PUBLIC LAW 107-56--OCT 26 2001 UNITING AND STRENGTHENING AMERICA BY PROVIDING APPROPRIATE TOOLS REQUIRED TO INTERCEPT AND OBSTRUCT TERRORISM USA PATRIOT ACT ACT OF 2001 VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00001 Fmt 6579 Sfmt 6579 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 272 PUBLIC LAW 107-56--OCT 26 2001 Public Law 107-56 107th Congress An Act Oct 26 2001 H R 3162 Uniting and Strengthening America by Providing Appropriate Tools Required to Interrupt and Obstruct Terrorism USA PATRIOT ACT Act of 2001 18 USC 1 note To deter and punish terrorist acts in the United States and around the world to enhance law enforcement investigatory tools and for other purposes Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled SECTION 1 SHORT TITLE AND TABLE OF CONTENTS a SHORT TITLE --This Act may be cited as the ''Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism USA PATRIOT ACT Act of 2001'' b TABLE OF CONTENTS --The table of contents for this Act is as follows Sec 1 Short title and table of contents Sec 2 Construction severability TITLE I--ENHANCING DOMESTIC SECURITY AGAINST TERRORISM Sec 101 Counterterrorism fund Sec 102 Sense of Congress condemning discrimination against Arab and Muslim Americans Sec 103 Increased funding for the technical support center at the Federal Bureau of Investigation Sec 104 Requests for military assistance to enforce prohibition in certain emergencies Sec 105 Expansion of National Electronic Crime Task Force Initiative Sec 106 Presidential authority TITLE II--ENHANCED SURVEILLANCE PROCEDURES Sec 201 Authority to intercept wire oral and electronic communications relating to terrorism Sec 202 Authority to intercept wire oral and electronic communications relating to computer fraud and abuse offenses Sec 203 Authority to share criminal investigative information Sec 204 Clarification of intelligence exceptions from limitations on interception and disclosure of wire oral and electronic communications Sec 205 Employment of translators by the Federal Bureau of Investigation Sec 206 Roving surveillance authority under the Foreign Intelligence Surveillance Act of 1978 Sec 207 Duration of FISA surveillance of non-United States persons who are agents of a foreign power Sec 208 Designation of judges Sec 209 Seizure of voice-mail messages pursuant to warrants Sec 210 Scope of subpoenas for records of electronic communications Sec 211 Clarification of scope Sec 212 Emergency disclosure of electronic communications to protect life and limb Sec 213 Authority for delaying notice of the execution of a warrant Sec 214 Pen register and trap and trace authority under FISA Sec 215 Access to records and other items under the Foreign Intelligence Surveillance Act Sec 216 Modification of authorities relating to use of pen registers and trap and trace devices VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00002 Fmt 6580 Sfmt 6582 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 Sec Sec Sec Sec Sec Sec Sec Sec Sec 217 218 219 220 221 222 223 224 225 115 STAT 273 Interception of computer trespasser communications Foreign intelligence information Single-jurisdiction search warrants for terrorism Nationwide service of search warrants for electronic evidence Trade sanctions Assistance to law enforcement agencies Civil liability for certain unauthorized disclosures Sunset Immunity for compliance with FISA wiretap TITLE III--INTERNATIONAL MONEY LAUNDERING ABATEMENT AND ANTITERRORIST FINANCING ACT OF 2001 Sec 301 Short title Sec 302 Findings and purposes Sec 303 4-year congressional review expedited consideration Subtitle A--International Counter Money Laundering and Related Measures Sec 311 Special measures for jurisdictions financial institutions or international transactions of primary money laundering concern Sec 312 Special due diligence for correspondent accounts and private banking accounts Sec 313 Prohibition on United States correspondent accounts with foreign shell banks Sec 314 Cooperative efforts to deter money laundering Sec 315 Inclusion of foreign corruption offenses as money laundering crimes Sec 316 Anti-terrorist forfeiture protection Sec 317 Long-arm jurisdiction over foreign money launderers Sec 318 Laundering money through a foreign bank Sec 319 Forfeiture of funds in United States interbank accounts Sec 320 Proceeds of foreign crimes Sec 321 Financial institutions specified in subchapter II of chapter 53 of title 31 United States code Sec 322 Corporation represented by a fugitive Sec 323 Enforcement of foreign judgments Sec 324 Report and recommendation Sec 325 Concentration accounts at financial institutions Sec 326 Verification of identification Sec 327 Consideration of anti-money laundering record Sec 328 International cooperation on identification of originators of wire transfers Sec 329 Criminal penalties Sec 330 International cooperation in investigations of money laundering financial crimes and the finances of terrorist groups Subtitle B--Bank Secrecy Act Amendments and Related Improvements Sec 351 Amendments relating to reporting of suspicious activities Sec 352 Anti-money laundering programs Sec 353 Penalties for violations of geographic targeting orders and certain recordkeeping requirements and lengthening effective period of geographic targeting orders Sec 354 Anti-money laundering strategy Sec 355 Authorization to include suspicions of illegal activity in written employment references Sec 356 Reporting of suspicious activities by securities brokers and dealers investment company study Sec 357 Special report on administration of bank secrecy provisions Sec 358 Bank secrecy provisions and activities of United States intelligence agencies to fight international terrorism Sec 359 Reporting of suspicious activities by underground banking systems Sec 360 Use of authority of United States Executive Directors Sec 361 Financial crimes enforcement network Sec 362 Establishment of highly secure network Sec 363 Increase in civil and criminal penalties for money laundering Sec 364 Uniform protection authority for Federal Reserve facilities Sec 365 Reports relating to coins and currency received in nonfinancial trade or business Sec 366 Efficient use of currency transaction report system Subtitle C--Currency Crimes and Protection Sec 371 Bulk cash smuggling into or out of the United States Sec 372 Forfeiture in currency reporting cases VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00003 Fmt 6580 Sfmt 6582 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 274 PUBLIC LAW 107-56--OCT 26 2001 Sec Sec Sec Sec Sec 373 374 375 376 377 Illegal money transmitting businesses Counterfeiting domestic currency and obligations Counterfeiting foreign currency and obligations Laundering the proceeds of terrorism Extraterritorial jurisdiction TITLE IV--PROTECTING THE BORDER Sec 401 Sec 402 Sec 403 Sec 404 Sec 405 Subtitle A--Protecting the Northern Border Ensuring adequate personnel on the northern border Northern border personnel Access by the Department of State and the INS to certain identifying information in the criminal history records of visa applicants and applicants for admission to the United States Limited authority to pay overtime Report on the integrated automated fingerprint identification system for ports of entry and overseas consular posts Subtitle B--Enhanced Immigration Provisions Sec 411 Definitions relating to terrorism Sec 412 Mandatory detention of suspected terrorists habeas corpus judicial review Sec 413 Multilateral cooperation against terrorists Sec 414 Visa integrity and security Sec 415 Participation of Office of Homeland Security on Entry-Exit Task Force Sec 416 Foreign student monitoring program Sec 417 Machine readable passports Sec 418 Prevention of consulate shopping Sec Sec Sec Sec Sec Sec Sec Sec Subtitle C--Preservation of Immigration Benefits for Victims of Terrorism 421 Special immigrant status 422 Extension of filing or reentry deadlines 423 Humanitarian relief for certain surviving spouses and children 424 ''Age-out'' protection for children 425 Temporary administrative relief 426 Evidence of death disability or loss of employment 427 No benefits to terrorists or family members of terrorists 428 Definitions Sec Sec Sec Sec Sec Sec Sec Sec TITLE V--REMOVING OBSTACLES TO INVESTIGATING TERRORISM 501 Attorney General's authority to pay rewards to combat terrorism 502 Secretary of State's authority to pay rewards 503 DNA identification of terrorists and other violent offenders 504 Coordination with law enforcement 505 Miscellaneous national security authorities 506 Extension of Secret Service jurisdiction 507 Disclosure of educational records 508 Disclosure of information from NCES surveys TITLE VI--PROVIDING FOR VICTIMS OF TERRORISM PUBLIC SAFETY OFFICERS AND THEIR FAMILIES Subtitle A--Aid to Families of Public Safety Officers Sec 611 Expedited payment for public safety officers involved in the prevention investigation rescue or recovery efforts related to a terrorist attack Sec 612 Technical correction with respect to expedited payments for heroic public safety officers Sec 613 Public safety officers benefit program payment increase Sec 614 Office of Justice programs Sec Sec Sec Sec 621 622 623 624 Subtitle B--Amendments to the Victims of Crime Act of 1984 Crime victims fund Crime victim compensation Crime victim assistance Victims of terrorism TITLE VII--INCREASED INFORMATION SHARING FOR CRITICAL INFRASTRUCTURE PROTECTION Sec 701 Expansion of regional information sharing system to facilitate FederalState-local law enforcement response related to terrorist attacks VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00004 Fmt 6580 Sfmt 6582 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 275 TITLE VIII--STRENGTHENING THE CRIMINAL LAWS AGAINST TERRORISM Sec 801 Terrorist attacks and other acts of violence against mass transportation systems Sec 802 Definition of domestic terrorism Sec 803 Prohibition against harboring terrorists Sec 804 Jurisdiction over crimes committed at U S facilities abroad Sec 805 Material support for terrorism Sec 806 Assets of terrorist organizations Sec 807 Technical clarification relating to provision of material support to terrorism Sec 808 Definition of Federal crime of terrorism Sec 809 No statute of limitation for certain terrorism offenses Sec 810 Alternate maximum penalties for terrorism offenses Sec 811 Penalties for terrorist conspiracies Sec 812 Post-release supervision of terrorists Sec 813 Inclusion of acts of terrorism as racketeering activity Sec 814 Deterrence and prevention of cyberterrorism Sec 815 Additional defense to civil actions relating to preserving records in response to Government requests Sec 816 Development and support of cybersecurity forensic capabilities Sec 817 Expansion of the biological weapons statute TITLE IX--IMPROVED INTELLIGENCE Sec 901 Responsibilities of Director of Central Intelligence regarding foreign intelligence collected under Foreign Intelligence Surveillance Act of 1978 Sec 902 Inclusion of international terrorist activities within scope of foreign intelligence under National Security Act of 1947 Sec 903 Sense of Congress on the establishment and maintenance of intelligence relationships to acquire information on terrorists and terrorist organizations Sec 904 Temporary authority to defer submittal to Congress of reports on intelligence and intelligence-related matters Sec 905 Disclosure to Director of Central Intelligence of foreign intelligence-related information with respect to criminal investigations Sec 906 Foreign terrorist asset tracking center Sec 907 National Virtual Translation Center Sec 908 Training of government officials regarding identification and use of foreign intelligence Sec Sec Sec Sec Sec Sec Sec Sec 1001 1002 1003 1004 1005 1006 1007 1008 Sec 1009 Sec 1010 Sec 1011 Sec 1012 Sec 1013 Sec 1014 Sec 1015 Sec 1016 TITLE X--MISCELLANEOUS Review of the department of justice Sense of congress Definition of ''electronic surveillance'' Venue in money laundering cases First responders assistance act Inadmissibility of aliens engaged in money laundering Authorization of funds for dea police training in south and central asia Feasibility study on use of biometric identifier scanning system with access to the fbi integrated automated fingerprint identification system at overseas consular posts and points of entry to the United States Study of access Temporary authority to contract with local and State governments for performance of security functions at United States military installations Crimes against charitable americans Limitation on issuance of hazmat licenses Expressing the sense of the senate concerning the provision of funding for bioterrorism preparedness and response Grant program for State and local domestic preparedness support Expansion and reauthorization of the crime identification technology act for antiterrorism grants to States and localities Critical infrastructures protection 18 USC 1 note SEC 2 CONSTRUCTION SEVERABILITY Any provision of this Act held to be invalid or unenforceable by its terms or as applied to any person or circumstance shall be construed so as to give it the maximum effect permitted by law unless such holding shall be one of utter invalidity or unenforceability in which event such provision shall be deemed VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00005 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 276 PUBLIC LAW 107-56--OCT 26 2001 severable from this Act and shall not affect the remainder thereof or the application of such provision to other persons not similarly situated or to other dissimilar circumstances TITLE I--ENHANCING DOMESTIC SECURITY AGAINST TERRORISM 28 USC 524 note SEC 101 COUNTERTERRORISM FUND a ESTABLISHMENT AVAILABILITY --There is hereby established in the Treasury of the United States a separate fund to be known as the ''Counterterrorism Fund'' amounts in which shall remain available without fiscal year limitation-- 1 to reimburse any Department of Justice component for any costs incurred in connection with-- A reestablishing the operational capability of an office or facility that has been damaged or destroyed as the result of any domestic or international terrorism incident B providing support to counter investigate or prosecute domestic or international terrorism including without limitation paying rewards in connection with these activities and C conducting terrorism threat assessments of Federal agencies and their facilities and 2 to reimburse any department or agency of the Federal Government for any costs incurred in connection with detaining in foreign countries individuals accused of acts of terrorism that violate the laws of the United States b NO EFFECT ON PRIOR APPROPRIATIONS --Subsection a shall not be construed to affect the amount or availability of any appropriation to the Counterterrorism Fund made before the date of the enactment of this Act SEC 102 SENSE OF CONGRESS CONDEMNING DISCRIMINATION AGAINST ARAB AND MUSLIM AMERICANS a FINDINGS --Congress makes the following findings 1 Arab Americans Muslim Americans and Americans from South Asia play a vital role in our Nation and are entitled to nothing less than the full rights of every American 2 The acts of violence that have been taken against Arab and Muslim Americans since the September 11 2001 attacks against the United States should be and are condemned by all Americans who value freedom 3 The concept of individual responsibility for wrongdoing is sacrosanct in American society and applies equally to all religious racial and ethnic groups 4 When American citizens commit acts of violence against those who are or are perceived to be of Arab or Muslim descent they should be punished to the full extent of the law 5 Muslim Americans have become so fearful of harassment that many Muslim women are changing the way they dress to avoid becoming targets 6 Many Arab Americans and Muslim Americans have acted heroically during the attacks on the United States including Mohammed Salman Hamdani a 23-year-old New Yorker of Pakistani descent who is believed to have gone VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00006 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 277 to the World Trade Center to offer rescue assistance and is now missing b SENSE OF CONGRESS --It is the sense of Congress that-- 1 the civil rights and civil liberties of all Americans including Arab Americans Muslim Americans and Americans from South Asia must be protected and that every effort must be taken to preserve their safety 2 any acts of violence or discrimination against any Americans be condemned and 3 the Nation is called upon to recognize the patriotism of fellow citizens from all ethnic racial and religious backgrounds SEC 103 INCREASED FUNDING FOR THE TECHNICAL SUPPORT CENTER AT THE FEDERAL BUREAU OF INVESTIGATION There are authorized to be appropriated for the Technical Support Center established in section 811 of the Antiterrorism and Effective Death Penalty Act of 1996 Public Law 104-132 to help meet the demands for activities to combat terrorism and support and enhance the technical support and tactical operations of the FBI $200 000 000 for each of the fiscal years 2002 2003 and 2004 SEC 104 REQUESTS FOR MILITARY ASSISTANCE TO PROHIBITION IN CERTAIN EMERGENCIES ENFORCE Section 2332e of title 18 United States Code is amended-- 1 by striking ''2332c'' and inserting ''2332a'' and 2 by striking ''chemical'' SEC 105 EXPANSION OF NATIONAL ELECTRONIC CRIME TASK FORCE INITIATIVE 18 USC 3056 note The Director of the United States Secret Service shall take appropriate actions to develop a national network of electronic crime task forces based on the New York Electronic Crimes Task Force model throughout the United States for the purpose of preventing detecting and investigating various forms of electronic crimes including potential terrorist attacks against critical infrastructure and financial payment systems SEC 106 PRESIDENTIAL AUTHORITY Section 203 of the International Emergency Powers Act 50 U S C 1702 is amended-- 1 in subsection a 1 -- A at the end of subparagraph A flush to that subparagraph by striking '' and'' and inserting a comma and the following ''by any person or with respect to any property subject to the jurisdiction of the United States '' B in subparagraph B -- i by inserting '' block during the pendency of an investigation'' after ''investigate'' and ii by striking ''interest '' and inserting ''interest by any person or with respect to any property subject to the jurisdiction of the United States and'' C by striking ''by any person or with respect to any property subject to the jurisdiction of the United States' and D by inserting at the end the following VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00007 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 278 PUBLIC LAW 107-56--OCT 26 2001 '' C when the United States is engaged in armed hostilities or has been attacked by a foreign country or foreign nationals confiscate any property subject to the jurisdiction of the United States of any foreign person foreign organization or foreign country that he determines has planned authorized aided or engaged in such hostilities or attacks against the United States and all right title and interest in any property so confiscated shall vest when as and upon the terms directed by the President in such agency or person as the President may designate from time to time and upon such terms and conditions as the President may prescribe such interest or property shall be held used administered liquidated sold or otherwise dealt with in the interest of and for the benefit of the United States and such designated agency or person may perform any and all acts incident to the accomplishment or furtherance of these purposes '' and 2 by inserting at the end the following '' c CLASSIFIED INFORMATION --In any judicial review of a determination made under this section if the determination was based on classified information as defined in section 1 a of the Classified Information Procedures Act such information may be submitted to the reviewing court ex parte and in camera This subsection does not confer or imply any right to judicial review '' TITLE II--ENHANCED SURVEILLANCE PROCEDURES SEC 201 AUTHORITY TO INTERCEPT WIRE ORAL AND ELECTRONIC COMMUNICATIONS RELATING TO TERRORISM Section 2516 1 of title 18 United States Code is amended-- 1 by redesignating paragraph p as so redesignated by section 434 2 of the Antiterrorism and Effective Death Penalty Act of 1996 Public Law 104-132 110 Stat 1274 as paragraph r and 2 by inserting after paragraph p as so redesignated by section 201 3 of the Illegal Immigration Reform and Immigrant Responsibility Act of 1996 division C of Public Law 104-208 110 Stat 3009-565 the following new paragraph '' q any criminal violation of section 229 relating to chemical weapons or sections 2332 2332a 2332b 2332d 2339A or 2339B of this title relating to terrorism or'' SEC 202 AUTHORITY TO INTERCEPT WIRE ORAL AND ELECTRONIC COMMUNICATIONS RELATING TO COMPUTER FRAUD AND ABUSE OFFENSES Section 2516 1 c of title 18 United States Code is amended by striking ''and section 1341 relating to mail fraud '' and inserting ''section 1341 relating to mail fraud a felony violation of section 1030 relating to computer fraud and abuse '' 18 USC app SEC 203 AUTHORITY TO SHARE CRIMINAL INVESTIGATIVE INFORMATION a AUTHORITY TO SHARE GRAND JURY INFORMATION -- VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00008 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 279 1 IN GENERAL --Rule 6 e 3 C of the Federal Rules of Criminal Procedure is amended to read as follows '' C i Disclosure otherwise prohibited by this rule of matters occurring before the grand jury may also be made-- '' I when so directed by a court preliminarily to or in connection with a judicial proceeding '' II when permitted by a court at the request of the defendant upon a showing that grounds may exist for a motion to dismiss the indictment because of matters occurring before the grand jury '' III when the disclosure is made by an attorney for the government to another Federal grand jury '' IV when permitted by a court at the request of an attorney for the government upon a showing that such matters may disclose a violation of State criminal law to an appropriate official of a State or subdivision of a State for the purpose of enforcing such law or '' V when the matters involve foreign intelligence or counterintelligence as defined in section 3 of the National Security Act of 1947 50 U S C 401a or foreign intelligence information as defined in clause iv of this subparagraph to any Federal law enforcement intelligence protective immigration national defense or national security official in order to assist the official receiving that information in the performance of his official duties '' ii If the court orders disclosure of matters occurring before the grand jury the disclosure shall be made in such manner at such time and under such conditions as the court may direct '' iii Any Federal official to whom information is disclosed pursuant to clause i V of this subparagraph may use that information only as necessary in the conduct of that person's official duties subject to any limitations on the unauthorized disclosure of such information Within a reasonable time after such disclosure an attorney for the government shall file under seal a notice with the court stating the fact that such information was disclosed and the departments agencies or entities to which the disclosure was made '' iv In clause i V of this subparagraph the term 'foreign intelligence information' means-- '' I information whether or not concerning a United States person that relates to the ability of the United States to protect against-- '' aa actual or potential attack or other grave hostile acts of a foreign power or an agent of a foreign power '' bb sabotage or international terrorism by a foreign power or an agent of a foreign power or '' cc clandestine intelligence activities by an intelligence service or network of a foreign power or by an agent of foreign power or VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00009 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 280 18 USC 2517 note VerDate 11-MAY-2000 19 15 Nov 05 2001 PUBLIC LAW 107-56--OCT 26 2001 '' II information whether or not concerning a United States person with respect to a foreign power or foreign territory that relates to-- '' aa the national defense or the security of the United States or '' bb the conduct of the foreign affairs of the United States '' 2 CONFORMING AMENDMENT --Rule 6 e 3 D of the Federal Rules of Criminal Procedure is amended by striking '' e 3 C i '' and inserting '' e 3 C i I '' b AUTHORITY TO SHARE ELECTRONIC WIRE AND ORAL INTERCEPTION INFORMATION -- 1 LAW ENFORCEMENT --Section 2517 of title 18 United States Code is amended by inserting at the end the following '' 6 Any investigative or law enforcement officer or attorney for the Government who by any means authorized by this chapter has obtained knowledge of the contents of any wire oral or electronic communication or evidence derived therefrom may disclose such contents to any other Federal law enforcement intelligence protective immigration national defense or national security official to the extent that such contents include foreign intelligence or counterintelligence as defined in section 3 of the National Security Act of 1947 50 U S C 401a or foreign intelligence information as defined in subsection 19 of section 2510 of this title to assist the official who is to receive that information in the performance of his official duties Any Federal official who receives information pursuant to this provision may use that information only as necessary in the conduct of that person's official duties subject to any limitations on the unauthorized disclosure of such information '' 2 DEFINITION --Section 2510 of title 18 United States Code is amended by-- A in paragraph 17 by striking ''and'' after the semicolon B in paragraph 18 by striking the period and inserting '' and'' and C by inserting at the end the following '' 19 'foreign intelligence information' means-- '' A information whether or not concerning a United States person that relates to the ability of the United States to protect against-- '' i actual or potential attack or other grave hostile acts of a foreign power or an agent of a foreign power '' ii sabotage or international terrorism by a foreign power or an agent of a foreign power or '' iii clandestine intelligence activities by an intelligence service or network of a foreign power or by an agent of a foreign power or '' B information whether or not concerning a United States person with respect to a foreign power or foreign territory that relates to-- '' i the national defense or the security of the United States or '' ii the conduct of the foreign affairs of the United States '' c PROCEDURES --The Attorney General shall establish procedures for the disclosure of information pursuant to section 2517 6 Jkt 099139 PO 00056 Frm 00010 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 281 and Rule 6 e 3 C i V of the Federal Rules of Criminal Procedure that identifies a United States person as defined in section 101 of the Foreign Intelligence Surveillance Act of 1978 50 U S C 1801 d FOREIGN INTELLIGENCE INFORMATION -- 1 IN GENERAL --Notwithstanding any other provision of law it shall be lawful for foreign intelligence or counterintelligence as defined in section 3 of the National Security Act of 1947 50 U S C 401a or foreign intelligence information obtained as part of a criminal investigation to be disclosed to any Federal law enforcement intelligence protective immigration national defense or national security official in order to assist the official receiving that information in the performance of his official duties Any Federal official who receives information pursuant to this provision may use that information only as necessary in the conduct of that person's official duties subject to any limitations on the unauthorized disclosure of such information 2 DEFINITION --In this subsection the term ''foreign intelligence information'' means-- A information whether or not concerning a United States person that relates to the ability of the United States to protect against-- i actual or potential attack or other grave hostile acts of a foreign power or an agent of a foreign power ii sabotage or international terrorism by a foreign power or an agent of a foreign power or iii clandestine intelligence activities by an intelligence service or network of a foreign power or by an agent of a foreign power or B information whether or not concerning a United States person with respect to a foreign power or foreign territory that relates to-- i the national defense or the security of the United States or ii the conduct of the foreign affairs of the United States 50 USC 403-5d SEC 204 CLARIFICATION OF INTELLIGENCE EXCEPTIONS FROM LIMITATIONS ON INTERCEPTION AND DISCLOSURE OF WIRE ORAL AND ELECTRONIC COMMUNICATIONS Section 2511 2 f of title 18 United States Code is amended-- 1 by striking ''this chapter or chapter 121'' and inserting ''this chapter or chapter 121 or 206 of this title'' and 2 by striking ''wire and oral'' and inserting ''wire oral and electronic'' SEC 205 EMPLOYMENT OF TRANSLATORS BY THE FEDERAL BUREAU OF INVESTIGATION 28 USC 532 note a AUTHORITY --The Director of the Federal Bureau of Investigation is authorized to expedite the employment of personnel as translators to support counterterrorism investigations and operations without regard to applicable Federal personnel requirements and limitations b SECURITY REQUIREMENTS --The Director of the Federal Bureau of Investigation shall establish such security requirements as are necessary for the personnel employed as translators under subsection a VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00011 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 282 PUBLIC LAW 107-56--OCT 26 2001 c REPORT --The Attorney General shall report to the Committees on the Judiciary of the House of Representatives and the Senate on-- 1 the number of translators employed by the FBI and other components of the Department of Justice 2 any legal or practical impediments to using translators employed by other Federal State or local agencies on a full part-time or shared basis and 3 the needs of the FBI for specific translation services in certain languages and recommendations for meeting those needs SEC 206 ROVING SURVEILLANCE AUTHORITY UNDER THE FOREIGN INTELLIGENCE SURVEILLANCE ACT OF 1978 Section 105 c 2 B of the Foreign Intelligence Surveillance Act of 1978 50 U S C 1805 c 2 B is amended by inserting '' or in circumstances where the Court finds that the actions of the target of the application may have the effect of thwarting the identification of a specified person such other persons '' after ''specified person'' SEC 207 DURATION OF FISA SURVEILLANCE OF NON-UNITED STATES PERSONS WHO ARE AGENTS OF A FOREIGN POWER a DURATION -- 1 SURVEILLANCE --Section 105 e 1 of the Foreign Intelligence Surveillance Act of 1978 50 U S C 1805 e 1 is amended by-- A inserting '' A '' after ''except that'' and B inserting before the period the following '' and B an order under this Act for a surveillance targeted against an agent of a foreign power as defined in section 101 b 1 A may be for the period specified in the application or for 120 days whichever is less'' 2 PHYSICAL SEARCH --Section 304 d 1 of the Foreign Intelligence Surveillance Act of 1978 50 U S C 1824 d 1 is amended by-- A striking ''forty-five'' and inserting ''90'' B inserting '' A '' after ''except that'' and C inserting before the period the following '' and B an order under this section for a physical search targeted against an agent of a foreign power as defined in section 101 b 1 A may be for the period specified in the application or for 120 days whichever is less'' b EXTENSION -- 1 IN GENERAL --Section 105 d 2 of the Foreign Intelligence Surveillance Act of 1978 50 U S C 1805 d 2 is amended by-- A inserting '' A '' after ''except that'' and B inserting before the period the following '' and B an extension of an order under this Act for a surveillance targeted against an agent of a foreign power as defined in section 101 b 1 A may be for a period not to exceed 1 year'' 2 DEFINED TERM --Section 304 d 2 of the Foreign Intelligence Surveillance Act of 1978 50 U S C 1824 d 2 is amended by inserting after ''not a United States person '' the following ''or against an agent of a foreign power as defined in section 101 b 1 A '' VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00012 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 283 SEC 208 DESIGNATION OF JUDGES Section 103 a of the Foreign Intelligence Surveillance Act of 1978 50 U S C 1803 a is amended by-- 1 striking ''seven district court judges'' and inserting ''11 district court judges'' and 2 inserting ''of whom no fewer than 3 shall reside within 20 miles of the District of Columbia'' after ''circuits'' SEC 209 SEIZURE OF VOICE-MAIL MESSAGES PURSUANT TO WARRANTS Title 18 United States Code is amended-- 1 in section 2510-- A in paragraph 1 by striking beginning with ''and such'' and all that follows through ''communication'' and B in paragraph 14 by inserting ''wire or'' after ''transmission of'' and 2 in subsections a and b of section 2703-- A by striking ''CONTENTS OF ELECTRONIC'' and inserting ''CONTENTS OF WIRE OR ELECTRONIC'' each place it appears B by striking ''contents of an electronic'' and inserting ''contents of a wire or electronic'' each place it appears and C by striking ''any electronic'' and inserting ''any wire or electronic'' each place it appears SEC 210 SCOPE OF SUBPOENAS FOR RECORDS OF ELECTRONIC COMMUNICATIONS Section 2703 c 2 of title 18 United States Code as redesignated by section 212 is amended-- 1 by striking ''entity the name address local and long distance telephone toll billing records telephone number or other subscriber number or identity and length of service of a subscriber'' and inserting the following ''entity the-- '' A name '' B address '' C local and long distance telephone connection records or records of session times and durations '' D length of service including start date and types of service utilized '' E telephone or instrument number or other subscriber number or identity including any temporarily assigned network address and '' F means and source of payment for such service including any credit card or bank account number of a subscriber'' and 2 by striking ''and the types of services the subscriber or customer utilized '' SEC 211 CLARIFICATION OF SCOPE Section 631 of the Communications Act of 1934 47 U S C 551 is amended-- 1 in subsection c 2 -- A in subparagraph B by striking ''or'' B in subparagraph C by striking the period at the end and inserting '' or'' and C by inserting at the end the following VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00013 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 284 PUBLIC LAW 107-56--OCT 26 2001 '' D to a government entity as authorized under chapters 119 121 or 206 of title 18 United States Code except that such disclosure shall not include records revealing cable subscriber selection of video programming from a cable operator '' and 2 in subsection h by striking ''A governmental entity'' and inserting ''Except as provided in subsection c 2 D a governmental entity'' SEC 212 EMERGENCY DISCLOSURE OF ELECTRONIC COMMUNICATIONS TO PROTECT LIFE AND LIMB a DISCLOSURE OF CONTENTS -- 1 IN GENERAL --Section 2702 of title 18 United States Code is amended-- A by striking the section heading and inserting the following '' 2702 Voluntary disclosure of customer communications or records'' B in subsection a -- i in paragraph 2 A by striking ''and'' at the end ii in paragraph 2 B by striking the period and inserting '' and'' and iii by inserting after paragraph 2 the following '' 3 a provider of remote computing service or electronic communication service to the public shall not knowingly divulge a record or other information pertaining to a subscriber to or customer of such service not including the contents of communications covered by paragraph 1 or 2 to any governmental entity '' C in subsection b by striking ''EXCEPTIONS --A person or entity'' and inserting ''EXCEPTIONS FOR DISCLOSURE OF COMMUNICATIONS -- A provider described in subsection a '' D in subsection b 6 -- i in subparagraph A ii by striking ''or'' ii in subparagraph B by striking the period and inserting '' or'' and iii by adding after subparagraph B the following '' C if the provider reasonably believes that an emergency involving immediate danger of death or serious physical injury to any person requires disclosure of the information without delay '' and E by inserting after subsection b the following '' c EXCEPTIONS FOR DISCLOSURE OF CUSTOMER RECORDS -- A provider described in subsection a may divulge a record or other information pertaining to a subscriber to or customer of such service not including the contents of communications covered by subsection a 1 or a 2 -- '' 1 as otherwise authorized in section 2703 '' 2 with the lawful consent of the customer or subscriber '' 3 as may be necessarily incident to the rendition of the service or to the protection of the rights or property of the provider of that service VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00014 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 285 '' 4 to a governmental entity if the provider reasonably believes that an emergency involving immediate danger of death or serious physical injury to any person justifies disclosure of the information or '' 5 to any person other than a governmental entity '' 2 TECHNICAL AND CONFORMING AMENDMENT --The table of sections for chapter 121 of title 18 United States Code is amended by striking the item relating to section 2702 and inserting the following ''2702 Voluntary disclosure of customer communications or records '' b REQUIREMENTS FOR GOVERNMENT ACCESS -- 1 IN GENERAL --Section 2703 of title 18 United States Code is amended-- A by striking the section heading and inserting the following '' 2703 Required disclosure of customer communications or records'' B in subsection c by redesignating paragraph 2 as paragraph 3 C in subsection c 1 -- i by striking '' A Except as provided in subparagraph B a provider of electronic communication service or remote computing service may'' and inserting ''A governmental entity may require a provider of electronic communication service or remote computing service to'' ii by striking ''covered by subsection a or b of this section to any person other than a governmental entity '' B A provider of electronic communication service or remote computing service shall disclose a record or other information pertaining to a subscriber to or customer of such service not including the contents of communications covered by subsection a or b of this section to a governmental entity'' and inserting '' '' iii by redesignating subparagraph C as paragraph 2 iv by redesignating clauses i ii iii and iv as subparagraphs A B C and D respectively v in subparagraph D as redesignated by striking the period and inserting '' or'' and vi by inserting after subparagraph D as redesignated the following '' E seeks information under paragraph 2 '' and D in paragraph 2 as redesignated by striking ''subparagraph B '' and insert ''paragraph 1 '' 2 TECHNICAL AND CONFORMING AMENDMENT --The table of sections for chapter 121 of title 18 United States Code is amended by striking the item relating to section 2703 and inserting the following ''2703 Required disclosure of customer communications or records '' SEC 213 AUTHORITY FOR DELAYING NOTICE OF THE EXECUTION OF A WARRANT Section 3103a of title 18 United States Code is amended-- VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00015 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 286 PUBLIC LAW 107-56--OCT 26 2001 1 by inserting '' a IN GENERAL --'' before ''In addition'' and 2 by adding at the end the following '' b DELAY --With respect to the issuance of any warrant or court order under this section or any other rule of law to search for and seize any property or material that constitutes evidence of a criminal offense in violation of the laws of the United States any notice required or that may be required to be given may be delayed if-- '' 1 the court finds reasonable cause to believe that providing immediate notification of the execution of the warrant may have an adverse result as defined in section 2705 '' 2 the warrant prohibits the seizure of any tangible property any wire or electronic communication as defined in section 2510 or except as expressly provided in chapter 121 any stored wire or electronic information except where the court finds reasonable necessity for the seizure and '' 3 the warrant provides for the giving of such notice within a reasonable period of its execution which period may thereafter be extended by the court for good cause shown '' SEC 214 PEN REGISTER AND TRAP AND TRACE AUTHORITY UNDER FISA a APPLICATIONS AND ORDERS --Section 402 of the Foreign Intelligence Surveillance Act of 1978 50 U S C 1842 is amended-- 1 in subsection a 1 by striking ''for any investigation to gather foreign intelligence information or information concerning international terrorism'' and inserting ''for any investigation to obtain foreign intelligence information not concerning a United States person or to protect against international terrorism or clandestine intelligence activities provided that such investigation of a United States person is not conducted solely upon the basis of activities protected by the first amendment to the Constitution'' 2 by amending subsection c 2 to read as follows '' 2 a certification by the applicant that the information likely to be obtained is foreign intelligence information not concerning a United States person or is relevant to an ongoing investigation to protect against international terrorism or clandestine intelligence activities provided that such investigation of a United States person is not conducted solely upon the basis of activities protected by the first amendment to the Constitution '' 3 by striking subsection c 3 and 4 by amending subsection d 2 A to read as follows '' A shall specify-- '' i the identity if known of the person who is the subject of the investigation '' ii the identity if known of the person to whom is leased or in whose name is listed the telephone line or other facility to which the pen register or trap and trace device is to be attached or applied '' iii the attributes of the communications to which the order applies such as the number or other identifier and if known the location of the telephone line or other facility to which the pen register or trap and trace device is to be attached or applied and VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00016 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 287 in the case of a trap and trace device the geographic limits of the trap and trace order '' b AUTHORIZATION DURING EMERGENCIES --Section 403 of the Foreign Intelligence Surveillance Act of 1978 50 U S C 1843 is amended-- 1 in subsection a by striking ''foreign intelligence information or information concerning international terrorism'' and inserting ''foreign intelligence information not concerning a United States person or information to protect against international terrorism or clandestine intelligence activities provided that such investigation of a United States person is not conducted solely upon the basis of activities protected by the first amendment to the Constitution'' and 2 in subsection b 1 by striking ''foreign intelligence information or information concerning international terrorism'' and inserting ''foreign intelligence information not concerning a United States person or information to protect against international terrorism or clandestine intelligence activities provided that such investigation of a United States person is not conducted solely upon the basis of activities protected by the first amendment to the Constitution'' SEC 215 ACCESS TO RECORDS AND OTHER ITEMS UNDER THE FOREIGN INTELLIGENCE SURVEILLANCE ACT Title V of the Foreign Intelligence Surveillance Act of 1978 50 U S C 1861 et seq is amended by striking sections 501 through 503 and inserting the following ''SEC 501 ACCESS TO CERTAIN BUSINESS RECORDS FOR FOREIGN INTELLIGENCE AND INTERNATIONAL TERRORISM INVESTIGATIONS 50 USC 1861 '' a 1 The Director of the Federal Bureau of Investigation or a designee of the Director whose rank shall be no lower than Assistant Special Agent in Charge may make an application for an order requiring the production of any tangible things including books records papers documents and other items for an investigation to protect against international terrorism or clandestine intelligence activities provided that such investigation of a United States person is not conducted solely upon the basis of activities protected by the first amendment to the Constitution '' 2 An investigation conducted under this section shall-- '' A be conducted under guidelines approved by the Attorney General under Executive Order 12333 or a successor order and '' B not be conducted of a United States person solely upon the basis of activities protected by the first amendment to the Constitution of the United States '' b Each application under this section-- '' 1 shall be made to-- '' A a judge of the court established by section 103 a or '' B a United States Magistrate Judge under chapter 43 of title 28 United States Code who is publicly designated by the Chief Justice of the United States to have the power to hear applications and grant orders for the production of tangible things under this section on behalf of a judge of that court and VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00017 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 288 PUBLIC LAW 107-56--OCT 26 2001 '' 2 shall specify that the records concerned are sought for an authorized investigation conducted in accordance with subsection a 2 to obtain foreign intelligence information not concerning a United States person or to protect against international terrorism or clandestine intelligence activities '' c 1 Upon an application made pursuant to this section the judge shall enter an ex parte order as requested or as modified approving the release of records if the judge finds that the application meets the requirements of this section '' 2 An order under this subsection shall not disclose that it is issued for purposes of an investigation described in subsection a '' d No person shall disclose to any other person other than those persons necessary to produce the tangible things under this section that the Federal Bureau of Investigation has sought or obtained tangible things under this section '' e A person who in good faith produces tangible things under an order pursuant to this section shall not be liable to any other person for such production Such production shall not be deemed to constitute a waiver of any privilege in any other proceeding or context 50 USC 1862 ''SEC 502 CONGRESSIONAL OVERSIGHT '' a On a semiannual basis the Attorney General shall fully inform the Permanent Select Committee on Intelligence of the House of Representatives and the Select Committee on Intelligence of the Senate concerning all requests for the production of tangible things under section 402 '' b On a semiannual basis the Attorney General shall provide to the Committees on the Judiciary of the House of Representatives and the Senate a report setting forth with respect to the preceding 6-month period-- '' 1 the total number of applications made for orders approving requests for the production of tangible things under section 402 and '' 2 the total number of such orders either granted modified or denied '' SEC 216 MODIFICATION OF AUTHORITIES RELATING TO USE OF PEN REGISTERS AND TRAP AND TRACE DEVICES a GENERAL LIMITATIONS --Section 3121 c of title 18 United States Code is amended-- 1 by inserting ''or trap and trace device'' after ''pen register'' 2 by inserting '' routing addressing '' after ''dialing'' and 3 by striking ''call processing'' and inserting ''the processing and transmitting of wire or electronic communications so as not to include the contents of any wire or electronic communications'' b ISSUANCE OF ORDERS -- 1 IN GENERAL --Section 3123 a of title 18 United States Code is amended to read as follows '' a IN GENERAL -- '' 1 ATTORNEY FOR THE GOVERNMENT --Upon an application made under section 3122 a 1 the court shall enter an ex parte order authorizing the installation and use of a pen register or trap and trace device anywhere within the United States if the court finds that the attorney for the Government VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00018 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 289 has certified to the court that the information likely to be obtained by such installation and use is relevant to an ongoing criminal investigation The order upon service of that order shall apply to any person or entity providing wire or electronic communication service in the United States whose assistance may facilitate the execution of the order Whenever such an order is served on any person or entity not specifically named in the order upon request of such person or entity the attorney for the Government or law enforcement or investigative officer that is serving the order shall provide written or electronic certification that the order applies to the person or entity being served '' 2 STATE INVESTIGATIVE OR LAW ENFORCEMENT OFFICER -- Upon an application made under section 3122 a 2 the court shall enter an ex parte order authorizing the installation and use of a pen register or trap and trace device within the jurisdiction of the court if the court finds that the State law enforcement or investigative officer has certified to the court that the information likely to be obtained by such installation and use is relevant to an ongoing criminal investigation '' 3 A Where the law enforcement agency implementing an ex parte order under this subsection seeks to do so by installing and using its own pen register or trap and trace device on a packet-switched data network of a provider of electronic communication service to the public the agency shall ensure that a record will be maintained which will identify-- '' i any officer or officers who installed the device and any officer or officers who accessed the device to obtain information from the network '' ii the date and time the device was installed the date and time the device was uninstalled and the date time and duration of each time the device is accessed to obtain information '' iii the configuration of the device at the time of its installation and any subsequent modification thereof and '' iv any information which has been collected by the device To the extent that the pen register or trap and trace device can be set automatically to record this information electronically the record shall be maintained electronically throughout the installation and use of such device '' B The record maintained under subparagraph A shall be provided ex parte and under seal to the court which entered the ex parte order authorizing the installation and use of the device within 30 days after termination of the order including any extensions thereof '' 2 CONTENTS OF ORDER --Section 3123 b 1 of title 18 United States Code is amended-- A in subparagraph A -- i by inserting ''or other facility'' after ''telephone line'' and ii by inserting before the semicolon at the end ''or applied'' and B by striking subparagraph C and inserting the following VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00019 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 290 PUBLIC LAW 107-56--OCT 26 2001 '' C the attributes of the communications to which the order applies including the number or other identifier and if known the location of the telephone line or other facility to which the pen register or trap and trace device is to be attached or applied and in the case of an order authorizing installation and use of a trap and trace device under subsection a 2 the geographic limits of the order and'' 3 NONDISCLOSURE REQUIREMENTS --Section 3123 d 2 of title 18 United States Code is amended-- A by inserting ''or other facility'' after ''the line'' and B by striking '' or who has been ordered by the court'' and inserting ''or applied or who is obligated by the order'' c DEFINITIONS -- 1 COURT OF COMPETENT JURISDICTION --Section 3127 2 of title 18 United States Code is amended by striking subparagraph A and inserting the following '' A any district court of the United States including a magistrate judge of such a court or any United States court of appeals having jurisdiction over the offense being investigated or'' 2 PEN REGISTER --Section 3127 3 of title 18 United States Code is amended-- A by striking ''electronic or other impulses'' and all that follows through ''is attached'' and inserting ''dialing routing addressing or signaling information transmitted by an instrument or facility from which a wire or electronic communication is transmitted provided however that such information shall not include the contents of any communication'' and B by inserting ''or process'' after ''device'' each place it appears 3 TRAP AND TRACE DEVICE --Section 3127 4 of title 18 United States Code is amended-- A by striking ''of an instrument'' and all that follows through the semicolon and inserting ''or other dialing routing addressing and signaling information reasonably likely to identify the source of a wire or electronic communication provided however that such information shall not include the contents of any communication '' and B by inserting ''or process'' after ''a device'' 4 CONFORMING AMENDMENT --Section 3127 1 of title 18 United States Code is amended-- A by striking ''and'' and B by inserting '' and 'contents' '' after ''electronic communication service'' 5 TECHNICAL AMENDMENT --Section 3124 d of title 18 United States Code is amended by striking ''the terms of'' 6 CONFORMING AMENDMENT --Section 3124 b of title 18 United States Code is amended by inserting ''or other facility'' after ''the appropriate line'' SEC 217 INTERCEPTION OF COMPUTER TRESPASSER COMMUNICATIONS Chapter 119 of title 18 United States Code is amended-- VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00020 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 291 1 in section 2510-- A in paragraph 18 by striking ''and'' at the end B in paragraph 19 by striking the period and inserting a semicolon and C by inserting after paragraph 19 the following '' 20 'protected computer' has the meaning set forth in section 1030 and '' 21 'computer trespasser'-- '' A means a person who accesses a protected computer without authorization and thus has no reasonable expectation of privacy in any communication transmitted to through or from the protected computer and '' B does not include a person known by the owner or operator of the protected computer to have an existing contractual relationship with the owner or operator of the protected computer for access to all or part of the protected computer '' and 2 in section 2511 2 by inserting at the end the following '' i It shall not be unlawful under this chapter for a person acting under color of law to intercept the wire or electronic communications of a computer trespasser transmitted to through or from the protected computer if-- '' I the owner or operator of the protected computer authorizes the interception of the computer trespasser's communications on the protected computer '' II the person acting under color of law is lawfully engaged in an investigation '' III the person acting under color of law has reasonable grounds to believe that the contents of the computer trespasser's communications will be relevant to the investigation and '' IV such interception does not acquire communications other than those transmitted to or from the computer trespasser '' SEC 218 FOREIGN INTELLIGENCE INFORMATION Sections 104 a 7 B and section 303 a 7 B 50 U S C 1804 a 7 B and 1823 a 7 B of the Foreign Intelligence Surveillance Act of 1978 are each amended by striking ''the purpose'' and inserting ''a significant purpose'' SEC 219 SINGLE-JURISDICTION SEARCH WARRANTS FOR TERRORISM 18 USC app Rule 41 a of the Federal Rules of Criminal Procedure is amended by inserting after ''executed'' the following ''and 3 in an investigation of domestic terrorism or international terrorism as defined in section 2331 of title 18 United States Code by a Federal magistrate judge in any district in which activities related to the terrorism may have occurred for a search of property or for a person within or outside the district'' SEC 220 NATIONWIDE SERVICE OF SEARCH WARRANTS FOR ELECTRONIC EVIDENCE a IN GENERAL --Chapter 121 of title 18 United States Code is amended-- 1 in section 2703 by striking ''under the Federal Rules of Criminal Procedure'' every place it appears and inserting ''using the procedures described in the Federal Rules of VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00021 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 292 PUBLIC LAW 107-56--OCT 26 2001 Criminal Procedure by a court with jurisdiction over the offense under investigation'' and 2 in section 2711-- A in paragraph 1 by striking ''and'' B in paragraph 2 by striking the period and inserting '' and'' and C by inserting at the end the following '' 3 the term 'court of competent jurisdiction' has the meaning assigned by section 3127 and includes any Federal court within that definition without geographic limitation '' b CONFORMING AMENDMENT --Section 2703 d of title 18 United States Code is amended by striking ''described in section 3127 2 A '' SEC 221 TRADE SANCTIONS 22 USC 7210 18 USC 3124 note VerDate 11-MAY-2000 19 15 Nov 05 2001 a IN GENERAL --The Trade Sanctions Reform and Export Enhancement Act of 2000 Public Law 106-387 114 Stat 1549A- 67 is amended-- 1 by amending section 904 2 C to read as follows '' C used to facilitate the design development or production of chemical or biological weapons missiles or weapons of mass destruction '' 2 in section 906 a 1 -- A by inserting '' the Taliban or the territory of Afghanistan controlled by the Taliban '' after ''Cuba'' and B by inserting '' or in the territory of Afghanistan controlled by the Taliban '' after ''within such country'' and 3 in section 906 a 2 by inserting '' or to any other entity in Syria or North Korea'' after ''Korea'' b APPLICATION OF THE TRADE SANCTIONS REFORM AND EXPORT ENHANCEMENT ACT --Nothing in the Trade Sanctions Reform and Export Enhancement Act of 2000 shall limit the application or scope of any law establishing criminal or civil penalties including any Executive order or regulation promulgated pursuant to such laws or similar or successor laws for the unlawful export of any agricultural commodity medicine or medical device to-- 1 a foreign organization group or person designated pursuant to Executive Order No 12947 of January 23 1995 as amended 2 a Foreign Terrorist Organization pursuant to the Antiterrorism and Effective Death Penalty Act of 1996 Public Law 104-132 3 a foreign organization group or person designated pursuant to Executive Order No 13224 September 23 2001 4 any narcotics trafficking entity designated pursuant to Executive Order No 12978 October 21 1995 or the Foreign Narcotics Kingpin Designation Act Public Law 106-120 or 5 any foreign organization group or persons subject to any restriction for its involvement in weapons of mass destruction or missile proliferation SEC 222 ASSISTANCE TO LAW ENFORCEMENT AGENCIES Nothing in this Act shall impose any additional technical obligation or requirement on a provider of a wire or electronic communication service or other person to furnish facilities or technical assistance A provider of a wire or electronic communication service Jkt 099139 PO 00056 Frm 00022 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 293 landlord custodian or other person who furnishes facilities or technical assistance pursuant to section 216 shall be reasonably compensated for such reasonable expenditures incurred in providing such facilities or assistance SEC 223 CIVIL LIABILITY FOR CERTAIN UNAUTHORIZED DISCLOSURES a Section 2520 of title 18 United States Code is amended-- 1 in subsection a after ''entity'' by inserting '' other than the United States '' 2 by adding at the end the following '' f ADMINISTRATIVE DISCIPLINE --If a court or appropriate department or agency determines that the United States or any of its departments or agencies has violated any provision of this chapter and the court or appropriate department or agency finds that the circumstances surrounding the violation raise serious questions about whether or not an officer or employee of the United States acted willfully or intentionally with respect to the violation the department or agency shall upon receipt of a true and correct copy of the decision and findings of the court or appropriate department or agency promptly initiate a proceeding to determine whether disciplinary action against the officer or employee is warranted If the head of the department or agency involved determines that disciplinary action is not warranted he or she shall notify the Inspector General with jurisdiction over the department or agency concerned and shall provide the Inspector General with the reasons for such determination '' and 3 by adding a new subsection g as follows '' g IMPROPER DISCLOSURE IS VIOLATION --Any willful disclosure or use by an investigative or law enforcement officer or governmental entity of information beyond the extent permitted by section 2517 is a violation of this chapter for purposes of section 2520 a '' b Section 2707 of title 18 United States Code is amended-- 1 in subsection a after ''entity'' by inserting '' other than the United States '' 2 by striking subsection d and inserting the following '' d ADMINISTRATIVE DISCIPLINE --If a court or appropriate department or agency determines that the United States or any of its departments or agencies has violated any provision of this chapter and the court or appropriate department or agency finds that the circumstances surrounding the violation raise serious questions about whether or not an officer or employee of the United States acted willfully or intentionally with respect to the violation the department or agency shall upon receipt of a true and correct copy of the decision and findings of the court or appropriate department or agency promptly initiate a proceeding to determine whether disciplinary action against the officer or employee is warranted If the head of the department or agency involved determines that disciplinary action is not warranted he or she shall notify the Inspector General with jurisdiction over the department or agency concerned and shall provide the Inspector General with the reasons for such determination '' and 3 by adding a new subsection g as follows '' g IMPROPER DISCLOSURE --Any willful disclosure of a 'record' as that term is defined in section 552a a of title 5 United States Code obtained by an investigative or law enforcement officer or a governmental entity pursuant to section 2703 of this title or VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00023 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 294 PUBLIC LAW 107-56--OCT 26 2001 from a device installed pursuant to section 3123 or 3125 of this title that is not a disclosure made in the proper performance of the official functions of the officer or governmental entity making the disclosure is a violation of this chapter This provision shall not apply to information previously lawfully disclosed prior to the commencement of any civil or administrative proceeding under this chapter to the public by a Federal State or local governmental entity or by the plaintiff in a civil action under this chapter '' c 1 Chapter 121 of title 18 United States Code is amended by adding at the end the following '' 2712 Civil actions against the United States '' a IN GENERAL --Any person who is aggrieved by any willful violation of this chapter or of chapter 119 of this title or of sections 106 a 305 a or 405 a of the Foreign Intelligence Surveillance Act of 1978 50 U S C 1801 et seq may commence an action in United States District Court against the United States to recover money damages In any such action if a person who is aggrieved successfully establishes such a violation of this chapter or of chapter 119 of this title or of the above specific provisions of title 50 the Court may assess as damages-- '' 1 actual damages but not less than $10 000 whichever amount is greater and '' 2 litigation costs reasonably incurred '' b PROCEDURES -- 1 Any action against the United States under this section may be commenced only after a claim is presented to the appropriate department or agency under the procedures of the Federal Tort Claims Act as set forth in title 28 United States Code '' 2 Any action against the United States under this section shall be forever barred unless it is presented in writing to the appropriate Federal agency within 2 years after such claim accrues or unless action is begun within 6 months after the date of mailing by certified or registered mail of notice of final denial of the claim by the agency to which it was presented The claim shall accrue on the date upon which the claimant first has a reasonable opportunity to discover the violation '' 3 Any action under this section shall be tried to the court without a jury '' 4 Notwithstanding any other provision of law the procedures set forth in section 106 f 305 g or 405 f of the Foreign Intelligence Surveillance Act of 1978 50 U S C 1801 et seq shall be the exclusive means by which materials governed by those sections may be reviewed '' 5 An amount equal to any award against the United States under this section shall be reimbursed by the department or agency concerned to the fund described in section 1304 of title 31 United States Code out of any appropriation fund or other account excluding any part of such appropriation fund or account that is available for the enforcement of any Federal law that is available for the operating expenses of the department or agency concerned '' c ADMINISTRATIVE DISCIPLINE --If a court or appropriate department or agency determines that the United States or any of its departments or agencies has violated any provision of this chapter and the court or appropriate department or agency finds that the circumstances surrounding the violation raise serious questions about whether or not an officer or employee of the United VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00024 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 295 States acted willfully or intentionally with respect to the violation the department or agency shall upon receipt of a true and correct copy of the decision and findings of the court or appropriate department or agency promptly initiate a proceeding to determine whether disciplinary action against the officer or employee is warranted If the head of the department or agency involved determines that disciplinary action is not warranted he or she shall notify the Inspector General with jurisdiction over the department or agency concerned and shall provide the Inspector General with the reasons for such determination '' d EXCLUSIVE REMEDY --Any action against the United States under this subsection shall be the exclusive remedy against the United States for any claims within the purview of this section '' e STAY OF PROCEEDINGS -- 1 Upon the motion of the United States the court shall stay any action commenced under this section if the court determines that civil discovery will adversely affect the ability of the Government to conduct a related investigation or the prosecution of a related criminal case Such a stay shall toll the limitations periods of paragraph 2 of subsection b '' 2 In this subsection the terms 'related criminal case' and 'related investigation' mean an actual prosecution or investigation in progress at the time at which the request for the stay or any subsequent motion to lift the stay is made In determining whether an investigation or a criminal case is related to an action commenced under this section the court shall consider the degree of similarity between the parties witnesses facts and circumstances involved in the 2 proceedings without requiring that any one or more factors be identical '' 3 In requesting a stay under paragraph 1 the Government may in appropriate cases submit evidence ex parte in order to avoid disclosing any matter that may adversely affect a related investigation or a related criminal case If the Government makes such an ex parte submission the plaintiff shall be given an opportunity to make a submission to the court not ex parte and the court may in its discretion request further information from either party '' 2 The table of sections at the beginning of chapter 121 is amended to read as follows ''2712 Civil action against the United States '' SEC 224 SUNSET a IN GENERAL --Except as provided in subsection b this title and the amendments made by this title other than sections 203 a 203 c 205 208 210 211 213 216 219 221 and 222 and the amendments made by those sections shall cease to have effect on December 31 2005 b EXCEPTION --With respect to any particular foreign intelligence investigation that began before the date on which the provisions referred to in subsection a cease to have effect or with respect to any particular offense or potential offense that began or occurred before the date on which such provisions cease to have effect such provisions shall continue in effect 18 USC 2510 note SEC 225 IMMUNITY FOR COMPLIANCE WITH FISA WIRETAP Section 105 of the Foreign Intelligence Surveillance Act of 1978 50 U S C 1805 is amended by inserting after subsection g the following VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00025 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 296 PUBLIC LAW 107-56--OCT 26 2001 '' h No cause of action shall lie in any court against any provider of a wire or electronic communication service landlord custodian or other person including any officer employee agent or other specified person thereof that furnishes any information facilities or technical assistance in accordance with a court order or request for emergency assistance under this Act '' International Money Laundering Abatement and Financial AntiTerrorism Act of 2001 31 USC 5301 note 31 USC 5311 note VerDate 11-MAY-2000 19 15 Nov 05 2001 TITLE III--INTERNATIONAL MONEY LAUNDERING ABATEMENT AND ANTITERRORIST FINANCING ACT OF 2001 SEC 301 SHORT TITLE This title may be cited as the ''International Money Laundering Abatement and Financial Anti-Terrorism Act of 2001'' SEC 302 FINDINGS AND PURPOSES a FINDINGS --The Congress finds that-- 1 money laundering estimated by the International Monetary Fund to amount to between 2 and 5 percent of global gross domestic product which is at least $600 000 000 000 annually provides the financial fuel that permits transnational criminal enterprises to conduct and expand their operations to the detriment of the safety and security of American citizens 2 money laundering and the defects in financial transparency on which money launderers rely are critical to the financing of global terrorism and the provision of funds for terrorist attacks 3 money launderers subvert legitimate financial mechanisms and banking relationships by using them as protective covering for the movement of criminal proceeds and the financing of crime and terrorism and by so doing can threaten the safety of United States citizens and undermine the integrity of United States financial institutions and of the global financial and trading systems upon which prosperity and growth depend 4 certain jurisdictions outside of the United States that offer ''offshore'' banking and related facilities designed to provide anonymity coupled with weak financial supervisory and enforcement regimes provide essential tools to disguise ownership and movement of criminal funds derived from or used to commit offenses ranging from narcotics trafficking terrorism arms smuggling and trafficking in human beings to financial frauds that prey on law-abiding citizens 5 transactions involving such offshore jurisdictions make it difficult for law enforcement officials and regulators to follow the trail of money earned by criminals organized international criminal enterprises and global terrorist organizations 6 correspondent banking facilities are one of the banking mechanisms susceptible in some circumstances to manipulation by foreign banks to permit the laundering of funds by hiding the identity of real parties in interest to financial transactions 7 private banking services can be susceptible to manipulation by money launderers for example corrupt foreign government officials particularly if those services include the creation of offshore accounts and facilities for large personal funds transfers to channel funds into accounts around the globe Jkt 099139 PO 00056 Frm 00026 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 297 8 United States anti-money laundering efforts are impeded by outmoded and inadequate statutory provisions that make investigations prosecutions and forfeitures more difficult particularly in cases in which money laundering involves foreign persons foreign banks or foreign countries 9 the ability to mount effective counter-measures to international money launderers requires national as well as bilateral and multilateral action using tools specially designed for that effort and 10 the Basle Committee on Banking Regulation and Supervisory Practices and the Financial Action Task Force on Money Laundering of both of which the United States is a member have each adopted international anti-money laundering principles and recommendations b PURPOSES --The purposes of this title are-- 1 to increase the strength of United States measures to prevent detect and prosecute international money laundering and the financing of terrorism 2 to ensure that-- A banking transactions and financial relationships and the conduct of such transactions and relationships do not contravene the purposes of subchapter II of chapter 53 of title 31 United States Code section 21 of the Federal Deposit Insurance Act or chapter 2 of title I of Public Law 91-508 84 Stat 1116 or facilitate the evasion of any such provision and B the purposes of such provisions of law continue to be fulfilled and such provisions of law are effectively and efficiently administered 3 to strengthen the provisions put into place by the Money Laundering Control Act of 1986 18 U S C 981 note especially with respect to crimes by non-United States nationals and foreign financial institutions 4 to provide a clear national mandate for subjecting to special scrutiny those foreign jurisdictions financial institutions operating outside of the United States and classes of international transactions or types of accounts that pose particular identifiable opportunities for criminal abuse 5 to provide the Secretary of the Treasury in this title referred to as the ''Secretary'' with broad discretion subject to the safeguards provided by the Administrative Procedure Act under title 5 United States Code to take measures tailored to the particular money laundering problems presented by specific foreign jurisdictions financial institutions operating outside of the United States and classes of international transactions or types of accounts 6 to ensure that the employment of such measures by the Secretary permits appropriate opportunity for comment by affected financial institutions 7 to provide guidance to domestic financial institutions on particular foreign jurisdictions financial institutions operating outside of the United States and classes of international transactions that are of primary money laundering concern to the United States Government 8 to ensure that the forfeiture of any assets in connection with the anti-terrorist efforts of the United States permits VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00027 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 298 PUBLIC LAW 107-56--OCT 26 2001 for adequate challenge consistent with providing due process rights 9 to clarify the terms of the safe harbor from civil liability for filing suspicious activity reports 10 to strengthen the authority of the Secretary to issue and administer geographic targeting orders and to clarify that violations of such orders or any other requirement imposed under the authority contained in chapter 2 of title I of Public Law 91-508 and subchapters II and III of chapter 53 of title 31 United States Code may result in criminal and civil penalties 11 to ensure that all appropriate elements of the financial services industry are subject to appropriate requirements to report potential money laundering transactions to proper authorities and that jurisdictional disputes do not hinder examination of compliance by financial institutions with relevant reporting requirements 12 to strengthen the ability of financial institutions to maintain the integrity of their employee population and 13 to strengthen measures to prevent the use of the United States financial system for personal gain by corrupt foreign officials and to facilitate the repatriation of any stolen assets to the citizens of countries to whom such assets belong 31 USC 5311 note SEC 303 4-YEAR CONGRESSIONAL REVIEW EXPEDITED CONSIDERATION Effective date a IN GENERAL --Effective on and after the first day of fiscal year 2005 the provisions of this title and the amendments made by this title shall terminate if the Congress enacts a joint resolution the text after the resolving clause of which is as follows ''That provisions of the International Money Laundering Abatement and Anti-Terrorist Financing Act of 2001 and the amendments made thereby shall no longer have the force of law '' b EXPEDITED CONSIDERATION --Any joint resolution submitted pursuant to this section should be considered by the Congress expeditiously In particular it shall be considered in the Senate in accordance with the provisions of section 601 b of the International Security Assistance and Arms Control Act of 1976 Subtitle A--International Counter Money Laundering and Related Measures SEC 311 SPECIAL MEASURES FOR JURISDICTIONS FINANCIAL INSTITUTIONS OR INTERNATIONAL TRANSACTIONS OF PRIMARY MONEY LAUNDERING CONCERN a IN GENERAL --Subchapter II of chapter 53 of title 31 United States Code is amended by inserting after section 5318 the following new section '' 5318A Special measures for jurisdictions financial institutions or international transactions of primary money laundering concern '' a INTERNATIONAL COUNTER-MONEY LAUNDERING REQUIREMENTS -- '' 1 IN GENERAL --The Secretary of the Treasury may require domestic financial institutions and domestic financial VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00028 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 299 agencies to take 1 or more of the special measures described in subsection b if the Secretary finds that reasonable grounds exist for concluding that a jurisdiction outside of the United States 1 or more financial institutions operating outside of the United States 1 or more classes of transactions within or involving a jurisdiction outside of the United States or 1 or more types of accounts is of primary money laundering concern in accordance with subsection c '' 2 FORM OF REQUIREMENT --The special measures described in-- '' A subsection b may be imposed in such sequence or combination as the Secretary shall determine '' B paragraphs 1 through 4 of subsection b may be imposed by regulation order or otherwise as permitted by law and '' C subsection b 5 may be imposed only by regulation '' 3 DURATION OF ORDERS RULEMAKING --Any order by which a special measure described in paragraphs 1 through 4 of subsection b is imposed other than an order described in section 5326 -- '' A shall be issued together with a notice of proposed rulemaking relating to the imposition of such special measure and '' B may not remain in effect for more than 120 days except pursuant to a rule promulgated on or before the end of the 120-day period beginning on the date of issuance of such order '' 4 PROCESS FOR SELECTING SPECIAL MEASURES --In selecting which special measure or measures to take under this subsection the Secretary of the Treasury-- '' A shall consult with the Chairman of the Board of Governors of the Federal Reserve System any other appropriate Federal banking agency as defined in section 3 of the Federal Deposit Insurance Act the Secretary of State the Securities and Exchange Commission the Commodity Futures Trading Commission the National Credit Union Administration Board and in the sole discretion of the Secretary such other agencies and interested parties as the Secretary may find to be appropriate and '' B shall consider-- '' i whether similar action has been or is being taken by other nations or multilateral groups '' ii whether the imposition of any particular special measure would create a significant competitive disadvantage including any undue cost or burden associated with compliance for financial institutions organized or licensed in the United States '' iii the extent to which the action or the timing of the action would have a significant adverse systemic impact on the international payment clearance and settlement system or on legitimate business activities involving the particular jurisdiction institution or class of transactions and '' iv the effect of the action on United States national security and foreign policy VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00029 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 300 PUBLIC LAW 107-56--OCT 26 2001 '' 5 NO LIMITATION ON OTHER AUTHORITY --This section shall not be construed as superseding or otherwise restricting any other authority granted to the Secretary or to any other agency by this subchapter or otherwise '' b SPECIAL MEASURES --The special measures referred to in subsection a with respect to a jurisdiction outside of the United States financial institution operating outside of the United States class of transaction within or involving a jurisdiction outside of the United States or 1 or more types of accounts are as follows '' 1 RECORDKEEPING AND REPORTING OF CERTAIN FINANCIAL TRANSACTIONS -- '' A IN GENERAL --The Secretary of the Treasury may require any domestic financial institution or domestic financial agency to maintain records file reports or both concerning the aggregate amount of transactions or concerning each transaction with respect to a jurisdiction outside of the United States 1 or more financial institutions operating outside of the United States 1 or more classes of transactions within or involving a jurisdiction outside of the United States or 1 or more types of accounts if the Secretary finds any such jurisdiction institution or class of transactions to be of primary money laundering concern '' B FORM OF RECORDS AND REPORTS --Such records and reports shall be made and retained at such time in such manner and for such period of time as the Secretary shall determine and shall include such information as the Secretary may determine including-- '' i the identity and address of the participants in a transaction or relationship including the identity of the originator of any funds transfer '' ii the legal capacity in which a participant in any transaction is acting '' iii the identity of the beneficial owner of the funds involved in any transaction in accordance with such procedures as the Secretary determines to be reasonable and practicable to obtain and retain the information and '' iv a description of any transaction '' 2 INFORMATION RELATING TO BENEFICIAL OWNERSHIP -- In addition to any other requirement under any other provision of law the Secretary may require any domestic financial institution or domestic financial agency to take such steps as the Secretary may determine to be reasonable and practicable to obtain and retain information concerning the beneficial ownership of any account opened or maintained in the United States by a foreign person other than a foreign entity whose shares are subject to public reporting requirements or are listed and traded on a regulated exchange or trading market or a representative of such a foreign person that involves a jurisdiction outside of the United States 1 or more financial institutions operating outside of the United States 1 or more classes of transactions within or involving a jurisdiction outside of the United States or 1 or more types of accounts if the Secretary finds any such jurisdiction institution or transaction or type of account to be of primary money laundering concern VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00030 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 301 '' 3 INFORMATION RELATING TO CERTAIN PAYABLE-THROUGH ACCOUNTS --If the Secretary finds a jurisdiction outside of the United States 1 or more financial institutions operating outside of the United States or 1 or more classes of transactions within or involving a jurisdiction outside of the United States to be of primary money laundering concern the Secretary may require any domestic financial institution or domestic financial agency that opens or maintains a payable-through account in the United States for a foreign financial institution involving any such jurisdiction or any such financial institution operating outside of the United States or a payable through account through which any such transaction may be conducted as a condition of opening or maintaining such account-- '' A to identify each customer and representative of such customer of such financial institution who is permitted to use or whose transactions are routed through such payable-through account and '' B to obtain with respect to each such customer and each such representative information that is substantially comparable to that which the depository institution obtains in the ordinary course of business with respect to its customers residing in the United States '' 4 INFORMATION RELATING TO CERTAIN CORRESPONDENT ACCOUNTS --If the Secretary finds a jurisdiction outside of the United States 1 or more financial institutions operating outside of the United States or 1 or more classes of transactions within or involving a jurisdiction outside of the United States to be of primary money laundering concern the Secretary may require any domestic financial institution or domestic financial agency that opens or maintains a correspondent account in the United States for a foreign financial institution involving any such jurisdiction or any such financial institution operating outside of the United States or a correspondent account through which any such transaction may be conducted as a condition of opening or maintaining such account-- '' A to identify each customer and representative of such customer of any such financial institution who is permitted to use or whose transactions are routed through such correspondent account and '' B to obtain with respect to each such customer and each such representative information that is substantially comparable to that which the depository institution obtains in the ordinary course of business with respect to its customers residing in the United States '' 5 PROHIBITIONS OR CONDITIONS ON OPENING OR MAINTAINING CERTAIN CORRESPONDENT OR PAYABLE-THROUGH ACCOUNTS --If the Secretary finds a jurisdiction outside of the United States 1 or more financial institutions operating outside of the United States or 1 or more classes of transactions within or involving a jurisdiction outside of the United States to be of primary money laundering concern the Secretary in consultation with the Secretary of State the Attorney General and the Chairman of the Board of Governors of the Federal Reserve System may prohibit or impose conditions upon the opening or maintaining in the United States of a correspondent account or payable- through account by any domestic financial institution or domestic financial agency for or on behalf of VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00031 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 302 PUBLIC LAW 107-56--OCT 26 2001 a foreign banking institution if such correspondent account or payable-through account involves any such jurisdiction or institution or if any such transaction may be conducted through such correspondent account or payable-through account '' c CONSULTATIONS AND INFORMATION TO BE CONSIDERED IN FINDING JURISDICTIONS INSTITUTIONS TYPES OF ACCOUNTS OR TRANSACTIONS TO BE OF PRIMARY MONEY LAUNDERING CONCERN -- '' 1 IN GENERAL --In making a finding that reasonable grounds exist for concluding that a jurisdiction outside of the United States 1 or more financial institutions operating outside of the United States 1 or more classes of transactions within or involving a jurisdiction outside of the United States or 1 or more types of accounts is of primary money laundering concern so as to authorize the Secretary of the Treasury to take 1 or more of the special measures described in subsection b the Secretary shall consult with the Secretary of State and the Attorney General '' 2 ADDITIONAL CONSIDERATIONS --In making a finding described in paragraph 1 the Secretary shall consider in addition such information as the Secretary determines to be relevant including the following potentially relevant factors '' A JURISDICTIONAL FACTORS --In the case of a particular jurisdiction-- '' i evidence that organized criminal groups international terrorists or both have transacted business in that jurisdiction '' ii the extent to which that jurisdiction or financial institutions operating in that jurisdiction offer bank secrecy or special regulatory advantages to nonresidents or nondomiciliaries of that jurisdiction '' iii the substance and quality of administration of the bank supervisory and counter-money laundering laws of that jurisdiction '' iv the relationship between the volume of financial transactions occurring in that jurisdiction and the size of the economy of the jurisdiction '' v the extent to which that jurisdiction is characterized as an offshore banking or secrecy haven by credible international organizations or multilateral expert groups '' vi whether the United States has a mutual legal assistance treaty with that jurisdiction and the experience of United States law enforcement officials and regulatory officials in obtaining information about transactions originating in or routed through or to such jurisdiction and '' vii the extent to which that jurisdiction is characterized by high levels of official or institutional corruption '' B INSTITUTIONAL FACTORS --In the case of a decision to apply 1 or more of the special measures described in subsection b only to a financial institution or institutions or to a transaction or class of transactions or to a type of account or to all 3 within or involving a particular jurisdiction-- '' i the extent to which such financial institutions transactions or types of accounts are used to facilitate VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00032 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 303 or promote money laundering in or through the jurisdiction '' ii the extent to which such institutions transactions or types of accounts are used for legitimate business purposes in the jurisdiction and '' iii the extent to which such action is sufficient to ensure with respect to transactions involving the jurisdiction and institutions operating in the jurisdiction that the purposes of this subchapter continue to be fulfilled and to guard against international money laundering and other financial crimes '' d NOTIFICATION OF SPECIAL MEASURES INVOKED BY THE SECRETARY --Not later than 10 days after the date of any action taken by the Secretary of the Treasury under subsection a 1 the Secretary shall notify in writing the Committee on Financial Services of the House of Representatives and the Committee on Banking Housing and Urban Affairs of the Senate of any such action '' e DEFINITIONS --Notwithstanding any other provision of this subchapter for purposes of this section and subsections i and j of section 5318 the following definitions shall apply '' 1 BANK DEFINITIONS --The following definitions shall apply with respect to a bank '' A ACCOUNT --The term 'account'-- '' i means a formal banking or business relationship established to provide regular services dealings and other financial transactions and '' ii includes a demand deposit savings deposit or other transaction or asset account and a credit account or other extension of credit '' B CORRESPONDENT ACCOUNT --The term 'correspondent account' means an account established to receive deposits from make payments on behalf of a foreign financial institution or handle other financial transactions related to such institution '' C PAYABLE-THROUGH ACCOUNT --The term 'payablethrough account' means an account including a transaction account as defined in section 19 b 1 C of the Federal Reserve Act opened at a depository institution by a foreign financial institution by means of which the foreign financial institution permits its customers to engage either directly or through a subaccount in banking activities usual in connection with the business of banking in the United States '' 2 DEFINITIONS APPLICABLE TO INSTITUTIONS OTHER THAN BANKS --With respect to any financial institution other than a bank the Secretary shall after consultation with the appropriate Federal functional regulators as defined in section 509 of the Gramm-Leach-Bliley Act define by regulation the term 'account' and shall include within the meaning of that term to the extent if any that the Secretary deems appropriate arrangements similar to payable-through and correspondent accounts '' 3 REGULATORY DEFINITION OF BENEFICIAL OWNERSHIP -- The Secretary shall promulgate regulations defining beneficial ownership of an account for purposes of this section and subsections i and j of section 5318 Such regulations shall address issues related to an individual's authority to fund VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00033 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 Deadline APPS24 PsN PUBL056 115 STAT 304 PUBLIC LAW 107-56--OCT 26 2001 direct or manage the account including without limitation the power to direct payments into or out of the account and an individual's material interest in the income or corpus of the account and shall ensure that the identification of individuals under this section does not extend to any individual whose beneficial interest in the income or corpus of the account is immaterial '' 4 OTHER TERMS --The Secretary may by regulation further define the terms in paragraphs 1 2 and 3 and define other terms for the purposes of this section as the Secretary deems appropriate '' b CLERICAL AMENDMENT --The table of sections for subchapter II of chapter 53 of title 31 United States Code is amended by inserting after the item relating to section 5318 the following new item ''5318A Special measures for jurisdictions financial institutions or international transactions of primary money laundering concern '' SEC 312 SPECIAL DUE DILIGENCE FOR CORRESPONDENT ACCOUNTS AND PRIVATE BANKING ACCOUNTS a IN GENERAL --Section 5318 of title 31 United States Code is amended by adding at the end the following '' i DUE DILIGENCE FOR UNITED STATES PRIVATE BANKING AND CORRESPONDENT BANK ACCOUNTS INVOLVING FOREIGN PERSONS -- '' 1 IN GENERAL --Each financial institution that establishes maintains administers or manages a private banking account or a correspondent account in the United States for a non-United States person including a foreign individual visiting the United States or a representative of a non-United States person shall establish appropriate specific and where necessary enhanced due diligence policies procedures and controls that are reasonably designed to detect and report instances of money laundering through those accounts '' 2 ADDITIONAL STANDARDS FOR CERTAIN CORRESPONDENT ACCOUNTS -- '' A IN GENERAL --Subparagraph B shall apply if a correspondent account is requested or maintained by or on behalf of a foreign bank operating-- '' i under an offshore banking license or '' ii under a banking license issued by a foreign country that has been designated-- '' I as noncooperative with international antimoney laundering principles or procedures by an intergovernmental group or organization of which the United States is a member with which designation the United States representative to the group or organization concurs or '' II by the Secretary of the Treasury as warranting special measures due to money laundering concerns '' B POLICIES PROCEDURES AND CONTROLS --The enhanced due diligence policies procedures and controls required under paragraph 1 shall at a minimum ensure that the financial institution in the United States takes reasonable steps-- '' i to ascertain for any such foreign bank the shares of which are not publicly traded the identity VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00034 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 305 of each of the owners of the foreign bank and the nature and extent of the ownership interest of each such owner '' ii to conduct enhanced scrutiny of such account to guard against money laundering and report any suspicious transactions under subsection g and '' iii to ascertain whether such foreign bank provides correspondent accounts to other foreign banks and if so the identity of those foreign banks and related due diligence information as appropriate under paragraph 1 '' 3 MINIMUM STANDARDS FOR PRIVATE BANKING ACCOUNTS --If a private banking account is requested or maintained by or on behalf of a non-United States person then the due diligence policies procedures and controls required under paragraph 1 shall at a minimum ensure that the financial institution takes reasonable steps-- '' A to ascertain the identity of the nominal and beneficial owners of and the source of funds deposited into such account as needed to guard against money laundering and report any suspicious transactions under subsection g and '' B to conduct enhanced scrutiny of any such account that is requested or maintained by or on behalf of a senior foreign political figure or any immediate family member or close associate of a senior foreign political figure that is reasonably designed to detect and report transactions that may involve the proceeds of foreign corruption '' 4 DEFINITION --For purposes of this subsection the following definitions shall apply '' A OFFSHORE BANKING LICENSE --The term 'offshore banking license' means a license to conduct banking activities which as a condition of the license prohibits the licensed entity from conducting banking activities with the citizens of or with the local currency of the country which issued the license '' B PRIVATE BANKING ACCOUNT --The term 'private banking account' means an account or any combination of accounts that-- '' i requires a minimum aggregate deposits of funds or other assets of not less than $1 000 000 '' ii is established on behalf of 1 or more individuals who have a direct or beneficial ownership interest in the account and '' iii is assigned to or is administered or managed by in whole or in part an officer employee or agent of a financial institution acting as a liaison between the financial institution and the direct or beneficial owner of the account '' b REGULATORY AUTHORITY AND EFFECTIVE DATE -- 1 REGULATORY AUTHORITY --Not later than 180 days after the date of enactment of this Act the Secretary in consultation with the appropriate Federal functional regulators as defined in section 509 of the Gramm-Leach-Bliley Act of the affected financial institutions shall further delineate by regulation the due diligence policies procedures and controls required VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00035 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 31 USC 5318 note Deadline APPS24 PsN PUBL056 115 STAT 306 PUBLIC LAW 107-56--OCT 26 2001 under section 5318 i 1 of title 31 United States Code as added by this section 2 EFFECTIVE DATE --Section 5318 i of title 31 United States Code as added by this section shall take effect 270 days after the date of enactment of this Act whether or not final regulations are issued under paragraph 1 and the failure to issue such regulations shall in no way affect the enforceability of this section or the amendments made by this section Section 5318 i of title 31 United States Code as added by this section shall apply with respect to accounts covered by that section 5318 i that are opened before on or after the date of enactment of this Act SEC 313 PROHIBITION ON UNITED STATES CORRESPONDENT ACCOUNTS WITH FOREIGN SHELL BANKS a IN GENERAL --Section 5318 of title 31 United States Code as amended by this title is amended by adding at the end the following '' j PROHIBITION ON UNITED STATES CORRESPONDENT ACCOUNTS WITH FOREIGN SHELL BANKS -- '' 1 IN GENERAL --A financial institution described in subparagraphs A through G of section 5312 a 2 in this subsection referred to as a 'covered financial institution' shall not establish maintain administer or manage a correspondent account in the United States for or on behalf of a foreign bank that does not have a physical presence in any country '' 2 PREVENTION OF INDIRECT SERVICE TO FOREIGN SHELL BANKS --A covered financial institution shall take reasonable steps to ensure that any correspondent account established maintained administered or managed by that covered financial institution in the United States for a foreign bank is not being used by that foreign bank to indirectly provide banking services to another foreign bank that does not have a physical presence in any country The Secretary of the Treasury shall by regulation delineate the reasonable steps necessary to comply with this paragraph '' 3 EXCEPTION --Paragraphs 1 and 2 do not prohibit a covered financial institution from providing a correspondent account to a foreign bank if the foreign bank-- '' A is an affiliate of a depository institution credit union or foreign bank that maintains a physical presence in the United States or a foreign country as applicable and '' B is subject to supervision by a banking authority in the country regulating the affiliated depository institution credit union or foreign bank described in subparagraph A as applicable '' 4 DEFINITIONS --For purposes of this subsection-- '' A the term 'affiliate' means a foreign bank that is controlled by or is under common control with a depository institution credit union or foreign bank and '' B the term 'physical presence' means a place of business that-- '' i is maintained by a foreign bank '' ii is located at a fixed address other than solely an electronic address in a country in which the foreign VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00036 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 307 bank is authorized to conduct banking activities at which location the foreign bank-- '' I employs 1 or more individuals on a fulltime basis and '' II maintains operating records related to its banking activities and '' iii is subject to inspection by the banking authority which licensed the foreign bank to conduct banking activities '' b EFFECTIVE DATE --The amendment made by subsection a shall take effect at the end of the 60-day period beginning on the date of enactment of this Act SEC 314 COOPERATIVE EFFORTS TO DETER MONEY LAUNDERING a COOPERATION AMONG FINANCIAL INSTITUTIONS REGULATORY AUTHORITIES AND LAW ENFORCEMENT AUTHORITIES -- 1 REGULATIONS --The Secretary shall within 120 days after the date of enactment of this Act adopt regulations to encourage further cooperation among financial institutions their regulatory authorities and law enforcement authorities with the specific purpose of encouraging regulatory authorities and law enforcement authorities to share with financial institutions information regarding individuals entities and organizations engaged in or reasonably suspected based on credible evidence of engaging in terrorist acts or money laundering activities 2 COOPERATION AND INFORMATION SHARING PROCEDURES --The regulations adopted under paragraph 1 may include or create procedures for cooperation and information sharing focusing on-- A matters specifically related to the finances of terrorist groups the means by which terrorist groups transfer funds around the world and within the United States including through the use of charitable organizations nonprofit organizations and nongovernmental organizations and the extent to which financial institutions in the United States are unwittingly involved in such finances and the extent to which such institutions are at risk as a result B the relationship particularly the financial relationship between international narcotics traffickers and foreign terrorist organizations the extent to which their memberships overlap and engage in joint activities and the extent to which they cooperate with each other in raising and transferring funds for their respective purposes and C means of facilitating the identification of accounts and transactions involving terrorist groups and facilitating the exchange of information concerning such accounts and transactions between financial institutions and law enforcement organizations 3 CONTENTS --The regulations adopted pursuant to paragraph 1 may-- A require that each financial institution designate 1 or more persons to receive information concerning and to monitor accounts of individuals entities and organizations identified pursuant to paragraph 1 and B further establish procedures for the protection of the shared information consistent with the capacity size VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00037 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 31 USC 5318 note 31 USC 5311 note Deadline APPS24 PsN PUBL056 115 STAT 308 PUBLIC LAW 107-56--OCT 26 2001 and nature of the institution to which the particular procedures apply 4 RULE OF CONSTRUCTION --The receipt of information by a financial institution pursuant to this section shall not relieve or otherwise modify the obligations of the financial institution with respect to any other person or account 5 USE OF INFORMATION --Information received by a financial institution pursuant to this section shall not be used for any purpose other than identifying and reporting on activities that may involve terrorist acts or money laundering activities b COOPERATION AMONG FINANCIAL INSTITUTIONS --Upon notice provided to the Secretary 2 or more financial institutions and any association of financial institutions may share information with one another regarding individuals entities organizations and countries suspected of possible terrorist or money laundering activities A financial institution or association that transmits receives or shares such information for the purposes of identifying and reporting activities that may involve terrorist acts or money laundering activities shall not be liable to any person under any law or regulation of the United States any constitution law or regulation of any State or political subdivision thereof or under any contract or other legally enforceable agreement including any arbitration agreement for such disclosure or for any failure to provide notice of such disclosure to the person who is the subject of such disclosure or any other person identified in the disclosure except where such transmission receipt or sharing violates this section or regulations promulgated pursuant to this section c RULE OF CONSTRUCTION --Compliance with the provisions of this title requiring or allowing financial institutions and any association of financial institutions to disclose or share information regarding individuals entities and organizations engaged in or suspected of engaging in terrorist acts or money laundering activities shall not constitute a violation of the provisions of title V of the Gramm-Leach-Bliley Act Public Law 106-102 d REPORTS TO THE FINANCIAL SERVICES INDUSTRY ON SUSPICIOUS FINANCIAL ACTIVITIES --At least semiannually the Secretary shall-- 1 publish a report containing a detailed analysis identifying patterns of suspicious activity and other investigative insights derived from suspicious activity reports and investigations conducted by Federal State and local law enforcement agencies to the extent appropriate and 2 distribute such report to financial institutions as defined in section 5312 of title 31 United States Code SEC 315 INCLUSION OF FOREIGN CORRUPTION OFFENSES AS MONEY LAUNDERING CRIMES Section 1956 c 7 of title 18 United States Code is amended-- 1 in subparagraph B -- A in clause ii by striking ''or destruction of property by means of explosive or fire'' and inserting ''destruction of property by means of explosive or fire or a crime of violence as defined in section 16 '' B in clause iii by striking ''1978'' and inserting ''1978 '' and C by adding at the end the following VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00038 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 309 '' iv bribery of a public official or the misappropriation theft or embezzlement of public funds by or for the benefit of a public official '' v smuggling or export control violations involving-- '' I an item controlled on the United States Munitions List established under section 38 of the Arms Export Control Act 22 U S C 2778 or '' II an item controlled under regulations under the Export Administration Regulations 15 C F R Parts 730-774 or '' vi an offense with respect to which the United States would be obligated by a multilateral treaty either to extradite the alleged offender or to submit the case for prosecution if the offender were found within the territory of the United States '' and 2 in subparagraph D -- A by inserting ''section 541 relating to goods falsely classified '' before ''section 542'' B by inserting ''section 922 1 relating to the unlawful importation of firearms section 924 n relating to firearms trafficking '' before ''section 956'' C by inserting ''section 1030 relating to computer fraud and abuse '' before ''1032'' and D by inserting ''any felony violation of the Foreign Agents Registration Act of 1938 '' before ''or any felony violation of the Foreign Corrupt Practices Act'' SEC 316 ANTI-TERRORIST FORFEITURE PROTECTION a RIGHT TO CONTEST --An owner of property that is confiscated under any provision of law relating to the confiscation of assets of suspected international terrorists may contest that confiscation by filing a claim in the manner set forth in the Federal Rules of Civil Procedure Supplemental Rules for Certain Admiralty and Maritime Claims and asserting as an affirmative defense that-- 1 the property is not subject to confiscation under such provision of law or 2 the innocent owner provisions of section 983 d of title 18 United States Code apply to the case b EVIDENCE --In considering a claim filed under this section a court may admit evidence that is otherwise inadmissible under the Federal Rules of Evidence if the court determines that the evidence is reliable and that compliance with the Federal Rules of Evidence may jeopardize the national security interests of the United States c CLARIFICATIONS -- 1 PROTECTION OF RIGHTS --The exclusion of certain provisions of Federal law from the definition of the term ''civil forfeiture statute'' in section 983 i of title 18 United States Code shall not be construed to deny an owner of property the right to contest the confiscation of assets of suspected international terrorists under-- A subsection a of this section B the Constitution or VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00039 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 18 USC 983 note 18 USC 983 note 18 USC 983 note APPS24 PsN PUBL056 115 STAT 310 PUBLIC LAW 107-56--OCT 26 2001 C subchapter II of chapter 5 of title 5 United States Code commonly known as the ''Administrative Procedure Act'' 2 SAVINGS CLAUSE --Nothing in this section shall limit or otherwise affect any other remedies that may be available to an owner of property under section 983 of title 18 United States Code or any other provision of law d TECHNICAL CORRECTION --Section 983 i 2 D of title 18 United States Code is amended by inserting ''or the International Emergency Economic Powers Act IEEPA 50 U S C 1701 et seq '' before the semicolon SEC 317 LONG-ARM JURISDICTION LAUNDERERS OVER FOREIGN MONEY Section 1956 b of title 18 United States Code is amended-- 1 by redesignating paragraphs 1 and 2 as subparagraphs A and B respectively and moving the margins 2 ems to the right 2 by inserting after '' b '' the following ''PENALTIES -- '' 1 IN GENERAL --'' 3 by inserting '' or section 1957'' after ''or a 3 '' and 4 by adding at the end the following '' 2 JURISDICTION OVER FOREIGN PERSONS --For purposes of adjudicating an action filed or enforcing a penalty ordered under this section the district courts shall have jurisdiction over any foreign person including any financial institution authorized under the laws of a foreign country against whom the action is brought if service of process upon the foreign person is made under the Federal Rules of Civil Procedure or the laws of the country in which the foreign person is found and-- '' A the foreign person commits an offense under subsection a involving a financial transaction that occurs in whole or in part in the United States '' B the foreign person converts to his or her own use property in which the United States has an ownership interest by virtue of the entry of an order of forfeiture by a court of the United States or '' C the foreign person is a financial institution that maintains a bank account at a financial institution in the United States '' 3 COURT AUTHORITY OVER ASSETS --A court described in paragraph 2 may issue a pretrial restraining order or take any other action necessary to ensure that any bank account or other property held by the defendant in the United States is available to satisfy a judgment under this section '' 4 FEDERAL RECEIVER -- '' A IN GENERAL --A court described in paragraph 2 may appoint a Federal Receiver in accordance with subparagraph B of this paragraph to collect marshal and take custody control and possession of all assets of the defendant wherever located to satisfy a civil judgment under this subsection a forfeiture judgment under section 981 or 982 or a criminal sentence under section 1957 or subsection a of this section including an order of restitution to any victim of a specified unlawful activity VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00040 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 311 '' B APPOINTMENT AND AUTHORITY --A Federal Receiver described in subparagraph A -- '' i may be appointed upon application of a Federal prosecutor or a Federal or State regulator by the court having jurisdiction over the defendant in the case '' ii shall be an officer of the court and the powers of the Federal Receiver shall include the powers set out in section 754 of title 28 United States Code and '' iii shall have standing equivalent to that of a Federal prosecutor for the purpose of submitting requests to obtain information regarding the assets of the defendant-- '' I from the Financial Crimes Enforcement Network of the Department of the Treasury or '' II from a foreign country pursuant to a mutual legal assistance treaty multilateral agreement or other arrangement for international law enforcement assistance provided that such requests are in accordance with the policies and procedures of the Attorney General '' SEC 318 LAUNDERING MONEY THROUGH A FOREIGN BANK Section 1956 c of title 18 United States Code is amended by striking paragraph 6 and inserting the following '' 6 the term 'financial institution' includes-- '' A any financial institution as defined in section 5312 a 2 of title 31 United States Code or the regulations promulgated thereunder and '' B any foreign bank as defined in section 1 of the International Banking Act of 1978 12 U S C 3101 '' SEC 319 FORFEITURE OF FUNDS IN UNITED STATES INTERBANK ACCOUNTS a FORFEITURE FROM UNITED STATES INTERBANK ACCOUNT -- Section 981 of title 18 United States Code is amended by adding at the end the following '' k INTERBANK ACCOUNTS -- '' 1 IN GENERAL -- '' A IN GENERAL --For the purpose of a forfeiture under this section or under the Controlled Substances Act 21 U S C 801 et seq if funds are deposited into an account at a foreign bank and that foreign bank has an interbank account in the United States with a covered financial institution as defined in section 5318 j 1 of title 31 the funds shall be deemed to have been deposited into the interbank account in the United States and any restraining order seizure warrant or arrest warrant in rem regarding the funds may be served on the covered financial institution and funds in the interbank account up to the value of the funds deposited into the account at the foreign bank may be restrained seized or arrested '' B AUTHORITY TO SUSPEND --The Attorney General in consultation with the Secretary of the Treasury may suspend or terminate a forfeiture under this section if the Attorney General determines that a conflict of law exists between the laws of the jurisdiction in which the foreign bank is located and the laws of the United States VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00041 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 312 PUBLIC LAW 107-56--OCT 26 2001 with respect to liabilities arising from the restraint seizure or arrest of such funds and that such suspension or termination would be in the interest of justice and would not harm the national interests of the United States '' 2 NO REQUIREMENT FOR GOVERNMENT TO TRACE FUNDS -- If a forfeiture action is brought against funds that are restrained seized or arrested under paragraph 1 it shall not be necessary for the Government to establish that the funds are directly traceable to the funds that were deposited into the foreign bank nor shall it be necessary for the Government to rely on the application of section 984 '' 3 CLAIMS BROUGHT BY OWNER OF THE FUNDS --If a forfeiture action is instituted against funds restrained seized or arrested under paragraph 1 the owner of the funds deposited into the account at the foreign bank may contest the forfeiture by filing a claim under section 983 '' 4 DEFINITIONS --For purposes of this subsection the following definitions shall apply '' A INTERBANK ACCOUNT --The term 'interbank account' has the same meaning as in section 984 c 2 B '' B OWNER -- '' i IN GENERAL --Except as provided in clause ii the term 'owner'-- '' I means the person who was the owner as that term is defined in section 983 d 6 of the funds that were deposited into the foreign bank at the time such funds were deposited and '' II does not include either the foreign bank or any financial institution acting as an intermediary in the transfer of the funds into the interbank account '' ii EXCEPTION --The foreign bank may be considered the 'owner' of the funds and no other person shall qualify as the owner of such funds only if-- '' I the basis for the forfeiture action is wrongdoing committed by the foreign bank or '' II the foreign bank establishes by a preponderance of the evidence that prior to the restraint seizure or arrest of the funds the foreign bank had discharged all or part of its obligation to the prior owner of the funds in which case the foreign bank shall be deemed the owner of the funds to the extent of such discharged obligation '' b BANK RECORDS --Section 5318 of title 31 United States Code as amended by this title is amended by adding at the end the following '' k BANK RECORDS RELATED TO ANTI-MONEY LAUNDERING PROGRAMS -- '' 1 DEFINITIONS --For purposes of this subsection the following definitions shall apply '' A APPROPRIATE FEDERAL BANKING AGENCY --The term 'appropriate Federal banking agency' has the same meaning as in section 3 of the Federal Deposit Insurance Act 12 U S C 1813 '' B INCORPORATED TERM --The term 'correspondent account' has the same meaning as in section 5318A f 1 B VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00042 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 313 '' 2 120-HOUR RULE --Not later than 120 hours after receiving a request by an appropriate Federal banking agency for information related to anti-money laundering compliance by a covered financial institution or a customer of such institution a covered financial institution shall provide to the appropriate Federal banking agency or make available at a location specified by the representative of the appropriate Federal banking agency information and account documentation for any account opened maintained administered or managed in the United States by the covered financial institution '' 3 FOREIGN BANK RECORDS -- '' A SUMMONS OR SUBPOENA OF RECORDS -- '' i IN GENERAL --The Secretary of the Treasury or the Attorney General may issue a summons or subpoena to any foreign bank that maintains a correspondent account in the United States and request records related to such correspondent account including records maintained outside of the United States relating to the deposit of funds into the foreign bank '' ii SERVICE OF SUMMONS OR SUBPOENA --A summons or subpoena referred to in clause i may be served on the foreign bank in the United States if the foreign bank has a representative in the United States or in a foreign country pursuant to any mutual legal assistance treaty multilateral agreement or other request for international law enforcement assistance '' B ACCEPTANCE OF SERVICE -- '' i MAINTAINING RECORDS IN THE UNITED STATES --Any covered financial institution which maintains a correspondent account in the United States for a foreign bank shall maintain records in the United States identifying the owners of such foreign bank and the name and address of a person who resides in the United States and is authorized to accept service of legal process for records regarding the correspondent account '' ii LAW ENFORCEMENT REQUEST --Upon receipt of a written request from a Federal law enforcement officer for information required to be maintained under this paragraph the covered financial institution shall provide the information to the requesting officer not later than 7 days after receipt of the request '' C TERMINATION OF CORRESPONDENT RELATIONSHIP -- '' i TERMINATION UPON RECEIPT OF NOTICE --A covered financial institution shall terminate any correspondent relationship with a foreign bank not later than 10 business days after receipt of written notice from the Secretary or the Attorney General in each case after consultation with the other that the foreign bank has failed-- '' I to comply with a summons or subpoena issued under subparagraph A or '' II to initiate proceedings in a United States court contesting such summons or subpoena VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00043 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 Deadline APPS24 PsN PUBL056 115 STAT 314 31 USC 5318 note VerDate 11-MAY-2000 19 15 Nov 05 2001 PUBLIC LAW 107-56--OCT 26 2001 '' ii LIMITATION ON LIABILITY --A covered financial institution shall not be liable to any person in any court or arbitration proceeding for terminating a correspondent relationship in accordance with this subsection '' iii FAILURE TO TERMINATE RELATIONSHIP -- Failure to terminate a correspondent relationship in accordance with this subsection shall render the covered financial institution liable for a civil penalty of up to $10 000 per day until the correspondent relationship is so terminated '' c GRACE PERIOD --Financial institutions shall have 60 days from the date of enactment of this Act to comply with the provisions of section 5318 k of title 31 United States Code as added by this section d AUTHORITY TO ORDER CONVICTED CRIMINAL TO RETURN PROPERTY LOCATED ABROAD -- 1 FORFEITURE OF SUBSTITUTE PROPERTY --Section 413 p of the Controlled Substances Act 21 U S C 853 is amended to read as follows '' p FORFEITURE OF SUBSTITUTE PROPERTY -- '' 1 IN GENERAL --Paragraph 2 of this subsection shall apply if any property described in subsection a as a result of any act or omission of the defendant-- '' A cannot be located upon the exercise of due diligence '' B has been transferred or sold to or deposited with a third party '' C has been placed beyond the jurisdiction of the court '' D has been substantially diminished in value or '' E has been commingled with other property which cannot be divided without difficulty '' 2 SUBSTITUTE PROPERTY --In any case described in any of subparagraphs A through E of paragraph 1 the court shall order the forfeiture of any other property of the defendant up to the value of any property described in subparagraphs A through E of paragraph 1 as applicable '' 3 RETURN OF PROPERTY TO JURISDICTION --In the case of property described in paragraph 1 C the court may in addition to any other action authorized by this subsection order the defendant to return the property to the jurisdiction of the court so that the property may be seized and forfeited '' 2 PROTECTIVE ORDERS --Section 413 e of the Controlled Substances Act 21 U S C 853 e is amended by adding at the end the following '' 4 ORDER TO REPATRIATE AND DEPOSIT -- '' A IN GENERAL --Pursuant to its authority to enter a pretrial restraining order under this section the court may order a defendant to repatriate any property that may be seized and forfeited and to deposit that property pending trial in the registry of the court or with the United States Marshals Service or the Secretary of the Treasury in an interest-bearing account if appropriate '' B FAILURE TO COMPLY --Failure to comply with an order under this subsection or an order to repatriate property under subsection p shall be punishable as a civil Jkt 099139 PO 00056 Frm 00044 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 315 or criminal contempt of court and may also result in an enhancement of the sentence of the defendant under the obstruction of justice provision of the Federal Sentencing Guidelines '' SEC 320 PROCEEDS OF FOREIGN CRIMES Section 981 a 1 B of title 18 United States Code is amended to read as follows '' B Any property real or personal within the jurisdiction of the United States constituting derived from or traceable to any proceeds obtained directly or indirectly from an offense against a foreign nation or any property used to facilitate such an offense if the offense-- '' i involves the manufacture importation sale or distribution of a controlled substance as that term is defined for purposes of the Controlled Substances Act or any other conduct described in section 1956 c 7 B '' ii would be punishable within the jurisdiction of the foreign nation by death or imprisonment for a term exceeding 1 year and '' iii would be punishable under the laws of the United States by imprisonment for a term exceeding 1 year if the act or activity constituting the offense had occurred within the jurisdiction of the United States '' SEC 321 FINANCIAL INSTITUTIONS SPECIFIED IN SUBCHAPTER II OF CHAPTER 53 OF TITLE 31 UNITED STATES CODE a CREDIT UNIONS --Subparagraph E of section 5312 2 of title 31 United States Code is amended to read as follows '' E any credit union '' b FUTURES COMMISSION MERCHANT COMMODITY TRADING ADVISOR COMMODITY POOL OPERATOR --Section 5312 of title 31 United States Code is amended by adding at the end the following new subsection '' c ADDITIONAL DEFINITIONS --For purposes of this subchapter the following definitions shall apply '' 1 CERTAIN INSTITUTIONS INCLUDED IN DEFINITION --The term 'financial institution' as defined in subsection a includes the following '' A Any futures commission merchant commodity trading advisor or commodity pool operator registered or required to register under the Commodity Exchange Act '' c CFTC SEC 322 CORPORATION REPRESENTED BY A FUGITIVE Section 2466 of title 18 United States Code is amended by designating the present matter as subsection a and adding at the end the following '' b Subsection a may be applied to a claim filed by a corporation if any majority shareholder or individual filing the claim on behalf of the corporation is a person to whom subsection a applies '' SEC 323 ENFORCEMENT OF FOREIGN JUDGMENTS Section 2467 of title 28 United States Code is amended-- VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00045 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 316 PUBLIC LAW 107-56--OCT 26 2001 1 in subsection d by adding the following after paragraph 2 '' 3 PRESERVATION OF PROPERTY -- '' A IN GENERAL --To preserve the availability of property subject to a foreign forfeiture or confiscation judgment the Government may apply for and the court may issue a restraining order pursuant to section 983 j of title 18 at any time before or after an application is filed pursuant to subsection c 1 of this section '' B EVIDENCE --The court in issuing a restraining order under subparagraph A -- '' i may rely on information set forth in an affidavit describing the nature of the proceeding or investigation underway in the foreign country and setting forth a reasonable basis to believe that the property to be restrained will be named in a judgment of forfeiture at the conclusion of such proceeding or '' ii may register and enforce a restraining order that has been issued by a court of competent jurisdiction in the foreign country and certified by the Attorney General pursuant to subsection b 2 '' C LIMIT ON GROUNDS FOR OBJECTION --No person may object to a restraining order under subparagraph A on any ground that is the subject of parallel litigation involving the same property that is pending in a foreign court '' 2 in subsection b 1 C by striking ''establishing that the defendant received notice of the proceedings in sufficient time to enable the defendant'' and inserting ''establishing that the foreign nation took steps in accordance with the principles of due process to give notice of the proceedings to all persons with an interest in the property in sufficient time to enable such persons'' 3 in subsection d 1 D by striking ''the defendant in the proceedings in the foreign court did not receive notice'' and inserting ''the foreign nation did not take steps in accordance with the principles of due process to give notice of the proceedings to a person with an interest in the property'' and 4 in subsection a 2 A by inserting '' any violation of foreign law that would constitute a violation or an offense for which property could be forfeited under Federal law if the offense were committed in the United States'' after ''United Nations Convention'' 31 USC 5311 note Deadline VerDate 11-MAY-2000 19 15 Nov 05 2001 SEC 324 REPORT AND RECOMMENDATION Not later than 30 months after the date of enactment of this Act the Secretary in consultation with the Attorney General the Federal banking agencies as defined at section 3 of the Federal Deposit Insurance Act the National Credit Union Administration Board the Securities and Exchange Commission and such other agencies as the Secretary may determine at the discretion of the Secretary shall evaluate the operations of the provisions of this subtitle and make recommendations to Congress as to any legislative action with respect to this subtitle as the Secretary may determine to be necessary or advisable Jkt 099139 PO 00056 Frm 00046 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 317 SEC 325 CONCENTRATION ACCOUNTS AT FINANCIAL INSTITUTIONS Section 5318 h of title 31 United States Code as amended by section 202 of this title is amended by adding at the end the following '' 3 CONCENTRATION ACCOUNTS --The Secretary may prescribe regulations under this subsection that govern maintenance of concentration accounts by financial institutions in order to ensure that such accounts are not used to prevent association of the identity of an individual customer with the movement of funds of which the customer is the direct or beneficial owner which regulations shall at a minimum-- '' A prohibit financial institutions from allowing clients to direct transactions that move their funds into out of or through the concentration accounts of the financial institution '' B prohibit financial institutions and their employees from informing customers of the existence of or the means of identifying the concentration accounts of the institution and '' C require each financial institution to establish written procedures governing the documentation of all transactions involving a concentration account which procedures shall ensure that any time a transaction involving a concentration account commingles funds belonging to 1 or more customers the identity of and specific amount belonging to each customer is documented '' SEC 326 VERIFICATION OF IDENTIFICATION a IN GENERAL --Section 5318 of title 31 United States Code as amended by this title is amended by adding at the end the following '' l IDENTIFICATION AND VERIFICATION OF ACCOUNTHOLDERS -- '' 1 IN GENERAL --Subject to the requirements of this subsection the Secretary of the Treasury shall prescribe regulations setting forth the minimum standards for financial institutions and their customers regarding the identity of the customer that shall apply in connection with the opening of an account at a financial institution '' 2 MINIMUM REQUIREMENTS --The regulations shall at a minimum require financial institutions to implement and customers after being given adequate notice to comply with reasonable procedures for-- '' A verifying the identity of any person seeking to open an account to the extent reasonable and practicable '' B maintaining records of the information used to verify a person's identity including name address and other identifying information and '' C consulting lists of known or suspected terrorists or terrorist organizations provided to the financial institution by any government agency to determine whether a person seeking to open an account appears on any such list '' 3 FACTORS TO BE CONSIDERED --In prescribing regulations under this subsection the Secretary shall take into consideration the various types of accounts maintained by various types of financial institutions the various methods of opening VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00047 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 Regulations APPS24 PsN PUBL056 115 STAT 318 Deadline PUBLIC LAW 107-56--OCT 26 2001 accounts and the various types of identifying information available '' 4 CERTAIN FINANCIAL INSTITUTIONS --In the case of any financial institution the business of which is engaging in financial activities described in section 4 k of the Bank Holding Company Act of 1956 including financial activities subject to the jurisdiction of the Commodity Futures Trading Commission the regulations prescribed by the Secretary under paragraph 1 shall be prescribed jointly with each Federal functional regulator as defined in section 509 of the Gramm-LeachBliley Act including the Commodity Futures Trading Commission appropriate for such financial institution '' 5 EXEMPTIONS --The Secretary and in the case of any financial institution described in paragraph 4 any Federal agency described in such paragraph may by regulation or order exempt any financial institution or type of account from the requirements of any regulation prescribed under this subsection in accordance with such standards and procedures as the Secretary may prescribe '' 6 EFFECTIVE DATE --Final regulations prescribed under this subsection shall take effect before the end of the 1-year period beginning on the date of enactment of the International Money Laundering Abatement and Financial Anti-Terrorism Act of 2001 '' b STUDY AND REPORT REQUIRED --Within 6 months after the date of enactment of this Act the Secretary in consultation with the Federal functional regulators as defined in section 509 of the Gramm-Leach-Bliley Act and other appropriate Government agencies shall submit a report to the Congress containing recommendations for-- 1 determining the most timely and effective way to require foreign nationals to provide domestic financial institutions and agencies with appropriate and accurate information comparable to that which is required of United States nationals concerning the identity address and other related information about such foreign nationals necessary to enable such institutions and agencies to comply with the requirements of this section 2 requiring foreign nationals to apply for and obtain before opening an account with a domestic financial institution an identification number which would function similarly to a Social Security number or tax identification number and 3 establishing a system for domestic financial institutions and agencies to review information maintained by relevant Government agencies for purposes of verifying the identities of foreign nationals seeking to open accounts at those institutions and agencies SEC 327 CONSIDERATION OF ANTI-MONEY LAUNDERING RECORD a BANK HOLDING COMPANY ACT OF 1956 -- 1 IN GENERAL --Section 3 c of the Bank Holding Company Act of 1956 12 U S C 1842 c is amended by adding at the end the following new paragraph '' 6 MONEY LAUNDERING --In every case the Board shall take into consideration the effectiveness of the company or companies in combatting money laundering activities including in overseas branches '' VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00048 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 319 2 SCOPE OF APPLICATION --The amendment made by paragraph 1 shall apply with respect to any application submitted to the Board of Governors of the Federal Reserve System under section 3 of the Bank Holding Company Act of 1956 after December 31 2001 which has not been approved by the Board before the date of enactment of this Act b MERGERS SUBJECT TO REVIEW UNDER FEDERAL DEPOSIT INSURANCE ACT -- 1 IN GENERAL --Section 18 c of the Federal Deposit Insurance Act 12 U S C 1828 c is amended-- A by redesignating paragraph 11 as paragraph 12 and B by inserting after paragraph 10 the following new paragraph '' 11 MONEY LAUNDERING --In every case the responsible agency shall take into consideration the effectiveness of any insured depository institution involved in the proposed merger transaction in combatting money laundering activities including in overseas branches '' 2 SCOPE OF APPLICATION --The amendment made by paragraph 1 shall apply with respect to any application submitted to the responsible agency under section 18 c of the Federal Deposit Insurance Act after December 31 2001 which has not been approved by all appropriate responsible agencies before the date of enactment of this Act 12 USC 1842 note SEC 328 INTERNATIONAL COOPERATION ON IDENTIFICATION OF ORIGINATORS OF WIRE TRANSFERS 31 USC 5311 note 12 USC 1828 note The Secretary shall-- 1 in consultation with the Attorney General and the Secretary of State take all reasonable steps to encourage foreign governments to require the inclusion of the name of the originator in wire transfer instructions sent to the United States and other countries with the information to remain with the transfer from its origination until the point of disbursement and 2 report annually to the Committee on Financial Services of the House of Representatives and the Committee on Banking Housing and Urban Affairs of the Senate on-- A progress toward the goal enumerated in paragraph 1 as well as impediments to implementation and an estimated compliance rate and B impediments to instituting a regime in which all appropriate identification as defined by the Secretary about wire transfer recipients shall be included with wire transfers from their point of origination until disbursement SEC 329 CRIMINAL PENALTIES Any person who is an official or employee of any department agency bureau office commission or other entity of the Federal Government and any other person who is acting for or on behalf of any such entity who directly or indirectly in connection with the administration of this title corruptly demands seeks receives accepts or agrees to receive or accept anything of value personally or for any other person or entity in return for-- 1 being influenced in the performance of any official act VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00049 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 31 USC 5311 note APPS24 PsN PUBL056 115 STAT 320 PUBLIC LAW 107-56--OCT 26 2001 2 being influenced to commit or aid in the committing or to collude in or allow any fraud or make opportunity for the commission of any fraud on the United States or 3 being induced to do or omit to do any act in violation of the official duty of such official or person shall be fined in an amount not more than 3 times the monetary equivalent of the thing of value or imprisoned for not more than 15 years or both A violation of this section shall be subject to chapter 227 of title 18 United States Code and the provisions of the United States Sentencing Guidelines SEC 330 INTERNATIONAL COOPERATION IN INVESTIGATIONS OF MONEY LAUNDERING FINANCIAL CRIMES AND THE FINANCES OF TERRORIST GROUPS a NEGOTIATIONS --It is the sense of the Congress that the President should direct the Secretary of State