NSA-SEC-14-000144 1 ' r •' 1 -t ' ·J · ·c1DQUrrA BRA'Nl S INTERNATIONAJJ I l b C Multj _ -Pagc ™ Page 3 I • la tbe N111 t f _i • f • O UQQ'ITA UMIOI H ff TION- L r n ao _11 1 wnun b C r t 1 IO lS a m Wcdnc sday Da an 15 1999 al lhc • lhc Securitic s·aad Ex h u g c Commissioo 450 F fdi Stn o s N w w o c 20549 My _- ·id bl l Cl I l l c t•11 •- cc c• s c -acU l ff _· bciM _ ti •c-u 41ff rJfQ Sc r « t •• II • t o c j W t MJ D ff C • _ - t J t l_ t hc t o aot 10 7 dlC JllllllOSC$ of lb is proooodiug 8Wbawpoo U l _t c 11111e ·9 o• foe 4• f l- r c™-At a te IS • •• • of i I 1 l b C 10 -as a witoess - id bav bcca f St duly WOC11 l l was c xUllncd aod lC$tif1Cd u follDw-$ UM dU- • _ 4 t u h • • 9tt C l ut oar 12 l l 12 u a Lui-u• rltUI st n11c • ·•· i 1 6 am aD offw a- of Ifie Sci uritics aod fub u gc Coounissiod for 01111 ti belt jwc arc on lhc m on1 apprwwrdy offoocs of l b C 2 I I · - f'ROCE E ·DJNG'S • • • ·o c J61 1t I I w kslimoay hu bc c a I be Q l b C 14 b C o u •t u 11u EXAMINATION DY b C JJ lj sutT as part of a ona al iaYC Stigalioa by the Ual o l SU' 16 Scc aiitics lb chaagc I I catitkd i• tbo matter 17 a iqwt OQaeb·latcruliooal lnc H0-33 1 • l b C lbis iaYCS igatioct co o c whcthc c lbc c I 19 UYC boai aoy violalioiu of fodcnl sc curiti i L - s_ 20 fiowcv facU d vclopod - ' coostitllf c viotacioac o 21 olbc r rcdi ral oNtate civil or criminal laws Do you 22 Wldaitaad this 23 A Yes CBI-V1-001-003605 24· Q f'rioc lo ouc golllf oo tbe rocord you were provided 25 'With a copy of llJe fonnal orda of iovcstigatioa io this rage 4 hq• 2 c w r M r s IIIUICc t II will - aie avail able_la you llu-oyCLout dac 2 of·Chi• p oaxJi•c- u vc 'O kad the opportw ilY lo J n vicw tf te foo u l - k 7 ltM£S SF S 4 A Yes S Q _ Paior to ov g iag 011 the 4 yau ' 'p -id od J l r t1rntrs O SCA fM'l el 1 - 0 •• • 1' •t l lc u 4- '1 I ·I t I 1 wl _ a o IL C mmluloa'•'• f' l•l ia onaat o• r - 6 7 1662 tiida la as boea matW u SEC l idubit No I f4vc '011 IOf lfT fFIE O 8 ·b l 1Lc W 1 Uy tq - ' - l'6it 9· 10 A s«••' rcn Dh •• Cl • • - ec- o · rcr• Ol •cl•• • r - l b C st c- 41 1·c•A Dl ccl os u n stc - 0 rr •• • l b C Dl • o l o u - r o °' - j b I I I Yet Q-l b_ _7_ C - -bd g lo4 1 11· r 1 12 A Yes lam If Q W 4 uc e p a ic idea lily diamct- l H l S - 16 W Shiogtoa D C •• 17 l'Cl'A Ohcl d a 4'c• r o - - •• 19 '1 n rA Dh lo u • ·o • s«- s Cvc11t • SC-ffU d d -d l l b C I •• lcS _ 7MM c - Wb upoc SOC Emibit No 45 · - - 20 s c s J a hno Y IU bolh 1 q e uiag b C 18 sr c- so I l b C IY«-j b 7 C 0-U 1001 Peo _G _' 'l _ vaa _ ia_A -_v_ca _ uc _ -- H W _ -- J WU 21· nwbd fot iikatilicalio 22 21 Q l b 7 C doc docame 11 lautdiag lo ' wt ovl b C 24 yow _ _ _ S 1' dubit N 4S 'nJ• 2S '-aiica4 111i_ a of• t poa k C- 4o4oll Diversified cnorti nr Sccviccs Inc 202 296-9626 12- 15-99 Page I - Page 4 NSA-SEC-14-000145 I I l b 7 C Mu1ti-Pagc 1 4 CHIQUITA i1RANDS INTERNATIONAL Page 5 1 Novcuiba- J 2 1 rm_r-or cbc ft COl d se c emibic No_•S-is docWDCatwasistiog of two-pag lc aa- d lb rubpocaa ad lc$tilicaad11111 is l IIOCI s ls dais • 12 A l b 7 C Q Haw 'Oil c vu chiogcd your- umd I A b 7 C 14 Q IS A bH7 Cl I · Q f lNl' • liac AJMI after dutl H j b 7 C t ·1s • • i8 A No Q Whal is OW dale or bitth7 19 20 21 22 I A l b 7 C Q YQUf p cc ofbi tb7 I 23 A l b 7 C 14 Q Your iidr c asbip1 25 · A b 7 C 2 24 I 2S l'age 8 P age6 I Q And wb - t is 2 A b 7 C 3 0 • ' Ill l b 7 C soc ial security aWQl_ c 7· 2 I ·3 rcscut home aildrc ss7 b 7 C ll s s 6 6 7 7 8 Q Aad bow loog b 1vc you livod -al lilac addn s1l 8 9 I 9 l b 7XC Q 11 d wbat was-yow prmous home • 4dcas prior lo 11 this addrc u7 10 12 · 13 l b 7 C Q Do you n cidi 1pccifH st I II 1 The addn ss - I don't recall IS Q 11 loag wac yo11 at the s that you wae • 18 I 17 Q b 7 C 18 19 A 20 b 7 C 19 l ii 20· 21 22 2J l b 7 14 I A l bX7 C I b 7 C Page 5 - Page 8 I Q Ala_y1hjog CIS A No sir_ Q Ha you C 'a testified ill uy pcooocdiag coodac cd by_ staff oftbc Socuril and fl xduog c Coauois_cioa A No Q Have yoo c cstifeod ia y-proooodiag c oad 22 by a state oc Coda-al c ocy7 I l b 7 C 10 1-003606 15 16 1 b 7XC -I 14 16 pri0t lolhisOQC7 A Im on Interest bn fidentlal 10 ·12 lJ 14 17 I I 'l vo you go by uy 11a111e or do people b you I 16 b 7 C 18 byaay 19 20 21 22 _ I 'Wiam ou WCGt lo sc booJ giYC Ille cbc time period duriog 9 wbida you were al tbc iostihllioa twQC ll u l b 7 C 17 A Con-tel Q I wu1 1o bridly cava cduc• tiooal I 1 tr you could •iatt iup • tell iAc A Ya Q Would you please c atc aod q _dl 'Olk full 9 IO for di lOC01117 - - Q AJMl for bow loag bad yoa li-S ial b 7 C l b 7 C 6 lo bcrc loday'f II 2 J ·5 -s- itically dic sulipoc o doc1We41'- _ acmr • eop1 of lhc _ l'PCaf1Dt 1 b 7 C 4- 4 aac bcd Page 7 I I lJ 24 A No Q you ever c cstif tal ia aay mcooctiag co ucbf l5 ya tock h aegc7 NSA-SEC-14-000146 CBI V1--001-003607 CffiQUITA BRANDS INTERNATIONAL · b C Multi-Page™ rage u - rage 9 I A No 2 Q Uavc you cvc _r ratitio I ici aoy p• llf c ooductcd J by he tbtiooal -Associatioa of Securities Dcalc n 7 S Q I • YlJ'ICVcrboca dcpos od ia a col rt proa cdi11gt · A No · Q Ra you c u '- ' Gamed as a dcfc Ddai t s a i ' Q What Wll positioa - b 7 C A l b C C t ADd - t duties hi I 5 l b 7 c J I j b_ 7_ _C _ _ _ p C r 7J C Q ADd dx iypc of aurut ·re b •bou Uocsc 9 I I 10 an - dlcy'R iacaul Uldits aot sc-nl •adieiag 10 NASO s Y stock c s wage II A No 12 Q fbvc yoa eva • ddeadaot ia aa_y ecrioA IJ al lqillg Yiobtioas of the rc dcni IICCllnlics bws7 14 A No 12 'is · • Q Wc 'lc ftoff_ richyoot dlaC tiocullaadgrouad ricJa 15 u b 7 C 16 11 a a d i t d A Right They wac illlcmal audits bue at various 13 M woulddoworkf b 7 C • wbldaat11ieiimc-sl b 7 C I 00 So W9111dtd -· iolaml eudili IO·rq lace Cbcii' work Q Yoa bed Aid daal llhialc lb-l 7 C - - b Ii 17 load lah n • poul ioa wiib Chiquita lkaads Tue mc fonrud I 18 fRMR 15 19 2 l b 7 CJ 21 2 21 22 2 2 7• A I accq iocl • position Claiquita Brands l b l C I Q n ac •is rbe posi_cioa you bc ld uotil - - - - · A Uncil t was ·givca 11 assigruac ni-as • l b 7 C I P •• 10 · I b 7 C al ----- ---------- --' 24 25 21 ' I I A My prin a y duties » l b 7 C 6 8 n spoacbc aay lldiola or roc u cliag li oci f C•by the S aiay otbcc rc dcnl agc acy • 1a1 lllCCUlitiQ y ·lbe I 2 • A No 7 A Ya J 4 6 I I I l b 7 C Q Okay Alid is that lhc posirii o_you hold pn oa tly 2 2 J 3 A 'Th it's Corrntl • • Q S 5 6 7 6 7 8 8 9 10 9 Page 12 Wlsat wen youc duties ud·R So Usibililic s ia 10 JJ II 12 '12 13 H 1-S ------------------- 13 A Opci'aliooal au diu • moo foaiscd oo improving I processes and crying to idcnlify dTicicndcs aod provid IS lilaoaga ncnt with cticolllmcudaLions to improve ovcull pl'OO $SCS 16 Q how vould'_youdodull 17 A Nonnally 'ollbal we would do is we would vc inlctvicws widi lbe aCCOU l pcrsooocl aad IIDllcritaod tbc • · -16 17 18 bK 7J C' ------------------ c-118 19 20 21· 22 23 24 25 19 flow lhc wad flow of c ach iodividual and basic lily b«ak i tdowa into its bi'sic cbncnts aod c y 10 c xtcacA 21 irdricicncicdrom rhc system And a byprodua of all dis 22 is obviously• rc ductiori io bead COURI and coo nviogs 23 Q· Chiq_uia us opcntio- r you bow IIJt wA ova a 24 large part of llac -world How did 'OU do 11111 6- yo« t a c 2S io C iociouti OMI 00 go Co the locatioo nDd cifcto- with 20 Page 9 Pag 12 Diversified Rcportin Scrvi es Inc 202 296--9626 J2-1 S-99 NSA-SEC-14-000147 l b C Multi-Page 1 ClUQUITA BRANDS INTERNAUONAL Page l -people and cic n l age 1 5 lhc loc alio 7 Is - th t's what I'm lryiag Co 2 Cd • a idea of A Yes lbc audits were pafonna 1 on silc·al 1be land J • s pc c ifac location-and cow try Q l b 7J C 1 b 7 C A Q Do OG Rall abou l bow maoy people tbc n wen ia S tlaat positiooT J' ' I 12 Q Hopcflllly IOIDC bfa loUJ' wc'tc goiag to I discus ioleolal audit or tbc Colrmbiu opcntiOllS thal 14 - - 6 A ldoa'lnx ali 7 I Q Wu i ·A No 9 Q Was ii b 7XC lh a taa7 '° ' da aa two7 io A Yes 11 Q Who rcportal to·d c -lit supcnisorsT 12- A Tbc auditors lbq didn't ba a dcfioal namc IJ Q Wllaa r a Wl llt OIi itc pafoma aa aud il job wt a 14 _ oci cite iaiuallyt I cimc---J b C IS A ad ljcasr want klgd tta s t la IIJ J iaiad llOW Hi wut posidoa-J'O'l i• daal-1 t oript i• 'l7 111111 lnali oil·pc riod bac Wll at poriti- • that 18 poiat la time wllcG that audit-was wod cl c dT 19 A j b 7XC IS A The prooc ss wu as follows would - lhc 16 a u d i t and lh audit laff would visit 17 the 4ivisloo m a oa she ud we b aYQ u · opcoing 18 mcdiag 114 d discuss with man gana t lhc·soopc of lbe audit _ lo I 19 • laid out our wOlit plan 20 Afla lhal opening incding _tbc m lnaca would 21 nonnaUy leave citbr r tl lat Jay oi- within a day Qr two And Q We'll di$CUSS