Updated March 12 2020 Election Security Federal Funding for Securing Election Systems Russia targeted state and local systems as part of its effort to interfere with the 2016 elections according to the U S intelligence community Reports of Russia’s activities highlighted the potential for threats to the technologies facilities and processes used to administer elections Congress has responded to such threats in part by providing and proposing funding to help secure elections This In Focus offers an overview of federal funding for securing election systems It starts with some background on potential threats to state and local election systems and then summarizes the funding Congress has provided and proposed to help secure those systems Background Elections-related systems in all 50 states were likely targeted in the 2016 election cycle according to a July 2019 report from the Senate Select Committee on Intelligence Some attempts to access state and local systems succeeded Russian actors reportedly extracted data from the statewide voter registration database in one state for example and breached county systems in another Multiple techniques were used to target state and local election systems in the 2016 cycle Attackers tried to access voter registration databases by entering malicious code in the data fields of state or local websites for example and to gain access to county systems by sending election officials emails with malware attached Election systems may also be vulnerable to other types of attack Hacked election office websites or social media accounts might be used to disseminate disinformation for example Malware might be spread among non-internetconnected voting machines computer scientist J Alex Halderman has testified in the course of programming the machines with ballot designs Individuals with access to election storage facilities might tamper with ballot boxes Some threats to election systems may also be compounded by the structure of U S election administration States territories and localities—which have primary responsibility for conducting elections in the United States—use different election equipment and processes and have varying levels of access to security resources and expertise This decentralization may help guard against large-scale coordinated attacks but it also offers potential attackers multiple possible points of entry some of which may be less well defended than others Limited attacks on less well defended jurisdictions might undermine voters’ confidence in the legitimacy of the election process or the winners it produces In some cases some have suggested such small-scale attacks might also be capable of changing election outcomes Appropriated Funding States territories and localities have primary responsibility for ensuring that election systems are secure but federal agencies also play a role in helping identify and address election system threats and vulnerabilities Congress has provided election system security funding both to states territories and the District of Columbia DC and to federal agencies since the 2016 elections Funding for States Territories and DC The Consolidated Appropriations Act 2018 P L 115-141 and the Consolidated Appropriations Act 2020 P L 11693 included $380 million and $425 million respectively for payments to states territories and DC under the Help America Vote Act of 2002 HAVA 52 U S C §§2090121145 Both sets of payments were available to the 50 states DC American Samoa Guam Puerto Rico and the U S Virgin Islands generally referred to hereinafter as “states” and the FY2020 funds were also available to the Commonwealth of the Northern Mariana Islands CNMI Funding for the payments was appropriated under provisions of HAVA that authorize programs to provide payments to states for general improvements to the administration of federal elections Explanatory statements accompanying the appropriations bills listed the following as acceptable uses of the funds replacing paperless voting machines conducting postelection audits addressing cyber vulnerabilities in election systems providing election officials with cybersecurity training instituting election system cybersecurity best practices and making other improvements to the security of federal elections Each eligible recipient was guaranteed a minimum payment under each appropriations bill with some recipients eligible for additional funds based on voting-age population see Table 1 for the total amount available to each eligible recipient for both fiscal years The 50 states DC and Puerto Rico are required to provide 5% and 20% matches respectively for the FY2018 and FY2020 funds All funding recipients are expected to submit plans for use of the payments to the U S Election Assistance Commission EAC and report each year on how they spend their funds According to the EAC which is charged with administering the payments all available FY2018 funds were requested https crsreports congress gov Election Security Federal Funding for Securing Election Systems by July 16 2018 and disbursed to the states by September 20 2018 The states and CNMI could start incurring costs against the FY2020 grants on December 21 2019 Table 1 Combined FY2018 and FY2020 HAVA Funds $ rounded in millions AL 13 1 IN 16 1 NV 9 1 TN 16 0 AK 6 0 IA 9 8 NH 6 6 TX 49 3 AZ 15 8 KS 9 3 NJ 20 7 UT 8 7 AR 9 5 KY 12 2 NM 7 8 VT 6 0 CA 73 3 LA 12 5 NY 41 3 VA 19 3 CO 13 4 ME 6 6 NC 22 0 WA 16 8 CT 10 9 MD 15 0 ND 6 0 WV 7 7 DE 6 0 MA 16 7 OH 25 8 WI 14 8 DC 6 0 MI 22 7 OK 11 0 WY 6 0 FL 40 7 MN 14 0 OR 11 4 AS 1 2 GA 21 9 MS 9 5 PA 28 6 CNMI 0 6 HI 6 6 MO 15 3 RI 6 2 GU 1 2 ID 6 8 MT 6 1 SC 12 8 PR 9 5 IL 28 1 NE 7 4 SD 6 0 VI 1 2 Source