the Attorney General or the Secretary of the Treasury as appropriate and in consultation with the Board of Governors of the Federal Reserve System to seek to enter into negotiations with the appropriate financial supervisory agencies and other officials of any foreign country the financial institutions of which do business with United States financial institutions or which may be utilized by any foreign terrorist organization as designated under section 219 of the Immigration and Nationality Act any person who is a member or representative of any such organization or any person engaged in money laundering or financial or other crimes b PURPOSES OF NEGOTIATIONS --It is the sense of the Congress that in carrying out any negotiations described in paragraph 1 the President should direct the Secretary of State the Attorney General or the Secretary of the Treasury as appropriate to seek to enter into and further cooperative efforts voluntary information exchanges the use of letters rogatory mutual legal assistance treaties and international agreements to-- 1 ensure that foreign banks and other financial institutions maintain adequate records of transaction and account information relating to any foreign terrorist organization as designated under section 219 of the Immigration and Nationality Act any person who is a member or representative of any such organization or any person engaged in money laundering or financial or other crimes and 2 establish a mechanism whereby such records may be made available to United States law enforcement officials and domestic financial institution supervisors when appropriate Subtitle B--Bank Secrecy Act Amendments and Related Improvements SEC 351 AMENDMENTS RELATING TO REPORTING OF SUSPICIOUS ACTIVITIES a AMENDMENT RELATING TO CIVIL LIABILITY IMMUNITY FOR DISCLOSURES --Section 5318 g 3 of title 31 United States Code is amended to read as follows '' 3 LIABILITY FOR DISCLOSURES -- '' A IN GENERAL --Any financial institution that makes a voluntary disclosure of any possible violation of law or regulation to a government agency or makes a disclosure VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00050 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 321 pursuant to this subsection or any other authority and any director officer employee or agent of such institution who makes or requires another to make any such disclosure shall not be liable to any person under any law or regulation of the United States any constitution law or regulation of any State or political subdivision of any State or under any contract or other legally enforceable agreement including any arbitration agreement for such disclosure or for any failure to provide notice of such disclosure to the person who is the subject of such disclosure or any other person identified in the disclosure '' B RULE OF CONSTRUCTION --Subparagraph A shall not be construed as creating-- '' i any inference that the term 'person' as used in such subparagraph may be construed more broadly than its ordinary usage so as to include any government or agency of government or '' ii any immunity against or otherwise affecting any civil or criminal action brought by any government or agency of government to enforce any constitution law or regulation of such government or agency '' b PROHIBITION ON NOTIFICATION OF DISCLOSURES --Section 5318 g 2 of title 31 United States Code is amended to read as follows '' 2 NOTIFICATION PROHIBITED -- '' A IN GENERAL --If a financial institution or any director officer employee or agent of any financial institution voluntarily or pursuant to this section or any other authority reports a suspicious transaction to a government agency-- '' i the financial institution director officer employee or agent may not notify any person involved in the transaction that the transaction has been reported and '' ii no officer or employee of the Federal Government or of any State local tribal or territorial government within the United States who has any knowledge that such report was made may disclose to any person involved in the transaction that the transaction has been reported other than as necessary to fulfill the official duties of such officer or employee '' B DISCLOSURES IN CERTAIN EMPLOYMENT REFERENCES -- '' i RULE OF CONSTRUCTION --Notwithstanding the application of subparagraph A in any other context subparagraph A shall not be construed as prohibiting any financial institution or any director officer employee or agent of such institution from including information that was included in a report to which subparagraph A applies-- '' I in a written employment reference that is provided in accordance with section 18 w of the Federal Deposit Insurance Act in response to a request from another financial institution or '' II in a written termination notice or employment reference that is provided in accordance with VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00051 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 322 PUBLIC LAW 107-56--OCT 26 2001 the rules of a self-regulatory organization registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission except that such written reference or notice may not disclose that such information was also included in any such report or that such report was made '' ii INFORMATION NOT REQUIRED --Clause i shall not be construed by itself to create any affirmative duty to include any information described in clause i in any employment reference or termination notice referred to in clause i '' SEC 352 ANTI-MONEY LAUNDERING PROGRAMS 31 USC 5318 note 31 USC 5318 note a IN GENERAL --Section 5318 h of title 31 United States Code is amended to read as follows '' h ANTI-MONEY LAUNDERING PROGRAMS -- '' 1 IN GENERAL --In order to guard against money laundering through financial institutions each financial institution shall establish anti-money laundering programs including at a minimum-- '' A the development of internal policies procedures and controls '' B the designation of a compliance officer '' C an ongoing employee training program and '' D an independent audit function to test programs '' 2 REGULATIONS --The Secretary of the Treasury after consultation with the appropriate Federal functional regulator as defined in section 509 of the Gramm-Leach-Bliley Act may prescribe minimum standards for programs established under paragraph 1 and may exempt from the application of those standards any financial institution that is not subject to the provisions of the rules contained in part 103 of title 31 of the Code of Federal Regulations or any successor rule thereto for so long as such financial institution is not subject to the provisions of such rules '' b EFFECTIVE DATE --The amendment made by subsection a shall take effect at the end of the 180-day period beginning on the date of enactment of this Act c DATE OF APPLICATION OF REGULATIONS FACTORS TO BE TAKEN INTO ACCOUNT --Before the end of the 180-day period beginning on the date of enactment of this Act the Secretary shall prescribe regulations that consider the extent to which the requirements imposed under this section are commensurate with the size location and activities of the financial institutions to which such regulations apply SEC 353 PENALTIES FOR VIOLATIONS OF GEOGRAPHIC TARGETING ORDERS AND CERTAIN RECORDKEEPING REQUIREMENTS AND LENGTHENING EFFECTIVE PERIOD OF GEOGRAPHIC TARGETING ORDERS a CIVIL PENALTY FOR VIOLATION OF TARGETING ORDER -- Section 5321 a 1 of title 31 United States Code is amended-- 1 by inserting ''or order issued'' after ''subchapter or a regulation prescribed'' and 2 by inserting '' or willfully violating a regulation prescribed under section 21 of the Federal Deposit Insurance Act VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00052 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 323 or section 123 of Public Law 91-508 '' after ''sections 5314 and 5315 '' b CRIMINAL PENALTIES FOR VIOLATION OF TARGETING ORDER --Section 5322 of title 31 United States Code is amended-- 1 in subsection a -- A by inserting ''or order issued'' after ''willfully violating this subchapter or a regulation prescribed'' and B by inserting '' or willfully violating a regulation prescribed under section 21 of the Federal Deposit Insurance Act or section 123 of Public Law 91-508 '' after ''under section 5315 or 5324 '' and 2 in subsection b -- A by inserting ''or order issued'' after ''willfully violating this subchapter or a regulation prescribed'' and B by inserting ''or willfully violating a regulation prescribed under section 21 of the Federal Deposit Insurance Act or section 123 of Public Law 91-508 '' after ''under section 5315 or 5324 '' c STRUCTURING TRANSACTIONS TO EVADE TARGETING ORDER OR CERTAIN RECORDKEEPING REQUIREMENTS --Section 5324 a of title 31 United States Code is amended-- 1 by inserting a comma after ''shall'' 2 by striking ''section--'' and inserting ''section the reporting or recordkeeping requirements imposed by any order issued under section 5326 or the recordkeeping requirements imposed by any regulation prescribed under section 21 of the Federal Deposit Insurance Act or section 123 of Public Law 91-508--'' 3 in paragraph 1 by inserting '' to file a report or to maintain a record required by an order issued under section 5326 or to maintain a record required pursuant to any regulation prescribed under section 21 of the Federal Deposit Insurance Act or section 123 of Public Law 91-508'' after ''regulation prescribed under any such section'' and 4 in paragraph 2 by inserting '' to file a report or to maintain a record required by any order issued under section 5326 or to maintain a record required pursuant to any regulation prescribed under section 5326 or to maintain a record required pursuant to any regulation prescribed under section 21 of the Federal Deposit Insurance Act or section 123 of Public Law 91-508 '' after ''regulation prescribed under any such section'' d LENGTHENING EFFECTIVE PERIOD OF GEOGRAPHIC TARGETING ORDERS --Section 5326 d of title 31 United States Code is amended by striking ''more than 60'' and inserting ''more than 180'' SEC 354 ANTI-MONEY LAUNDERING STRATEGY Section 5341 b of title 31 United States Code is amended by adding at the end the following '' 12 DATA REGARDING FUNDING OF TERRORISM --Data concerning money laundering efforts related to the funding of acts of international terrorism and efforts directed at the prevention detection and prosecution of such funding '' VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00053 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 324 PUBLIC LAW 107-56--OCT 26 2001 SEC 355 AUTHORIZATION TO INCLUDE SUSPICIONS OF ILLEGAL ACTIVITY IN WRITTEN EMPLOYMENT REFERENCES Section 18 of the Federal Deposit Insurance Act 12 U S C 1828 is amended by adding at the end the following '' w WRITTEN EMPLOYMENT REFERENCES MAY CONTAIN SUSPICIONS OF INVOLVEMENT IN ILLEGAL ACTIVITY -- '' 1 AUTHORITY TO DISCLOSE INFORMATION --Notwithstanding any other provision of law any insured depository institution and any director officer employee or agent of such institution may disclose in any written employment reference relating to a current or former institution-affiliated party of such institution which is provided to another insured depository institution in response to a request from such other institution information concerning the possible involvement of such institution-affiliated party in potentially unlawful activity '' 2 INFORMATION NOT REQUIRED --Nothing in paragraph 1 shall be construed by itself to create any affirmative duty to include any information described in paragraph 1 in any employment reference referred to in paragraph 1 '' 3 MALICIOUS INTENT --Notwithstanding any other provision of this subsection voluntary disclosure made by an insured depository institution and any director officer employee or agent of such institution under this subsection concerning potentially unlawful activity that is made with malicious intent shall not be shielded from liability from the person identified in the disclosure '' 4 DEFINITION --For purposes of this subsection the term 'insured depository institution' includes any uninsured branch or agency of a foreign bank '' SEC 356 REPORTING OF SUSPICIOUS ACTIVITIES BY SECURITIES BROKERS AND DEALERS INVESTMENT COMPANY STUDY 31 USC 5318 note Regulations Federal Register publication 31 USC 5318 note 31 USC 5311 note Deadline VerDate 11-MAY-2000 19 15 Nov 05 2001 a DEADLINE FOR SUSPICIOUS ACTIVITY REPORTING REQUIREMENTS FOR REGISTERED BROKERS AND DEALERS --The Secretary after consultation with the Securities and Exchange Commission and the Board of Governors of the Federal Reserve System shall publish proposed regulations in the Federal Register before January 1 2002 requiring brokers and dealers registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934 to submit suspicious activity reports under section 5318 g of title 31 United States Code Such regulations shall be published in final form not later than July 1 2002 b SUSPICIOUS ACTIVITY REPORTING REQUIREMENTS FOR FUTURES COMMISSION MERCHANTS COMMODITY TRADING ADVISORS AND COMMODITY POOL OPERATORS --The Secretary in consultation with the Commodity Futures Trading Commission may prescribe regulations requiring futures commission merchants commodity trading advisors and commodity pool operators registered under the Commodity Exchange Act to submit suspicious activity reports under section 5318 g of title 31 United States Code c REPORT ON INVESTMENT COMPANIES -- 1 IN GENERAL --Not later than 1 year after the date of enactment of this Act the Secretary the Board of Governors of the Federal Reserve System and the Securities and Exchange Commission shall jointly submit a report to the Congress on recommendations for effective regulations to apply the requirements of subchapter II of chapter 53 of title 31 Jkt 099139 PO 00056 Frm 00054 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 325 United States Code to investment companies pursuant to section 5312 a 2 I of title 31 United States Code 2 DEFINITION --For purposes of this subsection the term ''investment company''-- A has the same meaning as in section 3 of the Investment Company Act of 1940 15 U S C 80a-3 and B includes any person that but for the exceptions provided for in paragraph 1 or 7 of section 3 c of the Investment Company Act of 1940 15 U S C 80a-3 c would be an investment company 3 ADDITIONAL RECOMMENDATIONS --The report required by paragraph 1 may make different recommendations for different types of entities covered by this subsection 4 BENEFICIAL OWNERSHIP OF PERSONAL HOLDING COMPANIES --The report described in paragraph 1 shall also include recommendations as to whether the Secretary should promulgate regulations to treat any corporation or business or other grantor trust whose assets are predominantly securities bank certificates of deposit or other securities or investment instruments other than such as relate to operating subsidiaries of such corporation or trust and that has 5 or fewer common shareholders or holders of beneficial or other equity interest as a financial institution within the meaning of that phrase in section 5312 a 2 I and whether to require such corporations or trusts to disclose their beneficial owners when opening accounts or initiating funds transfers at any domestic financial institution SEC 357 SPECIAL REPORT ON ADMINISTRATION OF BANK SECRECY PROVISIONS a REPORT REQUIRED --Not later than 6 months after the date of enactment of this Act the Secretary shall submit a report to the Congress relating to the role of the Internal Revenue Service in the administration of subchapter II of chapter 53 of title 31 United States Code commonly known as the ''Bank Secrecy Act'' b CONTENTS --The report required by subsection a -- 1 shall specifically address and contain recommendations concerning-- A whether it is advisable to shift the processing of information reporting to the Department of the Treasury under the Bank Secrecy Act provisions to facilities other than those managed by the Internal Revenue Service and B whether it remains reasonable and efficient in light of the objective of both anti-money-laundering programs and Federal tax administration for the Internal Revenue Service to retain authority and responsibility for audit and examination of the compliance of money services businesses and gaming institutions with those Bank Secrecy Act provisions and 2 shall if the Secretary determines that the information processing responsibility or the audit and examination responsibility of the Internal Revenue Service or both with respect to those Bank Secrecy Act provisions should be transferred to other agencies include the specific recommendations of the Secretary regarding the agency or agencies to which any such function should be transferred complete with a budgetary and resources plan for expeditiously accomplishing the transfer VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00055 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 Deadline APPS24 PsN PUBL056 115 STAT 326 PUBLIC LAW 107-56--OCT 26 2001 SEC 358 BANK SECRECY PROVISIONS AND ACTIVITIES OF UNITED STATES INTELLIGENCE AGENCIES TO FIGHT INTERNATIONAL TERRORISM a AMENDMENT RELATING TO THE PURPOSES OF CHAPTER 53 TITLE 31 UNITED STATES CODE --Section 5311 of title 31 United States Code is amended by inserting before the period at the end the following '' or in the conduct of intelligence or counterintelligence activities including analysis to protect against international terrorism'' b AMENDMENT RELATING TO REPORTING OF SUSPICIOUS ACTIVITIES --Section 5318 g 4 B of title 31 United States Code is amended by striking ''or supervisory agency'' and inserting '' supervisory agency or United States intelligence agency for use in the conduct of intelligence or counterintelligence activities including analysis to protect against international terrorism'' c AMENDMENT RELATING TO AVAILABILITY OF REPORTS --Section 5319 of title 31 United States Code is amended to read as follows OF '' 5319 Availability of reports ''The Secretary of the Treasury shall make information in a report filed under this subchapter available to an agency including any State financial institutions supervisory agency United States intelligence agency or self-regulatory organization registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission upon request of the head of the agency or organization The report shall be available for a purpose that is consistent with this subchapter The Secretary may only require reports on the use of such information by any State financial institutions supervisory agency for other than supervisory purposes or by United States intelligence agencies However a report and records of reports are exempt from disclosure under section 552 of title 5 '' d AMENDMENT RELATING TO THE PURPOSES OF THE BANK SECRECY ACT PROVISIONS --Section 21 a of the Federal Deposit Insurance Act 12 U S C 1829b a is amended to read as follows '' a CONGRESSIONAL FINDINGS AND DECLARATION OF PURPOSE -- '' 1 FINDINGS --Congress finds that-- '' A adequate records maintained by insured depository institutions have a high degree of usefulness in criminal tax and regulatory investigations or proceedings and that given the threat posed to the security of the Nation on and after the terrorist attacks against the United States on September 11 2001 such records may also have a high degree of usefulness in the conduct of intelligence or counterintelligence activities including analysis to protect against domestic and international terrorism and '' B microfilm or other reproductions and other records made by insured depository institutions of checks as well as records kept by such institutions of the identity of persons maintaining or authorized to act with respect to accounts therein have been of particular value in proceedings described in subparagraph A '' 2 PURPOSE --It is the purpose of this section to require the maintenance of appropriate types of records by insured depository institutions in the United States where such records VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00056 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 327 have a high degree of usefulness in criminal tax or regulatory investigations or proceedings recognizes that given the threat posed to the security of the Nation on and after the terrorist attacks against the United States on September 11 2001 such records may also have a high degree of usefulness in the conduct of intelligence or counterintelligence activities including analysis to protect against international terrorism '' e AMENDMENT RELATING TO THE PURPOSES OF THE BANK SECRECY ACT --Section 123 a of Public Law 91-508 12 U S C 1953 a is amended to read as follows '' a REGULATIONS --If the Secretary determines that the maintenance of appropriate records and procedures by any uninsured bank or uninsured institution or any person engaging in the business of carrying on in the United States any of the functions referred to in subsection b has a high degree of usefulness in criminal tax or regulatory investigations or proceedings and that given the threat posed to the security of the Nation on and after the terrorist attacks against the United States on September 11 2001 such records may also have a high degree of usefulness in the conduct of intelligence or counterintelligence activities including analysis to protect against international terrorism he may by regulation require such bank institution or person '' f AMENDMENTS TO THE RIGHT TO FINANCIAL PRIVACY ACT -- The Right to Financial Privacy Act of 1978 is amended-- 1 in section 1112 a 12 U S C 3412 a by inserting '' or intelligence or counterintelligence activity investigation or analysis related to international terrorism'' after ''legitimate law enforcement inquiry'' 2 in section 1114 a 1 12 U S C 3414 a 1 -- A in subparagraph A by striking ''or'' at the end B in subparagraph B by striking the period at the end and inserting '' or'' and C by adding at the end the following '' C a Government authority authorized to conduct investigations of or intelligence or counterintelligence analyses related to international terrorism for the purpose of conducting such investigations or analyses '' and 3 in section 1120 a 2 12 U S C 3420 a 2 by inserting '' or for a purpose authorized by section 1112 a '' before the semicolon at the end g AMENDMENT TO THE FAIR CREDIT REPORTING ACT -- 1 IN GENERAL --The Fair Credit Reporting Act 15 U S C 1681 et seq is amended-- A by redesignating the second of the 2 sections designated as section 624 15 U S C 1681u relating to disclosure to FBI for counterintelligence purposes as section 625 and B by adding at the end the following new section '' 626 Disclosures to governmental agencies for counterterrorism purposes '' a DISCLOSURE --Notwithstanding section 604 or any other provision of this title a consumer reporting agency shall furnish a consumer report of a consumer and all other information in a consumer's file to a government agency authorized to conduct investigations of or intelligence or counterintelligence activities or analysis related to international terrorism when presented with VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00057 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 15 USC 1681v APPS24 PsN PUBL056 115 STAT 328 PUBLIC LAW 107-56--OCT 26 2001 a written certification by such government agency that such information is necessary for the agency's conduct or such investigation activity or analysis '' b FORM OF CERTIFICATION --The certification described in subsection a shall be signed by a supervisory official designated by the head of a Federal agency or an officer of a Federal agency whose appointment to office is required to be made by the President by and with the advice and consent of the Senate '' c CONFIDENTIALITY --No consumer reporting agency or officer employee or agent of such consumer reporting agency shall disclose to any person or specify in any consumer report that a government agency has sought or obtained access to information under subsection a '' d RULE OF CONSTRUCTION --Nothing in section 625 shall be construed to limit the authority of the Director of the Federal Bureau of Investigation under this section '' e SAFE HARBOR --Notwithstanding any other provision of this title any consumer reporting agency or agent or employee thereof making disclosure of consumer reports or other information pursuant to this section in good-faith reliance upon a certification of a governmental agency pursuant to the provisions of this section shall not be liable to any person for such disclosure under this subchapter the constitution of any State or any law or regulation of any State or any political subdivision of any State '' 2 CLERICAL AMENDMENTS --The table of sections for the Fair Credit Reporting Act 15 U S C 1681 et seq is amended-- A by redesignating the second of the 2 items designated as section 624 as section 625 and B by inserting after the item relating to section 625 as so redesignated the following new item ''626 Disclosures to governmental agencies for counterterrorism purposes '' 12 USC 1829b note h APPLICATION OF AMENDMENTS --The amendments made by this section shall apply with respect to reports filed or records maintained on before or after the date of enactment of this Act SEC 359 REPORTING OF SUSPICIOUS ACTIVITIES BY UNDERGROUND BANKING SYSTEMS a DEFINITION FOR SUBCHAPTER --Section 5312 a 2 R of title 31 United States Code is amended to read as follows '' R a licensed sender of money or any other person who engages as a business in the transmission of funds including any person who engages as a business in an informal money transfer system or any network of people who engage as a business in facilitating the transfer of money domestically or internationally outside of the conventional financial institutions system '' b MONEY TRANSMITTING BUSINESS --Section 5330 d 1 A of title 31 United States Code is amended by inserting before the semicolon the following ''or any other person who engages as a business in the transmission of funds including any person who engages as a business in an informal money transfer system or any network of people who engage as a business in facilitating the transfer of money domestically or internationally outside of the conventional financial institutions system '' c APPLICABILITY OF RULES --Section 5318 of title 31 United States Code as amended by this title is amended by adding at the end the following VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00058 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 329 '' l APPLICABILITY OF RULES --Any rules promulgated pursuant to the authority contained in section 21 of the Federal Deposit Insurance Act 12 U S C 1829b shall apply in addition to any other financial institution to which such rules apply to any person that engages as a business in the transmission of funds including any person who engages as a business in an informal money transfer system or any network of people who engage as a business in facilitating the transfer of money domestically or internationally outside of the conventional financial institutions system '' d REPORT --Not later than 1 year after the date of enactment of this Act the Secretary of the Treasury shall report to Congress on the need for any additional legislation relating to persons who engage as a business in an informal money transfer system or any network of people who engage as a business in facilitating the transfer of money domestically or internationally outside of the conventional financial institutions system counter money laundering and regulatory controls relating to underground money movement and banking systems including whether the threshold for the filing of suspicious activity reports under section 5318 g of title 31 United States Code should be lowered in the case of such systems SEC 360 USE OF AUTHORITY OF UNITED STATES EXECUTIVE DIRECTORS Deadline 31 USC 5311 note 22 USC 262p-4r a ACTION BY THE PRESIDENT --If the President determines that a particular foreign country has taken or has committed to take actions that contribute to efforts of the United States to respond to deter or prevent acts of international terrorism the Secretary may consistent with other applicable provisions of law instruct the United States Executive Director of each international financial institution to use the voice and vote of the Executive Director to support any loan or other utilization of the funds of respective institutions for such country or any public or private entity within such country b USE OF VOICE AND VOTE --The Secretary may instruct the United States Executive Director of each international financial institution to aggressively use the voice and vote of the Executive Director to require an auditing of disbursements at such institutions to ensure that no funds are paid to persons who commit threaten to commit or support terrorism c DEFINITION --For purposes of this section the term ''international financial institution'' means an institution described in section 1701 c 2 of the International Financial Institutions Act 22 U S C 262r c 2 SEC 361 FINANCIAL CRIMES ENFORCEMENT NETWORK a IN GENERAL --Subchapter I of chapter 3 of title 31 United States Code is amended-- 1 by redesignating section 310 as section 311 and 2 by inserting after section 309 the following new section '' 310 Financial Crimes Enforcement Network '' a IN GENERAL --The Financial Crimes Enforcement Network established by order of the Secretary of the Treasury Treasury Order Numbered 105-08 in this section referred to as 'FinCEN' on April 25 1990 shall be a bureau in the Department of the Treasury '' b DIRECTOR -- VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00059 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 330 PUBLIC LAW 107-56--OCT 26 2001 '' 1 APPOINTMENT --The head of FinCEN shall be the Director who shall be appointed by the Secretary of the Treasury '' 2 DUTIES AND POWERS --The duties and powers of the Director are as follows '' A Advise and make recommendations on matters relating to financial intelligence financial criminal activities and other financial activities to the Under Secretary of the Treasury for Enforcement '' B Maintain a government-wide data access service with access in accordance with applicable legal requirements to the following '' i Information collected by the Department of the Treasury including report information filed under subchapter II of chapter 53 of this title such as reports on cash transactions foreign financial agency transactions and relationships foreign currency transactions exporting and importing monetary instruments and suspicious activities chapter 2 of title I of Public Law 91-508 and section 21 of the Federal Deposit Insurance Act '' ii Information regarding national and international currency flows '' iii Other records and data maintained by other Federal State local and foreign agencies including financial and other records developed in specific cases '' iv Other privately and publicly available information '' C Analyze and disseminate the available data in accordance with applicable legal requirements and policies and guidelines established by the Secretary of the Treasury and the Under Secretary of the Treasury for Enforcement to-- '' i identify possible criminal activity to appropriate Federal State local and foreign law enforcement agencies '' ii support ongoing criminal financial investigations and prosecutions and related proceedings including civil and criminal tax and forfeiture proceedings '' iii identify possible instances of noncompliance with subchapter II of chapter 53 of this title chapter 2 of title I of Public Law 91-508 and section 21 of the Federal Deposit Insurance Act to Federal agencies with statutory responsibility for enforcing compliance with such provisions and other appropriate Federal regulatory agencies '' iv evaluate and recommend possible uses of special currency reporting requirements under section 5326 '' v determine emerging trends and methods in money laundering and other financial crimes '' vi support the conduct of intelligence or counterintelligence activities including analysis to protect against international terrorism and '' vii support government initiatives against money laundering VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00060 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 331 '' D Establish and maintain a financial crimes communications center to furnish law enforcement authorities with intelligence information related to emerging or ongoing investigations and undercover operations '' E Furnish research analytical and informational services to financial institutions appropriate Federal regulatory agencies with regard to financial institutions and appropriate Federal State local and foreign law enforcement authorities in accordance with policies and guidelines established by the Secretary of the Treasury or the Under Secretary of the Treasury for Enforcement in the interest of detection prevention and prosecution of terrorism organized crime money laundering and other financial crimes '' F Assist Federal State local and foreign law enforcement and regulatory authorities in combatting the use of informal nonbank networks and payment and barter system mechanisms that permit the transfer of funds or the equivalent of funds without records and without compliance with criminal and tax laws '' G Provide computer and data support and data analysis to the Secretary of the Treasury for tracking and controlling foreign assets '' H Coordinate with financial intelligence units in other countries on anti-terrorism and anti-money laundering initiatives and similar efforts '' I Administer the requirements of subchapter II of chapter 53 of this title chapter 2 of title I of Public Law 91-508 and section 21 of the Federal Deposit Insurance Act to the extent delegated such authority by the Secretary of the Treasury '' J Such other duties and powers as the Secretary of the Treasury may delegate or prescribe '' c REQUIREMENTS RELATING TO MAINTENANCE AND USE OF DATA BANKS --The Secretary of the Treasury shall establish and maintain operating procedures with respect to the governmentwide data access service and the financial crimes communications center maintained by FinCEN which provide-- '' 1 for the coordinated and efficient transmittal of information to entry of information into and withdrawal of information from the data maintenance system maintained by the Network including-- '' A the submission of reports through the Internet or other secure network whenever possible '' B the cataloguing of information in a manner that facilitates rapid retrieval by law enforcement personnel of meaningful data and '' C a procedure that provides for a prompt initial review of suspicious activity reports and other reports or such other means as the Secretary may provide to identify information that warrants immediate action and '' 2 in accordance with section 552a of title 5 and the Right to Financial Privacy Act of 1978 appropriate standards and guidelines for determining-- '' A who is to be given access to the information maintained by the Network '' B what limits are to be imposed on the use of such information and VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00061 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 332 PUBLIC LAW 107-56--OCT 26 2001 '' C how information about activities or relationships which involve or are closely associated with the exercise of constitutional rights is to be screened out of the data maintenance system '' d AUTHORIZATION OF APPROPRIATIONS --There are authorized to be appropriated for FinCEN such sums as may be necessary for fiscal years 2002 2003 2004 and 2005 '' b COMPLIANCE WITH REPORTING REQUIREMENTS --The Secretary of the Treasury shall study methods for improving compliance with the reporting requirements established in section 5314 of title 31 United States Code and shall submit a report on such study to the Congress by the end of the 6-month period beginning on the date of enactment of this Act and each 1-year period thereafter The initial report shall include historical data on compliance with such reporting requirements c CLERICAL AMENDMENT --The table of sections for subchapter I of chapter 3 of title 31 United States Code is amended-- 1 by redesignating the item relating to section 310 as section 311 and 2 by inserting after the item relating to section 309 the following new item 31 USC 5314 note ''310 Financial Crimes Enforcement Network '' 31 USC 310 note SEC 362 ESTABLISHMENT OF HIGHLY SECURE NETWORK a IN GENERAL --The Secretary shall establish a highly secure network in the Financial Crimes Enforcement Network that-- 1 allows financial institutions to file reports required under subchapter II or III of chapter 53 of title 31 United States Code chapter 2 of Public Law 91-508 or section 21 of the Federal Deposit Insurance Act through the secure network and 2 provides financial institutions with alerts and other information regarding suspicious activities that warrant immediate and enhanced scrutiny b EXPEDITED DEVELOPMENT --The Secretary shall take such action as may be necessary to ensure that the secure network required under subsection a is fully operational before the end of the 9-month period beginning on the date of enactment of this Act SEC 363 INCREASE IN CIVIL AND CRIMINAL PENALTIES FOR MONEY LAUNDERING a CIVIL PENALTIES --Section 5321 a of title 31 United States Code is amended by adding at the end the following '' 7 PENALTIES FOR INTERNATIONAL COUNTER MONEY LAUNDERING VIOLATIONS --The Secretary may impose a civil money penalty in an amount equal to not less than 2 times the amount of the transaction but not more than $1 000 000 on any financial institution or agency that violates any provision of subsection i or j of section 5318 or any special measures imposed under section 5318A '' b CRIMINAL PENALTIES --Section 5322 of title 31 United States Code is amended by adding at the end the following '' d A financial institution or agency that violates any provision of subsection i or j of section 5318 or any special measures imposed under section 5318A or any regulation prescribed under subsection i or j of section 5318 or section 5318A shall be VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00062 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 333 fined in an amount equal to not less than 2 times the amount of the transaction but not more than $1 000 000 '' SEC 364 UNIFORM PROTECTION AUTHORITY FOR FEDERAL RESERVE FACILITIES Section 11 of the Federal Reserve Act 12 U S C 248 is amended by adding at the end the following '' q UNIFORM PROTECTION AUTHORITY FOR FEDERAL RESERVE FACILITIES -- '' 1 Notwithstanding any other provision of law to authorize personnel to act as law enforcement officers to protect and safeguard the premises grounds property personnel including members of the Board of the Board or any Federal reserve bank and operations conducted by or on behalf of the Board or a reserve bank '' 2 The Board may subject to the regulations prescribed under paragraph 5 delegate authority to a Federal reserve bank to authorize personnel to act as law enforcement officers to protect and safeguard the bank's premises grounds property personnel and operations conducted by or on behalf of the bank '' 3 Law enforcement officers designated or authorized by the Board or a reserve bank under paragraph 1 or 2 are authorized while on duty to carry firearms and make arrests without warrants for any offense against the United States committed in their presence or for any felony cognizable under the laws of the United States committed or being committed within the buildings and grounds of the Board or a reserve bank if they have reasonable grounds to believe that the person to be arrested has committed or is committing such a felony Such officers shall have access to law enforcement information that may be necessary for the protection of the property or personnel of the Board or a reserve bank '' 4 For purposes of this subsection the term 'law enforcement officers' means personnel who have successfully completed law enforcement training and are authorized to carry firearms and make arrests pursuant to this subsection '' 5 The law enforcement authorities provided for in this subsection may be exercised only pursuant to regulations prescribed by the Board and approved by the Attorney General '' SEC 365 REPORTS RELATING TO COINS AND CURRENCY RECEIVED IN NONFINANCIAL TRADE OR BUSINESS a REPORTS REQUIRED --Subchapter II of chapter 53 of title 31 United States Code is amended by adding at the end the following new section '' 5331 Reports relating to coins and currency received in nonfinancial trade or business '' a COIN AND CURRENCY RECEIPTS OF MORE THAN $10 000 -- Any person-- '' 1 who is engaged in a trade or business and '' 2 who in the course of such trade or business receives more than $10 000 in coins or currency in 1 transaction or 2 or more related transactions shall file a report described in subsection b with respect to such transaction or related transactions with the Financial Crimes VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00063 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 334 PUBLIC LAW 107-56--OCT 26 2001 Enforcement Network at such time and in such manner as the Secretary may by regulation prescribe '' b FORM AND MANNER OF REPORTS --A report is described in this subsection if such report-- '' 1 is in such form as the Secretary may prescribe '' 2 contains-- '' A the name and address and such other identification information as the Secretary may require of the person from whom the coins or currency was received '' B the amount of coins or currency received '' C the date and nature of the transaction and '' D such other information including the identification of the person filing the report as the Secretary may prescribe '' c EXCEPTIONS -- '' 1 AMOUNTS RECEIVED BY FINANCIAL INSTITUTIONS --Subsection a shall not apply to amounts received in a transaction reported under section 5313 and regulations prescribed under such section '' 2 TRANSACTIONS OCCURRING OUTSIDE THE UNITED STATES --Except to the extent provided in regulations prescribed by the Secretary subsection a shall not apply to any transaction if the entire transaction occurs outside the United States '' d CURRENCY INCLUDES FOREIGN CURRENCY AND CERTAIN MONETARY INSTRUMENTS -- '' 1 IN GENERAL --For purposes of this section the term 'currency' includes-- '' A foreign currency and '' B to the extent provided in regulations prescribed by the Secretary any monetary instrument whether or not in bearer form with a face amount of not more than $10 000 '' 2 SCOPE OF APPLICATION --Paragraph 1 B shall not apply to any check drawn on the account of the writer in a financial institution referred to in subparagraph A B C D E F G J K R or S of section 5312 a 2 '' b PROHIBITION ON STRUCTURING TRANSACTIONS -- 1 IN GENERAL --Section 5324 of title 31 United States Code is amended-- A by redesignating subsections b and c as subsections c and d respectively and B by inserting after subsection a the following new subsection '' b DOMESTIC COIN AND CURRENCY TRANSACTIONS INVOLVING NONFINANCIAL TRADES OR BUSINESSES --No person shall for the purpose of evading the report requirements of section 5333 or any regulation prescribed under such section-- '' 1 cause or attempt to cause a nonfinancial trade or business to fail to file a report required under section 5333 or any regulation prescribed under such section '' 2 cause or attempt to cause a nonfinancial trade or business to file a report required under section 5333 or any regulation prescribed under such section that contains a material omission or misstatement of fact or VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00064 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 335 '' 3 structure or assist in structuring or attempt to structure or assist in structuring any transaction with 1 or more nonfinancial trades or businesses '' 2 TECHNICAL AND CONFORMING AMENDMENTS -- A The heading for subsection a of section 5324 of title 31 United States Code is amended by inserting ''INVOLVING FINANCIAL INSTITUTIONS'' after ''TRANSACTIONS'' B Section 5317 c of title 31 United States Code is amended by striking ''5324 b '' and inserting ''5324 c '' c DEFINITION OF NONFINANCIAL TRADE OR BUSINESS -- 1 IN GENERAL --Section 5312 a of title 31 United States Code is amended-- A by redesignating paragraphs 4 and 5 as paragraphs 5 and 6 respectively and B by inserting after paragraph 3 the following new paragraph '' 4 NONFINANCIAL TRADE OR BUSINESS --The term 'nonfinancial trade or business' means any trade or business other than a financial institution that is subject to the reporting requirements of section 5313 and regulations prescribed under such section '' 2 TECHNICAL AND CONFORMING AMENDMENTS -- A Section 5312 a 3 C of title 31 United States Code is amended by striking ''section 5316 '' and inserting ''sections 5333 and 5316 '' B Subsections a through f of section 5318 of title 31 United States Code and sections 5321 5326 and 5328 of such title are each amended-- i by inserting ''or nonfinancial trade or business'' after ''financial institution'' each place such term appears and ii by inserting ''or nonfinancial trades or businesses'' after ''financial institutions'' each place such term appears c CLERICAL AMENDMENT --The table of sections for chapter 53 of title 31 United States Code is amended by inserting after the item relating to section 5332 as added by section 112 of this title the following new item ''5331 Reports relating to coins and currency received in nonfinancial trade or business '' f REGULATIONS --Regulations which the Secretary determines are necessary to implement this section shall be published in final form before the end of the 6-month period beginning on the date of enactment of this Act SEC 366 EFFICIENT USE OF CURRENCY TRANSACTION REPORT SYSTEM Publication 31 USC 5331 note 31 USC 5313 note a FINDINGS --The Congress finds the following 1 The Congress established the currency transaction reporting requirements in 1970 because the Congress found then that such reports have a high degree of usefulness in criminal tax and regulatory investigations and proceedings and the usefulness of such reports has only increased in the years since the requirements were established 2 In 1994 in response to reports and testimony that excess amounts of currency transaction reports were interfering VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00065 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 336 PUBLIC LAW 107-56--OCT 26 2001 with effective law enforcement the Congress reformed the currency transaction report exemption requirements to provide-- A mandatory exemptions for certain reports that had little usefulness for law enforcement such as cash transfers between depository institutions and cash deposits from government agencies and B discretionary authority for the Secretary of the Treasury to provide exemptions subject to criteria and guidelines established by the Secretary for