that later but l just dida't want to 21 lica VC that Wlclcar io iny miad _l D_X_ 7Jt_ci_ _ _ _ _ _ _ _ _ as - to 12 2J give yoll a time bo W Wa$ alaual audi Structure ill 24 lam I oC pc rso1U1Cl and offiocsl 25 A· The biavcby was as follows v bad a VP of 20 __ liow 22 the people tbat ranain OD ilo would be lhe audit 23 supavisor alld the audit stafffor dlC c ntlrdy of lhc audit 24 25 Q uld 1oag could ' audit takcl •-A audit could tu r as long as two days or ii cat1 · Page 14 Page 16 I 1lc c up through lllf1 C wcdcs Again it dcpc nds on tJii I inlemal audit 2 Q Who was lhat7 l A j b C IAnd his dim t report was the ·· J Q I'm going to move forward to your positioo C -0lom b iao opc£atioos coutroUCf • How did that tr msitioo 5 come about 6 A After - appr ximaldy $Orne tim in June of ·I996 7 I don't tt ea l lheaact naoolb but right arowtd that 8 pmod - we bad ba o asm d or 1Cb 7l CJ • controller We had two S Q· Who was the conttollcr'l I • to 10 ask foroe was begin mJuoc 311 1 dm was no definite I I time pcri0 fi ti ft nils lhe--wbai'it would last -12 9 And bow tbc task Coroe_in June bow does Chat u 1-4 IS -- I I · · A Com ict 9 Q Oby · II 12- I A l b 7 C He ICJ Orted t b_ _ - C- Q scope 2 of tlie auilit 4 6 7 _ •· I I 7 1 Bc low awl it uwiaga-s 'Utt b tl audit rupa-vis -s 2 Again 1- 00't rocall die DUtn of audit supcmsors tbac J wasl b 7 C I doa'c rocall lhc ulbm I 16 A We had two audit directors 1 who wcrc·thcy Q Aad I A l bW C Q Ciii ___y_o _11 _s_pc l- - - - - - - i l b 7 C 14 Q Oby · A And we had a - the ·next level was audit manager Q How maoy oftbose 18 A 1 don't rocall ihc exact n·wnbcr but at least three l9 thatln call 20 Q And who were they A l b 7 C Q Ho'f do 2-4 · A l b 7 C · 2S vo11 spcll b 7 C I Q _Below the audit managers Page 13 P ge 16 CBl•V1-00·1-003608 I was - me IS - lhat dial bad offacd the posit io thought 16 it would be the best alternative foe putting i b 7J C aftci btjng part fa last foroe 11 l bX7XCl I 18 related to Colombia 19 Q is that pctSOD at you're n fe rriog-to7 20 I 21 I l2 b 7 C n that ll lead to you becoming coutrollcr iii cbc fall A Since I was part ordlis tnsk fon c it-- the I 17 21 9 ·1 b 7 C l b 7 C Q l b 7 C I IC is the samcl b 7 C who we 22 · reciaitly spoke about was aa audit din ctoc1 A_ Com d but he jlad a diffcn nt positi at lhc 2J • time 2 _25 Q Oby wbt wu his position al 'hi s time NSA-SEC-14-000148 CHJQUITA BRANDS INTER NATIONAL I P e 17 1 A Iii ilioo was 2 Q Aad in thal positlo a l c was in·• posi_lioo lo p l b l C J pcnoil •• wolr-Ofla io • I COQtmllcr wc h3 J a duel I Ult we bad llCl'lioo2 IICCQWl 1ats we had ditTcrcnr b _of sL fT IIUOl lllt -utls l b d on chm auoriry utr foCCQWI one two and lliroe die eoto t»iaa opcn iom • A Ile wu in a positioa to rocnmihaid pttiplc lo AIMJ you bad you - clerical pc lp_lc Q So daae was GA dud' taat1 A Then was ooc chieh c c ounlalll I II 'a 5 lropic J locatioiu S 6 Q Wlio - • adr t d 'Oil lo k Oil die asses 7 team tbis - I fo gc a wNt YQ11 spocifaally cukd iJ 6 8 kt- 7 Q 0 Do JOG m a1I IIAt pcn o11'1 - 1 8 A I just II his lasl name and cha was 9 l b 7 C 9 I A It wu caollcd lbc wt foo c IC am and I was asked' 10 IO be put of dw-1 doo't l'OCall - il was II l b 7 C I ·10 Q ad was lllr z UOC I CW duD II ooc l _12 A Tbac was one senior accoualaal fos- ac11 1J catity b l WC faad 14' Q Aadwbcayousayc ac11 catity · wbatkgal ' Q Wlica you we wodciag wida die task rocw tam maup datiest A As 10011 is I W8$ giffll lbat- I was assigned lo IS l particular tait force lcaln I wu miewd cifodlc r 12 - J b 7 C Multi-Page ' lJ 14 you ull pcdOfllliiag JQUr audil 16 itudit Cl'tgllgaDCOIS and spcieifically on lbat particular- 17 pro ct · IS Qltilics an Joa sdc niag_tol A lllctc wac app xbnaldy 26 kgal cotitiet whcG I 17 farst got to C-olombia 111 Q And C WC t lk ilig about farms W i2 Wetly arc 16 Q Oid you h ave a pocitioo « a title or wcni rou 18 19 sliU - i other wonk I cuc is I'm aski11g is diiu 20 21 22 2J 19 was this- - jobt It was a knlporary anignmcnt lilce any olba- audit 20 caaporary assigmDml or A we till iag about A nie - oat2oio farms wm Wlll lfistd of - wae 21 UKl idl d in one legal a11ity So d cy' re iso l of 24 foe lbe Coloatbia opcu liocas Wul wac yoac dutic s aod 22 various producing lanns Q And ic_would bc fp if al du poia yw could jusl 2• dcsuibc die Colombi opcntiOIU Alld ch ii way wc'U·bavc 25 ICSJ O'lsibil itics • Uaat positioat 25 ·t1aat as a bacq ouod foe olba of ow- djsc ussioas atgaganall Q Ld's IQOYC forww lo J'OUC po$iliOG U 21 COOlrollcr Page 20 - Page 18 ho sbo'tffli up 1' - A My dulics md rczponsibililics priounly 2 nan iging dic l4y-io lay accounting aclivilics of lbc company Q Aod who did you report lo ia that posilioa7 A n oortcrl IO the crucf atlm iiiistrativc off CQ' 4 6 7 9 b 7 C Q 7 odia qal cnlil And I aitilics wen lbc B actoal fanm 1h31 produc cd lbc bananas and woo1d sdl Ilic lwtio wu my anistaol CODll llb ·open at dais- • TbcR I a fUIIIIC l llWllfP - ms t1 1mC · 10 • I 13 -A I - No dnc -odlc r Slaff acc ouotuits and administntiYC _ • Colom bi ua a iqui_ a's Cobabi an opc ntiou 2 tS --A Again it's die OOlllroUcr d i e 1- IS eyj b 7 C 16 Q W1lo isl b l C 17 A It's our_gmcnl rnamga 18 Q wbae A Ohll ofColombi a ' 20 19 bookbq as I tmdcrs1ood lhc QUC$UOO in buu of · 20 OI' positions 21 Q Why cloa' t J'O'I jlUI mc cJuoi p dac s-truccurc 22 aod you bow willlout cpecif1 tdl m e • posicioas 23 c c pnscd ilac·fiUDC ial bclo1 bq iag '1pCRlas Ill di c I opcndoas mSanta Maru opcntioos in Tuibo and • l i v e in Mcddli11 Colombia I IS -- Q Well 'IRK Iliac bookkccpc q aod odi« cucla that 16 pa ticipalod ia lhc __tie g fll8'tion al lluit-lilnc or- 18 Lee n s q ck Al tbc lime lhac wasalso · 12 opcntioas AR bically Id 11p as follows bavc - Q che1 A fol daat I rccill 17 itjustJ b 7 C baAaus IO Baaadc c ll cxportmgcompuycallcd - b wasJ b 7 12 J b 7 C 13 Novcmba of THB WnNF SS Right Wbcu I arrival in C-OI0111bia Wlao cbc W I ia lhc fiUIICial t of -tho ·10 When he shows up in - 5 lhc Colombian sllUCIW'c was is follows Cl Basuidc x is Cbc 6 c q ortiog any of lb division 1111d lhac was a group of · Q A ad wbo _n p lf cd 14 you ia Lat positi011y A_ My ilira t - Dly - lbe who rqxx1Cld lo me 8 IYes b 7 C 1996 ls lh 11 die rieh' limc 7 Novanbe - of 19967 I s l b 7 C II _2 19 I ·Q· l'w all of lbc Cotombiaa opc calioos1 21 A Tha 's comx t 22 Q Wbo is l b 7 ' C ·23 • CBI-V1-001-00360 A b C --- 1 our It-gal oouosd foe all o f Oilombia _2 Q WLoisl b 7 C 25 A b C I l ofallo P l 7 - Page 20 Divecsified Rcoortiot Services Inc 202 296-9626 12- 15-99 NSA-SEC-14-000149 b 7 C I Page21 I thc Colombian opaations Q Who ilj b 7 C 2 i t Page2J -- I J 'i I A l's Chiquita flr u Js n1 mational 2· Q I DOCd lo bow ia some dda il lw w f O'l'rc paid ind lhi wbo it p ayiag yoa So 1 Cll llJ kind of fUD1 ble tlu-ougb 3 A Orlando 03 gond was die hc d or dJC m IQiats 4 dq artma 1 • bu it m ay be easier if you j ut -you bow ifyaujlld s Q fw7 5 lcU llllC 'OU cmckn IJ c '1tOl CJ' COIJIC$ fu a aad wilo's 6 A For lb oloa biall op ntiom 6 f3yiag it IO you 'J Q ·wtio wul b 7 C 7 8 b 7 C 1ror t1ic 9 Colomblaa opc iali9ns 10 Q l b 7 C - A k - lhe W3f that I'm bdl1g paid is a portion is 8 o my moulhly pay is dcposilal ia my acooun1 in Cmcinnati 9 lid a is ·paid in Jolms but coova1cd Co Colqcnblaa o Iba dale JO pesos a 11 7 J1 1bat a1oney lhat I• arQ paid by O iqui1 1 Rnmds is 12 12 cbatg d-Co lk Colombian tioQS vi a an iolcreompa ny P loml iati A He s siooe resigned l ldl tbc Y- Q A ad wtac did that - wlica did Le rcsip 7 14 A I doa't t h e daie but it was widlio· Is' the last dee 111011dts 16 Q Who u-cb- 1- 1-H-ci---1 17 die C l l'lllc 13 c Jmsc So ia c sllCU01 chc Cclombi11a opcnlioos-asnuncs JOO 13 · i Mulli-ragel CWQUfrA BRANDS INTERNATIONAi 14 paa ot of my 5abry ·1s IWe're going i b 7 C lo g-o off the record fO' 16 a•momml I A l b 7 C A brief l'QCCSS w i la' 17 18 chocks dial wa-e niqucsl0d by lhc sccurily dc arbncnt I We're b k on·u c n cord al l b 7 C 18 I Q Wu hc u CllUploya o Daaadcx oc aay or Chiquic 's 19 appro11imalc ly fOW minulcs dla 11 ' 00 am No diSCU$Sions 20· apc ntioos or a titics120 of sul sL'Jtlce were h d wbile·we woe off d c rd Is dial 2· A To lb bal of my ra o 1ion he w s ooc on 21 · c orm 17 l -b - 7 - C_ _ _ ____ I That's C rmxl 22 Ccbabian payroU J Q Wbo wasf rb l tz ' v c - --- I 24 ' A Al 83C is Ilic CO ' IOnlle SCCW iiy bead or 24 25 seturity I 2 Q I wa at to 11' lOYC - IO aaotha' tapic aod lisclUS 25 Chiqwb's 'R l'A compliaa« proccdwa P age 22 Q Aod wJ o -- wbich 0 iquita cutily dOC$ bo wo k foe Page 24 A doo'l know l 2 i Q Wlicrc is he localed l 4 A Oaciruuli 