KCI 25 wiD be tRade10 _ p a liadu I'0OI' 14 is iO UI id as lal- wtUclI is 19 t Ihoocmoaia goYa IUI'lCalI izaI 20 Ibcir b3nk s bey an srouP We ca n p yo o nts eilh r III c ts c oacc bey'n a t b t frolli WbsIanCC off lbc rcconI Is Ibat Ulll d'l ICom d I Q IWuraiag - aia 10 l oc - ocw c ala 10 Ibc Iop'ic Page 189 agc 192 Wb re s s W on lb n WQC P ymcn ll l1ta 1c in usb n Ibc rc Ilf ' eoing 10 cb u gc to tbal -l bX7XC f C W coina I be ma1 iac p- 1IK DU to tbo crouPs or lbr p nil Ia s 24 dito llr b b 7 Xc 25 do 1 ' s YOU PlJl il bdon bow we know IO loctb r be podcu tbo DIOf C or II Th11 rage 190 jQ 2 lioGs7 12 I - d Ihlt lbcs IN' 'DlCJl ts 22 wbm it's intcndcd 2S Loc IUJy d o lf t 'C 1 l oc whicb _ I oc l iYC 4 of _ I - IoWlInllbr cod olOdobct 21 COQlrol l u ad poilll we fo l lh lt doe moocy is g lllng 10 Q I rCs OAS'C 1011m illcideo ad lbi llllCidc 1 24 t a t Ibc Jc fwn p oymc atl IOc ustoau o fficu l$ l II - 1 Was cold by be beo i or socurity thol we an hap 17 p I'CtIIS 'Mlllld be lade and wuuld te eb Ibl groups wbK b n 22 rur ds 2J ' '-as 10 1 inlet1ded omc p l to ens lbat _ 19 M td be PQlIliI Ia C'Ntd And Ihi I Illbooeb it 20 was c plairv d lbol W JOlnf Ibroagb CEA 1bc In cl lloo 21 q_ A d 1'JPYc bo a liPc - ' 00 playioc ll'llR - ti I roIC ' b be sa - ity Iod c sun Ihc sc P'JU'C'lU asc bciIIg s da l Cabnb a 16 So p lL'IC -' brtmon comfOft tballbo 16 18 Ihat 6 eoordin tlc Ibis - itb Ibe lo ad ollQl urity QCh 1 Page 192 I q on we - Ihat o QO CrlI we can at least li-tinirni re 2 Q Th e group you're rc ferri ug tc is that COa rivic1 A Cun vivir is the er h'll exists in d oe Tuebo 4 region and which ere c rKTltly md have bcea maki payments in the past Tbere is a new group that was tcd 6 in S mb Marta wba-t wehave the other opc r tiOll$ That 1 group l don't know'if it's indepc lldc llt of Cllnvivir but it's I dill n cognimd as t c rIlity oc 9 supported r roup And thai group has the Same fl lDCtions as govanm at- IQ Cciavivir Q Auy otba cLanges or lI lla t iOllS ill policies or 11 prnc eduta1 I A The -- just SOmdhiug 011 lOy part that I've bUn on 14 is M x we teve a new tfirccIor or security l b 7 C kit whal l have raX1Rtl1 ' lwbJ end wb lt I'm WlJ lciog II 16 towardis lusicaUy - ex pt Icr eapease tqMXts'11 b astCllly l ve rc quimi lut all payments ma di by dE 18 Slnlrity dcpar111YJlt be 0lllIh0rimt by soroc body of upper 19 t in thcdi visigll whc dlCt it' s nt r filiIDJ 10 21 BUI basically -- and ai rIQt lfI - - or rlC 22 reasons j l5t 10 - si nce hal area 10 have UlOIl control Pa going in t1I3t am for lilly type of 24 sensitive payments I trunk hat's just moo - iI'S IJlOI e 2S prUl 1en1 from control SlDntlpoinl 2 0VCf NSA-SEC-14-000207 CB1-V1-001-003668 CIUQUITA BRANDSINTERNA110NAL Multi-ragc llC Page 193 I I thin you'''' yi f - I jll t