financial institutions with regard to regular business customers that maintain accounts at an institution into which frequent cash deposits are made 3 Today there is evidence that some financial institutions are not utilizing the exemption system or are filing reports even if there is an exemption in effect with the result that the volume of currency transaction reports is once again interfering with effective law enforcement b STUDY AND REPORT -- 1 STUDY REQUIRED --The Secretary shall conduct a study of-- A the possible expansion of the statutory exemption system in effect under section 5313 of title 31 United States Code and B methods for improving financial institution utilization of the statutory exemption provisions as a way of reducing the submission of currency transaction reports that have little or no value for law enforcement purposes including improvements in the systems in effect at financial institutions for regular review of the exemption procedures used at the institution and the training of personnel in its effective use 2 REPORT REQUIRED --The Secretary of the Treasury shall submit a report to the Congress before the end of the 1-year period beginning on the date of enactment of this Act containing the findings and conclusions of the Secretary with regard to the study required under subsection a and such recommendations for legislative or administrative action as the Secretary determines to be appropriate Subtitle C--Currency Crimes and Protection SEC 371 BULK CASH SMUGGLING INTO OR OUT OF THE UNITED STATES a FINDINGS --The Congress finds the following 1 Effective enforcement of the currency reporting requirements of subchapter II of chapter 53 of title 31 United States Code and the regulations prescribed under such subchapter has forced drug dealers and other criminals engaged in cashbased businesses to avoid using traditional financial institutions 2 In their effort to avoid using traditional financial institutions drug dealers and other criminals are forced to move large quantities of currency in bulk form to and through the airports border crossings and other ports of entry where the currency can be smuggled out of the United States and 31 USC 5332 note VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00066 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 337 placed in a foreign financial institution or sold on the black market 3 The transportation and smuggling of cash in bulk form may now be the most common form of money laundering and the movement of large sums of cash is one of the most reliable warning signs of drug trafficking terrorism money laundering racketeering tax evasion and similar crimes 4 The intentional transportation into or out of the United States of large amounts of currency or monetary instruments in a manner designed to circumvent the mandatory reporting provisions of subchapter II of chapter 53 of title 31 United States Code is the equivalent of and creates the same harm as the smuggling of goods 5 The arrest and prosecution of bulk cash smugglers are important parts of law enforcement's effort to stop the laundering of criminal proceeds but the couriers who attempt to smuggle the cash out of the United States are typically low-level employees of large criminal organizations and thus are easily replaced Accordingly only the confiscation of the smuggled bulk cash can effectively break the cycle of criminal activity of which the laundering of the bulk cash is a critical part 6 The current penalties for violations of the currency reporting requirements are insufficient to provide a deterrent to the laundering of criminal proceeds In particular in cases where the only criminal violation under current law is a reporting offense the law does not adequately provide for the confiscation of smuggled currency In contrast if the smuggling of bulk cash were itself an offense the cash could be confiscated as the corpus delicti of the smuggling offense b PURPOSES --The purposes of this section are-- 1 to make the act of smuggling bulk cash itself a criminal offense 2 to authorize forfeiture of any cash or instruments of the smuggling offense and 3 to emphasize the seriousness of the act of bulk cash smuggling c ENACTMENT OF BULK CASH SMUGGLING OFFENSE --Subchapter II of chapter 53 of title 31 United States Code is amended by adding at the end the following 31 USC 5332 note '' 5332 Bulk cash smuggling into or out of the United States '' a CRIMINAL OFFENSE -- '' 1 IN GENERAL --Whoever with the intent to evade a currency reporting requirement under section 5316 knowingly conceals more than $10 000 in currency or other monetary instruments on the person of such individual or in any conveyance article of luggage merchandise or other container and transports or transfers or attempts to transport or transfer such currency or monetary instruments from a place within the United States to a place outside of the United States or from a place outside the United States to a place within the United States shall be guilty of a currency smuggling offense and subject to punishment pursuant to subsection b '' 2 CONCEALMENT ON PERSON --For purposes of this section the concealment of currency on the person of any individual includes concealment in any article of clothing worn VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00067 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 338 PUBLIC LAW 107-56--OCT 26 2001 by the individual or in any luggage backpack or other container worn or carried by such individual '' b PENALTY -- '' 1 TERM OF IMPRISONMENT --A person convicted of a currency smuggling offense under subsection a or a conspiracy to commit such offense shall be imprisoned for not more than 5 years '' 2 FORFEITURE --In addition the court in imposing sentence under paragraph 1 shall order that the defendant forfeit to the United States any property real or personal involved in the offense and any property traceable to such property subject to subsection d of this section '' 3 PROCEDURE --The seizure restraint and forfeiture of property under this section shall be governed by section 413 of the Controlled Substances Act '' 4 PERSONAL MONEY JUDGMENT --If the property subject to forfeiture under paragraph 2 is unavailable and the defendant has insufficient substitute property that may be forfeited pursuant to section 413 p of the Controlled Substances Act the court shall enter a personal money judgment against the defendant for the amount that would be subject to forfeiture '' c CIVIL FORFEITURE -- '' 1 IN GENERAL --Any property involved in a violation of subsection a or a conspiracy to commit such violation and any property traceable to such violation or conspiracy may be seized and subject to subsection d of this section forfeited to the United States '' 2 PROCEDURE --The seizure and forfeiture shall be governed by the procedures governing civil forfeitures in money laundering cases pursuant to section 981 a 1 A of title 18 United States Code '' 3 TREATMENT OF CERTAIN PROPERTY AS INVOLVED IN THE OFFENSE --For purposes of this subsection and subsection b any currency or other monetary instrument that is concealed or intended to be concealed in violation of subsection a or a conspiracy to commit such violation any article container or conveyance used or intended to be used to conceal or transport the currency or other monetary instrument and any other property used or intended to be used to facilitate the offense shall be considered property involved in the offense '' c CLERICAL AMENDMENT --The table of sections for subchapter II of chapter 53 of title 31 United States Code is amended by inserting after the item relating to section 5331 as added by this Act the following new item ''5332 Bulk cash smuggling into or out of the United States '' SEC 372 FORFEITURE IN CURRENCY REPORTING CASES a IN GENERAL --Subsection c of section 5317 of title 31 United States Code is amended to read as follows '' c FORFEITURE -- '' 1 CRIMINAL FORFEITURE -- '' A IN GENERAL --The court in imposing sentence for any violation of section 5313 5316 or 5324 of this title or any conspiracy to commit such violation shall order the defendant to forfeit all property real or personal involved in the offense and any property traceable thereto VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00068 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 339 '' B PROCEDURE --Forfeitures under this paragraph shall be governed by the procedures established in section 413 of the Controlled Substances Act '' 2 CIVIL FORFEITURE --Any property involved in a violation of section 5313 5316 or 5324 of this title or any conspiracy to commit any such violation and any property traceable to any such violation or conspiracy may be seized and forfeited to the United States in accordance with the procedures governing civil forfeitures in money laundering cases pursuant to section 981 a 1 A of title 18 United States Code '' b CONFORMING AMENDMENTS -- 1 Section 981 a 1 A of title 18 United States Code is amended-- A by striking ''of section 5313 a or 5324 a of title 31 or'' and B by striking ''However'' and all that follows through the end of the subparagraph 2 Section 982 a 1 of title 18 United States Code is amended-- A by striking ''of section 5313 a 5316 or 5324 of title 31 or'' and B by striking ''However'' and all that follows through the end of the paragraph SEC 373 ILLEGAL MONEY TRANSMITTING BUSINESSES a SCIENTER REQUIREMENT FOR SECTION 1960 VIOLATION -- Section 1960 of title 18 United States Code is amended to read as follows '' 1960 Prohibition of unlicensed money transmitting businesses '' a Whoever knowingly conducts controls manages supervises directs or owns all or part of an unlicensed money transmitting business shall be fined in accordance with this title or imprisoned not more than 5 years or both '' b As used in this section-- '' 1 the term 'unlicensed money transmitting business' means a money transmitting business which affects interstate or foreign commerce in any manner or degree and-- '' A is operated without an appropriate money transmitting license in a State where such operation is punishable as a misdemeanor or a felony under State law whether or not the defendant knew that the operation was required to be licensed or that the operation was so punishable '' B fails to comply with the money transmitting business registration requirements under section 5330 of title 31 United States Code or regulations prescribed under such section or '' C otherwise involves the transportation or transmission of funds that are known to the defendant to have been derived from a criminal offense or are intended to be used to be used to promote or support unlawful activity '' 2 the term 'money transmitting' includes transferring funds on behalf of the public by any and all means including but not limited to transfers within this country or to locations abroad by wire check draft facsimile or courier and VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00069 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 340 PUBLIC LAW 107-56--OCT 26 2001 '' 3 the term 'State' means any State of the United States the District of Columbia the Northern Mariana Islands and any commonwealth territory or possession of the United States '' b SEIZURE OF ILLEGALLY TRANSMITTED FUNDS --Section 981 a 1 A of title 18 United States Code is amended by striking ''or 1957'' and inserting '' 1957 or 1960'' c CLERICAL AMENDMENT --The table of sections for chapter 95 of title 18 United States Code is amended in the item relating to section 1960 by striking ''illegal'' and inserting ''unlicensed'' SEC 374 COUNTERFEITING DOMESTIC CURRENCY AND OBLIGATIONS a COUNTERFEIT ACTS COMMITTED OUTSIDE THE UNITED STATES --Section 470 of title 18 United States Code is amended-- 1 in paragraph 2 by inserting ''analog digital or electronic image '' after ''plate stone '' and 2 by striking ''shall be fined under this title imprisoned not more than 20 years or both'' and inserting ''shall be punished as is provided for the like offense within the United States'' b OBLIGATIONS OR SECURITIES OF THE UNITED STATES --Section 471 of title 18 United States Code is amended by striking ''fifteen years'' and inserting ''20 years'' c UTTERING COUNTERFEIT OBLIGATIONS OR SECURITIES --Section 472 of title 18 United States Code is amended by striking ''fifteen years'' and inserting ''20 years'' d DEALING IN COUNTERFEIT OBLIGATIONS OR SECURITIES -- Section 473 of title 18 United States Code is amended by striking ''ten years'' and inserting ''20 years'' e PLATES STONES OR ANALOG DIGITAL OR ELECTRONIC IMAGES FOR COUNTERFEITING OBLIGATIONS OR SECURITIES -- 1 IN GENERAL --Section 474 a of title 18 United States Code is amended by inserting after the second paragraph the following new paragraph ''Whoever with intent to defraud makes executes acquires scans captures records receives transmits reproduces sells or has in such person's control custody or possession an analog digital or electronic image of any obligation or other security of the United States or'' 2 AMENDMENT TO DEFINITION --Section 474 b of title 18 United States Code is amended by striking the first sentence and inserting the following new sentence ''For purposes of this section the term 'analog digital or electronic image' includes any analog digital or electronic method used for the making execution acquisition scanning capturing recording retrieval transmission or reproduction of any obligation or security unless such use is authorized by the Secretary of the Treasury '' 3 TECHNICAL AND CONFORMING AMENDMENT --The heading for section 474 of title 18 United States Code is amended by striking ''or stones'' and inserting '' stones or analog digital or electronic images'' 4 CLERICAL AMENDMENT --The table of sections for chapter 25 of title 18 United States Code is amended in the item relating to section 474 by striking ''or stones'' and inserting '' stones or analog digital or electronic images'' VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00070 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 341 f TAKING IMPRESSIONS OF TOOLS USED FOR OBLIGATIONS OR SECURITIES --Section 476 of title 18 United States Code is amended-- 1 by inserting ''analog digital or electronic image '' after ''impression stamp '' and 2 by striking ''ten years'' and inserting ''25 years'' g POSSESSING OR SELLING IMPRESSIONS OF TOOLS USED FOR OBLIGATIONS OR SECURITIES --Section 477 of title 18 United States Code is amended-- 1 in the first paragraph by inserting ''analog digital or electronic image '' after ''imprint stamp '' 2 in the second paragraph by inserting ''analog digital or electronic image '' after ''imprint stamp '' and 3 in the third paragraph by striking ''ten years'' and inserting ''25 years'' h CONNECTING PARTS OF DIFFERENT NOTES --Section 484 of title 18 United States Code is amended by striking ''five years'' and inserting ''10 years'' i BONDS AND OBLIGATIONS OF CERTAIN LENDING AGENCIES -- The first and second paragraphs of section 493 of title 18 United States Code are each amended by striking ''five years'' and inserting ''10 years'' SEC 375 COUNTERFEITING FOREIGN CURRENCY AND OBLIGATIONS a FOREIGN OBLIGATIONS OR SECURITIES --Section 478 of title 18 United States Code is amended by striking ''five years'' and inserting ''20 years'' b UTTERING COUNTERFEIT FOREIGN OBLIGATIONS OR SECURITIES --Section 479 of title 18 United States Code is amended by striking ''three years'' and inserting ''20 years'' c POSSESSING COUNTERFEIT FOREIGN OBLIGATIONS OR SECURITIES --Section 480 of title 18 United States Code is amended by striking ''one year'' and inserting ''20 years'' d PLATES STONES OR ANALOG DIGITAL OR ELECTRONIC IMAGES FOR COUNTERFEITING FOREIGN OBLIGATIONS OR SECURITIES -- 1 IN GENERAL --Section 481 of title 18 United States Code is amended by inserting after the second paragraph the following new paragraph ''Whoever with intent to defraud makes executes acquires scans captures records receives transmits reproduces sells or has in such person's control custody or possession an analog digital or electronic image of any bond certificate obligation or other security of any foreign government or of any treasury note bill or promise to pay lawfully issued by such foreign government and intended to circulate as money or'' 2 INCREASED SENTENCE --The last paragraph of section 481 of title 18 United States Code is amended by striking ''five years'' and inserting ''25 years'' 3 TECHNICAL AND CONFORMING AMENDMENT --The heading for section 481 of title 18 United States Code is amended by striking ''or stones'' and inserting '' stones or analog digital or electronic images'' 4 CLERICAL AMENDMENT --The table of sections for chapter 25 of title 18 United States Code is amended in the item relating to section 481 by striking ''or stones'' and inserting '' stones or analog digital or electronic images'' VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00071 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 342 PUBLIC LAW 107-56--OCT 26 2001 e FOREIGN BANK NOTES --Section 482 of title 18 United States Code is amended by striking ''two years'' and inserting ''20 years'' f UTTERING COUNTERFEIT FOREIGN BANK NOTES --Section 483 of title 18 United States Code is amended by striking ''one year'' and inserting ''20 years'' SEC 376 LAUNDERING THE PROCEEDS OF TERRORISM Section 1956 c 7 D of title 18 United States Code is amended by inserting ''or 2339B'' after ''2339A'' SEC 377 EXTRATERRITORIAL JURISDICTION Section 1029 of title 18 United States Code is amended by adding at the end the following '' h Any person who outside the jurisdiction of the United States engages in any act that if committed within the jurisdiction of the United States would constitute an offense under subsection a or b of this section shall be subject to the fines penalties imprisonment and forfeiture provided in this title if-- '' 1 the offense involves an access device issued owned managed or controlled by a financial institution account issuer credit card system member or other entity within the jurisdiction of the United States and '' 2 the person transports delivers conveys transfers to or through or otherwise stores secrets or holds within the jurisdiction of the United States any article used to assist in the commission of the offense or the proceeds of such offense or property derived therefrom '' TITLE IV--PROTECTING THE BORDER Subtitle A--Protecting the Northern Border SEC 401 ENSURING ADEQUATE PERSONNEL ON THE NORTHERN BORDER The Attorney General is authorized to waive any FTE cap on personnel assigned to the Immigration and Naturalization Service on the Northern border SEC 402 NORTHERN BORDER PERSONNEL There are authorized to be appropriated-- 1 such sums as may be necessary to triple the number of Border Patrol personnel from the number authorized under current law and the necessary personnel and facilities to support such personnel in each State along the Northern Border 2 such sums as may be necessary to triple the number of Customs Service personnel from the number authorized under current law and the necessary personnel and facilities to support such personnel at ports of entry in each State along the Northern Border 3 such sums as may be necessary to triple the number of INS inspectors from the number authorized on the date of the enactment of this Act and the necessary personnel Appropriation authorization VerDate 11-MAY-2000 16 40 Nov 13 2001 Jkt 099139 PO 00056 Frm 00072 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 SUSANP PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 343 and facilities to support such personnel at ports of entry in each State along the Northern Border and 4 an additional $50 000 000 each to the Immigration and Naturalization Service and the United States Customs Service for purposes of making improvements in technology for monitoring the Northern Border and acquiring additional equipment at the Northern Border SEC 403 ACCESS BY THE DEPARTMENT OF STATE AND THE INS TO CERTAIN IDENTIFYING INFORMATION IN THE CRIMINAL HISTORY RECORDS OF VISA APPLICANTS AND APPLICANTS FOR ADMISSION TO THE UNITED STATES a AMENDMENT OF THE IMMIGRATION AND NATIONALITY ACT -- Section 105 of the Immigration and Nationality Act 8 U S C 1105 is amended-- 1 in the section heading by inserting '' DATA EXCHANGE'' after ''SECURITY OFFICERS'' 2 by inserting '' a '' after ''SEC 105 '' 3 in subsection a by inserting ''and border'' after ''internal'' the second place it appears and 4 by adding at the end the following '' b 1 The Attorney General and the Director of the Federal Bureau of Investigation shall provide the Department of State and the Service access to the criminal history record information contained in the National Crime Information Center's Interstate Identification Index NCIC-III Wanted Persons File and to any other files maintained by the National Crime Information Center that may be mutually agreed upon by the Attorney General and the agency receiving the access for the purpose of determining whether or not a visa applicant or applicant for admission has a criminal history record indexed in any such file '' 2 Such access shall be provided by means of extracts of the records for placement in the automated visa lookout or other appropriate database and shall be provided without any fee or charge '' 3 The Federal Bureau of Investigation shall provide periodic updates of the extracts at intervals mutually agreed upon with the agency receiving the access Upon receipt of such updated extracts the receiving agency shall make corresponding updates to its database and destroy previously provided extracts '' 4 Access to an extract does not entitle the Department of State to obtain the full content of the corresponding automated criminal history record To obtain the full content of a criminal history record the Department of State shall submit the applicant's fingerprints and any appropriate fingerprint processing fee authorized by law to the Criminal Justice Information Services Division of the Federal Bureau of Investigation '' c The provision of the extracts described in subsection b may be reconsidered by the Attorney General and the receiving agency upon the development and deployment of a more cost-effective and efficient means of sharing the information '' d For purposes of administering this section the Department of State shall prior to receiving access to NCIC data but not later than 4 months after the date of enactment of this subsection promulgate final regulations-- '' 1 to implement procedures for the taking of fingerprints and VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00073 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 Deadline Regulations APPS24 PsN PUBL056 115 STAT 344 Deadline 8 USC 1105 note 8 USC 1379 Deadline Deadline VerDate 11-MAY-2000 19 15 Nov 05 2001 PUBLIC LAW 107-56--OCT 26 2001 '' 2 to establish the conditions for the use of the information received from the Federal Bureau of Investigation in order-- '' A to limit the redissemination of such information '' B to ensure that such information is used solely to determine whether or not to issue a visa to an alien or to admit an alien to the United States '' C to ensure the security confidentiality and destruction of such information and '' D to protect any privacy rights of individuals who are subjects of such information '' b REPORTING REQUIREMENT --Not later than 2 years after the date of enactment of this Act the Attorney General and the Secretary of State jointly shall report to Congress on the implementation of the amendments made by this section c TECHNOLOGY STANDARD TO CONFIRM IDENTITY -- 1 IN GENERAL --The Attorney General and the Secretary of State jointly through the National Institute of Standards and Technology NIST and in consultation with the Secretary of the Treasury and other Federal law enforcement and intelligence agencies the Attorney General or Secretary of State deems appropriate and in consultation with Congress shall within 2 years after the date of the enactment of this section develop and certify a technology standard that can be used to verify the identity of persons applying for a United States visa or such persons seeking to enter the United States pursuant to a visa for the purposes of conducting background checks confirming identity and ensuring that a person has not received a visa under a different name or such person seeking to enter the United States pursuant to a visa 2 INTEGRATED --The technology standard developed pursuant to paragraph 1 shall be the technological basis for a cross-agency cross-platform electronic system that is a cost-effective efficient fully integrated means to share law enforcement and intelligence information necessary to confirm the identity of such persons applying for a United States visa or such person seeking to enter the United States pursuant to a visa 3 ACCESSIBLE --The electronic system described in paragraph 2 once implemented shall be readily and easily accessible to-- A all consular officers responsible for the issuance of visas B all Federal inspection agents at all United States border inspection points and C all law enforcement and intelligence officers as determined by regulation to be responsible for investigation or identification of aliens admitted to the United States pursuant to a visa 4 REPORT --Not later than 18 months after the date of the enactment of this Act and every 2 years thereafter the Attorney General and the Secretary of State shall jointly in consultation with the Secretary of Treasury report to Congress describing the development implementation efficacy and privacy implications of the technology standard and electronic database system described in this subsection 5 FUNDING --There is authorized to be appropriated to the Secretary of State the Attorney General and the Director Jkt 099139 PO 00056 Frm 00074 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 345 of the National Institute of Standards and Technology such sums as may be necessary to carry out the provisions of this subsection d STATUTORY CONSTRUCTION --Nothing in this section or in any other law shall be construed to limit the authority of the Attorney General or the Director of the Federal Bureau of Investigation to provide access to the criminal history record information contained in the National Crime Information Center's NCIC Interstate Identification Index NCIC-III or to any other information maintained by the NCIC to any Federal agency or officer authorized to enforce or administer the immigration laws of the United States for the purpose of such enforcement or administration upon terms that are consistent with the National Crime Prevention and Privacy Compact Act of 1998 subtitle A of title II of Public Law 105- 251 42 U S C 14611-16 and section 552a of title 5 United States Code 8 USC 1105 note SEC 404 LIMITED AUTHORITY TO PAY OVERTIME The matter under the headings ''Immigration And Naturalization Service Salaries and Expenses Enforcement And Border Affairs'' and ''Immigration And Naturalization Service Salaries and Expenses Citizenship And Benefits Immigration And Program Direction'' in the Department of Justice Appropriations Act 2001 as enacted into law by Appendix B H R 5548 of Public Law 106-553 114 Stat 2762A-58 to 2762A-59 is amended by striking the following each place it occurs ''Provided That none of the funds available to the Immigration and Naturalization Service shall be available to pay any employee overtime pay in an amount in excess of $30 000 during the calendar year beginning January 1 2001 '' SEC 405 REPORT ON THE INTEGRATED AUTOMATED FINGERPRINT IDENTIFICATION SYSTEM FOR PORTS OF ENTRY AND OVERSEAS CONSULAR POSTS 8 USC 1379 note a IN GENERAL --The Attorney General in consultation with the appropriate heads of other Federal agencies including the Secretary of State Secretary of the Treasury and the Secretary of Transportation shall report to Congress on the feasibility of enhancing the Integrated Automated Fingerprint Identification System IAFIS of the Federal Bureau of Investigation and other identification systems in order to better identify a person who holds a foreign passport or a visa and may be wanted in connection with a criminal investigation in the United States or abroad before the issuance of a visa to that person or the entry or exit from the United States by that person b AUTHORIZATION OF APPROPRIATIONS --There is authorized to be appropriated not less than $2 000 000 to carry out this section Subtitle B--Enhanced Immigration Provisions SEC 411 DEFINITIONS RELATING TO TERRORISM a GROUNDS OF INADMISSIBILITY --Section 212 a 3 of the Immigration and Nationality Act 8 U S C 1182 a 3 is amended-- 1 in subparagraph B -- A in clause i -- VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00075 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 346 PUBLIC LAW 107-56--OCT 26 2001 i by amending subclause IV to read as follows '' IV is a representative as defined in clause v of-- '' aa a foreign terrorist organization as designated by the Secretary of State under section 219 or '' bb a political social or other similar group whose public endorsement of acts of terrorist activity the Secretary of State has determined undermines United States efforts to reduce or eliminate terrorist activities '' ii in subclause V by inserting ''or'' after ''section 219 '' and iii by adding at the end the following new subclauses '' VI has used the alien's position of prominence within any country to endorse or espouse terrorist activity or to persuade others to support terrorist activity or a terrorist organization in a way that the Secretary of State has determined undermines United States efforts to reduce or eliminate terrorist activities or '' VII is the spouse or child of an alien who is inadmissible under this section if the activity causing the alien to be found inadmissible occurred within the last 5 years '' B by redesignating clauses ii iii and iv as clauses iii iv and v respectively C in clause i II by striking ''clause iii '' and inserting ''clause iv '' D by inserting after clause i the following '' ii EXCEPTION --Subclause VII of clause i does not apply to a spouse or child-- '' I who did not know or should not reasonably have known of the activity causing the alien to be found inadmissible under this section or '' II whom the consular officer or Attorney General has reasonable grounds to believe has renounced the activity causing the alien to be found inadmissible under this section '' E in clause iii as redesignated by subparagraph B -- i by inserting ''it had been'' before ''committed in the United States'' and ii in subclause V b by striking ''or firearm'' and inserting '' firearm or other weapon or dangerous device'' F by amending clause iv as redesignated by subparagraph B to read as follows '' iv ENGAGE IN TERRORIST ACTIVITY DEFINED -- As used in this chapter the term 'engage in terrorist activity' means in an individual capacity or as a member of an organization-- '' I to commit or to incite to commit under circumstances indicating an intention to cause death or serious bodily injury a terrorist activity '' II to prepare or plan a terrorist activity VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00076 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 347 '' III to gather information on potential targets for terrorist activity '' IV to solicit funds or other things of value for-- '' aa a terrorist activity '' bb a terrorist organization described in clause vi I or vi II or '' cc a terrorist organization described in clause vi III unless the solicitor can demonstrate that he did not know and should not reasonably have known that the solicitation would further the organization's terrorist activity '' V to solicit any individual-- '' aa to engage in conduct otherwise described in this clause '' bb for membership in a terrorist organization described in clause vi I or vi II or '' cc for membership in a terrorist organization described in clause vi III unless the solicitor can demonstrate that he did not know and should not reasonably have known that the solicitation would further the organization's terrorist activity or '' VI to commit an act that the actor knows or reasonably should know affords material support including a safe house transportation communications funds transfer of funds or other material financial benefit false documentation or identification weapons including chemical biological or radiological weapons explosives or training-- '' aa for the commission of a terrorist activity '' bb to any individual who the actor knows or reasonably should know has committed or plans to commit a terrorist activity '' cc to a terrorist organization described in clause vi I or vi II or '' dd to a terrorist organization described in clause vi III unless the actor can demonstrate that he did not know and should not reasonably have known that the act would further the organization's terrorist activity This clause shall not apply to any material support the alien afforded to an organization or individual that has committed terrorist activity if the Secretary of State after consultation with the Attorney General or the Attorney General after consultation with the Secretary of State concludes in his sole unreviewable discretion that this clause should not apply '' and G by adding at the end the following new clause '' vi TERRORIST ORGANIZATION DEFINED --As used in clause i VI and clause iv the term 'terrorist organization' means an organization-- VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00077 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 348 8 USC 1182 note PUBLIC LAW 107-56--OCT 26 2001 '' I designated under section 219 '' II otherwise designated upon publication in the Federal Register by the Secretary of State in consultation with or upon the request of the Attorney General as a terrorist organization after finding that the organization engages in the activities described in subclause I II or III of clause iv or that the organization provides material support to further terrorist activity or '' III that is a group of two or more individuals whether organized or not which engages in the activities described in subclause I II or III of clause iv '' and 2 by adding at the end the following new subparagraph '' F ASSOCIATION WITH TERRORIST ORGANIZATIONS -- Any alien who the Secretary of State after consultation with the Attorney General or the Attorney General after consultation with the Secretary of State determines has been associated with a terrorist organization and intends while in the United States to engage solely principally or incidentally in activities that could endanger the welfare safety or security of the United States is inadmissible '' b CONFORMING AMENDMENTS -- 1 Section 237 a 4 B of the Immigration and Nationality Act 8 U S C 1227 a 4 B is amended by striking ''section 212 a 3 B iii '' and inserting ''section 212 a 3 B iv '' 2 Section 208 b 2 A v of the Immigration and Nationality Act 8 U S C 1158 b 2 A v is amended by striking ''or IV '' and inserting '' IV or VI '' c RETROACTIVE APPLICATION OF AMENDMENTS -- 1 IN GENERAL --Except as otherwise provided in this subsection the amendments made by this section shall take effect on the date of the enactment of this Act and shall apply to-- A actions taken by an alien before on or after such date and B all aliens without regard to the date of entry or attempted entry into the United States-- i in removal proceedings on or after such date except for proceedings in which there has been a final administrative decision before such date or ii seeking admission to the United States on or after such date 2 SPECIAL RULE FOR ALIENS IN EXCLUSION OR DEPORTATION PROCEEDINGS --Notwithstanding any other provision of law sections 212 a 3 B and 237 a 4 B of the Immigration and Nationality Act as amended by this Act shall apply to all aliens in exclusion or deportation proceedings on or after the date of the enactment of this Act except for proceedings in which there has been a final administrative decision before such date as if such proceedings were removal proceedings 3 SPECIAL RULE FOR SECTION 219 ORGANIZATIONS AND ORGANIZATIONS DESIGNATED UNDER SECTION 212 a 3 B vi II -- A IN GENERAL --Notwithstanding paragraphs 1 and 2 no alien shall be considered inadmissible under section 212 a 3 of the Immigration and Nationality Act 8 U S C VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00078 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 349 1182 a 3 or deportable under section 237 a 4 B of such Act 8 U S C 1227 a 4 B by reason of the amendments made by subsection a on the ground that the alien engaged in a terrorist activity described in subclause IV bb V bb or VI cc of section 212 a 3 B iv of such Act as so amended with respect to a group at any time when the group was not a terrorist organization designated by the Secretary of State under section 219 of such Act 8 U S C 1189 or otherwise designated under section 212 a 3 B vi II of such Act as so amended B STATUTORY CONSTRUCTION --Subparagraph A shall not be construed to prevent an alien from being considered inadmissible or deportable for having engaged in a terrorist activity-- i described in subclause IV bb V bb or VI cc of section 212 a 3 B iv of such Act as so amended with respect to a terrorist organization at any time when such organization was designated by the Secretary of State under section 219 of such Act or otherwise designated under section 212 a 3 B vi II of such Act as so amended or ii described in subclause IV cc V cc or VI dd of section 212 a 3 B iv of such Act as so amended with respect to a terrorist organization described in section 212 a 3 B vi III of such Act as so amended 4 EXCEPTION --The Secretary of State in consultation with the Attorney General may determine that the amendments made by this section shall not apply with respect to actions by an alien taken outside the United States before the date of the enactment of this Act upon the recommendation of a consular officer who has concluded that there is not reasonable ground to believe that the alien knew or reasonably should have known that the actions would further a terrorist activity c DESIGNATION OF FOREIGN TERRORIST ORGANIZATIONS --Section 219 a of the Immigration and Nationality Act 8 U S C 1189 a is amended-- 1 in paragraph 1 B by inserting ''or terrorism as defined in section 140 d 2 of the Foreign Relations Authorization Act Fiscal Years 1988 and 1989 22 U S C 2656f d 2 or retains the capability and intent to engage in terrorist activity or terrorism'' after ''212 a 3 B '' 2 in paragraph 1 C by inserting ''or terrorism'' after ''terrorist activity'' 3 by amending paragraph 2 A to read as follows '' A NOTICE -- '' i TO CONGRESSIONAL LEADERS --Seven days before making a designation under this subsection the Secretary shall by classified communication notify the Speaker and Minority Leader of the House of Representatives the President pro tempore Majority Leader and Minority Leader of the Senate and the members of the relevant committees of the House of Representatives and the Senate in writing of the VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00079 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 Classified information APPS24 PsN PUBL056 115 STAT 350 PUBLIC LAW 107-56--OCT 26 2001 intent to designate an organization under this subsection together with the findings made under paragraph 1 with respect to that organization and the factual basis therefor '' ii PUBLICATION IN FEDERAL REGISTER --The Secretary shall publish the designation in the Federal Register seven days after providing the notification under clause i '' 4 in paragraph 2 B i by striking ''subparagraph A '' and inserting ''subparagraph A ii '' 5 in paragraph 2 C by striking ''paragraph 2 '' and inserting ''paragraph 2 A i '' 6 in paragraph 3 B by striking ''subsection c '' and inserting ''subsection b '' 7 in paragraph 4 B by inserting after the first sentence the following ''The Secretary also may redesignate such organization at the end of any 2-year redesignation period but not sooner than 60 days prior to the termination of such period for an additional 2-year period upon a finding that the relevant circumstances described in paragraph 1 still exist Any redesignation shall be effective immediately following the end of the prior 2-year designation or redesignation period unless a different effective date is provided in such redesignation '' 8 in paragraph 6 A -- A by inserting ''or a redesignation made under paragraph 4 B '' after ''paragraph 1 '' B in clause i -- i by inserting ''or redesignation'' after ''designation'' the first place it appears and ii by striking ''of the designation'' and C in clause ii by striking ''of the designation'' 9 in paragraph 6 B -- A by striking ''through 4 '' and inserting ''and 3 '' and B by inserting at the end the following new sentence ''Any revocation shall take effect on the date specified in the revocation or upon publication in the Federal Register if no effective date is specified '' 10 in paragraph 7 by inserting '' or the revocation of a redesignation under paragraph 6 '' after ''paragraph 5 or 6 '' and 11 in paragraph 8 -- A by striking ''paragraph 1 B '' and inserting ''paragraph 2 B or if a redesignation under this subsection has become effective under paragraph 4 B '' B by inserting ''or an alien in a removal proceeding'' after ''criminal action'' and C by inserting ''or redesignation'' before ''as a defense'' SEC 412 MANDATORY DETENTION OF SUSPECTED TERRORISTS HABEAS CORPUS JUDICIAL REVIEW a IN GENERAL --The Immigration and Nationality Act 8 U S C 1101 et seq is amended by inserting after section 236 the following VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00080 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 ''MANDATORY 115 STAT 351 DETENTION OF SUSPECTED TERRORISTS HABEAS CORPUS JUDICIAL REVIEW ''SEC 236A a DETENTION OF TERRORIST ALIENS -- '' 1 CUSTODY --The Attorney General shall take into custody any alien who is certified under paragraph 3 '' 2 RELEASE --Except as provided in paragraphs 5 and 6 the Attorney General shall maintain custody of such an alien until the alien is removed from the United States Except as provided in paragraph 6 such custody shall be maintained irrespective of any relief from removal for which the alien may be eligible or any relief from removal granted the alien until the Attorney General determines that the alien is no longer an alien who may be certified under paragraph 3 If the alien is finally determined not to be removable detention pursuant to this subsection shall terminate '' 3 CERTIFICATION --The Attorney General may certify an alien under this paragraph if the Attorney General has reasonable grounds to believe that the alien-- '' A is described in section 212 a 3 A i 212 a 3 A iii 212 a 3 B 237 a 4 A i 237 a 4 A iii or 237 a 4 B or '' B is engaged in any other activity that endangers the national security of the United States '' 4 NONDELEGATION --The Attorney General may delegate the authority provided under paragraph 3 only to the Deputy Attorney General The Deputy Attorney General may not delegate such authority '' 5 COMMENCEMENT OF PROCEEDINGS --The Attorney General shall place an alien detained under paragraph 1 in removal proceedings or shall charge the alien with a criminal offense not later than 7 days after the commencement of such detention If the requirement of the preceding sentence is not satisfied the Attorney General shall release the alien '' 6 LIMITATION ON INDEFINITE DETENTION --An alien detained solely under paragraph 1 who has not been removed under section 241 a 1 A and whose removal is unlikely in the reasonably foreseeable future may be detained for additional periods of up to six months only if the release of the alien will threaten the national security of the United States or the safety of the community or any person '' 7 REVIEW OF CERTIFICATION --The Attorney General shall review the certification made under paragraph 3 every 6 months If the Attorney General determines in the Attorney General's discretion that the certification should be revoked the alien may be released on such conditions as the Attorney General deems appropriate unless such release is otherwise prohibited by law The alien may request each 6 months in writing that the Attorney General reconsider the certification and may submit documents or other evidence in support of that request '' b HABEAS CORPUS AND JUDICIAL REVIEW -- '' 1 IN GENERAL --Judicial review of any action or decision relating to this section including judicial review of the merits of a determination made under subsection a 3 or a 6 is available exclusively in habeas corpus proceedings consistent VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00081 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 8 USC 1226a Deadline APPS24 PsN PUBL056 115 STAT 352 PUBLIC LAW 107-56--OCT 26 2001 with this subsection Except as provided in the preceding sentence no court shall have jurisdiction to review by habeas corpus petition or otherwise any such action or decision '' 2 APPLICATION -- '' A IN GENERAL --Notwithstanding any other provision of law including section 2241 a of title 28 United States Code habeas corpus proceedings described in paragraph 1 may be initiated only by an application filed with-- '' i the Supreme Court '' ii any justice of the Supreme Court '' iii any circuit judge of the United States Court of Appeals for the District of Columbia Circuit or '' iv any district court otherwise having jurisdiction to entertain it '' B APPLICATION TRANSFER --Section 2241 b of title 28 United States Code shall apply to an application for a writ of habeas corpus described in subparagraph A '' 3 APPEALS --Notwithstanding any other provision of law including section 2253 of title 28 in habeas corpus proceedings described in paragraph 1 before a circuit or district judge the final order shall be subject to review on appeal by the United States Court of Appeals for the District of Columbia Circuit There shall be no right of appeal in such proceedings to any other circuit court of appeals '' 4 RULE OF DECISION --The law applied by the Supreme Court and the United States Court of Appeals for the District of Columbia Circuit shall be regarded as the rule of decision in habeas corpus proceedings described in paragraph 1 '' c STATUTORY CONSTRUCTION --The provisions of this section shall not be applicable to any other provision of this Act '' b CLERICAL AMENDMENT --The table of contents of the Immigration and Nationality Act is amended by inserting after the item relating to section 236 the following Deadline 8 USC 1226a note VerDate 11-MAY-2000 19 15 Nov 05 2001 ''Sec 236A Mandatory detention of suspected terrorist habeas corpus judicial review '' c REPORTS --Not later than 6 months after the date of the enactment of this Act and every 6 months thereafter the Attorney General shall submit a report to the Committee on the Judiciary of the House of Representatives and the Committee on the Judiciary of the Senate with respect to the reporting period on-- 1 the number of aliens certified under section 236A a 3 of the