4 complc lcly on thc manna- in wbicb you're paid1 5 Q Docs - 6 A He had• doncxHinc caporuibility-lo help oc aow didL l b _ _ 7_ C_ _ _ _ _ _____ I I Q Oby y ouClqltaia 1-kdottccl Uoo7 · 7 b 7 C ·8 9 A J b 7 C Jlhc 10 galCl'l1 IIIIDaea' of c obabia aod·bc liad his - be bad• II indil'octly tol b 7 C I be Q Iii NO 't mbcr • • ia 011 r J 'C Sitioa as coaln l la b 7 C -- 1- 0 I intorupt foc jus t a socondl l_ b_ 7_ _C_ _ _ _ lbsoluldy '- b_ _ 7_ _C_ _ _ _ _J Have you·gOl1at squ away on - TUB WITNESS Ld inc take t back iab it S 6 baclc 7 b 7 C - - - I Oh sure Sun 'cS Absoiu1cfy g me WITNESS - IIHlarify muse l lbiok 9 lb 's wafus Again dic·portioo be U S is paid ·10 by Chiquita B ods 100 tliat' • i1cd 111y end ·1i lo IQ io aay chugc il' r cbarg d to die Banadcx 15 A I was cmplo 'rl by 0 uiadc x 12 opaatiot s The por1ioo in pesos is J 'l id by Daoadcx out oh JJ 8aoadcx • cwWll m·Qilombia ll's'jwt in doUan and tbey14 conYCrt it lo jlCSOS Out it's p id ia olombia and lj'1St JS waolcd it clc u Chat it's paid ouc of Ilic BaoadcuccOU11_I ill 16 Q How yuur sabcy paid io lhaa P OSitioa 16 Colombia 12 13 r Ila Col0111bian opcntioas wla at catity you cmplO Ql 14 li r A My salaty is -paid pooio11 in the US and a portion 18 ill Colombia 17 · 19 Q Altl yoa aa cmploya or aoy colily odiQ- thu 20 Raaaclcx 21 A My contr3Ct 11 1 I 113'11 is with lhn3dc x Jut I 18 Q Aic Ibey paid iolo the S3G1C acGOU II your t l -A poe1ioo offsbore and lbe po lion 2'1 Oiffamt l ank obviously bul in my accou11l 22 23 lntcmatiooal 2 d i f f L Q Who paf$ the c oloo ibiaa podioa or ' llC sabcy7 2S What coticy Page 21 - Page 24 ·24 25 ' - - lb p l lioa o paid in die U S is paid to my count in CincinMti 22 co uidcf·mysielf an cmplayoc of die Ciiquila Brands 24 --- I oY1 b l 1i c 17 19 - Q b7 that's wha t I w u a kiiy DilT t A But iii my individual aocc ounl Q Ycs Undcntood Docs Chiqui spc kiog -· NSA-SEC-14-000150 CHIQUITA BRANDS INTERNATIONAL •j b 7 C ulti-Fagc ' Page 25 Page 27 I gc er ally saow Oi_q 'lita Dnad o gaaiz a as a wLok lane 2 a prou dlll'C l OI' Coe idcatifyiag icastana s wfacn Oiiquilil Clllploycc a gcat hu udc • A AU Cbiqwta 2 meas quartaly 0C'n vicwi11t ymcw ui hi$ logistic$ _ 4 Q Jmt vay ia rw ity lake me daroup 6 lbal•pt CJQ U ' JD blow fn m bc gianiag io CDd YOU 7 OU'rt goio g lo do • l ti W Wbat do JVU dol WLo _ ii 6 'Canupt Ad A ld lliat s - tbo$c ari policies lhal Q Oby b d i c n i • i a p f • 8 You•kaaw who's iovolY'IOll1· 9 idcalifyiog imt aaca wbac all CAIJlloJu vf Chiquita 10 agail 9 Ot-llD of Chiqait a Ii as - tAlly gijVQl m g of y dqc lo a I i A have die quesuon ·· I doo llmdcrscaod dJC IO qucstioa - II fon ign offici2lf II Q No ao- 12 12 A - bo ausc the policy - proccxlure - bad A Yes 13 si11a1 I _anivcid ia Colombia a MI what' lbc • pcactice today so I i aa comincn1 ll Q Whal is th pcooc dilR f · 14 · •A The pllltl0diirc 1hat ts 1o rq ort aoy type of IS kilitiling payulc ats iaadc to a goYCnllDCDl otficial 1 cu I - 16 W i for Oi ornbia J7 Q Ob - spcalc forColombia 18 A fo Colombia die procedure is a follows we 19 rocoohll lypcs f itivc ill lhc ecurliies 20 aceouni and dial xcounl i$ where we iqxvl all tit J A Tb ti's s cmpia u comply with II fomgti 7 ere folJow d•t y d c auploylis 8 I lhiok yo11·s aid you weal duuur ta • payuamt oC lllOIIIC ' l' ' Omdlaiag of Vallie Co 3 aceouo1 Cacilitaliag p t s l dw comx tl 4 a foocip otr ciall S Q C-OnuC I on - Q Vayg JOII IS cuncnt lw iAUoknowbQtli 16 A Oby i7 Q I waat to bow wlic a you SUfVlil•lhc ro Id s 1 S- discuss·lh3t fin aod tbea you li now we cu lcvcrage off 19 that lo di$C bow the process Lu chaogcd-or uaprovccl _Is 21 fa ililating payments And is tlat·procedwc we R View tful on a 22 CBIN1 --001--003611 23- qllal1a'ly basis with 1be bead f security and wc submit all 24 payments that cidic - we have lcnowledse ind oc have m ide W 2S govatimeul olT cials the lepi clcp • in Clnciiwali I 2 3 P igc 28 Page 26 Q Who is-ia dlugc of Chiquita's l A coinplianccl · l or - okay Alld if you c va doo' t uncknland a qllCSlioa 2 that's good l coofuscs_us both lo Ciac i1 aali Y O l•P Y·YOU'rc reporti111g·this-lo io Ciocin aii so-I'm going to wort oo the usiunptioo S th•t il's i11 CiaciGPti''l¥1io bu ultimale 4 50DKOOC 6 IQ poosibility oc lh is compliaac c_ · 7 · i A ·l b 7 C I 6 n pl ting any pa $ IMI l c ilha h 1d bowlc dt c of oc works for qal 8 ·· ll I 10 Soaic limc 'a round- ia 1997 that ·n spoosibilily SOC lrity was auigocd lo by lbc chi I · p ymmu a« RCOtdcd Q Soc if I UBdcntaod Aay paymc Al maclc by die Today lbc proccduR lhac i dc oa a 91P 1afy l asis • n sa urity accowit under lbc - 17 subaccounl under-it wi1h- a dcsmpbOo aUogistics And 9 b ql1alfa' And I 1-q oc1al lhose CincP OaU IJ is that l sit-down willa bead of scc ty ud be has • listiog of • II paymcot requests and payments made IO IS r ovcrnu at offlciah io tLc q D U aod l bring lo die 16 mor ting lbc lisciog of paya nits that were rccoroi d io the • J a000Ul7 Start widi Clue W at cucdy is dais ac coantl iS A It - Ilic ac c owit iii die gmaal lalga' is 'l j d cn b d as scainly Aud mcicx tbr n ii a 20 Col iao tioa ofuythioe of nl lbat duriog 1h - IO 11· ldministntr 'C oll lcc j b 7 C Q You tioaal tbac dlac is·u acxou_at 1bat ll faeititaliqg 'paymca ''arc made WtYI c ucUy is tliis lbat's when lhc ic fiM ilitatiag haV1 · 9 10 12 is S for lhc fCf'A if 'OIi will in 11 al I was ooly apoosible Of '7 9 dq ar1mcot Q· d o y w 1 10 ' it A Whcu I arrived in ' oloa1bi3 I was not icsponsiblc 4 A The pa son dia1 - lbc 11 c 8 divisions • Id Oocianau J b C 11 -V ou 1c U lllC bocausc doo'I waot- you - A In C Oloatbia · Q _ 111h its waF· 18 And iocludcd in_diis view I also b ii a slq 1_9 fuitbq- aod iocludc paymcots that ace ra onlcd in aaocha20 -subacc o11nt that'r called cipcr3fio is And d cse p3 '1Dm that 21 a_gcm nuncat off acial diould comc l'rolll hi$ accouat dt_is 'fl logistics accouol Is that CClf'l'Ccit 21 a e in·tbe • JOC Ulll a« paymcnis madc lo gucollas 23 A lbc -- 1 11y·paymc ocs-chat an raciliutiag pa 24 io a gow mu icntofficial should be IQ Cl dcd the 23 respoasiliililics wil1i n gvd to R PA complmccT 2S socuri y accowit aod ui the subaccount of logistics 25 al a dtvisioo die gaicnl pracooe WM 22 24 Q Wbca -wodr od-ia i11t cxoal llelit did 'Oil Law aoy A When I was ia iolcmaJ audit ·aod wcclid·anaudit IQ do 1c $U11g for Fage 25 - Page 28 Divccsifiecl Reoortin Services Inc 202 296-9626 12-15-99 NSA-SEC-14-000151 l b 7 C Multi-l'aec rw CIUQUITA DR ANDS INTERNATIONAL Page I Par e 29 I I comp wicb R PA - with tb provisinus uf • FC A 2 Q A· We lid wilh us lhc information 1 11 'lS-Submillod 2 How did yuu do lhat7 4 by die rapa livr d ivision IO the J vi ioo 1 -• and compared it · 7 ii A Payments facilit sting payu cuts lo govanmcnt · 9 bc r - dicy · ·11 oa my-le ft side l lia'VC Cbc fO A iofOODation daat obtained j - ia the 1cg a1 dcpart-c lbc rc •-bee 13 M goiag to be orlnAAdi- 'ia ciao 14 f« the _9CCl ritic s ats tbat an DOC bc ia ' IS disc lo$1cd- the R PA mafaiah b that cona t A Tiiat' s oom ia Q 9by I guess what I' tryiot Co 1u11las taod is 18 d vg lbc a l e s of tllis cha k thca how do you t now • 17 19 aU pa ts tbac D00dcd to be nx onlcd have bac n I•doa'I recall io 7 Aad qi ls is ataia during the lime_o Ibo Q l _llulllc you 5aid you Uus infocw alioo OG' an ll ud ic -t yoa pc n0n11 • dioclc Whal a« the mc da s of 21 iatc naal audit dut I waat _to focus oo foe the mo meot 2l dw dacckt flow do·you go about cbccltiut cnswc that the 23 account oc any p 21 2• 0 22 Wormatioa daae las bc ca providod 'is acc u ralc and that oo A Q dic - in audits audits of any p u1icuw ubr h Lancc shoc t item sbo lld provide 24 you rca blc assuranocs hat i' 'fonnat oo is prorc _ly 25 oac Ii as witblacld iofocm arioo n gardiag p lllcnts· to r ovcni waal 25 rocordod propc rly p tcd Oft lhc balance shocls Again Page 32- Page JO I off' ciah facilitatii g or othawisc 7 I reasonable assurance · A · All pa ts - again talking about be Colombia 3 divi$ioo pedli caUy wh n VIC audit 1he -· wl cn lo 2 i look at tbe R PA payment in Colo nbia Yk looked al all 1be S paymcnl 5 that wae rcconkd io the s«u rities account and we 6 would raltc that and co_mp31'C it tigainst die infonnalion lbal 7 was S'llbuullcd 8lid vice to make s aU Jhtc p8 '111Qlls II aAd tbe a ecoun u lda- securities account wa1 9 pnlpCrly rq ortl0d 1111d tbe _infcrmation submillcd lo -lhc legal IO dc pac1melll vc na JI Q Now whicu jou uy the sccuri1ii ac « WJt you bad l 2 said clMIC die sccuritic s oceouot included subacc 1W1ts Js 13 tut com c tf 1-4 · l5 A That's c om x t Q So -'aeo 'OU say compan ii ia$t 11 PCCQnlw s 16 - IIOW an y° drawiog a distiactioa bctwoca thie ·17 Jogidjc accowil aod tbc big« R aba of tbc sc curitic s 18ac-' 19 2 0nc of the th_ings you do in an audit is you select 3 samples And chose samplc s should be n prcsrotalive of a 4 population and it should give you lbal n asonablc assunnce -wc n • A The comparisoa was made to lhe $CCWllics aGC llllt S ' So m 1ny limes as an auditor you may t - of 6 tho 500 trai1sac1ions you m ay sdcct a $3 lllple lhat you oo zn 7 apempriaec all 'OU_ use CWlt salll lc Co c omc to a conclusion · 8 d -it 1hr acc ount b properly and faicly si tc l · q Was • s lfficicat iafooqaCfoa - kt 111c a 1011 q 11 Ihc intcrDal audic pc tS9oncL attc mpciag to do this 12 FCPA chcd that we're diSC11Ssiag iaColDlllbia is lhat penoa- 13 provided widt sufliclcat iafannati- i11 tams of lodger • I c aerics C 'J'OU buw wfi atcva lioots aad Co idaicify · IS tllat p• ts were made to gOY I officials or we S dJC ·l6 6'ha Cypci of o o s dent to be able to pc d m I 7 a d cc k Co ilrc tbc acxacacy nf 11 c docllDlClltsT 18 A provided fO die audi 20 13 23 disc uuioll maybe aa how- aa - aud-a-ball Q Not c vay'traosactioa m ordod io the sec wicks 24 acciouats is rdlc ctc d on this -- tbcse fCf A disclosure fonns lS Is dial concd1 ' l lllldastaad _die·q - if I 19 cbe question is is -adcqualc infonn alion 20 And dQl ·lb rc an IIOOIS accoun1S i1H ccuritics 21 thcie could be as y ns·liflc aJ or ry·subaccounts under 21 the f X1llitics dq fflmcnl Page 29 - Page 32 · J sactioa ia lbc tics Q If I laa VC a prialoat or-the tnasxtiolls bat 2 r cim l b 7 C 14 A lbc illff W1D11ion that was submit IO lhc 1q at·· IS by 1br dmsioni BIii that w u - ow- VP of 16 audit Dud White would provide us a listiog of 17 1JCSc paymaits 18 Q And wbca you say• listing wu it C1 ocdy what was· 19 submitted oc was it somc thiag diff t7 A b 7 wirbdnw that 10 °ia ibc IICJCllritics - t s JOU Inlow oo my rigbt side Q Oby I IIOt d mucb basically I mc u jlU1 11 what is it7 ls it • f001 that vuiom iedividub an 12 rupiR c1 to llbm it quartc rly ls it - wbcn arc you gcttia I it rrc- 10 20 le _ My - knwodiag lbcn is cha you ac-c 11ot mady 6 t s us looaa lix c d oa 11 A Oltll 7 cloa't-matdi up h -c om dl 8 Could you I Ilic question Q AJlll irl c a AY Ille iafann aUOA that W U n6i incd what arc WC blmg aboatT 9 ·otricials lbat wa sent up from the divisioos ' Q Wbca yoa' -c doh g tbe cbcd then how an you distillg1lisbi11t - S -_-clar ckiat IO PX Iha - S ·aplast lbr ·accoontin c m onls 6 A Tut's conttt 0 ' lo COQclude wldbcr rhoiC payments ' 21 are i m mmc ubl paymcots 22 • 2_ 0 Q Let UICi IAc l up a ijtdc Wc'1c u ag 1o P 'inlo a OQ •n O 0 from - _w bac ¢oiag to taik t scasiti-n payments ill 2S tbcsc a0COW1ts aacl attric s that 'Wert 'made io Gbcsic a c 9 tCD 0 NSA-SEC-14-000152 _ -ClllQIDTA HRANDS INTl N ATIONAL _ l b 7 C Multi-Page 04 Page 3S Page 33 I Iha wbac lhclc i s - 2 some dfort DO docWIICCIIS llf' gC$l lo IDC that _tbctc is-· I foe lbe fa A to ha V CJUl in the opc a the boob a ad Q Who da at1 2 l rttQCds yuu bow a cSo scoptioo or cbc CnAsactioa that 3 A l b 7 C • 4 Q Oby would-alert cvayoac lo wtuit 1 is l c iag cbM S Now if-llw's ti aad oabciw we'll get · i into that specifically 'Oil bow ia a litdc l ul if 1 8 9 IO chat's Cbc R1lC aad chat' wtiat dah S A And bi bad said dw he was goiDg 10 m-i that 6 and I would aced to submit lilac d c odicr officers in 7 Colot Ubi on• quarterly basis my Rl'A rq oit 8 Q Aocl low did you bow what yoca wac supposed to pasoa iia iatcnal auclic - l'aduiving lnlvbk f'appog ocd laow cuc tly daac pawn caa pafoma •• OI just die mci haaic s yoa·bow aot 9 miliag a judgcmc ot I'm uyiag Co acm-1 bow lbc 11 1111 workiog ifdiat pcm111 has lllcsc vay vap Cha report - A froul iny cq cricncc iii ll COUIIUIJg aad • odiliog la II Ciacinlwi I WU aware of' Ille types of paymcuts hat M IC 12 oocdcxl IO be sail acid coaunuoicatof lo 13 Q I g'IICSS uiy qucstioa W SlllOR baiic·daaG dial I 14 waso't IQllj rcfc mog-1o ill gc ocril 'Wbat W caos1italC • IS paru-t was it oaly paymeeis daatt 'aa- -l Wait 16 paymcmts t you awan ofl Wu itpaymcat that ou 17 appnm cl 7 Wen lhae •• upcctma of-paymaits chat 18 you lrnow aa oq aiiir at m ab s • ad JOUf inml-« yo r - 19 Ii now runs across a spcclrum ofinvol'mbellt aad oa bow buc 20 that h aving boeo stid cfid 'OU·ba 'C aa uodetst uidi g of you 21 m _ow wluc would trigger your oo d lO pu« a-q c cifac pa 'lllalt 22 which i11 folombia _we R fated tons a 1016 Md a copy of t OD 10 12 c otries aod Jd l 'n IIyiag lo ia·SjXIIC JDllllllC I' pafona • U cho t to - lhac' what was ·· 'OU burtf lbc FCl A 14 disdi $arc docaDlaaCS llaat-lhoy rc ll'yiag to nm a -deck IS agaiJlSt an C-OlliplcCc lllld-C' IDPliaat T aal i s what l'aa kyiag 16 lo f'igUre oilt · AJ d i'm bofiag you i an litlp IIIG OUl with that 17 A Swc Thc-upactof anaudit if-provide 18_ the in1cmal a11dit dcpar1rilcut alisting let's say of aU 19 die so wity paymaits and we - they sdoct dicir tample •· 20 and Ibey can look al 100-puttnt ofihose paymmts - we as 21 Ilic division present them wi 1 bolh the paymcnt request 23 die check I 22 wa actually imicd 2 l yout qWlf1ttly discloslU'C form A Yes I w as aware or the paymai«s that ooodcd Co '1c • -if I was ·•w u-c- bad bowlodge approml OC1 2 m orded - 24 'lVilh 11 ose two docilutc nts those two docwncnts are 25 the documents that su pon the actual journal cr tr y that the 2S aoo oi- raid any paymrots lo govcmmeoc ollklals Page 36 Page 34 Q I auditQrs would olhawise be looking atwkn Ibey do-their 2 a tiog 2 • Th o$c would all Dtcd-to x pul oo· YOW' tep0 1 l A lliat s com cL I 3 Q Oby So y lo levc ngt olT tcsi imoay I' ve 3 l b 7 C ·m going to band you and your 4 altcady had say the 1016 pys it was paid -4 b- 7 C - I 4 coun_ a doc111na1t tlut bas pn viously ba n uwud at S tbe ailry ia t bc lcdga s aysl b 7 C land that's S SEC E wbil No S And·lhat's 811 atra copy for yow- 6 b 7 C llwtb 6 as·that • n alistic CU'CIUll_StaaCC 7 • d 7 '_ 7 A Tut could liappai ia cnial Q Oby Now u ua audit c•s 9 what I have Ho r do I bow dut dial'Uot a payment that · 8 10 iC that 1bn1s ue ha my k what _do l do with that' A _At aq allditiic- ill chis p you-would i2 cilhcr discuss Ibis paymaalWilla c ilhcr the gcuaal a'lanaf tt I J or Ibo controllc r11od ask what die paymail'is for I Q You aho ha'IIC tbc docum eata tiouuhmittcch IS _ _ Ciacillfl ti -ia cas c of pa ts t o g iisucc _that 16 •bow what cxnaia paymcuts WQ foc b llaat riglat1 Aad 17 you'n eompariag all lhat7 1l • • 18 A That's com cL j b 7 C IADd ·l'Dgivc aadyuurC41Mlsdaa g oppoctw ity to-look due doc 11111 Dt ova Id Pase cbrougti it 9 Aud while you de bat I'll bcgia iug die dc ctimc lllfor 10 thcR COld ' 11 SEC Ellu1 it No S ii II autd docullic atspaaaklg 12 Bates stamp nllllibcn OOJ SOC-01 22 99--0030 lbrougluod IJ including 0036 The first put of die document Is a maoo 1-4_wi«h the bcadiog Ouquila Br• ads lntemalional lttqhts •IS Dear As$ociatc aod bas an n of U S C omipt · _16 Prx Cd Ace SEC CooSICIII Docm aad the Slalcmcllt of 17 Policies and Prooooun s - 18 Thai pm-or cbc documau spat1S die first rout I pages is ollowcd by a f ocumau idi utificd oo die top as opaaliOIU i11 •• aod I thiak you said NO'ffllibc r- 996 how - ··- 20 Uai al Braoos Campany Stalmlait of Policies and Proc cdurcs wm you I old or bow m-c youmaclc awan of wh al your FCPA 21 Adopkd by the Board ofDinx cors on February 19 1976 Thal C-Oa1pliaocc duties and n spoasibililic s going to be as ll is ooc page -aiid the final page is ldclttifaod as Aepc ldlx A pa rt oC that posit 1 lJ it is a ki'a lbat bas Ii Tol b 7 C 811 24 A Whcu I arriwxUo Cobubia again die_chief l n Jii c of r'Ol'Cigu Comipc Practiocs Ad Compli• Doc · 19 20 21' 22 2l Q Wlial you l ccalJ C coo for die Colombiaa 2S adru iaistrariYC oll lllCr -s ind • the - 1111d lf1IUll lt Spoas llitit_y 25 The wilncss - t h e DivC 'Sificd Rcportin Services Joe 202 96-962 12- 15-99 Page 33 -- Page 36 M O · CV 0 9 0 0 • - • a 0 I NSA-SEC-14-000153 I l b C Multi Par c CfflQUITA DJl ANJ S lNTERNATIONAL rage 37 nv l b J C P3ge - 9 2 Q line yo i cva soc a this doc a t bd 7 J A don'I ill sc i irig this p u1« ulat locumail 2 timc pc riod J'QG-bnr alter J U am u -coatrollc r - w l Ibo N- c r- 1996 tiaK- - who ia lla at arv uutioa is • roqaitQ4 lo saJalllit • • bcf R- s · Q Oby fan _you su a aqy pm of di is do uaacat R PA qu art dy discl - 7 A 111c paiplc iba1 a n lo wbmic u fCPA arc S 6 llcforc7 7 A lb Ii st oC this doi umait loob 6 ihe 6 11 c 1laat - of lb Colombiao divisloa 7 Q IC JiJll milld giwi Ilic llalllCS ud positions 8 li stiog daat • 8· A fantlt pa-at umga-J b 7 C iq ort