Ito Jll c we I u 1 - llut Ibis is POI dIM to y sp cific bc k or o ' bU$t iQ be pcucut llCGarity lIl anagu 'it' bocawe this is a 4 bllSiQcss'practicc hal you fcd _ COIUforULk With S A RigIlL Ilhink noWwilb - again wilb Ibc 6 payaDlts 1O the two groups and hat OM ace IlO bop goill 7 to be maki og pa IDCXIIJ 10scpa ralc individwd groups and 8 l b 7 C I 2 3 r age 195 Q O y is was l b 7 C rc pla t A 11I lt 's com ct Q Who - wbal is this individual's oasne7 4 A l b 7 C I I I 5 l b 7 C 6 M S miJpaga ' 7 Jnosa' cash paymctlts this is juSt an slq lhat makes Q ' Wu tbcn IT Ch' mcaU lhink J b 7 C who 8 was part of the audil sUfr 9 A That's com ct 9 lbc'WboIe process itsdc muc nOre comfOllabie wilh my 10 land anh and Ilhiak from C 'tXYOOCWc's uod u'ds II Q We taIkc d tod yabout thc sc two G1lSt mlS _ two 10 Q A w t did he i ll you whal fads did bc pnnidc 11 you bout this paymc l 12 paJlDCllllthat audc tbcir' w yto cust mas orrlGiatS Ate you 12 A As r'rocaIl come to me and indicated lJ ware of 8111 odIcC paymcuCS to goverumc at otrocials IJ thatdue waS simila 'to this to tbcpieviousiocidcnl 14 pmblaaatic qucmoaablc paymctlJ$ togOYCS1UllCllt officials 14 that there a DIAN offtcial- I don't if be'cald IS ti at -otkt thai thc sa two IS he approached him or did it dirough Ihe cUstoms ugeat - but 16 A No 16 askedif we we se - we would pay him this money to the 17 Q My qucsUOlI got a little jUUlblcd so let me $kit 11 officW and'thismooc y so that we - I don't what 18 very ckady Do youbow uy othcrbribcs kickbacb 18 lIad occurred but he explained to ll etbat we'had opeeed SOl 1C 19 quc stioll3b1c oi prob em l lic payments tlull would want'lo 19 mcrcbandise before it Was natioll3 lill d And under the 20 bQw about 20 customs law you need lo before Yl 'u t 'lkc the merchandlse QUt 21 A lh ''''SO U it lled l r lis lb 11 a pa 1IlClll 21 of JhC warehouse it needs to be' nationafized 22 had come a Cf O$S - a request fOf a Jlayment had b i 1 lought 22 llhink wjlal had happened 'he bad told me was 111 23 ' lO Illy allc nlw n oqprding a sioniLlcsilUalionwhclt 1M na dod 23 this liquid or wbaLl ave you was actually taIceu 'ou t before 24 lO D 3kca paynlQlllh ll a DIAN offICial was asking rO ' a 24 Tbe DIAN official was aW3rC of this and be steppedin and 2S paymctlt 10 1001 the otb xe w -y 25 that's Wberl hi aslcodfor monies so that be ould not n port Page 194 1 And ill Ibis particular case lhc fa Is and Ill 2 inConnalion s disclosoit ro n c Su I b id Ihc faces md I 3 knew w t lbc pWJlOsc of he paymcn was And I pCl'SOnaUy J bappcood eflC c you It fU9Od 10 PllY tb rcqual d 8JJ1oWlts1 4 A The- as - ag lin I was J1O lbC co nbcl persoa bUI I was - if this particular C35C I was actively involW d 6 wooong with Ibc M s mall 3ga' And I hadroldlIiillD C J llbe I discussed