Immigration and Nationality Act as added by subsection a 2 the grounds for such certifications 3 the nationalities of the aliens so certified 4 the length of the detention for each alien so certified and 5 the number of aliens so certified who-- A were granted any form of relief from removal B were removed C the Attorney General has determined are no longer aliens who may be so certified or D were released from detention Jkt 099139 PO 00056 Frm 00082 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 353 SEC 413 MULTILATERAL COOPERATION AGAINST TERRORISTS Section 222 f of the Immigration and Nationality Act 8 U S C 1202 f is amended-- 1 by striking ''except that in the discretion of'' and inserting the following ''except that-- '' 1 in the discretion of'' and 2 by adding at the end the following '' 2 the Secretary of State in the Secretary's discretion and on the basis of reciprocity may provide to a foreign government information in the Department of State's computerized visa lookout database and when necessary and appropriate other records covered by this section related to information in the database-- '' A with regard to individual aliens at any time on a case-by-case basis for the purpose of preventing investigating or punishing acts that would constitute a crime in the United States including but not limited to terrorism or trafficking in controlled substances persons or illicit weapons or '' B with regard to any or all aliens in the database pursuant to such conditions as the Secretary of State shall establish in an agreement with the foreign government in which that government agrees to use such information and records for the purposes described in subparagraph A or to deny visas to persons who would be inadmissible to the United States '' SEC 414 VISA INTEGRITY AND SECURITY a SENSE OF CONGRESS REGARDING THE NEED TO EXPEDITE IMPLEMENTATION OF INTEGRATED ENTRY AND EXIT DATA SYSTEM -- 1 SENSE OF CONGRESS --In light of the terrorist attacks perpetrated against the United States on September 11 2001 it is the sense of the Congress that-- A the Attorney General in consultation with the Secretary of State should fully implement the integrated entry and exit data system for airports seaports and land border ports of entry as specified in section 110 of the Illegal Immigration Reform and Immigrant Responsibility Act of 1996 8 U S C 1365a with all deliberate speed and as expeditiously as practicable and B the Attorney General in consultation with the Secretary of State the Secretary of Commerce the Secretary of the Treasury and the Office of Homeland Security should immediately begin establishing the Integrated Entry and Exit Data System Task Force as described in section 3 of the Immigration and Naturalization Service Data Management Improvement Act of 2000 Public Law 106-215 2 AUTHORIZATION OF APPROPRIATIONS --There is authorized to be appropriated such sums as may be necessary to fully implement the system described in paragraph 1 A b DEVELOPMENT OF THE SYSTEM --In the development of the integrated entry and exit data system under section 110 of the Illegal Immigration Reform and Immigrant Responsibility Act of 1996 8 U S C 1365a the Attorney General and the Secretary of State shall particularly focus on-- 1 the utilization of biometric technology and VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00083 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 8 USC 1365a note APPS24 PsN PUBL056 115 STAT 354 PUBLIC LAW 107-56--OCT 26 2001 2 the development of tamper-resistant documents readable at ports of entry c INTERFACE WITH LAW ENFORCEMENT DATABASES --The entry and exit data system described in this section shall be able to interface with law enforcement databases for use by Federal law enforcement to identify and detain individuals who pose a threat to the national security of the United States d REPORT ON SCREENING INFORMATION --Not later than 12 months after the date of enactment of this Act the Office of Homeland Security shall submit a report to Congress on the information that is needed from any United States agency to effectively screen visa applicants and applicants for admission to the United States to identify those affiliated with terrorist organizations or those that pose any threat to the safety or security of the United States including the type of information currently received by United States agencies and the regularity with which such information is transmitted to the Secretary of State and the Attorney General Deadline SEC 415 PARTICIPATION OF OFFICE OF HOMELAND SECURITY ON ENTRY-EXIT TASK FORCE Section 3 of the Immigration and Naturalization Service Data Management Improvement Act of 2000 Public Law 106-215 is amended by striking ''and the Secretary of the Treasury '' and inserting ''the Secretary of the Treasury and the Office of Homeland Security'' 8 USC 1365a note SEC 416 FOREIGN STUDENT MONITORING PROGRAM 8 USC 1372 note a FULL IMPLEMENTATION AND EXPANSION OF FOREIGN STUVISA MONITORING PROGRAM REQUIRED --The Attorney General in consultation with the Secretary of State shall fully implement and expand the program established by section 641 a of the Illegal Immigration Reform and Immigrant Responsibility Act of 1996 8 U S C 1372 a b INTEGRATION WITH PORT OF ENTRY INFORMATION --For each alien with respect to whom information is collected under section 641 of the Illegal Immigration Reform and Immigrant Responsibility Act of 1996 8 U S C 1372 the Attorney General in consultation with the Secretary of State shall include information on the date of entry and port of entry c EXPANSION OF SYSTEM TO INCLUDE OTHER APPROVED EDUCATIONAL INSTITUTIONS --Section 641 of the Illegal Immigration Reform and Immigrant Responsibility Act of 1996 8 U S C 1372 is amended-- 1 in subsection a 1 subsection c 4 A and subsection d 1 in the text above subparagraph A by inserting '' other approved educational institutions '' after ''higher education'' each place it appears 2 in subsections c 1 C c 1 D and d 1 A by inserting '' or other approved educational institution '' after ''higher education'' each place it appears 3 in subsections d 2 e 1 and e 2 by inserting '' other approved educational institution '' after ''higher education'' each place it appears and 4 in subsection h by adding at the end the following new paragraph '' 3 OTHER APPROVED EDUCATIONAL INSTITUTION --The term 'other approved educational institution' includes any air flight school language training school or vocational school DENT 8 USC 1372 note VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00084 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 355 approved by the Attorney General in consultation with the Secretary of Education and the Secretary of State under subparagraph F J or M of section 101 a 15 of the Immigration and Nationality Act '' d AUTHORIZATION OF APPROPRIATIONS --There is authorized to be appropriated to the Department of Justice $36 800 000 for the period beginning on the date of enactment of this Act and ending on January 1 2003 to fully implement and expand prior to January 1 2003 the program established by section 641 a of the Illegal Immigration Reform and Immigrant Responsibility Act of 1996 8 U S C 1372 a Federal Register publication Termination date SEC 417 MACHINE READABLE PASSPORTS a AUDITS --The Secretary of State shall each fiscal year until September 30 2007-- 1 perform annual audits of the implementation of section 217 c 2 B of the Immigration and Nationality Act 8 U S C 1187 c 2 B 2 check for the implementation of precautionary measures to prevent the counterfeiting and theft of passports and 3 ascertain that countries designated under the visa waiver program have established a program to develop tamperresistant passports b PERIODIC REPORTS --Beginning one year after the date of enactment of this Act and every year thereafter until 2007 the Secretary of State shall submit a report to Congress setting forth the findings of the most recent audit conducted under subsection a 1 c ADVANCING DEADLINE FOR SATISFACTION OF REQUIREMENT --Section 217 a 3 of the Immigration and Nationality Act 8 U S C 1187 a 3 is amended by striking ''2007'' and inserting ''2003'' d WAIVER --Section 217 a 3 of the Immigration and Nationality Act 8 U S C 1187 a 3 is amended-- 1 by striking ''On or after'' and inserting the following '' A IN GENERAL --Except as provided in subparagraph B on or after'' and 2 by adding at the end the following '' B LIMITED WAIVER AUTHORITY --For the period beginning October 1 2003 and ending September 30 2007 the Secretary of State may waive the requirement of subparagraph A with respect to nationals of a program country as designated under subsection c if the Secretary of State finds that the program country-- '' i is making progress toward ensuring that passports meeting the requirement of subparagraph A are generally available to its nationals and '' ii has taken appropriate measures to protect against misuse of passports the country has issued that do not meet the requirement of subparagraph A '' Termination date 8 USC 1187 note SEC 418 PREVENTION OF CONSULATE SHOPPING 8 USC 1201 note Federal Register publication Termination date 8 USC 1187 note Effective date Termination date a REVIEW --The Secretary of State shall review how consular officers issue visas to determine if consular shopping is a problem VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00085 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 356 PUBLIC LAW 107-56--OCT 26 2001 b ACTIONS TO BE TAKEN --If the Secretary of State determines under subsection a that consular shopping is a problem the Secretary shall take steps to address the problem and shall submit a report to Congress describing what action was taken Subtitle C--Preservation of Immigration Benefits for Victims of Terrorism SEC 421 SPECIAL IMMIGRANT STATUS a IN GENERAL --For purposes of the Immigration and Nationality Act 8 U S C 1101 et seq the Attorney General may provide an alien described in subsection b with the status of a special immigrant under section 101 a 27 of such Act 8 U S C 1101 a 27 if the alien-- 1 files with the Attorney General a petition under section 204 of such Act 8 U S C 1154 for classification under section 203 b 4 of such Act 8 U S C 1153 b 4 and 2 is otherwise eligible to receive an immigrant visa and is otherwise admissible to the United States for permanent residence except in determining such admissibility the grounds for inadmissibility specified in section 212 a 4 of such Act 8 U S C 1182 a 4 shall not apply b ALIENS DESCRIBED -- 1 PRINCIPAL ALIENS --An alien is described in this subsection if-- A the alien was the beneficiary of-- i a petition that was filed with the Attorney General on or before September 11 2001-- I under section 204 of the Immigration and Nationality Act 8 U S C 1154 to classify the alien as a family-sponsored immigrant under section 203 a of such Act 8 U S C 1153 a or as an employment-based immigrant under section 203 b of such Act 8 U S C 1153 b or II under section 214 d 8 U S C 1184 d of such Act to authorize the issuance of a nonimmigrant visa to the alien under section 101 a 15 K of such Act 8 U S C 1101 a 15 K or ii an application for labor certification under section 212 a 5 A of such Act 8 U S C 1182 a 5 A that was filed under regulations of the Secretary of Labor on or before such date and B such petition or application was revoked or terminated or otherwise rendered null either before or after its approval due to a specified terrorist activity that directly resulted in-- i the death or disability of the petitioner applicant or alien beneficiary or ii loss of employment due to physical damage to or destruction of the business of the petitioner or applicant 2 SPOUSES AND CHILDREN -- A IN GENERAL --An alien is described in this subsection if-- VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00086 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 357 i the alien was on September 10 2001 the spouse or child of a principal alien described in paragraph 1 and ii the alien-- I is accompanying such principal alien or II is following to join such principal alien not later than September 11 2003 B CONSTRUCTION --For purposes of construing the terms ''accompanying'' and ''following to join'' in subparagraph A ii any death of a principal alien that is described in paragraph 1 B i shall be disregarded 3 GRANDPARENTS OF ORPHANS --An alien is described in this subsection if the alien is a grandparent of a child both of whose parents died as a direct result of a specified terrorist activity if either of such deceased parents was on September 10 2001 a citizen or national of the United States or an alien lawfully admitted for permanent residence in the United States c PRIORITY DATE --Immigrant visas made available under this section shall be issued to aliens in the order in which a petition on behalf of each such alien is filed with the Attorney General under subsection a 1 except that if an alien was assigned a priority date with respect to a petition described in subsection b 1 A i the alien may maintain that priority date d NUMERICAL LIMITATIONS --For purposes of the application of sections 201 through 203 of the Immigration and Nationality Act 8 U S C 1151-1153 in any fiscal year aliens eligible to be provided status under this section shall be treated as special immigrants described in section 101 a 27 of such Act 8 U S C 1101 a 27 who are not described in subparagraph A B C or K of such section SEC 422 EXTENSION OF FILING OR REENTRY DEADLINES a AUTOMATIC EXTENSION OF NONIMMIGRANT STATUS -- 1 IN GENERAL --Notwithstanding section 214 of the Immigration and Nationality Act 8 U S C 1184 in the case of an alien described in paragraph 2 who was lawfully present in the United States as a nonimmigrant on September 10 2001 the alien may remain lawfully in the United States in the same nonimmigrant status until the later of-- A the date such lawful nonimmigrant status otherwise would have terminated if this subsection had not been enacted or B 1 year after the death or onset of disability described in paragraph 2 2 ALIENS DESCRIBED -- A PRINCIPAL ALIENS --An alien is described in this paragraph if the alien was disabled as a direct result of a specified terrorist activity B SPOUSES AND CHILDREN --An alien is described in this paragraph if the alien was on September 10 2001 the spouse or child of-- i a principal alien described in subparagraph A or ii an alien who died as a direct result of a specified terrorist activity VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00087 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 358 PUBLIC LAW 107-56--OCT 26 2001 3 AUTHORIZED EMPLOYMENT --During the period in which a principal alien or alien spouse is in lawful nonimmigrant status under paragraph 1 the alien shall be provided an ''employment authorized'' endorsement or other appropriate document signifying authorization of employment not later than 30 days after the alien requests such authorization b NEW DEADLINES FOR EXTENSION OR CHANGE OF NONIMMIGRANT STATUS -- 1 FILING DELAYS --In the case of an alien who was lawfully present in the United States as a nonimmigrant on September 10 2001 if the alien was prevented from filing a timely application for an extension or change of nonimmigrant status as a direct result of a specified terrorist activity the alien's application shall be considered timely filed if it is filed not later than 60 days after it otherwise would have been due 2 DEPARTURE DELAYS --In the case of an alien who was lawfully present in the United States as a nonimmigrant on September 10 2001 if the alien is unable timely to depart the United States as a direct result of a specified terrorist activity the alien shall not be considered to have been unlawfully present in the United States during the period beginning on September 11 2001 and ending on the date of the alien's departure if such departure occurs on or before November 11 2001 3 SPECIAL RULE FOR ALIENS UNABLE TO RETURN FROM ABROAD -- A PRINCIPAL ALIENS --In the case of an alien who was in a lawful nonimmigrant status on September 10 2001 but who was not present in the United States on such date if the alien was prevented from returning to the United States in order to file a timely application for an extension of nonimmigrant status as a direct result of a specified terrorist activity-- i the alien's application shall be considered timely filed if it is filed not later than 60 days after it otherwise would have been due and ii the alien's lawful nonimmigrant status shall be considered to continue until the later of-- I the date such status otherwise would have terminated if this subparagraph had not been enacted or II the date that is 60 days after the date on which the application described in clause i otherwise would have been due B SPOUSES AND CHILDREN --In the case of an alien who is the spouse or child of a principal alien described in subparagraph A if the spouse or child was in a lawful nonimmigrant status on September 10 2001 the spouse or child may remain lawfully in the United States in the same nonimmigrant status until the later of-- i the date such lawful nonimmigrant status otherwise would have terminated if this subparagraph had not been enacted or ii the date that is 60 days after the date on which the application described in subparagraph A otherwise would have been due 4 CIRCUMSTANCES PREVENTING TIMELY ACTION -- VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00088 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 359 A FILING DELAYS --For purposes of paragraph 1 circumstances preventing an alien from timely acting are-- i office closures ii mail or courier service cessations or delays and iii other closures cessations or delays affecting case processing or travel necessary to satisfy legal requirements B DEPARTURE AND RETURN DELAYS --For purposes of paragraphs 2 and 3 circumstances preventing an alien from timely acting are-- i office closures ii airline flight cessations or delays and iii other closures cessations or delays affecting case processing or travel necessary to satisfy legal requirements c DIVERSITY IMMIGRANTS -- 1 WAIVER OF FISCAL YEAR LIMITATION --Notwithstanding section 203 e 2 of the Immigration and Nationality Act 8 U S C 1153 e 2 an immigrant visa number issued to an alien under section 203 c of such Act for fiscal year 2001 may be used by the alien during the period beginning on October 1 2001 and ending on April 1 2002 if the alien establishes that the alien was prevented from using it during fiscal year 2001 as a direct result of a specified terrorist activity 2 WORLDWIDE LEVEL --In the case of an alien entering the United States as a lawful permanent resident or adjusting to that status under paragraph 1 or 3 the alien shall be counted as a diversity immigrant for fiscal year 2001 for purposes of section 201 e of the Immigration and Nationality Act 8 U S C 1151 e unless the worldwide level under such section for such year has been exceeded in which case the alien shall be counted as a diversity immigrant for fiscal year 2002 3 TREATMENT OF FAMILY MEMBERS OF CERTAIN ALIENS -- In the case of a principal alien issued an immigrant visa number under section 203 c of the Immigration and Nationality Act 8 U S C 1153 c for fiscal year 2001 if such principal alien died as a direct result of a specified terrorist activity the aliens who were on September 10 2001 the spouse and children of such principal alien shall until June 30 2002 if not otherwise entitled to an immigrant status and the immediate issuance of a visa under subsection a b or c of section 203 of such Act be entitled to the same status and the same order of consideration that would have been provided to such alien spouse or child under section 203 d of such Act as if the principal alien were not deceased and as if the spouse or child's visa application had been adjudicated by September 30 2001 4 CIRCUMSTANCES PREVENTING TIMELY ACTION --For purposes of paragraph 1 circumstances preventing an alien from using an immigrant visa number during fiscal year 2001 are-- A office closures B mail or courier service cessations or delays C airline flight cessations or delays and D other closures cessations or delays affecting case processing or travel necessary to satisfy legal requirements VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00089 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 360 PUBLIC LAW 107-56--OCT 26 2001 d EXTENSION OF EXPIRATION OF IMMIGRANT VISAS -- 1 IN GENERAL --Notwithstanding the limitations under section 221 c of the Immigration and Nationality Act 8 U S C 1201 c in the case of any immigrant visa issued to an alien that expires or expired before December 31 2001 if the alien was unable to effect entry into the United States as a direct result of a specified terrorist activity then the period of validity of the visa is extended until December 31 2001 unless a longer period of validity is otherwise provided under this subtitle 2 CIRCUMSTANCES PREVENTING ENTRY --For purposes of this subsection circumstances preventing an alien from effecting entry into the United States are-- A office closures B airline flight cessations or delays and C other closures cessations or delays affecting case processing or travel necessary to satisfy legal requirements e GRANTS OF PAROLE EXTENDED -- 1 IN GENERAL --In the case of any parole granted by the Attorney General under section 212 d 5 of the Immigration and Nationality Act 8 U S C 1182 d 5 that expires on a date on or after September 11 2001 if the alien beneficiary of the parole was unable to return to the United States prior to the expiration date as a direct result of a specified terrorist activity the parole is deemed extended for an additional 90 days 2 CIRCUMSTANCES PREVENTING RETURN --For purposes of this subsection circumstances preventing an alien from timely returning to the United States are-- A office closures B airline flight cessations or delays and C other closures cessations or delays affecting case processing or travel necessary to satisfy legal requirements f VOLUNTARY DEPARTURE --Notwithstanding section 240B of the Immigration and Nationality Act 8 U S C 1229c if a period for voluntary departure under such section expired during the period beginning on September 11 2001 and ending on October 11 2001 such voluntary departure period is deemed extended for an additional 30 days SEC 423 HUMANITARIAN RELIEF FOR CERTAIN SURVIVING SPOUSES AND CHILDREN a TREATMENT AS IMMEDIATE RELATIVES -- 1 SPOUSES --Notwithstanding the second sentence of section 201 b 2 A i of the Immigration and Nationality Act 8 U S C 1151 b 2 A i in the case of an alien who was the spouse of a citizen of the United States at the time of the citizen's death and was not legally separated from the citizen at the time of the citizen's death if the citizen died as a direct result of a specified terrorist activity the alien and each child of the alien shall be considered for purposes of section 201 b of such Act to remain an immediate relative after the date of the citizen's death but only if the alien files a petition under section 204 a 1 A ii of such Act within 2 years after such date and only until the date the alien remarries For purposes of such section 204 a 1 A ii an alien granted relief under the preceding sentence shall be considered VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00090 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 361 an alien spouse described in the second sentence of section 201 b 2 A i of such Act 2 CHILDREN -- A IN GENERAL --In the case of an alien who was the child of a citizen of the United States at the time of the citizen's death if the citizen died as a direct result of a specified terrorist activity the alien shall be considered for purposes of section 201 b of the Immigration and Nationality Act 8 U S C 1151 b to remain an immediate relative after the date of the citizen's death regardless of changes in age or marital status thereafter but only if the alien files a petition under subparagraph B within 2 years after such date B PETITIONS --An alien described in subparagraph A may file a petition with the Attorney General for classification of the alien under section 201 b 2 A i of the Immigration and Nationality Act 8 U S C 1151 b 2 A i For purposes of such Act such a petition shall be considered a petition filed under section 204 a 1 A of such Act 8 U S C 1154 a 1 A b SPOUSES CHILDREN UNMARRIED SONS AND DAUGHTERS OF LAWFUL PERMANENT RESIDENT ALIENS -- 1 IN GENERAL --Any spouse child or unmarried son or daughter of an alien described in paragraph 3 who is included in a petition for classification as a family-sponsored immigrant under section 203 a 2 of the Immigration and Nationality Act 8 U S C 1153 a 2 that was filed by such alien before September 11 2001 shall be considered if the spouse child son or daughter has not been admitted or approved for lawful permanent residence by such date a valid petitioner for preference status under such section with the same priority date as that assigned prior to the death described in paragraph 3 A No new petition shall be required to be filed Such spouse child son or daughter may be eligible for deferred action and work authorization 2 SELF-PETITIONS --Any spouse child or unmarried son or daughter of an alien described in paragraph 3 who is not a beneficiary of a petition for classification as a familysponsored immigrant under section 203 a 2 of the Immigration and Nationality Act may file a petition for such classification with the Attorney General if the spouse child son or daughter was present in the United States on September 11 2001 Such spouse child son or daughter may be eligible for deferred action and work authorization 3 ALIENS DESCRIBED --An alien is described in this paragraph if the alien-- A died as a direct result of a specified terrorist activity and B on the day of such death was lawfully admitted for permanent residence in the United States c APPLICATIONS FOR ADJUSTMENT OF STATUS BY SURVIVING SPOUSES AND CHILDREN OF EMPLOYMENT-BASED IMMIGRANTS -- 1 IN GENERAL --Any alien who was on September 10 2001 the spouse or child of an alien described in paragraph 2 and who applied for adjustment of status prior to the death described in paragraph 2 A may have such application adjudicated as if such death had not occurred VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00091 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 362 PUBLIC LAW 107-56--OCT 26 2001 2 ALIENS DESCRIBED --An alien is described in this paragraph if the alien-- A died as a direct result of a specified terrorist activity and B on the day before such death was-- i an alien lawfully admitted for permanent residence in the United States by reason of having been allotted a visa under section 203 b of the Immigration and Nationality Act 8 U S C 1153 b or ii an applicant for adjustment of status to that of an alien described in clause i and admissible to the United States for permanent residence d WAIVER OF PUBLIC CHARGE GROUNDS --In determining the admissibility of any alien accorded an immigration benefit under this section the grounds for inadmissibility specified in section 212 a 4 of the Immigration and Nationality Act 8 U S C 1182 a 4 shall not apply SEC 424 ''AGE-OUT'' PROTECTION FOR CHILDREN For purposes of the administration of the Immigration and Nationality Act 8 U S C 1101 et seq in the case of an alien-- 1 whose 21st birthday occurs in September 2001 and who is the beneficiary of a petition or application filed under such Act on or before September 11 2001 the alien shall be considered to be a child for 90 days after the alien's 21st birthday for purposes of adjudicating such petition or application and 2 whose 21st birthday occurs after September 2001 and who is the beneficiary of a petition or application filed under such Act on or before September 11 2001 the alien shall be considered to be a child for 45 days after the alien's 21st birthday for purposes of adjudicating such petition or application SEC 425 TEMPORARY ADMINISTRATIVE RELIEF The Attorney General for humanitarian purposes or to ensure family unity may provide temporary administrative relief to any alien who-- 1 was lawfully present in the United States on September 10 2001 2 was on such date the spouse parent or child of an individual who died or was disabled as a direct result of a specified terrorist activity and 3 is not otherwise entitled to relief under any other provision of this subtitle SEC 426 EVIDENCE OF DEATH DISABILITY OR LOSS OF EMPLOYMENT a IN GENERAL --The Attorney General shall establish appropriate standards for evidence demonstrating for purposes of this subtitle that any of the following occurred as a direct result of a specified terrorist activity 1 Death 2 Disability 3 Loss of employment due to physical damage to or destruction of a business b WAIVER OF REGULATIONS --The Attorney General shall carry out subsection a as expeditiously as possible The Attorney General VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00092 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 363 is not required to promulgate regulations prior to implementing this subtitle SEC 427 NO BENEFITS TO TERRORISTS OR FAMILY MEMBERS OF TERRORISTS Notwithstanding any other provision of this subtitle nothing in this subtitle shall be construed to provide any benefit or relief to-- 1 any individual culpable for a specified terrorist activity or 2 any family member of any individual described in paragraph 1 SEC 428 DEFINITIONS a APPLICATION OF IMMIGRATION AND NATIONALITY ACT PROVISIONS --Except as otherwise specifically provided in this subtitle the definitions used in the Immigration and Nationality Act excluding the definitions applicable exclusively to title III of such Act shall apply in the administration of this subtitle b SPECIFIED TERRORIST ACTIVITY --For purposes of this subtitle the term ''specified terrorist activity'' means any terrorist activity conducted against the Government or the people of the United States on September 11 2001 TITLE V--REMOVING OBSTACLES TO INVESTIGATING TERRORISM SEC 501 ATTORNEY GENERAL'S AUTHORITY TO PAY REWARDS TO COMBAT TERRORISM a PAYMENT OF REWARDS TO COMBAT TERRORISM --Funds available to the Attorney General may be used for the payment of rewards pursuant to public advertisements for assistance to the Department of Justice to combat terrorism and defend the Nation against terrorist acts in accordance with procedures and regulations established or issued by the Attorney General b CONDITIONS --In making rewards under this section-- 1 no such reward of $250 000 or more may be made or offered without the personal approval of either the Attorney General or the President 2 the Attorney General shall give written notice to the Chairmen and ranking minority members of the Committees on Appropriations and the Judiciary of the Senate and of the House of Representatives not later than 30 days after the approval of a reward under paragraph 1 3 any executive agency or military department as defined respectively in sections 105 and 102 of title 5 United States Code may provide the Attorney General with funds for the payment of rewards 4 neither the failure of the Attorney General to authorize a payment nor the amount authorized shall be subject to judicial review and 5 no such reward shall be subject to any per- or aggregate reward spending limitation established by law unless that law expressly refers to this section and no reward paid pursuant to any such offer shall count toward any such aggregate reward spending limitation VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00093 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 18 USC 3071 note Notice Deadline APPS24 PsN PUBL056 115 STAT 364 PUBLIC LAW 107-56--OCT 26 2001 SEC 502 SECRETARY OF STATE'S AUTHORITY TO PAY REWARDS Section 36 of the State Department Basic Authorities Act of 1956 Public Law 885 August 1 1956 22 U S C 2708 is amended-- 1 in subsection b -- A in paragraph 4 by striking ''or'' at the end B in paragraph 5 by striking the period at the end and inserting '' including by dismantling an organization in whole or significant part or'' and C by adding at the end the following '' 6 the identification or location of an individual who holds a key leadership position in a terrorist organization '' 2 in subsection d by striking paragraphs 2 and 3 and redesignating paragraph 4 as paragraph 2 and 3 in subsection e 1 by inserting '' except as personally authorized by the Secretary of State if he determines that offer or payment of an award of a larger amount is necessary to combat terrorism or defend the Nation against terrorist acts '' after ''$5 000 000'' SEC 503 DNA IDENTIFICATION OF TERRORISTS AND OTHER VIOLENT OFFENDERS Section 3 d 2 of the DNA Analysis Backlog Elimination Act of 2000 42 U S C 14135a d 2 is amended to read as follows '' 2 In addition to the offenses described in paragraph 1 the following offenses shall be treated for purposes of this section as qualifying Federal offenses as determined by the Attorney General '' A Any offense listed in section 2332b g 5 B of title 18 United States Code '' B Any crime of violence as defined in section 16 of title 18 United States Code '' C Any attempt or conspiracy to commit any of the above offenses '' SEC 504 COORDINATION WITH LAW ENFORCEMENT a INFORMATION LANCE --Section 106 ACQUIRED FROM AN ELECTRONIC SURVEILof the Foreign Intelligence Surveillance Act of 1978 50 U S C 1806 is amended by adding at the end the following '' k 1 Federal officers who conduct electronic surveillance to acquire foreign intelligence information under this title may consult with Federal law enforcement officers to coordinate efforts to investigate or protect against-- '' A actual or potential attack or other grave hostile acts of a foreign power or an agent of a foreign power '' B sabotage or international terrorism by a foreign power or an agent of a foreign power or '' C clandestine intelligence activities by an intelligence service or network of a foreign power or by an agent of a foreign power '' 2 Coordination authorized under paragraph 1 shall not preclude the certification required by section 104 a 7 B or the entry of an order under section 105 '' b INFORMATION ACQUIRED FROM A PHYSICAL SEARCH --Section 305 of the Foreign Intelligence Surveillance Act of 1978 50 U S C 1825 is amended by adding at the end the following VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00094 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 365 '' k 1 Federal officers who conduct physical searches to acquire foreign intelligence information under this title may consult with Federal law enforcement officers to coordinate efforts to investigate or protect against-- '' A actual or potential attack or other grave hostile acts of a foreign power or an agent of a foreign power '' B sabotage or international terrorism by a foreign power or an agent of a foreign power or '' C clandestine intelligence activities by an intelligence service or network of a foreign power or by an agent of a foreign power '' 2 Coordination authorized under paragraph 1 shall not preclude the certification required by section 303 a 7 or the entry of an order under section 304 '' SEC 505 MISCELLANEOUS NATIONAL SECURITY AUTHORITIES a TELEPHONE TOLL AND TRANSACTIONAL RECORDS --Section 2709 b of title 18 United States Code is amended-- 1 in the matter preceding paragraph 1 by inserting ''at Bureau headquarters or a Special Agent in Charge in a Bureau field office designated by the Director'' after ''Assistant Director'' 2 in paragraph 1 -- A by striking ''in a position not lower than Deputy Assistant Director'' and B by striking ''made that'' and all that follows and inserting the following ''made that the name address length of service and toll billing records sought are relevant to an authorized investigation to protect against international terrorism or clandestine intelligence activities provided that such an investigation of a United States person is not conducted solely on the basis of activities protected by the first amendment to the Constitution of the United States and'' and 3 in paragraph 2 -- A by striking ''in a position not lower than Deputy Assistant Director'' and B by striking ''made that'' and all that follows and inserting the following ''made that the information sought is relevant to an authorized investigation to protect against international terrorism or clandestine intelligence activities provided that such an investigation of a United States person is not conducted solely upon the basis of activities protected by the first amendment to the Constitution of the United States '' b FINANCIAL RECORDS --Section 1114 a 5 A of the Right to Financial Privacy Act of 1978 12 U S C 3414 a 5 A is amended-- 1 by inserting ''in a position not lower than Deputy Assistant Director at Bureau headquarters or a Special Agent in Charge in a Bureau field office designated by the Director'' after ''designee'' and 2 by striking ''sought'' and all that follows and inserting ''sought for foreign counter intelligence purposes to protect against international terrorism or clandestine intelligence activities provided that such an investigation of a United States VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00095 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 366 PUBLIC LAW 107-56--OCT 26 2001 person is not conducted solely upon the basis of activities protected by the first amendment to the Constitution of the United States '' c CONSUMER REPORTS --Section 624 of the Fair Credit Reporting Act 15 U S C 1681u is amended-- 1 in subsection a -- A by inserting ''in a position not lower than Deputy Assistant Director at Bureau headquarters or a Special Agent in Charge of a Bureau field office designated by the Director'' after ''designee'' the first place it appears and B by striking ''in writing that'' and all that follows through the end and inserting the following ''in writing that such information is sought for the conduct of an authorized investigation to protect against international terrorism or clandestine intelligence activities provided that such an investigation of a United States person is not conducted solely upon the basis of activities protected by the first amendment to the Constitution of the United States '' 2 in subsection b -- A by inserting ''in a position not lower than Deputy Assistant Director at Bureau headquarters or a Special Agent in Charge of a Bureau field office designated by the Director'' after ''designee'' the first place it appears and B by striking ''in writing that'' and all that follows through the end and inserting the following ''in writing that such information is sought for the conduct of an authorized investigation to protect against international terrorism or clandestine intelligence activities provided that such an investigation of a United States person is not conducted solely upon the basis of activities protected by the first amendment to the Constitution of the United States '' and 3 in subsection c -- A by inserting ''in a position not lower than Deputy Assistant Director at Bureau headquarters or a Special Agent in Charge in a Bureau field office designated by the Director'' after ''designee of the Director'' and B by striking ''in camera that'' and all that follows through ''States '' and inserting the following ''in camera that the consumer report is sought for the conduct of an authorized investigation to protect against international terrorism or clandestine intelligence activities provided that such an investigation of a United States person is not conducted solely upon the basis of activities protected by the first amendment to the Constitution of the United States '' SEC 506 EXTENSION OF SECRET SERVICE JURISDICTION a CONCURRENT JURISDICTION UNDER 18 U S C 1030 --Section 1030 d of title 18 United States Code is amended to read as follows '' d 1 The United States Secret Service shall in addition to any other agency having such authority have the authority to investigate offenses under this section VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00096 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 367 '' 2 The Federal Bureau of Investigation shall have primary authority to investigate offenses under subsection a 1 for any cases involving espionage foreign counterintelligence information protected against unauthorized disclosure for reasons of national defense or foreign relations or Restricted Data as that term is defined in section 11y of the Atomic Energy Act of 1954 42 U S C 2014 y except for offenses affecting the duties of the United States Secret Service pursuant to section 3056 a of this title '' 3 Such authority shall be exercised in accordance with an agreement which shall be entered into by the Secretary of the Treasury and the Attorney General '' b REAUTHORIZATION OF JURISDICTION UNDER 18 U S C 1344 -- Section 3056 b 3 of title 18 United States Code is amended by striking ''credit and debit card frauds and false identification documents or devices'' and inserting ''access device frauds false identification documents or devices and any fraud or other criminal or unlawful activity in or against any federally insured financial institution'' SEC 507 DISCLOSURE OF EDUCATIONAL RECORDS Section 444 of the General Education Provisions Act 20 U S C 1232g is amended by adding after subsection i a new subsection j to read as follows '' j INVESTIGATION AND PROSECUTION OF TERRORISM -- '' 1 IN GENERAL --Notwithstanding subsections a through i or any provision of State law the Attorney General or any Federal officer or employee in a position not lower than an Assistant Attorney General designated by the Attorney General may submit a written application to a court of competent jurisdiction for an ex parte order requiring an educational agency or institution to permit the Attorney General or his designee to-- '' A collect education records in the possession of the educational agency or institution that are relevant to an authorized investigation or prosecution of an offense listed in section 2332b g 5 B of title 18 United States Code or an act of domestic or international terrorism as defined in section 2331 of that title and '' B for official purposes related to the investigation or prosecution of an offense described in paragraph 1 A retain disseminate and use including as evidence at trial or in other administrative or judicial proceedings such records consistent with such guidelines as the Attorney General after consultation with the Secretary shall issue to protect confidentiality '' 2 APPLICATION AND APPROVAL -- '' A IN GENERAL --An application under paragraph 1 shall certify that there are specific and articulable facts giving reason to believe that the education records are likely to contain information described in paragraph 1 A '' B The court shall issue an order described in paragraph 1 if the court finds that the application for the order includes the certification described in subparagraph A '' 3 PROTECTION OF EDUCATIONAL AGENCY OR INSTITUTION --An educational agency or institution that in good faith produces education records in accordance with an order issued VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00097 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 Courts APPS24 PsN PUBL056 115 STAT 368 PUBLIC LAW 107-56--OCT 26 2001 under this subsection shall not be liable to any person for that production '' 4 RECORD-KEEPING --Subsection b 4 does not apply to education records subject to a court order under this subsection '' SEC 508 DISCLOSURE OF INFORMATION FROM NCES SURVEYS Certification Courts VerDate 11-MAY-2000 19 15 Nov 05 2001 Section 408 of the National Education Statistics Act of 1994 20 U S C 9007 is amended by adding after subsection b a new subsection c to read as follows '' c INVESTIGATION AND PROSECUTION OF TERRORISM -- '' 1 IN GENERAL --Notwithstanding subsections a and b the Attorney General or any Federal officer or employee in a position not lower than an Assistant Attorney General designated by the Attorney General may submit a written application to a court of competent jurisdiction for an ex parte order requiring the Secretary to permit the Attorney General or his designee to-- '' A collect reports records and information including individually identifiable information in the possession of the center that are relevant to an authorized investigation or prosecution of an offense listed in section 2332b g 5 B of title 18 United States Code or an act of domestic or international terrorism as defined in section 2331 of that title and '' B for official purposes related to the investigation or prosecution of an offense described in paragraph 1 A retain disseminate and use including as evidence at trial or in other administrative or judicial proceedings such information consistent with such guidelines as the Attorney General after consultation with the Secretary shall issue to protect confidentiality '' 2 APPLICATION AND APPROVAL -- '' A IN GENERAL --An application under paragraph 1 shall certify that there are specific and articulable facts giving reason to believe that the information sought is described in paragraph 1 A '' B The court shall issue an order described in paragraph 1 if the court finds that the application for the order includes the certification described in subparagraph A '' 3 PROTECTION --An officer or employee of the Department who in good faith produces information in accordance with an order issued under this subsection does not violate subsection b 2 and shall not be liable to any person for that production '' Jkt 099139 PO 00056 Frm 00098 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 369 TITLE VI--PROVIDING FOR VICTIMS OF TERRORISM PUBLIC SAFETY OFFICERS AND THEIR FAMILIES Subtitle A--Aid to Families of Public Safety Officers SEC 611 EXPEDITED PAYMENT FOR PUBLIC SAFETY OFFICERS INVOLVED IN THE PREVENTION INVESTIGATION RESCUE OR RECOVERY EFFORTS RELATED TO A TERRORIST ATTACK 42 USC 3796c-1 a IN GENERAL --Notwithstanding the limitations of subsection b of section 1201 or the provisions of subsections c d and e of such section or section 1202 of title I of the Omnibus Crime Control and Safe Streets Act of 1968 42 U S C 3796 3796a upon certification containing identification of all eligible payees of benefits pursuant to section 1201 of such Act by a public agency that a public safety officer employed by such agency was killed or suffered a catastrophic injury producing permanent and total disability as a direct and proximate result of a personal injury sustained in the line of duty as described in section 1201 of such Act in connection with prevention investigation rescue or recovery efforts related to a terrorist attack the Director of the Bureau of Justice Assistance shall authorize payment to qualified beneficiaries said payment to be made not later than 30 days after receipt of such certification benefits described under subpart 1 of part L of such Act 42 U S C 3796 et seq b DEFINITIONS --For purposes of this section the terms ''catastrophic injury'' ''public agency'' and ''public safety officer'' have the same meanings