all pa 'UICll s and I sign·oo a quatbly l • lcr lrovmdllb C IS wbose - I is b i 7 C I 17 Those arc 111C umcs and JJC Silioos of the rc lllc that I•R Call 18 that at required 10 file FCP-A Wllo is bl 7 Cl 19 Q 20 A b 7 I ps lhc vioc prcsidmt raponsibl c also 21 foe Coloalbiaa division · 21 uodc ntaDd tly that·you'rc sast the fioal page of this 22 docu -at aDd that is all you soo7 Q Would lac haw bad lo cubmil r a A qu utcrly 22 A The iofor tioo 5ell by llllla th pages Dal bwopcntions managc r l6 bl 7 Cl -you an all - yoo' n scading lhat - lf I 24 in gai ral is the covet-pacc ·wilh my Q Yes A Oby F l aiamga- b C 12 ll 19 dcpat1mcut 2 23 dis closurc l •· on ii indica ling 2 25 25 lbal I ·- it's umc' to submit - lbc tiaac is coo ing to subinit A l'doo't know Q Duriag yow- time u coouolla did· c r · Page 38 I the upcoming quaataly lcib- And if 1 all it's ooly Page 40 I discuss with him FCPA quarterly disclosure A l don't nx aU j b C 2 withlri'fula n daysat ihc end o_f the qua na 2_ J And the sccood p of die docWlla l that's sent to 4 me looks similar lo tbc second to List P fl'C 5 Q Batcutamp c odiog io 00151 J Costa Rica • looks A Com ct OOJ5 in SEC Exhibit No S And-lhi vay 5im ilac lei wbat-'salso aaachcd to wbatl b 7 C 8 saids III oo II qua 1Crly basis 9 Q C 'OIi car loob vay siaubc an yoa 10 a rpccif1e· d i l l - yoajuse uyi0 I I• lilt it loob 'ftlf•Suiuw1 12 A ral uyiag it bots vay iauJa ll Q Oby JVll'rc ic tifyiag tbat I mow the ooc l4 I Cd is ditr dais u wo ilar l S A That's l 16 I jan waotc d sute I UlldC ntooit that Wi 6 I' 7 l 11 We• biking at the t i m e 12 A tbc last page looks very similar 10 the one ib lt I IJ iubaut'io Oiiciao•ti's lctal dqwtlllalt c vccy quana widi 14 die aaa s IIQd die payq ai dales of aoy Cacwi tu g p l 'lllalts IS tbat·wac_made lbc q-1cr Hi Q Wlaa-c do you gd t fona from I bat youubmit 17 CVCl'J' qur1di 18 A Thai form is sail to us b b C 1hc 1cga Q I 10 bcadof- ity Allbclimcitl bi 7 C Q Oby llaolutp 'OIIAJloob diclO'A 11 pl8f1017 illsdoswc ·form 1hat we talk iag about7 20 ltbc 9 socoocf i11CblCZHP · 9 batjs 10 · Within tbc Colomb opcntion again usior I be I • S 6 7 8 r-sitc Helives in Whemlpon SEC Exhitiits No 46 through 5l-were marlccd for i blifi flfon l b C 1•ve handed you _a of exhibits tbai baw just bcaa and I want to describe them for 9 the n oord 10 · SEC Exhibit No 46 is we'bclievc to·be an FCPA I I discl form relating co '11c pai od laaUiVJ throogli MaR h 12 1997 lbcfust quarw of 1997 And it lias lhc b C n l b C it Bat cs swnpcd iCHQl-002 7 I• Thcnen document is - appean to be an FCPA 15 disclosure form for the first quattcr 1997 relating to I l b C hci·it ends in Bak s stamp 002668 rt garil lo Ibis doc111DCGt as a wbolc this docvmcot lacing SEC 17 SEC Exhibit No 4J is also an fCPA quartaly Eiduliit No 5 do you bow for oataia d al JOG DCVU 18 discl form foc the ft1$t qtlillta of 1997 and it relates roccivc I daii wlaolc doc11-1Dcat·bcforc7 19 b 7 C land il cnds in Bates stamp 002669 A · 1 doo't dcay lhat l' neva mxivcd it I jt1$t ·• 20 Ure nc J t lS FCPA quarterly-disclosure form tliat doo't rocall sa iag dais particular docwncnt 21 n J3'GS to lhe-ft1$t quartet of I 7-and n latcs lo l b 7 C Q That's what I was u _k i W1icn you say l doa't n l b C I m·oates stamp 002670 bow IOIIIC twc r l doca't 1-w if 'Oil JW bow • 23 b C ls that 49 n cci'ft d it Wore l ·koaw we ot - daw adistiactioe 2• l b 7 C I Yes Did 1 say the wrong Oby 25 l b 7 C lo y jµst said The next • I °' 9 17 18 '19 20 J I 22 24 2 S Page 37 - Page 40 I T t M 0 q T 0 q 0 0 - •' NSA-SEC-14-000154 CIDQU£rA BRANDS INTERNATIONAL l b C Multi-Page Pagc41 I -didn't he Ir a numba' 2 l b C I Oh oby I forty -nine Sony l Followiug locumalt SEC Exhibit No SO is a fin t qu u1cr lmd it's bocu • S 6 And the final doc ummt in the S Cries u -ao Fa'A 1 cfudosurc fonu dating lo the fust q of 1997 aod 6 w ulc IIC co rcpoct t ow 14 A Yes Q Is that yow- ipaturc oii ·the cipa t uce 16 this documeof abov your aamc in print IS 'I i ·1 1 · r A lioc_of Yes What is this ilocument7 18 Q 19· A It is the quar1 erly FCPA report that we submit lo 20 Cincinnati 21 Q Aad what peri oddoc ·it rclat c to i2 A It rdatGS to llx fim quarter of 1 997 beginning 23 · January I ending Marc h 'll 24 Q And how do you bow lhat7 25 A llie - i_t is cirged the appropriate period J A Cona t · J 9 Q Oa·SEC lhhibit No 49 uocb tJie·lypc II staloDc Dt 10 columm Of l'QQJaa-aumcnl I i llaachrriliag 11' rs •Nottw g Co report •· Js 1bt wriliagT i 12 A Yes Il Q W1aat c uctly docs Chat- 14 report i lien oodaiog 1o Ill -wt at JQG- ag ia l b 7 C ----- 1Yes absoluldy A brid ftlCCSS was lakm pay wc rcbact lberci o da lc w l b C IJ ·mocncots lalc r at about approximately fi miollb bdon 14 110011 No dlscussioos of Abstana were bad wlu -c -off IS die record Is lbac c om ci7 l b C 1Thal1s C rta t Q Odon our brat 1m wac focw iag oa roman iaumail 19 lhroc a od Da1es 1amp cadiag ia 003S c fS13C 1 it No S · _ 20 _Aad rovau au na a_l lhn ie says •oy my·sig ure bclow I ana 21 eotiJjnuiog •• I coof'um tlic followiog aod thcu _lbca 's _ 22 cnl ics for A iJ aa IC 18 2J Ila filling out Che qlWtcrly disclosure tonn 24 spe cific ally sec Eidaibit No 49 did youh aw ao 25 llllda$tailding that by younigaatUR oo_dial focw aca1 you J 7 cbc fon111 '• 12 2 8· j 11 2 paiocl to wbicla this doc iuucot· alc$1 6 that's bow ODC idco1ir1e1 lhc period lo which Rl fiiiag your 9 iocoad 10 Pag 42 Q Ok ay aad 11w is the p Q X durc foddcotifyiog the l Q Ttic d I says ci•rclc ippropriaf« period a ad aad I -1 gd ·• 11 o wb J'OU wriCc -'ia g lo n port _ I waal uildc nwadiag 1 1c li -c w 7 coajlUIC1ioia widi dais romua aumcnl din c a · l b 7 C I Cao wcgooffdicra onljvsl a A That is the - ind eating Iha il' s rclaled to th it 4 period cif clcd S I a ik c • _mOOICGt co n ad ll alao aU1Dehl 5 Bates tamped 002671 the oamq b C land it bears Bates 9 2CIIQ1_-0000ll llw-is SEC Exhibit No 51 i'o The witness aamiood the docwncot II_ QY b C I 12 Q Ld'5 star1 vi th SEC Exhlbit No 49 Do you I n c ogniu lhis documc al7 lo 4 1997 FCPA disdoswc fom fo l b C 8 thac 's Q If you WaQI lhnic aod I'm gou g lu ast·you specifically wida rq d lo J - ii u -uy my sigaabll bclaw l - cbc followiug • 2 l age 4 1 we ' coa i iog I be imfonnalH o i11 l'l Gl O aWllcnl_lhn c 1 A Ya l b- C- - - - I Wdl we ouglll 10 ackou laJi wilh • lhe c1u lificatioo lb it wb it be RmCD1 cn l is - IOilh he S qualific iion lliat what be -ananbcrs_is be v iuid routiriety 6 s oc socncduag lilcc du page codiag in 001 S bill be cu't 7 swear that be saw with the fonn ach time was y 8 Ibis page Rig if1 9 10 · TIIE Wf'O ESs That's cocm t Qyj b C I CBI -V1--001--003615 11 Q ·_ Prior to litliag oat or prioc- to· liag is 12 Nodaiag to n pott a ad s ag SOC i t·Ho 4i - I'll 13 wididnlw daal 14 sec Bdullit No 49 rre caid tdala to tlae aiod- IS A Th •• 110Cbing IO rq or1 iadicalcs tfw W2S •• 15 f 'IC_lt q_Wl a-1997 lbal' c comx t1 16· did OOl have aoy p a ill that period in time lo lqlOlt 17 Q I wut to r o bacl Cot a IIIOIIICQt lo S P d t1 it No 18 J aod t h e to lut pagec c diag ia ib tcc ctampOO S 19 Aad this is_tbc--wc bad discus that tbls is tbc 20 before cbc K l'A disdosvc r - uu sig11 ls that 16 17 A Correct Q Aad duriog that ti yuu w a c011trol lcr f r l 8 1 - aadcl Is that co nx t 19 20 A Com x t Q Aad yu'rl•1 sul 11 1il1iog chis Conn form king 21 com c t7 21 Sl C Exlll1'it No 49 with qvd to possible paymcats tbat A As I said before Ibis loola vay simibr-lO lbe 2l page lhat is albcbcxl ui lbe quanaly listing 24 Q Oby Do you IIOC - •uuumcnl daroc Oil lhat pagc 1 22 ·a c4 lo bcdisclOllCld which wa aaado by Oaaadc K or iii 22 2S A Ya 23 q11ploycc s or its geats Com d'1 24 A Dy COlnPlctu»g tlm - by signing of lhi i documalt ZS SEC Fm1 it No 49 rm statiag that I do DOI ha'I' any- Pag 4·1 - Page 44 Diversified Rcportiu Sctvices lnc 202 296-9626 12-15-9 NSA-SEC-14-000155 l b 7 C -· -·- ··• · ••· ··- Multi Pagc™·CHIQUITA BRANDS llqERNA'nONA_L I rage 45 l nothing IQ rq o t Not aU ffanadex cmplaya s b b 7 I i Friot lo 6Diog lhis foma ' ·1 r did -- - A l b 7 11 It cbl't m all because I lhc variou s sn't - at tli it 12 time it wasn't wide II Y 11unicw dlC Q Tut' I fl DC- I waal lo focus foca 111«-Gl OQ d c oCkt fiw cdu1i Lcaviag SBC l du'liit No 9 acida foe a paiod to which it rdatcs which Is iadic roJ by it 14 bciag clrdcd liac IS llfE WITNESS b 7 don't rocaU -bccaw c I was 16 iblc foc rq qrting ooly 111y payma ts lbal l _was aware· _17 of oc made aod lp in hat is at the t when I arri in lJ I B Cokxnbb 19 b 7 C ---- l'Jl ogbl maybe I ncr d lo back up 18 Cb 17 CI Do yocuoc lhatl 19 A Yes 21 Q AU of lie