with him the aGls and we ae d myself an b 7 I and r also inf fta' cir COlW Q'S3tions 9 1c 4 called lhc al dcp ilfm n in CincinnaliJ b 7 C 5 6 7 caDDOt Icc these pa 'll1cills and we WCn nol ing lOmalcc lhc 8 pa 'UlCl1t and we- IbcoffICial WilS coaunuaicallJd 1ba 1 lbc 9 payuw ntWll$ going to ulade 10 Q whea did this 0 X 1It7 II ' A ' 11 ' puI bi 7 tUnc in 1998 I 12 't rn aU spcciflCdalc r just m alltbC -1 13 obvklusly foe SOIIIdhiDg Ii1 c this thiiQmG ro myallctllion 7 aeci sioo WllS from Cincinnati 8 II waS 'Cl ' cbr ' bat 1M wm not going to make 9 this paymcnt lind that be WllS ro commwUc a1Q - don't 10 if it wa t or our l rqm stntallvc whO lroinc II bllhlr usc we toOk this JPYcry sqiou $Iy aDd 12 it was vay delicalc So we made Ibc C'lmlIlIinica o lJ I don't recaU vbo dMf bill I was Pot involved in IS tlhatlhcpaymc ut goiug tobclMde Andwbail 16 uiId mood DIANorrlCi t1sayiug is hat vdl bc 'U 16 iC c ould npprOve 8 payment d t s wbcn I coolactixi 7 21 cuslolIlsi1gCI1L as Wl 1l ai he lll3y bave conlacllJd lbc DIAN He 23 ' 2S A Previously his OfflCi' s oe his wpcrinr's and - 19 IlOl 20 o 'Q Did aa 'Ouc m your aajDli n poct the rcqucsC 21 foe ymcat co'ColQUlbiaa O 'eOUlIC1lt oRiciah A Agaia lbe We 'it wbcn 'M c onl3ClOd1 b 7 1 22 Q ' At his po ot that wu a positioo tha t waC 24 occupied b lb lf ZlfC l reporllhis iacidenl 18 wc'U receive a ootioc'u lO wbetb r Toe would be pcn tlliz d 0l' 18 22 came to me 14 lbc rouununicalion IM it w u coaununiealod 10 IbcCUSlOW 1 4 a ld again lbc ' acts wacdisc Joscd to me and I knew wbcrc IS - what Ibis WllS 'SUpposed 10 be d Il$Iu d if I could maIcc - 11 our Icgaldqu1lmaJllloo lOld lhcm oflhis spccirli cUe Q Wto o as1 od you if you iuuld'appnm a p jmc n17 19 A Th -llGBP3in the M S man3ga wOO is the liaison 20 bc tYtttn the customs agml aad lbc in lbe division of lbc Page 196 1 Ibis incidenL or fine liS if you will 2 Q ADd 1I l d id Ibis cin umsbDc play oul Whal 0 Icomxt7 2J d c Icv1 dcp utment Aga in lbc facllbai we 4 rcportoJ it 10Lim bat was l with wbca WI IS communicated via tbc ICkpbonc sad we infocnd tbc Irg tl ivccsificd Rcportinl crvices l oc 202 296-9626 12- 16-99 rage 193 - 'Page 196 NSA-SEC-14-000208 Multi -Page' CillQmTA BRANDS IN 1l RNAll0NAL l b 7 C POlj e 197 rage 199 1 dcpal1JJlcn l of lIl3I p3 '1UC1 I I nx wring io lbc eunvas lions 2 2 Q 1 as ki dilTc7c n1 queslioo w is do yuu 3 b ow if aQ 'OU in Chiquita's ution C4Dtactcd the Colomb r DYCX1lIDCDt to advise h m tlw o DlAN offidal bad S bclCIl roqllC$liog - pa 'maitl A Na 1 dors'l Q Di4 - ' b 7 C ' - - ---' w o lhc pa 6 1 8 ci C'Imdiace thai had eccurred ia btc 1996 aacl early 19917 A I doo't know i kJ cw Of flOUf be bad 9 13 14 pa 16 I 1Gte L It 10 s arl'fOximatcly 10 ininaU'af c r 12 00 II A brief m css 12 l b 7 C Q' 1 bd kcd You ina