CRS based on data from the EAC Notes Figures reflect the total federal funds available to each eligible recipient for general improvements to the administration of federal elections for both FY2018 and FY2020 Funding for Federal Agencies In addition to payments to the states and CNMI Congress has provided election system security funding to federal agencies Multiple agencies from the Department of Homeland Security DHS to the Department of Justice are involved in helping secure election systems For more information about the role of any given agency see CRS Report R45302 Federal Role in U S Campaigns and Elections An Overview by R Sam Garrett 2016 elections For example proposed amendments to FY2019 appropriations measures in the House and Senate would have provided $380 million and $250 million respectively under the same provisions of HAVA and the same or similar terms and conditions as the FY2018 and FY2020 appropriations bills Some Members have also introduced bills to authorize other election system security spending For example the For the People Act of 2019 H R 1 which incorporates provisions of a number of other measures would authorize grants for various election system security purposes including replacing paperless voting systems and conducting postelection audits The Election Security Assistance Act H R 3412 would authorize appropriations for payments to the states for purposes such as improving election security Such proposals have taken various approaches to securing election systems Some of the ways in which they vary are Type of Threat Addressed Election systems face multiple threats Bad actors might target technological physical or human vulnerabilities in the system for example or more than one of the above Funding proposals offered since the 2016 elections have aimed to address several types of threat For example the FAST Voting Act of 2019 H R 1512 would authorize grants for securing the physical chain of custody of voting machines among other purposes and the EAC Reauthorization Act of 2017 H R 794 115th Congress would have authorized appropriations for payments to upgrade voter registration lists’ technological security Timing of Response Efforts to secure election systems can try to mitigate a risk at any point in its lifecycle e g identifying protecting detecting responding or recovering Funding has been proposed for interventions at various points Some of the funding provisions of the SAFE Act H R 2722 would aim to protect election systems against attacks for example while others would try to help officials respond to them Specificity of Uses Some of the funding provisions of Congress has designated some of the funding it has appropriated to such agencies specifically for helping secure election systems For example DHS designated election systems as critical infrastructure in January 2017 and the report language for subsequent DHS appropriations measures has recommended funding for the agency’s election security initiative The explanatory statement for the FY2018 spending bill also directed the Federal Bureau of Investigation to use some of its funding to help counter threats to democratic institutions and processes election system security bills have been directed to specific purposes Others would authorize appropriations for more general election security-related purposes and delegate responsibility for identifying the best uses of the funds to states or other entities The Election Security Assistance Act of 2019 H R 3412 for example would leave decisions about how to use its payments largely to the states The 115th Congress’s Secure Elections Acts S 2261 S 2593 H R 6663 would among other provisions have established an election cybersecurity advisory panel and grants to states and localities to implement the panel’s guidelines Agencies may also spend some of the funding they receive for more general purposes on activities related to election system security The EAC devotes some of its operational funding to developing voluntary guidelines for voting systems for example and the Defense Advanced Research Projects Agency has provided funding to advance development of a secure open-source voting system The For the People Act of 2019 H R 1 and the SAFE Act H R 2722 have been passed by the House None of the other current legislative proposals listed above have advanced past referral to committee or committee hearings as of this writing Proposed Funding Karen L Shanton Analyst in American National Government Proposals to provide funding for election system security have been offered in each appropriations cycle since the https crsreports congress gov IF11286 Election Security Federal Funding for Securing Election Systems Disclaimer This document was prepared by the Congressional Research Service CRS CRS serves as nonpartisan shared staff to congressional committees and Members of Congress It operates solely at the behest of and under the direction of Congress Information in a CRS Report should not be relied upon for purposes other than public understanding of information that has been provided by CRS to Members of Congress in connection with CRS’s institutional role CRS Reports as a work of the United States Government are not subject to copyright protection in the United States Any CRS Report may be reproduced and distributed in its entirety without permission from CRS However as a CRS Report may include copyrighted images or material from a third party you may need to obtain the permission of the copyright holder if you wish to copy or otherwise use copyrighted material https crsreports congress gov IF11286 · VERSION 2 · UPDATED
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