otbcn an bl aolr wl ao it appca J a 21 discloswc would occuc aad wich lhe c xocptioo ot ' b - - 7 C - I Il I 21 Q Wu then c oonliaialioa amoog 9 Ally cootdiutioa to ga i• some assun111C1C that wt at ll00llc e1 Co 20 here ' A don't ·7 10 be q or1cd WJ S 1oeiog rq oncd llws form rigbt bm and die qu - ncr l b 7 C II 'l b ' 7 ' C- -- · -- 'bcn 's a time'wbcn lbe pto alure 14 • • IS Do• aa1I so Sf C l hfullits aambat d 4' 47 II SO ilDcl SI 16 · Tiac penoa hu disclosed •onbin ii 17 ·on·snc Bxliibit N dl lbe cfiselosllt'C rci j b 7 C 22 challg'Cd is what's key lien 22 l b 7 ho wriles - n 23 Why is ii that AIVll C ldo is lbc ollly ooc io 1Jie 24 wocds jp 24 BY1 b 7 C I Q Oby Oo througll tbat cb e io pcoccdw-e for me lS Help IDC to uodcrstaiad · J 8 iodi tb2' diwasscd ia dcd to suliuut d csc rcporul Man h 1997 is bat rigbc ll to 'Mlich - dw fona bciot SEC Exlul it No 49 - 4 they sent lo Ciacina lli S Q Wbo wu doiag thu bc forc this wu auipod lo roul 6 tbosl accauats lo ICC l k f f WU iuiytbiag j then ·8 Ill at ll00Cbl IO be discloscd1 9 l b 7 C ITiaat s spcaling·or die end of 10 n vie -au payments Cb tt 2 wade out J of die w ucityacc ow11 widt die br Ml of sa uriry bd'on •· die logistic s·accoaat as pbcc payu cnts t t woald S accc1 to Le ducloscd waald k ' 1 I would ay - tbc way I would pill it is rbac 1 - 2 rc spoi1sibllny IO Q We bllrcd lia abovt lhc socmity a«ollllt aud l l' igc 47 I r oh iously stnJuli with wb•t·s I · ro auaacral lhroe oa sec Exhibit No 5 is 2 W 25 of Y paymcu A I bat DOOd 1o·1 e disclosed 'Why is lhatl Page 46 I goincoo 2 A Wlicn I - I said SOUIC lune MOund f1c r M31'Ch of J 1997 so newhcn uoundc acly 1997 l don't ll if ic was · 4 · in April or May bul b 7 C le diicf adminislr lCivc Page 48 A l don' c bll W b 7 C I 2 I I' m banding you a documrot 11 at ti s 3 bo l P '•ously m idcoi as SEC Exhibi1 No 11 Hc n s an 4 extra 5 officer bad a u mc a new ponsibility aod hat was S For the record SEC Exlu'bit No 11 is a o 6 oocwna t 8alcs sWU Od numb« IQIQH 022SI Tho dl cwncnt 7 again appears 1a·be n Fa'A qua -IQty disdosurc for die 8 period first quar1a • - Jl relates 1o b 7 C 9 Q t was J lUC n sPGll'i'1ility p_rioc eo tlais or what 9 Aad oo Cho top i i i it yi ac°viscd FCPA 10 - llildcrstaodl_ cig ol what yout' ibilicy was prior IO T w a lTIOIDCfll co loolc ac lbat one 11 lo di COllVl l'PUoa ill cad ' 19971 ll lb cumincd the dcicWll nt 11 A My rapoosil ility wu· as I IUldcnlood it was to 12 BY b 7 C I I J rq o t •II '· payments that cicba alllhorizx d ignod p3id l3 Q Have you KC• this docwnea before 7 SEC Exhibit 6 to-ic w all fCl' A paymc ots wlda die hi cl of w urily ·• 7 1Up011Sibility lbal -1 did no vc lo -lb past wbczt J 8 urivccl iii Colombia • I awaa-e or iii drat pctiocl IS' · Q So oa s E 1ibit No 49 wbai you say Nochiag to I l-4 Ho II IS A I rocognirc it · 16 lfqlOl1 that wu _your aadcueudiag at the l JDe aod so you 16· Q ls that youc iguture 011 Ibis docwncut iabo _17 wro c Nothing to iq 1 1 oo the docwncotl 18 A 1lYI is wrm t 19 Q Oby Aa ho aodcntaod POW you have a 18 bc 's giving you io · sboding 'OU have some io¥CS if atory - l71 b 7 C f P riot ud ae t lo sq uatun l A Com ct l 9- What is chis t 7 CBI-V1-001-003616 20 l'a'l aCioa wj C 20 A It's a quarbiy'Fa'A rq ott wiCb tbc - 21 addilioa IO dae 21 Q What period docs this quactaly l'CPA rq ort rw1 22 a od ltua's you bow take isS111 wi that wonl l111t_l'aijust 2l Crying Co f Uld ooc that $OIIICWbat tits what I' 111 bearing ' · · 24 - - n spo0$lb i lity wilh q ard lo poleoti al FCPA lS paJIIICllts Is 7 Page 45 ·f Page 48 - 22 lol- 23 A Fu t quat1aof1997 Jaou uy I through rcb JI 2-4 Q 11u ·documccc lhca data to lhc sauac period as 2S 1hc doc t W e jllSt loolciog at SOC fu bibit No 497 - - NSA-SEC-14-000156 CBI-V1-001-003617 ClDQUO'A BRANDS llffERNA110NAL Multi-Page n-1· · b 7 C rage 49 · I y ar bier wila he W2S l Caa yvu a plaia to me tbc cin umstaacc s runvwadiag J _d1is - i d R l'A rq ort7 4 A To lb bes of my m o l k c lhc •• Ibis · S - widiout bowing lb ill lune Ibis may - this is _ 3 s ll - 8 9 o A I don't - wbca you uy •· ' Q l ool iag at die specific aatrics OQ thls doc_ 1 aad with udcntaadiag di a _ wen coatroUa ia 11 Cqloaaiiia ciao 1998 time Qac do rou rocogau c the A The - if I rc uO comx lly it's b- 7 C - I 12 o tria aad Q' adatioa IO Sl C Bdu bit Mo 49 caa - gi'VC _ 13 lbc riptiou kxt I Wdl do 'OU UJC- l b 7 C -- you 14 caa S10C w6ai iiic y but clo you IGDtlllba 1bcm froa1 IS nm WfrnESS No I doa'l rcmanba tbc mlriti wt 16 I tbc- lbc roc ipicnc s oaaia but 1clon'l 17 nicq izc the spc cirJC paymcots · - _TbG normal proc odw'l i is to subsnil lbe R l A 16 quu1l rly lcacr fif1cal days the md of lhc close IA 17 diii case ic wouJd·t e April JS ' 1997 18 18 This n visal fCPA ·loolcs as lhoogb it•was fu od on 19 May9 1997 Q b this ia aay way coaoc clc d· b 7 C 21 • IOU to lak oo new l'CSpoasibilit witlt aqud to · A 22 _quartaly iq ortiog7 23 A I doa' t n all lbc tanlng as 10 when ih 11 24 responsibility wai-tiYOI IO IIIC 2S Q did yau get tho infonnatio l froal fOf' the 20 I avl b 7 C Q Sl' C F xlul it No SI do w u d c tna ·o a 7 s dc nric ncT 14 - idc aor limillf 7 S ' 'al' 6 9 Cioci ti 10 Q Who asked- - lo do daasl 12 Oi' my CAO down in rocnraririe two documcntnhac - tie aclu3lly • • aparl 6 • dlallwu IOsitdl_wra go 7 OYa eg aia aU pymcuts Ilia wac llladc lo tb Jt quarta aod8 IO RJbmit a revised fCPJ IO the iq l-dc panaw nt iq 11 rq orting fo - lb first qu ncr of 2 1998 I just - I ni$C daat qucslioa before g Hoo f u- 2 19 fkillf I o b 7 C Q ls lhat aoythiag lha-c lhat Cells you lbal would is 20 c blc_you to tGll _ that this 19 98-all l oot 19971 Is 21 thac sOlllcbocfy lJiat• s l c iog- paid ·bac tla al•wooJd a t llav boco ll paoid io 1997 « some iadica t ioa lo 23 24 25 A No I don't_ tbal Lct'u t id toSECExluuitNo_ ll Wbtu'yuumet Q lo g lc lbc iar'otmatioa oo I bis withj b 7 C •age 50 • l diKloswes l ll« I doc 11nu nt wb ol do umcotalioo did-the lwo of you b ave with oa•IJ if p gc Ibis page·bciog SOC 2 llibil No 117 J 2 you7 A I roc3U-si«i de wn wi b 7 C pnd Qing 4 ovtr his listi t and wba1 we had in ac cOW1ting S t••ymail S that wen IJl lddu Ibis time period 6 '°' 10 l b 7 C 12 you l b 7 C I jYcs Iwaatc dlOtab daa1up lo'itli rm lciiiiiii 11 SEc ExJu it No S I and I mxigni z c lhl t by •·• io lbc sigllarurc block ud whac lbe 1WllC appcan tic 14 paiod cow rc d is-uadctlincd as J iury I lbrou fi-Maldi JI • IS 19 7 Ho- cvay odx - aitry oo the page soai is ti •16 iadicale dianhis adatt s ro a 1 aC lala' lbefast quatta 17 of 1998• 8 FOt uamplc nU·lhc P3Y I $ lis1a l · the da1c S of 20 WaS fu od a IO lhc fax • WQ C paiJ·i111ha1 quattcr and Ill accounting the listing of lhc payments in accollllling this« were _made 7 'throogh lbc sa urity •• Q AJ1l l wi-_YOll AJ the listiog of paymcau ill 9 •iagthatwacmailo -ancl l stoppcd 10 dior1 ornyinc security accmal - wbat_c uctly is lbat11 listinc7 W1aat vuy buic allj' physlcaUy 1-- 12 I 2S siaiply c0pics aad used for '°°venicoce'tocnicr p ls a · 6 a IFor the period lint·qu 1rr ·o t 1997 19 payux ol an aU January and f-eb1U3tY ofl 98 Second dais Lc -sdc n lbal appc a - lb II ii 21 looks-as if it wae faicod in April of 1998 22 So I'm wornkriug wb lhc f wbal b wc ia SEC h Eahibil No 51 is simply the-form rrom a· c art iq- that 2 included typaldalCS foe 1997 but itlo ks lilcd b 7 C A 111c documents that t U looking at fU'SI 5 _J016's that Q Look iag at SEC Buibi t No 11 'acxt to SE Cxtu1ti1 1 No SI whi cla is - SEC Edaibit No Sl ul b 7 C 8 i b 7 Cl fci A aq ort for period aacl·-9 ' l b 7 C IFor paiod ' · II 3 • docwncot wu his roco tls lhat t p 1co p1 bim sclf of all those A Wuimply a gnq prilit-outoC lbc rityln • D accountine foe da sl particular paiod YOU soc the pa 'DC I aad lbc a11110W1I dw w u paid IS Q Oby aoJ bow do get 1h17 16 A We C e thac from OllC·g cncral ltX ttt syslOn 17 Q Alld you g Co sorocoac ud you uy I POOd • 18 print' lu oftbe ac livity io the l i a _ acc ouats fo the 19 l Qiod --S ucbl 2Q A l'b lc' s comx t 21 Q Ag aia focusioe oa soc exhibit No I I ancJ lbc 22 calrict that· uc OCK1C you fiU ow lhis· onn l bae I 23 roar aoc1 bcgio the « scodiac ic off 24 cbccb an d a c ia -tbc - t L luqlaita Bruadi 25 · lo1an t1iouf to IDUC cataio OC lo r iYC SODC - · Page 49 - Page 52 · Diversified Rcportiol Services Inc 202 296-9626 • 12-·15-99 NSA-SEC-14-000157 I l b C I that die i1tform 1lioa Multi-Page CHIQUITA BRANDS INTERNATIONAL Page 53 Page 55 I wt lhc p lymcnls dl3l b c vc bcnl 0 3dc by o ha individuals in 2 lbe » s com c t and Oall lc lc l 2 A The proocdwcs w rboe - 1 dtink tb it' s 3 c1a die • • in lbc dfrision