yidua1ly about -1 Iud tone lbro q Jla - Icc IfIC tah thaC bade I had torac mc s of a am Cs aod asked yorrwbdba you had spokal to 1 bkm Wc' back oolhc rttonI a f W2f IS wm off lbc Is 1bat cona t7 l b 7 C Tb3t's rit bt And we b3veaotbitli 16 f loadd I Hb ' ' Z ' C -- Ioby 17 o 17 18 each C lhc scindividuals bout cus10ms p3ymcats ' 19 I u adcnbod that with DO deuce -with any 18 19 20 dq s-ac or spocilicily Y a f C unable'to U 20 adjoumo i 21 COnyersatioas Out in COe r ol do yquhave ao n I OkaY 'Io 'l ' f Oiogoff hero ord Hb Z C u 1IIOiucn1$ btcr 'No diseussions of wac bad while we dut yoa 'C a onn of A Not that I n c n 15 dus 5 l b 7 C Yc s anddJc air 'Cany 6 cbrifrU quc stioc s or sutanatts lbat you Wllolaf 10 7' Cbal would be aa 0pp0r1lInc time for lbal 8 l b 7 C 9 m Ocit i 1 Q he tbcn oy ' 'bc r circVlrlStaDcCs of citLa paying 12 a problematic c or sOwd ody roqueslillf o pioblcUlalic I I have no fUl1bc r quc stions al l b 7 C 3 lime Would you aUliloi 10 take a brcaJc or 4 l blf Zlf CI I Au 1M lakejust a aUml1cl ' 11ndcnbodi 2J We lInl off be rcX on at arpro ima 1 1 1 minulcs aflcr 12 00 WlicmJpon at 12 1 1 p m he cxamin llion W lS h jou obuin th at undasl-aGdiOt of Nut h rppCuod wi lh 2 ud to be two p 'ID Gls to customs officials7 24 Hb Z C I I don't unrlastand lS I TIlE wriNEss 1 don't undasliod lhc question Page 198 I B j b 7 C 2 Q Okay l iast waat W Ienow if 'UtI bow story th q ud to these You dido'l b ow spocifiC311y wii h R gMd 4 you bow l asbxfyou 'Oid you speak to l b Z C I 5 6 A Mm-hnun Q 'A04 you bow takirlf libcnlitics with what you 7 nid you said I had COllYaRtiQllS wi th him bvt I caA't 8 1QQCIrlbc wli at you specifically what Wdl do you 9 ' Joan ge- nJ ua ntaodiag of what hap tbc io irc uautaooca rrg these two Ioau pa 'IOCDts alld 11 lc ianJI flODl1rbalcY yOu -haw obtaird 12 draa lJ A Again I tan just COIllll1Cl t 01iwhat I kDowas a fact 1-4 BOd what i recall And you know again in thetollwnatioos 15 dI l bad with POO lIe iI's - and llIlC'ltioncd10youlhac 16 wac prop IMl wac s ying thai 1Ix Se peOple inyolvcrl J1 chatotb ri wac illvolvaf or- lbcy acgotialod or sbc or- be 18 r q otialcd 19 Dut Ibac is always this yOu know - wbdbcr it 20 wa b 7 Ithat llC oUatcd wbclher il WilSl iii Zilllthar ' 21 nq o iatal wbetha it wa sl b 7 C 21 IIwc of lhan thal nq utiata1 wWI117 one D 3dc lhe drxisiQrl 2J ova- the oda- lhosc arc he iodividluls that I when 24 I ma t and discuss - wtlO1 IlIld and discussed with fIIXlPle 25 ihosc- -c cbcdu individual$ that -- whose wac Page 197 - Page 99 ' I it W 1S aU CBI-V1-o01-o 03669 - This document is from the holdings of The National Security Archive Suite 701 Gelman Library The George Washington University 2130 H Street NW Washington D C 20037 Phone 202 994-7000 Fax 202 994-7005 nsarchiv@gwu edu