given such terms in section 1204 of title I of the Omnibus Crime Control and Safe Streets Act of 1968 42 U S C 3796b SEC 612 TECHNICAL CORRECTION WITH RESPECT TO EXPEDITED PAYMENTS FOR HEROIC PUBLIC SAFETY OFFICERS Section 1 of Public Law 107-37 an Act to provide for the expedited payment of certain benefits for a public safety officer who was killed or suffered a catastrophic injury as a direct and proximate result of a personal injury sustained in the line of duty in connection with the terrorist attacks of September 11 2001 is amended by-- 1 inserting before ''by a'' the following '' containing identification of all eligible payees of benefits pursuant to section 1201 '' 2 inserting ''producing permanent and total disability'' after ''suffered a catastrophic injury'' and 3 striking ''1201 a '' and inserting ''1201'' Ante p 219 SEC 613 PUBLIC SAFETY OFFICERS BENEFIT PROGRAM PAYMENT INCREASE a PAYMENTS --Section 1201 a of the Omnibus Crime Control and Safe Streets Act of 1968 42 U S C 3796 is amended by striking ''$100 000'' and inserting ''$250 000'' VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00099 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 370 42 USC 3796 note PUBLIC LAW 107-56--OCT 26 2001 b APPLICABILITY --The amendment made by subsection a shall apply to any death or disability occurring on or after January 1 2001 SEC 614 OFFICE OF JUSTICE PROGRAMS 42 USC 3751 note Section 112 of title I of section 101 b of division A of Public Law 105-277 and section 108 a of appendix A of Public Law 106-113 113 Stat 1501A-20 are amended-- 1 after ''that Office'' each place it occurs by inserting '' including notwithstanding any contrary provision of law unless the same should expressly refer to this section any organization that administers any program established in title 1 of Public Law 90-351 '' and 2 by inserting ''functions including any'' after ''all'' Subtitle B--Amendments to the Victims of Crime Act of 1984 SEC 621 CRIME VICTIMS FUND a DEPOSIT OF GIFTS IN THE FUND --Section 1402 b of the Victims of Crime Act of 1984 42 U S C 10601 b is amended-- 1 in paragraph 3 by striking ''and'' at the end 2 in paragraph 4 by striking the period at the end and inserting '' and'' and 3 by adding at the end the following '' 5 any gifts bequests or donations to the Fund from private entities or individuals '' b FORMULA FOR FUND DISTRIBUTIONS --Section 1402 c of the Victims of Crime Act of 1984 42 U S C 10601 c is amended to read as follows '' c FUND DISTRIBUTION RETENTION OF SUMS IN FUND AVAILABILITY FOR EXPENDITURE WITHOUT FISCAL YEAR LIMITATION -- '' 1 Subject to the availability of money in the Fund in each fiscal year beginning with fiscal year 2003 the Director shall distribute not less than 90 percent nor more than 110 percent of the amount distributed from the Fund in the previous fiscal year except the Director may distribute up to 120 percent of the amount distributed in the previous fiscal year in any fiscal year that the total amount available in the Fund is more than 2 times the amount distributed in the previous fiscal year '' 2 In each fiscal year the Director shall distribute amounts from the Fund in accordance with subsection d All sums not distributed during a fiscal year shall remain in reserve in the Fund to be distributed during a subsequent fiscal year Notwithstanding any other provision of law all sums deposited in the Fund that are not distributed shall remain in reserve in the Fund for obligation in future fiscal years without fiscal year limitation '' c ALLOCATION OF FUNDS FOR COSTS AND GRANTS --Section 1402 d 4 of the Victims of Crime Act of 1984 42 U S C 10601 d 4 is amended-- 1 by striking ''deposited in'' and inserting ''to be distributed from'' 2 in subparagraph A by striking ''48 5'' and inserting ''47 5'' VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00100 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 371 3 in subparagraph B by striking ''48 5'' and inserting ''47 5'' and 4 in subparagraph C by striking ''3'' and inserting ''5'' d ANTITERRORISM EMERGENCY RESERVE --Section 1402 d 5 of the Victims of Crime Act of 1984 42 U S C 10601 d 5 is amended to read as follows '' 5 A In addition to the amounts distributed under paragraphs 2 3 and 4 the Director may set aside up to $50 000 000 from the amounts transferred to the Fund in response to the airplane hijackings and terrorist acts that occurred on September 11 2001 as an antiterrorism emergency reserve The Director may replenish any amounts expended from such reserve in subsequent fiscal years by setting aside up to 5 percent of the amounts remaining in the Fund in any fiscal year after distributing amounts under paragraphs 2 3 and 4 Such reserve shall not exceed $50 000 000 '' B The antiterrorism emergency reserve referred to in subparagraph A may be used for supplemental grants under section 1404B and to provide compensation to victims of international terrorism under section 1404C '' C Amounts in the antiterrorism emergency reserve established pursuant to subparagraph A may be carried over from fiscal year to fiscal year Notwithstanding subsection c and section 619 of the Departments of Commerce Justice and State the Judiciary and Related Agencies Appropriations Act 2001 and any similar limitation on Fund obligations in any future Act unless the same should expressly refer to this section any such amounts carried over shall not be subject to any limitation on obligations from amounts deposited to or available in the Fund '' e VICTIMS OF SEPTEMBER 11 2001 --Amounts transferred to the Crime Victims Fund for use in responding to the airplane hijackings and terrorist acts including any related search rescue relief assistance or other similar activities that occurred on September 11 2001 shall not be subject to any limitation on obligations from amounts deposited to or available in the Fund notwithstanding-- 1 section 619 of the Departments of Commerce Justice and State the Judiciary and Related Agencies Appropriations Act 2001 and any similar limitation on Fund obligations in such Act for Fiscal Year 2002 and 2 subsections c and d of section 1402 of the Victims of Crime Act of 1984 42 U S C 10601 42 USC 10601 note SEC 622 CRIME VICTIM COMPENSATION a ALLOCATION OF FUNDS FOR COMPENSATION AND ANCE --Paragraphs 1 and 2 of section 1403 a of the ASSISTVictims of Crime Act of 1984 42 U S C 10602 a are amended by inserting ''in fiscal year 2002 and of 60 percent in subsequent fiscal years'' after ''40 percent'' b LOCATION OF COMPENSABLE CRIME --Section 1403 b 6 B of the Victims of Crime Act of 1984 42 U S C 10602 b 6 B is amended by striking ''are outside the United States if the compensable crime is terrorism as defined in section 2331 of title 18 or'' c RELATIONSHIP OF CRIME VICTIM COMPENSATION TO MEANSTESTED FEDERAL BENEFIT PROGRAMS --Section 1403 of the Victims VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00101 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 372 49 USC 40101 note PUBLIC LAW 107-56--OCT 26 2001 of Crime Act of 1984 42 U S C 10602 is amended by striking subsection c and inserting the following '' c EXCLUSION FROM INCOME RESOURCES AND ASSETS FOR PURPOSES OF MEANS TESTS --Notwithstanding any other law other than title IV of Public Law 107-42 for the purpose of any maximum allowed income resource or asset eligibility requirement in any Federal State or local government program using Federal funds that provides medical or other assistance or payment or reimbursement of the cost of such assistance any amount of crime victim compensation that the applicant receives through a crime victim compensation program under this section shall not be included in the income resources or assets of the applicant nor shall that amount reduce the amount of the assistance available to the applicant from Federal State or local government programs using Federal funds unless the total amount of assistance that the applicant receives from all such programs is sufficient to fully compensate the applicant for losses suffered as a result of the crime '' d DEFINITIONS OF ''COMPENSABLE CRIME'' AND ''STATE'' --Section 1403 d of the Victims of Crime Act of 1984 42 U S C 10602 d is amended-- 1 in paragraph 3 by striking ''crimes involving terrorism '' and 2 in paragraph 4 by inserting ''the United States Virgin Islands '' after ''the Commonwealth of Puerto Rico '' e RELATIONSHIP OF ELIGIBLE CRIME VICTIM COMPENSATION PROGRAMS TO THE SEPTEMBER 11TH VICTIM COMPENSATION FUND -- 1 IN GENERAL --Section 1403 e of the Victims of Crime Act of 1984 42 U S C 10602 e is amended by inserting ''including the program established under title IV of Public Law 107-42 '' after ''Federal program '' 2 COMPENSATION --With respect to any compensation payable under title IV of Public Law 107-42 the failure of a crime victim compensation program after the effective date of final regulations issued pursuant to section 407 of Public Law 107-42 to provide compensation otherwise required pursuant to section 1403 of the Victims of Crime Act of 1984 42 U S C 10602 shall not render that program ineligible for future grants under the Victims of Crime Act of 1984 SEC 623 CRIME VICTIM ASSISTANCE a ASSISTANCE FOR VICTIMS IN THE DISTRICT OF COLUMBIA PUERTO RICO AND OTHER TERRITORIES AND POSSESSIONS --Section 1404 a of the Victims of Crime Act of 1984 42 U S C 10603 a is amended by adding at the end the following '' 6 An agency of the Federal Government performing local law enforcement functions in and on behalf of the District of Columbia the Commonwealth of Puerto Rico the United States Virgin Islands or any other territory or possession of the United States may qualify as an eligible crime victim assistance program for the purpose of grants under this subsection or for the purpose of grants under subsection c 1 '' b PROHIBITION ON DISCRIMINATION AGAINST CERTAIN VICTIMS --Section 1404 b 1 of the Victims of Crime Act of 1984 42 U S C 10603 b 1 is amended-- 1 in subparagraph D by striking ''and'' at the end VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00102 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 373 2 in subparagraph E by striking the period at the end and inserting '' and'' and 3 by adding at the end the following '' F does not discriminate against victims because they disagree with the way the State is prosecuting the criminal case '' c GRANTS FOR PROGRAM EVALUATION AND COMPLIANCE EFFORTS --Section 1404 c 1 A of the Victims of Crime Act of 1984 42 U S C 10603 c 1 A is amended by inserting '' program evaluation compliance efforts '' after ''demonstration projects'' d ALLOCATION OF DISCRETIONARY GRANTS --Section 1404 c 2 of the Victims of Crime Act of 1984 42 U S C 10603 c 2 is amended-- 1 in subparagraph A by striking ''not more than'' and inserting ''not less than'' and 2 in subparagraph B by striking ''not less than'' and inserting ''not more than'' e FELLOWSHIPS AND CLINICAL INTERNSHIPS --Section 1404 c 3 of the Victims of Crime Act of 1984 42 U S C 10603 c 3 is amended-- 1 in subparagraph C by striking ''and'' at the end 2 in subparagraph D by striking the period at the end and inserting '' and'' and 3 by adding at the end the following '' E use funds made available to the Director under this subsection-- '' i for fellowships and clinical internships and '' ii to carry out programs of training and special workshops for the presentation and dissemination of information resulting from demonstrations surveys and special projects '' SEC 624 VICTIMS OF TERRORISM a COMPENSATION AND ASSISTANCE TO VICTIMS OF DOMESTIC TERRORISM --Section 1404B b of the Victims of Crime Act of 1984 42 U S C 10603b b is amended to read as follows '' b VICTIMS OF TERRORISM WITHIN THE UNITED STATES --The Director may make supplemental grants as provided in section 1402 d 5 to States for eligible crime victim compensation and assistance programs and to victim service organizations public agencies including Federal State or local governments and nongovernmental organizations that provide assistance to victims of crime which shall be used to provide emergency relief including crisis response efforts assistance compensation training and technical assistance and ongoing assistance including during any investigation or prosecution to victims of terrorist acts or mass violence occurring within the United States '' b ASSISTANCE TO VICTIMS OF INTERNATIONAL TERRORISM -- Section 1404B a 1 of the Victims of Crime Act of 1984 42 U S C 10603b a 1 is amended by striking ''who are not persons eligible for compensation under title VIII of the Omnibus Diplomatic Security and Antiterrorism Act of 1986'' c COMPENSATION TO VICTIMS OF INTERNATIONAL TERRORISM -- Section 1404C b of the Victims of Crime of 1984 42 U S C 10603c b is amended by adding at the end the following ''The amount of compensation awarded to a victim under this subsection VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00103 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 374 PUBLIC LAW 107-56--OCT 26 2001 shall be reduced by any amount that the victim received in connection with the same act of international terrorism under title VIII of the Omnibus Diplomatic Security and Antiterrorism Act of 1986 '' TITLE VII--INCREASED INFORMATION SHARING FOR CRITICAL INFRASTRUCTURE PROTECTION SEC 701 EXPANSION OF REGIONAL INFORMATION SHARING SYSTEM TO FACILITATE FEDERAL-STATE-LOCAL LAW ENFORCEMENT RESPONSE RELATED TO TERRORIST ATTACKS Section 1301 of title I of the Omnibus Crime Control and Safe Streets Act of 1968 42 U S C 3796h is amended-- 1 in subsection a by inserting ''and terrorist conspiracies and activities'' after ''activities'' 2 in subsection b -- A in paragraph 3 by striking ''and'' after the semicolon B by redesignating paragraph 4 as paragraph 5 and C by inserting after paragraph 3 the following '' 4 establishing and operating secure information sharing systems to enhance the investigation and prosecution abilities of participating enforcement agencies in addressing multi-jurisdictional terrorist conspiracies and activities and 5 '' and 3 by inserting at the end the following '' d AUTHORIZATION OF APPROPRIATION TO THE BUREAU OF JUSTICE ASSISTANCE --There are authorized to be appropriated to the Bureau of Justice Assistance to carry out this section $50 000 000 for fiscal year 2002 and $100 000 000 for fiscal year 2003 '' TITLE VIII--STRENGTHENING THE CRIMINAL LAWS AGAINST TERRORISM SEC 801 TERRORIST ATTACKS AND OTHER ACTS OF VIOLENCE AGAINST MASS TRANSPORTATION SYSTEMS Chapter 97 of title 18 United States Code is amended by adding at the end the following '' 1993 Terrorist attacks and other acts of violence against mass transportation systems '' a GENERAL PROHIBITIONS --Whoever willfully-- '' 1 wrecks derails sets fire to or disables a mass transportation vehicle or ferry '' 2 places or causes to be placed any biological agent or toxin for use as a weapon destructive substance or destructive device in upon or near a mass transportation vehicle or ferry without previously obtaining the permission of the mass transportation provider and with intent to endanger the safety of any passenger or employee of the mass transportation provider or with a reckless disregard for the safety of human life '' 3 sets fire to or places any biological agent or toxin for use as a weapon destructive substance or destructive device VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00104 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 375 in upon or near any garage terminal structure supply or facility used in the operation of or in support of the operation of a mass transportation vehicle or ferry without previously obtaining the permission of the mass transportation provider and knowing or having reason to know such activity would likely derail disable or wreck a mass transportation vehicle or ferry used operated or employed by the mass transportation provider '' 4 removes appurtenances from damages or otherwise impairs the operation of a mass transportation signal system including a train control system centralized dispatching system or rail grade crossing warning signal without authorization from the mass transportation provider '' 5 interferes with disables or incapacitates any dispatcher driver captain or person while they are employed in dispatching operating or maintaining a mass transportation vehicle or ferry with intent to endanger the safety of any passenger or employee of the mass transportation provider or with a reckless disregard for the safety of human life '' 6 commits an act including the use of a dangerous weapon with the intent to cause death or serious bodily injury to an employee or passenger of a mass transportation provider or any other person while any of the foregoing are on the property of a mass transportation provider '' 7 conveys or causes to be conveyed false information knowing the information to be false concerning an attempt or alleged attempt being made or to be made to do any act which would be a crime prohibited by this subsection or '' 8 attempts threatens or conspires to do any of the aforesaid acts shall be fined under this title or imprisoned not more than twenty years or both if such act is committed or in the case of a threat or conspiracy such act would be committed on against or affecting a mass transportation provider engaged in or affecting interstate or foreign commerce or if in the course of committing such act that person travels or communicates across a State line in order to commit such act or transports materials across a State line in aid of the commission of such act '' b AGGRAVATED OFFENSE --Whoever commits an offense under subsection a in a circumstance in which-- '' 1 the mass transportation vehicle or ferry was carrying a passenger at the time of the offense or '' 2 the offense has resulted in the death of any person shall be guilty of an aggravated form of the offense and shall be fined under this title or imprisoned for a term of years or for life or both '' c DEFINITIONS --In this section-- '' 1 the term 'biological agent' has the meaning given to that term in section 178 1 of this title '' 2 the term 'dangerous weapon' has the meaning given to that term in section 930 of this title '' 3 the term 'destructive device' has the meaning given to that term in section 921 a 4 of this title '' 4 the term 'destructive substance' has the meaning given to that term in section 31 of this title '' 5 the term 'mass transportation' has the meaning given to that term in section 5302 a 7 of title 49 United States VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00105 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 376 PUBLIC LAW 107-56--OCT 26 2001 Code except that the term shall include schoolbus charter and sightseeing transportation '' 6 the term 'serious bodily injury' has the meaning given to that term in section 1365 of this title '' 7 the term 'State' has the meaning given to that term in section 2266 of this title and '' 8 the term 'toxin' has the meaning given to that term in section 178 2 of this title '' f CONFORMING AMENDMENT --The analysis of chapter 97 of title 18 United States Code is amended by adding at the end ''1993 Terrorist attacks and other acts of violence against mass transportation systems '' SEC 802 DEFINITION OF DOMESTIC TERRORISM a DOMESTIC TERRORISM DEFINED --Section 2331 of title 18 United States Code is amended-- 1 in paragraph 1 B iii by striking ''by assassination or kidnapping'' and inserting ''by mass destruction assassination or kidnapping'' 2 in paragraph 3 by striking ''and'' 3 in paragraph 4 by striking the period at the end and inserting '' and'' and 4 by adding at the end the following '' 5 the term 'domestic terrorism' means activities that-- '' A involve acts dangerous to human life that are a violation of the criminal laws of the United States or of any State '' B appear to be intended-- '' i to intimidate or coerce a civilian population '' ii to influence the policy of a government by intimidation or coercion or '' iii to affect the conduct of a government by mass destruction assassination or kidnapping and '' C occur primarily within the territorial jurisdiction of the United States '' b CONFORMING AMENDMENT --Section 3077 1 of title 18 United States Code is amended to read as follows '' 1 'act of terrorism' means an act of domestic or international terrorism as defined in section 2331 '' SEC 803 PROHIBITION AGAINST HARBORING TERRORISTS a IN GENERAL --Chapter 113B of title 18 United States Code is amended by adding after section 2338 the following new section '' 2339 Harboring or concealing terrorists '' a Whoever harbors or conceals any person who he knows or has reasonable grounds to believe has committed or is about to commit an offense under section 32 relating to destruction of aircraft or aircraft facilities section 175 relating to biological weapons section 229 relating to chemical weapons section 831 relating to nuclear materials paragraph 2 or 3 of section 844 f relating to arson and bombing of government property risking or causing injury or death section 1366 a relating to the destruction of an energy facility section 2280 relating to violence against maritime navigation section 2332a relating to weapons of mass destruction or section 2332b relating to acts of terrorism transcending national boundaries of this title section 236 a relating to sabotage of nuclear facilities or fuel of the Atomic Energy Act VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00106 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 377 of 1954 42 U S C 2284 a or section 46502 relating to aircraft piracy of title 49 shall be fined under this title or imprisoned not more than ten years or both '' '' b A violation of this section may be prosecuted in any Federal judicial district in which the underlying offense was committed or in any other Federal judicial district as provided by law '' b TECHNICAL AMENDMENT --The chapter analysis for chapter 113B of title 18 United States Code is amended by inserting after the item for section 2338 the following ''2339 Harboring or concealing terrorists '' SEC 804 JURISDICTION OVER CRIMES COMMITTED AT U S FACILITIES ABROAD Section 7 of title 18 United States Code is amended by adding at the end the following '' 9 With respect to offenses committed by or against a national of the United States as that term is used in section 101 of the Immigration and Nationality Act-- '' A the premises of United States diplomatic consular military or other United States Government missions or entities in foreign States including the buildings parts of buildings and land appurtenant or ancillary thereto or used for purposes of those missions or entities irrespective of ownership and '' B residences in foreign States and the land appurtenant or ancillary thereto irrespective of ownership used for purposes of those missions or entities or used by United States personnel assigned to those missions or entities Nothing in this paragraph shall be deemed to supersede any treaty or international agreement with which this paragraph conflicts This paragraph does not apply with respect to an offense committed by a person described in section 3261 a of this title '' SEC 805 MATERIAL SUPPORT FOR TERRORISM a IN GENERAL --Section 2339A of title 18 United States Code is amended-- 1 in subsection a -- A by striking '' within the United States '' B by inserting ''229 '' after ''175 '' C by inserting ''1993 '' after ''1992 '' D by inserting '' section 236 of the Atomic Energy Act of 1954 42 U S C 2284 '' after ''of this title'' E by inserting ''or 60123 b '' after ''46502'' and F by inserting at the end the following ''A violation of this section may be prosecuted in any Federal judicial district in which the underlying offense was committed or in any other Federal judicial district as provided by law '' and 2 in subsection b -- A by striking ''or other financial securities'' and inserting ''or monetary instruments or financial securities'' and B by inserting ''expert advice or assistance '' after ''training '' VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00107 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 378 PUBLIC LAW 107-56--OCT 26 2001 b TECHNICAL AMENDMENT --Section 1956 c 7 D of title 18 United States Code is amended by inserting ''or 2339B'' after ''2339A'' SEC 806 ASSETS OF TERRORIST ORGANIZATIONS Section 981 a 1 of title 18 United States Code is amended by inserting at the end the following '' G All assets foreign or domestic-- '' i of any individual entity or organization engaged in planning or perpetrating any act of domestic or international terrorism as defined in section 2331 against the United States citizens or residents of the United States or their property and all assets foreign or domestic affording any person a source of influence over any such entity or organization '' ii acquired or maintained by any person with the intent and for the purpose of supporting planning conducting or concealing an act of domestic or international terrorism as defined in section 2331 against the United States citizens or residents of the United States or their property or '' iii derived from involved in or used or intended to be used to commit any act of domestic or international terrorism as defined in section 2331 against the United States citizens or residents of the United States or their property '' 22 USC 7211 SEC 807 TECHNICAL CLARIFICATION RELATING TO PROVISION OF MATERIAL SUPPORT TO TERRORISM No provision of the Trade Sanctions Reform and Export Enhancement Act of 2000 title IX of Public Law 106-387 shall be construed to limit or otherwise affect section 2339A or 2339B of title 18 United States Code SEC 808 DEFINITION OF FEDERAL CRIME OF TERRORISM Section 2332b of title 18 United States Code is amended-- 1 in subsection f by inserting ''and any violation of section 351 e 844 e 844 f 1 956 b 1361 1366 b 1366 c 1751 e 2152 or 2156 of this title '' before ''and the Secretary'' and 2 in subsection g 5 B by striking clauses i through iii and inserting the following '' i section 32 relating to destruction of aircraft or aircraft facilities 37 relating to violence at international airports 81 relating to arson within special maritime and territorial jurisdiction 175 or 175b relating to biological weapons 229 relating to chemical weapons subsection a b c or d of section 351 relating to congressional cabinet and Supreme Court assassination and kidnaping 831 relating to nuclear materials 842 m or n relating to plastic explosives 844 f 2 or 3 relating to arson and bombing of Government property risking or causing death 844 i relating to arson and bombing of property used in interstate commerce 930 c relating to killing or attempted killing during an attack on a Federal facility with a dangerous weapon 956 a 1 relating to conspiracy to murder kidnap or maim VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00108 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 379 persons abroad 1030 a 1 relating to protection of computers 1030 a 5 A i resulting in damage as defined in 1030 a 5 B ii through v relating to protection of computers 1114 relating to killing or attempted killing of officers and employees of the United States 1116 relating to murder or manslaughter of foreign officials official guests or internationally protected persons 1203 relating to hostage taking 1362 relating to destruction of communication lines stations or systems 1363 relating to injury to buildings or property within special maritime and territorial jurisdiction of the United States 1366 a relating to destruction of an energy facility 1751 a b c or d relating to Presidential and Presidential staff assassination and kidnaping 1992 relating to wrecking trains 1993 relating to terrorist attacks and other acts of violence against mass transportation systems 2155 relating to destruction of national defense materials premises or utilities 2280 relating to violence against maritime navigation 2281 relating to violence against maritime fixed platforms 2332 relating to certain homicides and other violence against United States nationals occurring outside of the United States 2332a relating to use of weapons of mass destruction 2332b relating to acts of terrorism transcending national boundaries 2339 relating to harboring terrorists 2339A relating to providing material support to terrorists 2339B relating to providing material support to terrorist organizations or 2340A relating to torture of this title '' ii section 236 relating to sabotage of nuclear facilities or fuel of the Atomic Energy Act of 1954 42 U S C 2284 or '' iii section 46502 relating to aircraft piracy the second sentence of section 46504 relating to assault on a flight crew with a dangerous weapon section 46505 b 3 or c relating to explosive or incendiary devices or endangerment of human life by means of weapons on aircraft section 46506 if homicide or attempted homicide is involved relating to application of certain criminal laws to acts on aircraft or section 60123 b relating to destruction of interstate gas or hazardous liquid pipeline facility of title 49 '' SEC 809 NO STATUTE OF LIMITATION FOR CERTAIN TERRORISM OFFENSES a IN GENERAL --Section 3286 of title 18 United States Code is amended to read as follows '' 3286 Extension of statute of limitation for certain terrorism offenses '' a EIGHT-YEAR LIMITATION --Notwithstanding section 3282 no person shall be prosecuted tried or punished for any noncapital offense involving a violation of any provision listed in section 2332b g 5 B or a violation of section 112 351 e 1361 or 1751 e of this title or section 46504 46505 or 46506 of title 49 unless VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00109 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 380 18 USC 3286 note PUBLIC LAW 107-56--OCT 26 2001 the indictment is found or the information is instituted within 8 years after the offense was committed Notwithstanding the preceding sentence offenses listed in section 3295 are subject to the statute of limitations set forth in that section '' b NO LIMITATION --Notwithstanding any other law an indictment may be found or an information instituted at any time without limitation for any offense listed in section 2332b g 5 B if the commission of such offense resulted in or created a forseeable risk of death or serious bodily injury to another person '' b APPLICATION --The amendments made by this section shall apply to the prosecution of any offense committed before on or after the date of the enactment of this section SEC 810 ALTERNATE OFFENSES MAXIMUM PENALTIES FOR TERRORISM a ARSON --Section 81 of title 18 United States Code is amended in the second undesignated paragraph by striking ''not more than twenty years'' and inserting ''for any term of years or for life'' b DESTRUCTION OF AN ENERGY FACILITY --Section 1366 of title 18 United States Code is amended-- 1 in subsection a by striking ''ten'' and inserting ''20'' and 2 by adding at the end the following '' d Whoever is convicted of a violation of subsection a or b that has resulted in the death of any person shall be subject to imprisonment for any term of years or life '' c MATERIAL SUPPORT TO TERRORISTS --Section 2339A a of title 18 United States Code is amended-- 1 by striking ''10'' and inserting ''15'' and 2 by striking the period and inserting '' and if the death of any person results shall be imprisoned for any term of years or for life '' d MATERIAL SUPPORT TO DESIGNATED FOREIGN TERRORIST ORGANIZATIONS --Section 2339B a 1 of title 18 United States Code is amended-- 1 by striking ''10'' and inserting ''15'' and 2 by striking the period after ''or both'' and inserting '' and if the death of any person results shall be imprisoned for any term of years or for life '' e DESTRUCTION OF NATIONAL-DEFENSE MATERIALS --Section 2155 a of title 18 United States Code is amended-- 1 by striking ''ten'' and inserting ''20'' and 2 by striking the period at the end and inserting '' and if death results to any person shall be imprisoned for any term of years or for life '' f SABOTAGE OF NUCLEAR FACILITIES OR FUEL --Section 236 of the Atomic Energy Act of 1954 42 U S C 2284 is amended-- 1 by striking ''ten'' each place it appears and inserting ''20'' 2 in subsection a by striking the period at the end and inserting '' and if death results to any person shall be imprisoned for any term of years or for life '' and 3 in subsection b by striking the period at the end and inserting '' and if death results to any person shall be imprisoned for any term of years or for life '' VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00110 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 381 g SPECIAL AIRCRAFT JURISDICTION OF THE UNITED STATES -- Section 46505 c of title 49 United States Code is amended-- 1 by striking ''15'' and inserting ''20'' and 2 by striking the period at the end and inserting '' and if death results to any person shall be imprisoned for any term of years or for life '' h DAMAGING OR DESTROYING AN INTERSTATE GAS OR HAZARDOUS LIQUID PIPELINE FACILITY --Section 60123 b of title 49 United States Code is amended-- 1 by striking ''15'' and inserting ''20'' and 2 by striking the period at the end and inserting '' and if death results to any person shall be imprisoned for any term of years or for life '' SEC 811 PENALTIES FOR TERRORIST CONSPIRACIES a ARSON --Section 81 of title 18 United States Code is amended in the first undesignated paragraph-- 1 by striking '' or attempts to set fire to or burn'' and 2 by inserting ''or attempts or conspires to do such an act '' before ''shall be imprisoned'' b KILLINGS IN FEDERAL FACILITIES --Section 930 c of title 18 United States Code is amended-- 1 by striking ''or attempts to kill'' 2 by inserting ''or attempts or conspires to do such an act '' before ''shall be punished'' and 3 by striking ''and 1113'' and inserting ''1113 and 1117'' c COMMUNICATIONS LINES STATIONS OR SYSTEMS --Section 1362 of title 18 United States Code is amended in the first undesignated paragraph-- 1 by striking ''or attempts willfully or maliciously to injure or destroy'' and 2 by inserting ''or attempts or conspires to do such an act '' before ''shall be fined'' d BUILDINGS OR PROPERTY WITHIN SPECIAL MARITIME AND TERRITORIAL JURISDICTION --Section 1363 of title 18 United States Code is amended-- 1 by striking ''or attempts to destroy or injure'' and 2 by inserting ''or attempts or conspires to do such an act '' before ''shall be fined'' the first place it appears e WRECKING TRAINS --Section 1992 of title 18 United States Code is amended by adding at the end the following '' c A person who conspires to commit any offense defined in this section shall be subject to the same penalties other than the penalty of death as the penalties prescribed for the offense the commission of which was the object of the conspiracy '' f MATERIAL SUPPORT TO TERRORISTS --Section 2339A of title 18 United States Code is amended by inserting ''or attempts or conspires to do such an act '' before ''shall be fined'' g TORTURE --Section 2340A of title 18 United States Code is amended by adding at the end the following '' c CONSPIRACY --A person who conspires to commit an offense under this section shall be subject to the same penalties other than the penalty of death as the penalties prescribed for the offense the commission of which was the object of the conspiracy '' h SABOTAGE OF NUCLEAR FACILITIES OR FUEL --Section 236 of the Atomic Energy Act of 1954 42 U S C 2284 is amended-- 1 in subsection a -- VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00111 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 382 PUBLIC LAW 107-56--OCT 26 2001 A by striking '' or who intentionally and willfully attempts to destroy or cause physical damage to'' B in paragraph 4 by striking the period at the end and inserting a comma and C by inserting ''or attempts or conspires to do such an act '' before ''shall be fined'' and 2 in subsection b -- A by striking ''or attempts to cause'' and B by inserting ''or attempts or conspires to do such an act '' before ''shall be fined'' i INTERFERENCE WITH FLIGHT CREW MEMBERS AND ATTENDANTS --Section 46504 of title 49 United States Code is amended by inserting ''or attempts or conspires to do such an act '' before ''shall be fined'' j SPECIAL AIRCRAFT JURISDICTION OF THE UNITED STATES -- Section 46505 of title 49 United States Code is amended by adding at the end the following '' e CONSPIRACY --If two or more persons conspire to violate subsection b or c and one or more of such persons do any act to effect the object of the conspiracy each of the parties to such conspiracy shall be punished as provided in such subsection '' k DAMAGING OR DESTROYING AN INTERSTATE GAS OR HAZARDOUS LIQUID PIPELINE FACILITY --Section 60123 b of title 49 United States Code is amended-- 1 by striking '' or attempting to damage or destroy '' and 2 by inserting '' or attempting or conspiring to do such an act '' before ''shall be fined'' SEC 812 POST-RELEASE SUPERVISION OF TERRORISTS Section 3583 of title 18 United States Code is amended by adding at the end the following '' j SUPERVISED RELEASE TERMS FOR TERRORISM PREDICATES -- Notwithstanding subsection b the authorized term of supervised release for any offense listed in section 2332b g 5 B the commission of which resulted in or created a foreseeable risk of death or serious bodily injury to another person is any term of years or life '' SEC 813 INCLUSION OF ACTS OF TERRORISM AS RACKETEERING ACTIVITY Section 1961 1 of title 18 United States Code is amended-- 1 by striking ''or F '' and inserting '' F '' and 2 by inserting before the semicolon at the end the following '' or G any act that is indictable under any provision listed in section 2332b g 5 B '' SEC 814 DETERRENCE AND PREVENTION OF CYBERTERRORISM a CLARIFICATION OF PUTERS --Section 1030 a 5 PROTECTION OF PROTECTED COMof title 18 United States Code is amended-- 1 by inserting '' i '' after '' A '' 2 by redesignating subparagraphs B and C as clauses ii and iii respectively 3 by adding ''and'' at the end of clause iii as so redesignated and 4 by adding at the end the following VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00112 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 383 '' B by conduct described in clause i ii or iii of subparagraph A caused or in the case of an attempted offense would if completed have caused -- '' i loss to 1 or more persons during any 1-year period and for purposes of an investigation prosecution or other proceeding brought by the United States only loss resulting from a related course of conduct affecting 1 or more other protected computers aggregating at least $5 000 in value '' ii the modification or impairment or potential modification or impairment of the medical examination diagnosis treatment or care of 1 or more individuals '' iii physical injury to any person '' iv a threat to public health or safety or '' v damage affecting a computer system used by or for a government entity in furtherance of the administration of justice national defense or national security '' b PROTECTION FROM EXTORTION --Section 1030 a 7 of title 18 United States Code is amended by striking '' firm association educational institution financial institution government entity or other legal entity '' c PENALTIES --Section 1030 c of title 18 United States Code is amended-- 1 in paragraph 2 -- A in subparagraph A -- i by inserting ''except as provided in subparagraph B '' before ''a fine'' ii by striking '' a 5 C '' and inserting '' a 5 A iii '' and iii by striking ''and' at the end B in subparagraph B by inserting ''or an attempt to commit an offense punishable under this subparagraph '' after ''subsection a 2 '' in the matter preceding clause i and C in subparagraph C by striking ''and'' at the end 2 in paragraph 3 -- A by striking '' a 5 A a 5 B '' both places it appears and B by striking '' a 5 C '' and inserting '' a 5 A iii '' and 3 by adding at the end the following '' 4 A a fine under this title imprisonment for not more than 10 years or both in the case of an offense under subsection a 5 A i or an attempt to commit an offense punishable under that subsection '' B a fine under this title imprisonment for not more than 5 years or both in the case of an offense under subsection a 5 A ii or an attempt to commit an offense punishable under that subsection '' C a fine under this title imprisonment for not more than 20 years or both in the case of an offense under subsection a 5 A i or a 5 A ii or an attempt to commit an offense punishable under either subsection that occurs after a conviction for another offense under this section '' VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00113 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 384 28 USC 994 note PUBLIC LAW 107-56--OCT 26 2001 d DEFINITIONS --Section 1030 e of title 18 United States Code is amended-- 1 in paragraph 2 B by inserting '' including a computer located outside the United States that is used in a manner that affects interstate or foreign commerce or communication of the United States'' before the semicolon 2 in paragraph 7 by striking ''and'' at the end 3 by striking paragraph 8 and inserting the following '' 8 the term 'damage' means any impairment to the integrity or availability of data a program a system or information '' 4 in paragraph 9 by striking the period at the end and inserting a semicolon and 5 by adding at the end the following '' 10 the term 'conviction' shall include a conviction under the law of any State for a crime punishable by imprisonment for more than 1 year an element of which is unauthorized access or exceeding authorized access to a computer '' 11 the term 'loss' means any reasonable cost to any victim including the cost of responding to an offense conducting a damage assessment and restoring the data program system or information to its condition prior to the offense and any revenue lost cost incurred or other consequential damages incurred because of interruption of service and '' 12 the term 'person' means any individual firm corporation educational institution financial institution governmental entity or legal or other entity '' e DAMAGES IN CIVIL ACTIONS --Section 1030 g of title 18 United States Code is amended-- 1 by striking the second sentence and inserting the following ''A civil action for a violation of this section may be brought only if the conduct involves 1 of the factors set forth in clause i ii iii iv or v of subsection a 5 B Damages for a violation involving only conduct described in subsection a 5 B i are limited to economic damages '' and 2 by adding at the end the following ''No action may be brought under this subsection for the negligent design or manufacture of computer hardware computer software or firmware '' f AMENDMENT OF SENTENCING GUIDELINES RELATING TO CERTAIN COMPUTER FRAUD AND ABUSE --Pursuant to its authority under section 994 p of title 28 United States Code the United States Sentencing Commission shall amend the Federal sentencing guidelines to ensure that any individual convicted of a violation of section 1030 of title 18 United States Code can be subjected to appropriate penalties without regard to any mandatory minimum term of imprisonment SEC 815 ADDITIONAL DEFENSE TO CIVIL ACTIONS RELATING TO PRESERVING RECORDS IN RESPONSE TO GOVERNMENT REQUESTS Section 2707 e 1 of title 18 United States Code is amended by inserting after ''or statutory authorization'' the following '' including a request of a governmental entity under section 2703 f of this title '' VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00114 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 SEC 816 DEVELOPMENT AND SUPPORT FORENSIC CAPABILITIES OF 115 STAT 385 CYBERSECURITY 28 USC 509 note a IN GENERAL --The Attorney General shall establish such regional computer forensic laboratories as the Attorney General considers appropriate and provide support to existing computer forensic laboratories in order that all such computer forensic laboratories have the capability-- 1 to provide forensic examinations with respect to seized or intercepted computer evidence relating to criminal activity including cyberterrorism 2 to provide training and education for Federal State and local law enforcement personnel and prosecutors regarding investigations forensic analyses and prosecutions of computerrelated crime including cyberterrorism 3 to assist Federal State and local law enforcement in enforcing Federal State and local criminal laws relating to computer-related crime 4 to facilitate and promote the sharing of Federal law enforcement expertise and information about the investigation analysis and prosecution of computer-related crime with State and local law enforcement personnel and prosecutors including the use of multijurisdictional task forces and 5 to carry out such other activities as the Attorney General considers appropriate b AUTHORIZATION OF APPROPRIATIONS -- 1 AUTHORIZATION --There is hereby authorized to be appropriated in each fiscal year $50 000 000 for purposes of carrying out this section 2 AVAILABILITY --Amounts appropriated pursuant to the authorization of appropriations in paragraph 1 shall remain available until expended SEC 817 EXPANSION OF THE BIOLOGICAL WEAPONS STATUTE Chapter 10 of title 18 United States Code is amended-- 1 in section 175-- A in subsection b -- i by striking ''does not include'' and inserting ''includes'' ii by inserting ''other than'' after ''system for'' and iii by inserting ''bona fide research'' after ''protective'' B by redesignating subsection b as subsection c and C by inserting after subsection a the following '' b ADDITIONAL OFFENSE --Whoever knowingly possesses any biological agent toxin or delivery system of a type or in a quantity that under the circumstances is not reasonably justified by a prophylactic protective bona fide research or other peaceful purpose shall be fined under this title imprisoned not more than 10 years or both In this subsection the terms 'biological agent' and 'toxin' do not encompass any biological agent or toxin that is in its naturally occurring environment if the biological agent or toxin has not been cultivated collected or otherwise extracted from its natural source '' 2 by inserting after section 175a the following VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00115 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 386 PUBLIC LAW 107-56--OCT 26 2001 ''SEC 175b POSSESSION BY RESTRICTED PERSONS '' a No restricted person described in subsection b shall ship or transport interstate or foreign commerce or possess in or affecting commerce any biological agent or toxin or receive any biological agent or toxin that has been shipped or transported in interstate or foreign commerce if the biological agent or toxin is listed as a select agent in subsection j of section 72 6 of title 42 Code of Federal Regulations pursuant to section 511 d l of the Antiterrorism and Effective Death Penalty Act of 1996 Public Law 104-132 and is not exempted under subsection h of such section 72 6 or appendix A of part 72 of the Code of Regulations '' b In this section '' 1 The term 'select agent' does not include any such biological agent or toxin that is in its