to proviilc ihc q3l 3 dcparouc ac bowlalgcor any yuicn S diat vcbcc o a iade 4 • s 5 AJld- _iD ddilioo q iq Jita Bnads has its iDta'IW wdit 6 that pc rfonns iludics lo lhal ti divisioo s 7 -c ill COlllpl iaaa with chc ·Fa'A 8 Q 11io ill Ctll-al audit died is lhe ° -we - oloc ·about 9 carlia rbcl witli lhc sampliag an i vidaal ° 10 ialo dac -S gatbcn from the lcpl 11 dcpartaxat i• providcdwilll all 12 dac f'CPA 'I IUltalf 4 isclosv R Ol'll S for a a Otgaili t alioa Is Chai wlaa1 •n 13 lallamc QOUl l l4 IS 16 _ '' 17 18 A ta sdatjt g to die CO pOf81e_imcnLal de9 tmcat dw gocs lhrough_divisioas and its lc$U and proccd to msun 1ia119C Q Vtdatbc f'CPA7 A Vfllb lbc fa A Q AJld spccificaU'y wilb lhc FCPA sclMw procedure pafonm 6 Q IA pafomuag dais ba why an 'OU lim ili11g yoandf IO lbc securities t s aod jast rilli doWII vi•I CbHZlCGl I A l'w llmilcd-if I undastaQd lbequcslioa 7 cormcdy is -my rcyicw is'limitcxl to dx scx udcia IICCOUIII · 8 boc iuso in•iicrounting dut's 1 'bac all th payincats an ' And f t look' al all 1016'1 chat ba- c bca u 10 cida sigood by myidf or by any odlc r individual oft IOCI in I I dx Colombia and be has a limng or all 10l6's Chai wa-c Cu 12 be rcportal io lb It quarta ll 14 Q Bcyoad tlic IIQQIOdc s acc- tT A No All paymcoC$ -mad r Olft - aU pa 'l'Jlalts 15 shat wi ic maidc lo govcnuna t officials be Jr qt sq lc 16 c apic s or the l016's in his ra ord riialotains be 17 aq 18 · Q Wbois thcbeT CBI-V1-001-003618 lie I· 19 20 that is outiined ia SF C fu hibil No_ S lhal wc'n been 19 A j b C 20 Q How do JOU dut tlla'C an aot p ayracuts ta 21 discusriag _21 ·govanmeilt officials that wa-c made outside o the oc turitics ll A Rjgl t iR compliance with - tlu t II paymaits d13t 23 have beczl made fadli ating paymmrs tbal MC 22 accounls made have 23 A At3in we ailrurt OU security managa who is the 24 bocn-ra ordcd properly and luvc been comm1111ic ited to gal 24 prima y and only pctSOll that bas lhe cont cl with I he 2S dq arlmcol 25 gov cnuucnt ofl icials wbo is asl oi ro foe p iyment and rage 56 Page 54 l Q lbat diocli wc •vc discus sod aod I ulidcntand But 2 you had DICGtioaod JOU know maaagcilicot•s' icspoosi ilil Y J Mo c ·spccitically i Lben ·11oybody who cho h in some shape I csl lhis i11Ccresl in him and this rc sp sibility And I 2 when· tsil duwn with him rm assuming 1ha1 he is disclosing ' I alt payments and knowlalgc of any pay ncnls Iha have b i 4 made 4 niannc t or form IO you bow looks at SEC Exhibit No 11 o 5 looks t you know tile compilatioo of quarterly disclo Ul'eS 5 6 for a11 otgacair itioa M1d ins aiaaocc c bcclct lo m ab 6 paymeot made be i the individual who is mwng it Is that 7 chat i crna ui a'I oa ILcrc thal • •t l c OP lbc mid 7 com ct7 8 it i l alissiagtliat should be oa ahQc 8 A 'That's 9 Q DoQ 110 bavcacccss1ootbt% l Ca II lie ' 12 Q Oby A AM tbat chock - ' -1 tliot is -provides ib it I sit down oa a q1W11 rly basis aftct assignmc at I sit down wilh Cbe bead of sa uiity who I 16 review aU lOlos- - · 17 When J say all 1016's aU payma 1s -d1a1 wqc made 18 lb sa witic s ac coun wida- opaalioos and IS wai gi'lal Ii me 19 lnf is s and I 'Vtrify lb31 dicsc paymans ci1ha 20 propaly mcl11dcd or have properly cxclu i'1 lhc·· · -21 submission of q W1CJly R PA rcporui 22 So' lh Jt's bow r ai n our a sunucc chat wc're · 2 J aad compfying ia lbc C Olombia division lioc3use al ' 24 ' his time r111 rcspousiblc foe sining down aoo reviewing au lS p•ymcnts made DOI 1hc oocs that I ooly havc biowk dgc of Page 53 -·Page 56 10 11 ·t lc• SUnA0C thataU payments have bocn n oordcd is 14 Q fl Wldcntand what • uying fftbac is a 9 A ll talk about 1fx practice iA p 1 0 • II J --ts co m ct OQt ohcc oldllntbct dac socviliea ir ccouatd A Yes l guess bi COllldA't - I mcu be could code 12 somc lhiog to a·dilk«Dt _acxaunt Wbca I say c odc I mean l coding it with a diff r cocJc bi's oo a socucity 14 account IS Q We'll gd 1 e dial bier liut I uodcnbJad ud l'U 16 just you bow I'm CryRlg to - ·w1 ca o say code •n 17 going t o disc uss al omc poiat dial ak 216 iii a 18 logistics cuilc 070 is aa opaaliocas code 'Is lhat what 19 YPll•rc·CaUcu g lllliout7 · 20 21 A 11iat•s-- raiq-c r 1o 11ie acCOll ltine coks ti are giYCA to s particular tnnsadion so that hey could 22 be m on1a1 in tbegc cnl - Q A «ouatiag code tiw n lo a lnru aclioo or giw a lo 24 an IICCOOllt so that you bow winch JICCOWIC il d1ouid bc 7 25· A Given 1 1 a lransactio11-so dlat the lratlS8 tion C'1R 23 - NSA-SEC-14-000158 CBI-V1--001-003619 l b C CfflQUITA lilt ANUS INTERNATIONAL -Multi-Page™ rage 57 I k ra ordcd in lb it patbCUW' - • 2 Q Uow do 'OU b o w accow l ii should be roconlc d J iial 1·daoupt you II ad w4 it Wff cooc d lo a specific ' • S Dd 1oc cou ld I gucu c oclc ii co uot1aa t lc1Daa't vc uy sq antc • OD ow A He do w'I -j b 7 C 6 authority lo era • 9 10 11 ·aa apcaso to u a« oW11 lhaa'is aoe 1bc cona t ' II account 12 If Of cnaiplc I toUld use• diffamt 13 IJ 14 • clq ar1m nl's t dattify tbal- lbat's l · i J thi5 a fictioa7 A As l - as it bas boc o Cold to me he is a real· S that c xisl$ and he is not an croplO 'IX 8 9 'Ylh co I l d ' 1o codiog • 1nasac tioa 10 · 1·u 1ry 1o c ry -- ·in 1bat you may ioadYa1cat1y IS ahcr lwiDan cnor tbac' s n g·vay normal dial bappcus IS 16 ia accouoli 17 Q Would it 1lc 1111usual foe him to be •ffcctiag 18 tnAsacliocu i a accow _ts - hiaa bciatl b l C7 ·l C _ l _ _ _ ___ I 19 to be affoctiag tioas j4 aG OU Dls otha- th 1111 the 16 17 18 19 20 21' A Whco l say unusual it means that'cvay dep t i2 bas its ow11 C-Ode A o I wli o each dcpartme ll liad l'C'V CWS - lis he a real pctson ods • 7 1 m -ds Thal is my i ility -in d c IJc r 8 dcpat1malc 12 Page 59 I 1 b C 2 Q ADd lhis l b_ _ - _C_ 21 Q Go ahead CoaeiAIIC A To funlia - youc second qucstioa was to icJc ri fy whcn -thc - who the pa '0CS arc in the lOl 's So die rustone was the guc rilla payments which an -idmtifKd as I just dcscribod -1 the SICQlQd paymcnb arc to g M lllRICDt officialS And these p a y m e o vay v c in nature in dJat j lookiog lit s£c bit No ll as you 5101 anny official we IOC a poooc offlcial m you llOC a Battalioo lntdigmci• 1bose arc spcafu ' •rmy group$ •ndl officials So types o f aic faldy dcsaibcd the You have others sudt as lhe last one that says ICb ll C lon 1 this is lo a-specific _ vrodor In Ibis case many timc sJ b 7 C j1uodcrstand ncgotla with a third·party vendor- lo dooate or lo give materials_to face 22 an army official 23 tlic s'c a clw-gcs that an cb3rgod to their respected 23 24 dcpar1mc it They always ask Wbo is n co Jing costs in my 2S mspcc1ivc department • for ·b purposes - 24 just In that 'cas e widiout looking without asking him looking at the face docummt one may not be able to 25 tell whctbcc it's a govunment or not1 o t p a Page60 Page 58 I So in that-case I would say it would be unusual le forhim IO charge aoy olhc - department Othawisc lb it I 2 pa 'IDCDt lhat was aaadc from accowats Ir - let me l question would be raised 3 wilhdPw bc ausc I c a ask Q by So tbc is • proccss -oc pwotdw-c wbae S you 09w a ml flag would sbow up if the sc cllrily dcp q t l 6 - ns aukiag a gOVUDmc Dt - p_a ymcnt to a g otr ial l Old of IOllll bo ly c bic's • c c oulll oc aGOther lCCOWlt l e d · 8 to - ·aot thc sa uritics 9 A lhal's corrccs 4 ·10· · Q PC tlus pcJX CSS • I 1J b 7 CJ l you sit dow1nrit1a b I i-a4 you bvc J'OUl' t ciM-out daa loAsactioas f«•lbcq-1cr -'lacllriacs 1016'1 - if I 14 dcntaod J011 c omx tly - caa yoa lootiag·al lhe IS catioa tell lhef pocif11 utu n of the 1 6 -- 7 17 A In p nl chc payuicou lbat I_sa CYaY ct $- ·t docs 5 be ell you bat 1m aot • ·paymt al lo·• gOYU1UDCGt off • 6 that was •11•pic Gl to a Ila map aad - so do yui• ·go - 7 I'm askiag do gv·liDO by tiac tbroagh all of doc arad 8 h vc hia JOll wlpat chc aahll'l of each pa 'IIIClt_u1 9 A My aonml proocdun today is to sit nril 1ol b 7 C pd to -0 - ·•1 t lu lime tic's Y goac but H oonnallywidltlicbeadol Andlreviewal - 1 old 'Gil u a 1 Q 22 A lbat - who told me a bout the guerilb paymculs or lJ who 101d ' C aboul chc code swne7 24 Q The iwaw A The code nao c I ° ooni'told t h a t I dool'l iDquirc IS IO ocil iadividual pa 'IIIOlt but 13 • - 1M bow be has doa c sepanled open I IS aad lclgistici - but ldo blk at the paymmt s tlladt lo r doa'l iriqui c aboul cwxy DC kamc I 21 · 2S you spccitica lly ll_'you c c aA cal y that ays b 7 C 16J b 7 C wi _ b_ _7l_ c_i _ _ _ _ _ _ _ _ 19 which I w u blCC to be - to bow • it ·rdalcs 20 ID pa 'lllallS I 31t made to lhe guaillas - 4 froaa tiog - ila at - • • IOCUl'ity 13 is Q Do you aslc about each paym nt io lhc_lcdgc r -och Jot