naturally-occurring environment if the biological agent or toxin has not been cultivated collected or otherwise extracted from its natural source '' 2 The term 'restricted person' means an individual who-- '' A is under indictment for a crime punishable by imprisonment for a term exceeding 1 year '' B has been convicted in any court of a crime punishable by imprisonment for a term exceeding 1 year '' C is a fugitive from justice '' D is an unlawful user of any controlled substance as defined in section 102 of the Controlled Substances Act 21 U S C 802 '' E is an alien illegally or unlawfully in the United States '' F has been adjudicated as a mental defective or has been committed to any mental institution '' G is an alien other than an alien lawfully admitted for permanent residence who is a national of a country as to which the Secretary of State pursuant to section 6 j of the Export Administration Act of 1979 50 U S C App 2405 j section 620A of chapter 1 of part M of the Foreign Assistance Act of 1961 22 U S C 2371 or section 40 d of chapter 3 of the Arms Export Control Act 22 U S C 2780 d has made a determination that remains in effect that such country has repeatedly provided support for acts of international terrorism or '' H has been discharged from the Armed Services of the United States under dishonorable conditions '' 3 The term 'alien' has the same meaning as in section 1010 a 3 of the Immigration and Nationality Act 8 U S C 1101 a 3 '' 4 The term 'lawfully admitted for permanent residence' has the same meaning as in section 101 a 20 of the Immigration and Nationality Act 8 U S C 1101 a 20 '' c Whoever knowingly violates this section shall be fined as provided in this title imprisoned not more than 10 years or both but the prohibition contained in this section shall not apply with respect to any duly authorized United States governmental activity '' and 3 in the chapter analysis by inserting after the item relating to section 175a the following ''175b Possession by restricted persons '' VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00116 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 387 TITLE IX--IMPROVED INTELLIGENCE SEC 901 RESPONSIBILITIES OF DIRECTOR OF CENTRAL INTELLIGENCE REGARDING FOREIGN INTELLIGENCE COLLECTED UNDER FOREIGN INTELLIGENCE SURVEILLANCE ACT OF 1978 Section 103 c of the National Security Act of 1947 50 U S C 403-3 c is amended-- 1 by redesignating paragraphs 6 and 7 as paragraphs 7 and 8 respectively and 2 by inserting after paragraph 5 the following new paragraph 6 '' 6 establish requirements and priorities for foreign intelligence information to be collected under the Foreign Intelligence Surveillance Act of 1978 50 U S C 1801 et seq and provide assistance to the Attorney General to ensure that information derived from electronic surveillance or physical searches under that Act is disseminated so it may be used efficiently and effectively for foreign intelligence purposes except that the Director shall have no authority to direct manage or undertake electronic surveillance or physical search operations pursuant to that Act unless otherwise authorized by statute or Executive order '' SEC 902 INCLUSION OF INTERNATIONAL TERRORIST ACTIVITIES WITHIN SCOPE OF FOREIGN INTELLIGENCE UNDER NATIONAL SECURITY ACT OF 1947 Section 3 of the National Security Act of 1947 50 U S C 401a is amended-- 1 in paragraph 2 by inserting before the period the following '' or international terrorist activities'' and 2 in paragraph 3 by striking ''and activities conducted'' and inserting '' and activities conducted '' SEC 903 SENSE OF CONGRESS ON THE ESTABLISHMENT AND MAINTENANCE OF INTELLIGENCE RELATIONSHIPS TO ACQUIRE INFORMATION ON TERRORISTS AND TERRORIST ORGANIZATIONS It is the sense of Congress that officers and employees of the intelligence community of the Federal Government acting within the course of their official duties should be encouraged and should make every effort to establish and maintain intelligence relationships with any person entity or group for the purpose of engaging in lawful intelligence activities including the acquisition of information on the identity location finances affiliations capabilities plans or intentions of a terrorist or terrorist organization or information on any other person entity or group including a foreign government engaged in harboring comforting financing aiding or assisting a terrorist or terrorist organization SEC 904 TEMPORARY AUTHORITY TO DEFER SUBMITTAL TO CONGRESS OF REPORTS ON INTELLIGENCE AND INTELLIGENCE-RELATED MATTERS a AUTHORITY TO DEFER --The Secretary of Defense Attorney General and Director of Central Intelligence each may during the effective period of this section defer the date of submittal VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00117 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 388 PUBLIC LAW 107-56--OCT 26 2001 to Congress of any covered intelligence report under the jurisdiction of such official until February 1 2002 b COVERED INTELLIGENCE REPORT --Except as provided in subsection c for purposes of subsection a a covered intelligence report is as follows 1 Any report on intelligence or intelligence-related activities of the United States Government that is required to be submitted to Congress by an element of the intelligence community during the effective period of this section 2 Any report or other matter that is required to be submitted to the Select Committee on Intelligence of the Senate and Permanent Select Committee on Intelligence of the House of Representatives by the Department of Defense or the Department of Justice during the effective period of this section c EXCEPTION FOR CERTAIN REPORTS --For purposes of subsection a any report required by section 502 or 503 of the National Security Act of 1947 50 U S C 413a 413b is not a covered intelligence report d NOTICE TO CONGRESS --Upon deferring the date of submittal to Congress of a covered intelligence report under subsection a the official deferring the date of submittal of the covered intelligence report shall submit to Congress notice of the deferral Notice of deferral of a report shall specify the provision of law if any under which the report would otherwise be submitted to Congress e EXTENSION OF DEFERRAL -- 1 Each official specified in subsection a may defer the date of submittal to Congress of a covered intelligence report under the jurisdiction of such official to a date after February 1 2002 if such official submits to the committees of Congress specified in subsection b 2 before February 1 2002 a certification that preparation and submittal of the covered intelligence report on February 1 2002 will impede the work of officers or employees who are engaged in counterterrorism activities 2 A certification under paragraph 1 with respect to a covered intelligence report shall specify the date on which the covered intelligence report will be submitted to Congress f EFFECTIVE PERIOD --The effective period of this section is the period beginning on the date of the enactment of this Act and ending on February 1 2002 g ELEMENT OF THE INTELLIGENCE COMMUNITY DEFINED -- In this section the term ''element of the intelligence community'' means any element of the intelligence community specified or designated under section 3 4 of the National Security Act of 1947 50 U S C 401a 4 Certification SEC 905 DISCLOSURE TO DIRECTOR OF CENTRAL INTELLIGENCE OF FOREIGN INTELLIGENCE-RELATED INFORMATION WITH RESPECT TO CRIMINAL INVESTIGATIONS 50 USC 403-5b 403-5c VerDate 11-MAY-2000 19 15 Nov 05 2001 a IN GENERAL --Title I of the National Security Act of 1947 50 U S C 402 et seq is amended-- 1 by redesignating subsection 105B as section 105C and 2 by inserting after section 105A the following new section 105B Jkt 099139 PO 00056 Frm 00118 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 389 ''DISCLOSURE OF FOREIGN INTELLIGENCE ACQUIRED IN CRIMINAL INVESTIGATIONS NOTICE OF CRIMINAL INVESTIGATIONS OF FOREIGN INTELLIGENCE SOURCES ''SEC 105B a DISCLOSURE OF FOREIGN INTELLIGENCE -- 1 Except as otherwise provided by law and subject to paragraph 2 the Attorney General or the head of any other department or agency of the Federal Government with law enforcement responsibilities shall expeditiously disclose to the Director of Central Intelligence pursuant to guidelines developed by the Attorney General in consultation with the Director foreign intelligence acquired by an element of the Department of Justice or an element of such department or agency as the case may be in the course of a criminal investigation '' 2 The Attorney General by regulation and in consultation with the Director of Central Intelligence may provide for exceptions to the applicability of paragraph 1 for one or more classes of foreign intelligence or foreign intelligence with respect to one or more targets or matters if the Attorney General determines that disclosure of such foreign intelligence under that paragraph would jeopardize an ongoing law enforcement investigation or impair other significant law enforcement interests '' b PROCEDURES FOR NOTICE OF CRIMINAL INVESTIGATIONS -- Not later than 180 days after the date of enactment of this section the Attorney General in consultation with the Director of Central Intelligence shall develop guidelines to ensure that after receipt of a report from an element of the intelligence community of activity of a foreign intelligence source or potential foreign intelligence source that may warrant investigation as criminal activity the Attorney General provides notice to the Director of Central Intelligence within a reasonable period of time of his intention to commence or decline to commence a criminal investigation of such activity '' c PROCEDURES --The Attorney General shall develop procedures for the administration of this section including the disclosure of foreign intelligence by elements of the Department of Justice and elements of other departments and agencies of the Federal Government under subsection a and the provision of notice with respect to criminal investigations under subsection b '' b CLERICAL AMENDMENT --The table of contents in the first section of that Act is amended by striking the item relating to section 105B and inserting the following new items 50 USC 403-5b Deadline ''Sec 105B Disclosure of foreign intelligence acquired in criminal investigations notice of criminal investigations of foreign intelligence sources ''Sec 105C Protection of the operational files of the National Imagery and Mapping Agency '' SEC 906 FOREIGN TERRORIST ASSET TRACKING CENTER a REPORT ON RECONFIGURATION --Not later than February 1 2002 the Attorney General the Director of Central Intelligence and the Secretary of the Treasury shall jointly submit to Congress a report on the feasibility and desirability of reconfiguring the Foreign Terrorist Asset Tracking Center and the Office of Foreign Assets Control of the Department of the Treasury in order to establish a capability to provide for the effective and efficient analysis and dissemination of foreign intelligence relating to the financial capabilities and resources of international terrorist organizations VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00119 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 Deadline APPS24 PsN PUBL056 115 STAT 390 PUBLIC LAW 107-56--OCT 26 2001 b REPORT REQUIREMENTS -- 1 In preparing the report under subsection a the Attorney General the Secretary and the Director shall consider whether and to what extent the capacities and resources of the Financial Crimes Enforcement Center of the Department of the Treasury may be integrated into the capability contemplated by the report 2 If the Attorney General Secretary and the Director determine that it is feasible and desirable to undertake the reconfiguration described in subsection a in order to establish the capability described in that subsection the Attorney General the Secretary and the Director shall include with the report under that subsection a detailed proposal for legislation to achieve the reconfiguration SEC 907 NATIONAL VIRTUAL TRANSLATION CENTER Deadline VerDate 11-MAY-2000 19 15 Nov 05 2001 a REPORT ON ESTABLISHMENT -- 1 Not later than February 1 2002 the Director of Central Intelligence shall in consultation with the Director of the Federal Bureau of Investigation submit to the appropriate committees of Congress a report on the establishment and maintenance within the intelligence community of an element for purposes of providing timely and accurate translations of foreign intelligence for all other elements of the intelligence community In the report the element shall be referred to as the ''National Virtual Translation Center'' 2 The report on the element described in paragraph 1 shall discuss the use of state-of-the-art communications technology the integration of existing translation capabilities in the intelligence community and the utilization of remote-connection capacities so as to minimize the need for a central physical facility for the element b RESOURCES --The report on the element required by subsection a shall address the following 1 The assignment to the element of a staff of individuals possessing a broad range of linguistic and translation skills appropriate for the purposes of the element 2 The provision to the element of communications capabilities and systems that are commensurate with the most current and sophisticated communications capabilities and systems available to other elements of intelligence community 3 The assurance to the maximum extent practicable that the communications capabilities and systems provided to the element will be compatible with communications capabilities and systems utilized by the Federal Bureau of Investigation in securing timely and accurate translations of foreign language materials for law enforcement investigations 4 The development of a communications infrastructure to ensure the efficient and secure use of the translation capabilities of the element c SECURE COMMUNICATIONS --The report shall include a discussion of the creation of secure electronic communications between the element described by subsection a and the other elements of the intelligence community d DEFINITIONS --In this section 1 FOREIGN INTELLIGENCE --The term ''foreign intelligence'' has the meaning given that term in section 3 2 of the National Security Act of 1947 50 U S C 401a 2 2 ELEMENT OF THE INTELLIGENCE COMMUNITY --The term ''element of the intelligence community'' means any element Jkt 099139 PO 00056 Frm 00120 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 391 of the intelligence community specified or designated under section 3 4 of the National Security Act of 1947 50 U S C 401a 4 SEC 908 TRAINING OF GOVERNMENT OFFICIALS REGARDING IDENTIFICATION AND USE OF FOREIGN INTELLIGENCE 28 USC 509 note a PROGRAM REQUIRED --The Attorney General shall in consultation with the Director of Central Intelligence carry out a program to provide appropriate training to officials described in subsection b in order to assist such officials in-- 1 identifying foreign intelligence information in the course of their duties and 2 utilizing foreign intelligence information in the course of their duties to the extent that the utilization of such information is appropriate for such duties b OFFICIALS --The officials provided training under subsection a are at the discretion of the Attorney General and the Director the following 1 Officials of the Federal Government who are not ordinarily engaged in the collection dissemination and use of foreign intelligence in the performance of their duties 2 Officials of State and local governments who encounter or may encounter in the course of a terrorist event foreign intelligence in the performance of their duties c AUTHORIZATION OF APPROPRIATIONS --There is hereby authorized to be appropriated for the Department of Justice such sums as may be necessary for purposes of carrying out the program required by subsection a TITLE X--MISCELLANEOUS SEC 1001 REVIEW OF THE DEPARTMENT OF JUSTICE The Inspector General of the Department of Justice shall designate one official who shall-- 1 review information and receive complaints alleging abuses of civil rights and civil liberties by employees and officials of the Department of Justice 2 make public through the Internet radio television and newspaper advertisements information on the responsibilities and functions of and how to contact the official and 3 submit to the Committee on the Judiciary of the House of Representatives and the Committee on the Judiciary of the Senate on a semi-annual basis a report on the implementation of this subsection and detailing any abuses described in paragraph 1 including a description of the use of funds appropriations used to carry out this subsection 5 USC app Public information Internet Reports SEC 1002 SENSE OF CONGRESS a FINDINGS --Congress finds that-- 1 all Americans are united in condemning in the strongest possible terms the terrorists who planned and carried out the attacks against the United States on September 11 2001 and in pursuing all those responsible for those attacks and their sponsors until they are brought to justice 2 Sikh-Americans form a vibrant peaceful and lawabiding part of America's people VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00121 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 392 PUBLIC LAW 107-56--OCT 26 2001 3 approximately 500 000 Sikhs reside in the United States and are a vital part of the Nation 4 Sikh-Americans stand resolutely in support of the commitment of our Government to bring the terrorists and those that harbor them to justice 5 the Sikh faith is a distinct religion with a distinct religious and ethnic identity that has its own places of worship and a distinct holy text and religious tenets 6 many Sikh-Americans who are easily recognizable by their turbans and beards which are required articles of their faith have suffered both verbal and physical assaults as a result of misguided anger toward Arab-Americans and MuslimAmericans in the wake of the September 11 2001 terrorist attack 7 Sikh-Americans as do all Americans condemn acts of prejudice against any American and 8 Congress is seriously concerned by the number of crimes against Sikh-Americans and other Americans all across the Nation that have been reported in the wake of the tragic events that unfolded on September 11 2001 b SENSE OF CONGRESS --Congress-- 1 declares that in the quest to identify locate and bring to justice the perpetrators and sponsors of the terrorist attacks on the United States on September 11 2001 the civil rights and civil liberties of all Americans including Sikh-Americans should be protected 2 condemns bigotry and any acts of violence or discrimination against any Americans including Sikh-Americans 3 calls upon local and Federal law enforcement authorities to work to prevent crimes against all Americans including Sikh-Americans and 4 calls upon local and Federal law enforcement authorities to prosecute to the fullest extent of the law all those who commit crimes SEC 1003 DEFINITION OF ''ELECTRONIC SURVEILLANCE'' Section 101 f 2 of the Foreign Intelligence Surveillance Act 50 U S C 1801 f 2 is amended by adding at the end before the semicolon the following '' but does not include the acquisition of those communications of computer trespassers that would be permissible under section 2511 2 i of title 18 United States Code'' SEC 1004 VENUE IN MONEY LAUNDERING CASES Section 1956 of title 18 United States Code is amended by adding at the end the following '' i VENUE -- 1 Except as provided in paragraph 2 a prosecution for an offense under this section or section 1957 may be brought in-- '' A any district in which the financial or monetary transaction is conducted or '' B any district where a prosecution for the underlying specified unlawful activity could be brought if the defendant participated in the transfer of the proceeds of the specified unlawful activity from that district to the district where the financial or monetary transaction is conducted '' 2 A prosecution for an attempt or conspiracy offense under this section or section 1957 may be brought in the district where venue would lie for the completed offense under paragraph 1 VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00122 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 393 or in any other district where an act in furtherance of the attempt or conspiracy took place '' 3 For purposes of this section a transfer of funds from 1 place to another by wire or any other means shall constitute a single continuing transaction Any person who conducts as that term is defined in subsection c 2 any portion of the transaction may be charged in any district in which the transaction takes place '' SEC 1005 FIRST RESPONDERS ASSISTANCE ACT a GRANT AUTHORIZATION --The Attorney General shall make grants described in subsections b and c to States and units of local government to improve the ability of State and local law enforcement fire department and first responders to respond to and prevent acts of terrorism b TERRORISM PREVENTION GRANTS --Terrorism prevention grants under this subsection may be used for programs projects and other activities to-- 1 hire additional law enforcement personnel dedicated to intelligence gathering and analysis functions including the formation of full-time intelligence and analysis units 2 purchase technology and equipment for intelligence gathering and analysis functions including wire-tap pen links cameras and computer hardware and software 3 purchase equipment for responding to a critical incident including protective equipment for patrol officers such as quick masks 4 purchase equipment for managing a critical incident such as communications equipment for improved interoperability among surrounding jurisdictions and mobile command posts for overall scene management and 5 fund technical assistance programs that emphasize coordination among neighboring law enforcement agencies for sharing resources and resources coordination among law enforcement agencies for combining intelligence gathering and analysis functions and the development of policy procedures memorandums of understanding and other best practices c ANTITERRORISM TRAINING GRANTS --Antiterrorism training grants under this subsection may be used for programs projects and other activities to address-- 1 intelligence gathering and analysis techniques 2 community engagement and outreach 3 critical incident management for all forms of terrorist attack 4 threat assessment capabilities 5 conducting followup investigations and 6 stabilizing a community after a terrorist incident d APPLICATION -- 1 IN GENERAL --Each eligible entity that desires to receive a grant under this section shall submit an application to the Attorney General at such time in such manner and accompanied by such additional information as the Attorney General may reasonably require 2 CONTENTS --Each application submitted pursuant to paragraph 1 shall-- A describe the activities for which assistance under this section is sought and VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00123 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 Intergovernmental relations 28 USC 509 note APPS24 PsN PUBL056 115 STAT 394 PUBLIC LAW 107-56--OCT 26 2001 B provide such additional assurances as the Attorney General determines to be essential to ensure compliance with the requirements of this section e MINIMUM AMOUNT --If all applications submitted by a State or units of local government within that State have not been funded under this section in any fiscal year that State if it qualifies and the units of local government within that State shall receive in that fiscal year not less than 0 5 percent of the total amount appropriated in that fiscal year for grants under this section f AUTHORIZATION OF APPROPRIATIONS --There are authorized to be appropriated $25 000 000 for each of the fiscal years 2003 through 2007 SEC 1006 INADMISSIBILITY OF ALIENS ENGAGED IN MONEY LAUNDERING Deadline Records Certification 8 USC 1182 note a AMENDMENT TO IMMIGRATION AND NATIONALITY ACT --Section 212 a 2 of the Immigration and Nationality Act 8 U S C 1182 a 2 is amended by adding at the end the following '' I MONEY LAUNDERING --Any alien-- '' i who a consular officer or the Attorney General knows or has reason to believe has engaged is engaging or seeks to enter the United States to engage in an offense which is described in section 1956 or 1957 of title 18 United States Code relating to laundering of monetary instruments or '' ii who a consular officer or the Attorney General knows is or has been a knowing aider abettor assister conspirator or colluder with others in an offense which is described in such section is inadmissible '' b MONEY LAUNDERING WATCHLIST --Not later than 90 days after the date of the enactment of this Act the Secretary of State shall develop implement and certify to the Congress that there has been established a money laundering watchlist which identifies individuals worldwide who are known or suspected of money laundering which is readily accessible to and shall be checked by a consular or other Federal official prior to the issuance of a visa or admission to the United States The Secretary of State shall develop and continually update the watchlist in cooperation with the Attorney General the Secretary of the Treasury and the Director of Central Intelligence SEC 1007 AUTHORIZATION OF FUNDS FOR DEA POLICE TRAINING IN SOUTH AND CENTRAL ASIA In addition to amounts otherwise available to carry out section 481 of the Foreign Assistance Act of 1961 22 U S C 2291 there is authorized to be appropriated to the President not less than $5 000 000 for fiscal year 2002 for regional antidrug training in the Republic of Turkey by the Drug Enforcement Administration for police as well as increased precursor chemical control efforts in the South and Central Asia region VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00124 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 395 SEC 1008 FEASIBILITY STUDY ON USE OF BIOMETRIC IDENTIFIER SCANNING SYSTEM WITH ACCESS TO THE FBI INTEGRATED AUTOMATED FINGERPRINT IDENTIFICATION SYSTEM AT OVERSEAS CONSULAR POSTS AND POINTS OF ENTRY TO THE UNITED STATES a IN GENERAL --The Attorney General in consultation with the Secretary of State and the Secretary of Transportation shall conduct a study on the feasibility of utilizing a biometric identifier fingerprint scanning system with access to the database of the Federal Bureau of Investigation Integrated Automated Fingerprint Identification System at consular offices abroad and at points of entry into the United States to enhance the ability of State Department and immigration officials to identify aliens who may be wanted in connection with criminal or terrorist investigations in the United States or abroad prior to the issuance of visas or entry into the United States b REPORT TO CONGRESS --Not later than 90 days after the date of the enactment of this Act the Attorney General shall submit a report summarizing the findings of the study authorized under subsection a to the Committee on International Relations and the Committee on the Judiciary of the House of Representatives and the Committee on Foreign Relations and the Committee on the Judiciary of the Senate Deadline SEC 1009 STUDY OF ACCESS a IN GENERAL --Not later than 120 days after enactment of this Act the Federal Bureau of Investigation shall study and report to Congress on the feasibility of providing to airlines access via computer to the names of passengers who are suspected of terrorist activity by Federal officials b AUTHORIZATION --There are authorized to be appropriated not more than $250 000 to carry out subsection a Deadline SEC 1010 TEMPORARY AUTHORITY TO CONTRACT WITH LOCAL AND STATE GOVERNMENTS FOR PERFORMANCE OF SECURITY FUNCTIONS AT UNITED STATES MILITARY INSTALLATIONS 10 USC 2465 note a IN GENERAL --Notwithstanding section 2465 of title 10 United States Code during the period of time that United States armed forces are engaged in Operation Enduring Freedom and for the period of 180 days thereafter funds appropriated to the Department of Defense may be obligated and expended for the purpose of entering into contracts or other agreements for the performance of security functions at any military installation or facility in the United States with a proximately located local or State government or combination of such governments whether or not any such government is obligated to provide such services to the general public without compensation b TRAINING --Any contract or agreement entered into under this section shall prescribe standards for the training and other qualifications of local government law enforcement personnel who perform security functions under this section in accordance with criteria established by the Secretary of the service concerned c REPORT --One year after the date of enactment of this section the Secretary of Defense shall submit a report to the Committees on Armed Services of the Senate and the House of Representatives describing the use of the authority granted under VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00125 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 Deadline APPS24 PsN PUBL056 115 STAT 396 PUBLIC LAW 107-56--OCT 26 2001 this section and the use by the Department of Defense of other means to improve the performance of security functions on military installations and facilities located within the United States Crimes Against Charitable Americans Act of 2001 15 USC 6101 note 15 USC 6102 15 USC 6016 Intergovernmental relations SEC 1011 CRIMES AGAINST CHARITABLE AMERICANS a SHORT TITLE --This section may be cited as the ''Crimes Against Charitable Americans Act of 2001'' b TELEMARKETING AND CONSUMER FRAUD ABUSE --The Telemarketing and Consumer Fraud and Abuse Prevention Act 15 U S C 6101 et seq is amended-- 1 in section 3 a 2 by inserting after ''practices'' the second place it appears the following ''which shall include fraudulent charitable solicitations and'' 2 in section 3 a 3 -- A in subparagraph B by striking ''and'' at the end B in subparagraph C by striking the period at the end and inserting '' and'' and C by adding at the end the following '' D a requirement that any person engaged in telemarketing for the solicitation of charitable contributions donations or gifts of money or any other thing of value shall promptly and clearly disclose to the person receiving the call that the purpose of the call is to solicit charitable contributions donations or gifts and make such other disclosures as the Commission considers appropriate including the name and mailing address of the charitable organization on behalf of which the solicitation is made '' and 3 in section 7 4 by inserting '' or a charitable contribution donation or gift of money or any other thing of value '' after ''services'' c RED CROSS MEMBERS OR AGENTS --Section 917 of title 18 United States Code is amended by striking ''one year'' and inserting ''5 years'' d TELEMARKETING FRAUD --Section 2325 1 of title 18 United States Code is amended-- 1 in subparagraph A by striking ''or'' at the end 2 in subparagraph B by striking the comma at the end and inserting '' or'' 3 by inserting after subparagraph B the following '' C a charitable contribution donation or gift of money or any other thing of value '' and 4 in the flush language by inserting ''or charitable contributor or donor'' after ''participant'' SEC 1012 LIMITATION ON ISSUANCE OF HAZMAT LICENSES a LIMITATION -- 1 IN GENERAL --Chapter 51 of title 49 United States Code is amended by inserting after section 5103 the following new section '' 5103a Limitation on issuance of hazmat licenses '' a LIMITATION -- '' 1 ISSUANCE OF LICENSES --A State may not issue to any individual a license to operate a motor vehicle transporting in commerce a hazardous material unless the Secretary of VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00126 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 397 Transportation has first determined upon receipt of a notification under subsection c 1 B that the individual does not pose a security risk warranting denial of the license '' 2 RENEWALS INCLUDED --For the purposes of this section the term 'issue' with respect to a license includes renewal of the license '' b HAZARDOUS MATERIALS DESCRIBED --The limitation in subsection a shall apply with respect to-- '' 1 any material defined as a hazardous material by the Secretary of Transportation and '' 2 any chemical or biological material or agent determined by the Secretary of Health and Human Services or the Attorney General as being a threat to the national security of the United States '' c BACKGROUND RECORDS CHECK -- '' 1 IN GENERAL --Upon the request of a State regarding issuance of a license described in subsection a 1 to an individual the Attorney General-- '' A shall carry out a background records check regarding the individual and '' B upon completing the background records check shall notify the Secretary of Transportation of the completion and results of the background records check '' 2 SCOPE --A background records check regarding an individual under this subsection shall consist of the following '' A A check of the relevant criminal history data bases '' B In the case of an alien a check of the relevant data bases to determine the status of the alien under the immigration laws of the United States '' C As appropriate a check of the relevant international data bases through Interpol-U S National Central Bureau or other appropriate means '' d REPORTING REQUIREMENT --Each State shall submit to the Secretary of Transportation at such time and in such manner as the Secretary may prescribe the name address and such other information as the Secretary may require concerning-- '' 1 each alien to whom the State issues a license described in subsection a and '' 2 each other individual to whom such a license is issued as the Secretary may require '' e ALIEN DEFINED --In this section the term 'alien' has the meaning given the term in section 101 a 3 of the Immigration and Nationality Act '' 2 CLERICAL AMENDMENT --The table of sections at the beginning of such chapter is amended by inserting after the item relating to section 5103 the following new item ''5103a Limitation on issuance of hazmat licenses '' b REGULATION OF DRIVER FITNESS --Section 31305 a 5 of title 49 United States Code is amended-- 1 by striking ''and'' at the end of subparagraph A 2 by inserting ''and'' at the end of subparagraph B and 3 by adding at the end the following new subparagraph '' C is licensed by a State to operate the vehicle after having first been determined under section 5103a of this title as not posing a security risk warranting denial of the license '' VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00127 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 398 49 USC 5103a note PUBLIC LAW 107-56--OCT 26 2001 c AUTHORIZATION OF APPROPRIATIONS --There is authorized to be appropriated for the Department of Transportation and the Department of Justice such amounts as may be necessary to carry out section 5103a of title 49 United States Code as added by subsection a SEC 1013 EXPRESSING THE SENSE OF THE SENATE CONCERNING THE PROVISION OF FUNDING FOR BIOTERRORISM PREPAREDNESS AND RESPONSE a FINDINGS --The Senate finds the following 1 Additional steps must be taken to better prepare the United States to respond to potential bioterrorism attacks 2 The threat of a bioterrorist attack is still remote but is increasing for a variety of reasons including-- A public pronouncements by Osama bin Laden that it is his religious duty to acquire weapons of mass destruction including chemical and biological weapons B the callous disregard for innocent human life as demonstrated by the terrorists' attacks of September 11 2001 C the resources and motivation of known terrorists and their sponsors and supporters to use biological warfare D recent scientific and technological advances in agent delivery technology such as aerosolization that have made weaponization of certain germs much easier and E the increasing access to the technologies and expertise necessary to construct and deploy chemical and biological weapons of mass destruction 3 Coordination of Federal State and local terrorism research preparedness and response programs must be improved 4 States local areas and public health officials must have enhanced resources and expertise in order to respond to a potential bioterrorist attack 5 National State and local communication capacities must be enhanced to combat the spread of chemical and biological illness 6 Greater resources must be provided to increase the capacity of hospitals and local health care workers to respond to public health threats 7 Health care professionals must be better trained to recognize diagnose and treat illnesses arising from biochemical attacks 8 Additional supplies may be essential to increase the readiness of the United States to respond to a bio-attack 9 Improvements must be made in assuring the safety of the food supply 10 New vaccines and treatments are needed to assure that we have an adequate response to a biochemical attack 11 Government research preparedness and response programs need to utilize private sector expertise and resources 12 Now is the time to strengthen our public health system and ensure that the United States is adequately prepared to respond to potential bioterrorist attacks natural infectious disease outbreaks and other challenges and potential threats to the public health VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00128 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 399 b SENSE OF THE SENATE --It is the sense of the Senate that the United States should make a substantial new investment this year toward the following 1 Improving State and local preparedness capabilities by upgrading State and local surveillance epidemiology assisting in the development of response plans assuring adequate staffing and training of health professionals to diagnose and care for victims of bioterrorism extending the electronics communications networks and training personnel and improving public health laboratories 2 Improving hospital response capabilities by assisting hospitals in developing plans for a bioterrorist attack and improving the surge capacity of hospitals 3 Upgrading the bioterrorism capabilities of the Centers for Disease Control and Prevention through improving rapid identification and health early warning systems 4 Improving disaster response medical systems such as the National Disaster Medical System and the Metropolitan Medical Response System and Epidemic Intelligence Service 5 Targeting research to assist with the development of appropriate therapeutics and vaccines for likely bioterrorist agents and assisting with expedited drug and device review through the Food and Drug Administration 6 Improving the National Pharmaceutical Stockpile program by increasing the amount of necessary therapies including smallpox vaccines and other post-exposure vaccines and ensuring the appropriate deployment of stockpiles 7 Targeting activities to increase food safety at the Food and Drug Administration 8 Increasing international cooperation to secure dangerous biological agents increase surveillance and retrain biological warfare specialists SEC 1014 GRANT PROGRAM FOR STATE AND LOCAL DOMESTIC PREPAREDNESS SUPPORT 42 USC 3711 a IN GENERAL --The Office for State and Local Domestic Preparedness Support of the Office of Justice Programs shall make a grant to each State which shall be used by the State in conjunction with units of local government to enhance the capability of State and local jurisdictions to prepare for and respond to terrorist acts including events of terrorism involving weapons of mass destruction and biological nuclear radiological incendiary chemical and explosive devices b USE OF GRANT AMOUNTS --Grants under this section may be used to purchase needed equipment and to provide training and technical assistance to State and local first responders c AUTHORIZATION OF APPROPRIATIONS -- 1 IN GENERAL --There is authorized to be appropriated to carry out this section such sums as necessary for each of fiscal years 2002 through 2007 2 LIMITATIONS --Of the amount made available to carry out this section in any fiscal year not more than 3 percent may be used by the Attorney General for salaries and administrative expenses 3 MINIMUM AMOUNT --Each State shall be allocated in each fiscal year under this section not less than 0 75 percent of the total amount appropriated in the fiscal year for grants VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00129 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 400 PUBLIC LAW 107-56--OCT 26 2001 pursuant to this section except that the United States Virgin Islands America Samoa Guam and the Northern Mariana Islands each shall be allocated 0 25 percent SEC 1015 EXPANSION AND REAUTHORIZATION OF THE CRIME IDENTIFICATION TECHNOLOGY ACT FOR ANTITERRORISM GRANTS TO STATES AND LOCALITIES Section 102 of the Crime Identification Technology Act of 1998 42 U S C 14601 is amended-- 1 in subsection b -- A in paragraph 16 by striking ''and'' at the end B in paragraph 17 by striking the period and inserting '' and'' and C by adding at the end the following '' 18 notwithstanding subsection c antiterrorism purposes as they relate to any other uses under this section or for other antiterrorism programs '' and 2 in subsection e 1 by striking ''this section'' and all that follows and inserting ''this section $250 000 000 for each of fiscal years 2002 through 2007 '' Critical Infrastructure Protection Act of 2001 42 USC 5195c VerDate 11-MAY-2000 19 15 Nov 05 2001 SEC 1016 CRITICAL INFRASTRUCTURES PROTECTION a SHORT TITLE --This section may be cited as the ''Critical Infrastructures Protection Act of 2001'' b FINDINGS --Congress makes the following findings 1 The information revolution has transformed the conduct of business and the operations of government as well as the infrastructure relied upon for the defense and national security of the United States 2 Private business government and the national security apparatus increasingly depend on an interdependent network of critical physical and information infrastructures including telecommunications energy financial services water and transportation sectors 3 A continuous national effort is required to ensure the reliable provision of cyber and physical infrastructure services critical to maintaining the national defense continuity of government economic prosperity and quality of life in the United States 4 This national effort requires extensive modeling and analytic capabilities for purposes of evaluating appropriate mechanisms to ensure the stability of these complex and interdependent systems and to underpin policy recommendations so as to achieve the continuous viability and adequate protection of the critical infrastructure of the Nation c POLICY OF THE UNITED STATES --It is the policy of the United States-- 1 that any physical or virtual disruption of the operation of the critical infrastructures of the United States be rare brief geographically limited in effect manageable and minimally detrimental to the economy human and government services and national security of the United States 2 that actions necessary to achieve the policy stated in paragraph 1 be carried out in a public-private partnership involving corporate and non-governmental organizations and 3 to have in place a comprehensive and effective program to ensure the continuity of essential Federal Government functions under all circumstances Jkt 099139 PO 00056 Frm 00130 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 PUBLIC LAW 107-56--OCT 26 2001 115 STAT 401 d ESTABLISHMENT OF NATIONAL COMPETENCE FOR CRITICAL INFRASTRUCTURE PROTECTION -- 1 SUPPORT OF CRITICAL INFRASTRUCTURE PROTECTION AND CONTINUITY BY NATIONAL INFRASTRUCTURE SIMULATION AND ANALYSIS CENTER --There shall be established the National Infrastructure Simulation and Analysis Center NISAC to serve as a source of national competence to address critical infrastructure protection and continuity through support for activities related to counterterrorism threat assessment and risk mitigation 2 PARTICULAR SUPPORT --The support provided under paragraph 1 shall include the following A Modeling simulation and analysis of the systems comprising critical infrastructures including cyber infrastructure telecommunications infrastructure and physical infrastructure in order to enhance understanding of the large-scale complexity of such systems and to facilitate modification of such systems to mitigate the threats to such systems and to critical infrastructures generally B Acquisition from State and local governments and the private sector of data necessary to create and maintain models of such systems and of critical infrastructures generally C Utilization of modeling simulation and analysis under subparagraph A to provide education and training to policymakers on matters relating to-- i the analysis conducted under that subparagraph ii the implications of unintended or unintentional disturbances to critical infrastructures and iii responses to incidents or crises involving critical infrastructures including the continuity of government and private sector activities through and after such incidents or crises D Utilization of modeling simulation and analysis under subparagraph A to provide recommendations to policymakers and to departments and agencies of the Federal Government and private sector persons and entities upon request regarding means of enhancing the stability of and preserving critical infrastructures 3 RECIPIENT OF CERTAIN SUPPORT --Modeling simulation and analysis provided under this subsection shall be provided in particular to relevant Federal State and local entities responsible for critical infrastructure protection and policy e CRITICAL INFRASTRUCTURE DEFINED --In this section the term ''critical infrastructure'' means systems and assets whether physical or virtual so vital to the United States that the incapacity or destruction of such systems and assets would have a debilitating impact on security national economic security national public health or safety or any combination of those matters VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00131 Fmt 6580 Sfmt 6581 E PUBLAW PUBL056 107 APPS24 PsN PUBL056 115 STAT 402 PUBLIC LAW 107-56--OCT 26 2001 f AUTHORIZATION OF APPROPRIATIONS --There is hereby authorized for the Department of Defense for fiscal year 2002 $20 000 000 for the Defense Threat Reduction Agency for activities of the National Infrastructure Simulation and Analysis Center under this section in that fiscal year Approved October 26 2001 LEGISLATIVE HISTORY--H R 3162 CONGRESSIONAL RECORD Vol 147 2001 Oct 23 24 considered and passed House Oct 25 considered and passed Senate WEEKLY COMPILATION OF PRESIDENTIAL DOCUMENTS Vol 37 2001 Oct 26 Presidential remarks AE VerDate 11-MAY-2000 19 15 Nov 05 2001 Jkt 099139 PO 00056 Frm 00132 Fmt 6580 Sfmt 6580 E PUBLAW PUBL056 107 APPS24 PsN PUBL056