vious y 17 thaic • I was told wb I f int came to Colombia ari 18 ymatlS - I be gucrilr paymc i11S an - ba bcna •ppllM i 19 by_ dw CClrplnlDI aod - $OOldhiag bat is aot t 2Q policy iD Cobabi a So I dua' t ioquin •bcJ ul CYC1Y l l individlAI I lba s PlJldc if lba1' 1 'OUf qtatioo' 22 Q lold - dial Iliac p a wac •ppnmd by 23 tlao coq oratioa wlica - c aaac CO O lom l ia1 24 A_ 1 c guailb paymaits7 2S Q Yes Page 57 - Page 60 Divccsifi d Report in S viccs Inc 202 296-9626 12-15--99 NSA-SEC-14-000159 I l b 7 C Multi-Page' ' CIIIQUITA BllANDS INfERNATIONAL l'agc61 I AJ b l 7 Cl ldou'1 n call wbo if ii wu al the time 2 b 7 C fwbcn I joined tbc roulpally or win I_uri in l C-olombia 4 Q did y o u that IQ-- · appco by A My WldcrsWldine 1bat tbc approval lllCaDI Glat 1 JCSC 7 pa 'lllalls y oac IIOl illcpl aod dial d ey wac a o IO l c 9 Thal WU 14 15 16 17 18 19 Q Did - a$k lua yoa bavw co - did lac cxpbi11 Co wbal c uc dy waoS you- be 1'd111llb 7 C l my taodi ng Q Diel JOU Ila IIDClcmudiag of a lcwi pa 'DICI $ oata • lypcs of lie cxpbioal lbc ua daoJ or paymcnl and be 9 c xplai wtia n i xivcd dx paymail Q Aachfid lac c plai11 dull '° 'OIi - da n CCQlcc to 11 doc- caC tliat - some compaof nxord tlut pnrridod Im 10 I - b 7 C A Uc cxpb to me d c IIIOdaani cs of bow titst of · 6 ' 11 a T Wbc a - - uys to_you JOU bow that llus has 12 -- app - m d by lbc c«p«aeloa did you udc ubad 11 ae it I -4 7 all die code oamcs dAt wac usal f 8 q or1txl or did noe fall w dcr cbc purview of die fCPA 10 2 1016 IO the disbunxmcae of the fllllds ·J S goiag oa -itla ·di cs c payax 11ts aad dK so l 5 die fAll'P Dlaolll 6 rage 6J I iiivolwrl wi_lh the mtin p from die sie ilooe•of lhc l2 itlfonmit oa1 A l lbl't accall Q Y disc1usial-1Uldlj ecloa'ewaactlistogd lose 'ia _- I 111 spc c t may be die cue - is JOG diSQUa -out proccdan fordoi dais wida llCCUrity IOday with the bead of sc c unty today when you sil dawn aod yoo __you'baow you loot at octtaio i My CBI-V1 --001--003620 A 1-doa'l nx all ll · Q Al d is poiu la time Dell OIi f am tu 14 JS -u s •ad J'OG'l'C gcUiag iavolftld ia tbc4c 4il ofliow 16 lhc sc paymai_ ts ue ado aad lhc sc ccowals did - ·havc all ' 17 c oucc nu • boat die COllCrOl cmi tbcaf fuadsl 18 A l b 7 fdt c ocnfoctablc wl«h die cooln ls chat 19 YlaC in _plaoc IO IQX 'd and idaitifylhc $c types of paytnenlS 20 11dcntaadiag is you've boc1 doing lhis-foc allllost throe 20 But twng in1 o accoun1 my baclcgJound what I didn't ra 1 21 21 comf0ttablc with -aad I felt that that's SOlnClbing - that 22 lhat p in p was tbc funds you lulow we IJCVa' 2 or I never-fed il°kc11Dtih -as an audilOl' I tbl'I 24 Wllc sS I bow who is aciually rccc iving lhc_lllOOia you·ltnaw · 25 lbc l 's ncva no cb k to-see if dial inooc y w u n ccm d by a JQnllOW Hu that _procc 41li'c c volvt d OVQ the time bcc ausc '-3 you bow foe wba a rcasoll maybe 'Oll vc gained ioore 24 iafonaatioq oc yo11 vc gaiac d a gn ala' facility with the 25 rpccifics of payuiea1$ clue arc uaadc in Clicso IICCOW U Is 21 Page 64 · · Page 62 I that the cuel 2 A It's - ' Leu you say evolved that il's c agai I lhird party and I'm talking specifically about tbc guerilla 2 paymc nlS l since ll13t - siocc - · • • Q You oc 'OIi IDCDeioiicd Clue you doo' t 5 review C 'a ' paymcat every - you bow the pocific ·or 6 Cff1Y payaic at t liat coma out of-· yo01 bow tlul is O i l ta1lu d about 7 gm a list of traosac tfoas iD tbc $0CllntJ acccNDt 8 Wbaa yw wcn f ant with lhis'tluty ita y pubow IDOCCIJOUtodo • 10 I wam ' Ml ado Ibis Tlais n goiag lo lie partof ' IIUI' II _ioll IUglit tJrco the f mt time -did it _ · 12 cloT 13 A Tbc l c st of Dt ' is lhae I Sal dowu·widi 14 b 7 C land basically did t l'm doing Y011 1m l bJ 7 CJ did yea 0 IS bow today io dial I M i l ia - at I Jal poillt 16 icwing 11U payments • were_ in tbc securities 17 accauat Again in lbc logistics and di opc ntiaos 5 Q Tab • vay specific quc stioa Uow did you kuow at dqt·tilllC t1aa• b 7 C wa a•t pocb tiog cub A Tha1's • wry valid quation • nd diat' boat my 6 i o c c day oac ba 8'1$C lbc only tl -At 7 soquc su aad P8 'llltlllS foc guerilbs•is lbc bc acl of 8 socurity tfo OIIC cYCi' knows wbo - 0C oqoliala wid dlC$C 9 groups mq for_bimsdr diae's bcm my if ' 11 1 will 10 iny coaoc rn sinoc day ooc JI 8111 as-if WU oplaiocd 10 me that it '1 the 12 io p bcc aad chat Ille oaly way lhai - can assun ll 1Mt dlCS l moaic s hem dcliwrcd to dicse is · • I dial if- doo't give lh m be mooc y Ibey buro down our IS fanm oc dlC ' dam g c oc dicy may harm ouc 16 Q A da l 'c is' laa d ill the illlcgrity or I· · '17 i b 7 C 18 A That's wrrnct 19 io l i m e guailla paymaib aQCf tile t JICS of pl 'IDi dls 19 _ Q I waat to get I bccta uod ncaadillff of the co ks you al oo lha b 7 C ua 111c 20 lhar bciag darough llac$c accoimtsf ·• I Q Andwbtwasyount atc of alllPlpoiiit 21 A I didll'l know die proocss in its attildy io 1cnn$ W 21 1aikcd ks talioa roe lbcsc KGSi i-n payments Ila 22 of how payspatls•wcrc aclUally m dc civcd 1be lll OCJ 22 paJIIICIICS Why is-lie as codesl 23 bow it was roxivtd So I was sirlcdy jusl lcncw they 23 24 woe ro ocdcd 2 arc paicl iil cash So die oormal prooc ss is le • 25 lhird party a1'd due's why that - l lbillk in vanous 2S MIC ' that was givtn lo me I obviously ba ame - Page I - Page 64 • A As it was Xplaioal to Ole all paymailS to dlCSC NSA-SEC-14-000160 ¢HIQUffA B ANI S INTERNATIONAL kJ but i JCC3Sioos I saw a od a lbaJ 7 C 2 I Q And llaac·iaunc a peus 4 A II appc an oa die JO 16_atld die cnll y jQ I don't even J Cho ledger- Clllry GO rcct7 4 s Com ct s Q kn · b _thcn - t o l b a lha 'l dJc 7 1016 wl dlo lafgu m _b y wtud dac 1Pa1ac•ic Q7 6 6 8 9 10 7 A fo die f J'OUP11 8 Q Yea 9 A I mvc _ that bc'r a limes II just a fOOll·lhal be types up lo a- ua 10 II approval for dw $e types ll 12 or paymcats Q l oesdlat•pmnlicuaywaycxpaodoathc l 1• · · i 16 - is tdag 1011puo -ygucrillai « lrlwacr 17 1C11Sili mcai7 18 A Again l ccauseofthc delicate aod coofidaltial rage 67 boca it's so sensitive_ llecooolioalt s laplainod it lo he coordinatc s that mooi y anchhrol an inlc nnc diary lhc money is takcq CO if ' ll will hcjwiglcs of where lhey an and distril utm I don't know - lha c's DO code so n t code as lo ir it's lo lhc lcft -or lbc right ·wiag or who-it is Q' You just •t bow level of detail A I don't know Q Do_you bow w s·lbat kvdof dttail A I don 'I lcnow me himsclf IWe'll go off the rccotd aC Ibis point b C JJ fodundi w-tida ·w 1 scn- Omcdy dio tn clioa u « IS dc fcnl c ia aai p al'cldal ywut -yod - 2 l b 7 C spocir c Uy for• be N 'lDCDI lo lhac groups · l l b 7 C Multi-Page PageM 14 b 7 c IS b 7 C ' I fine I Oby Off the n cud at ·16 appro y 10 miautcsbd'ore 1 00 17 A bricfnxicss was lakco 18 DYl b 7 C I 19 Q Oby wc'cc back OD the 1'1 C4rd at appl'Ownatcly 10 20 inutcs afta 2 00 -No discussio11S of substaocc b4 21 wllile we fflC off lhe rtcord ls that m cl · 19 nalllrc of thc I littlo description is plac d oa 20 wliidir va- ' that he p11 S011$ 21 Q Who ithio Baaada 's orgarur ati ll•or ia the a 22 Chiquita orgaainlioa •• whole Call look at lbesc codes aod 22 A That's correct 23 ld1 you what cbey meao tdl you who you bow wbo -rooeivod 2 l Q Nol counting dtc disc ussion of the cn en lif of 24 that mooey lllld wlut lbe p or that you bow Chat 24 · baoanas but - assuming_that's not of ubstanoe 25 2S cxpcodinuc of funds 1n c Befo« lunch we were talking about an FCl'A - Page 68 Page 66 ' ·1 ' t · quana y fCl'A compliucc q-1a y review ha I can m y speak for Ibo Colombiain1ivis and l 2 bcga11 i11 I Ch ialc you said early 1997 wbac yw _would sic 2 that would be you people lhat have b owlodgc of this l accounl · If - lbc pooeL ·lhai have - 1h31 approves it arc J 4 l b 7 C 4 payP CU accowits I 5 Q Mocc specific lhu chat lhoup who could look at 6 a specific callf ia ck lccftq 110C lhc wac f _ he 7 1015 ud A ' •ota 111at•1 laal daal was for - N io ·1 jllS daaC·it J0'I bow daat° this mast have b00II 9 •_guerilla pajmma kt w1ao c oaJd look spccif aeally at it aad S 7 pnlQc U i• pb r 1 A I undcmood cba b 7 C I iI I i YMldd say at bS1 m f an4 b 7 C • or daat dais -was goi11g lo tupplem ut SOIIII 16 I I ct I would •lso - l can'l-spcaUor him but would dunk the pcnoo who lcnows «be· is b 7 Q A« diffelaitcGdc iWIICS dqi odiogllpocl 24 wbiclap ri la o c g llciag paid1 25 A k3io 'WI 000'1 md I'm aot - I'm - know A I don't nx Ur Q Why lbcr a oocd for• n vicw p_roc odtm of 18 ·o oada's q-laiy Rl'A rq oct7 17 22 - 23 • ac IS ccvicw - cdwel A Aro you aring co die lime tmi b 7 C _ 19 20 had gi to me oc - 20H b C 21 Q_-_Qku buhs _ U Vll ·bci ch IJCIIDciwwilb 1CYiew 1'roocd Did 'OIi fine ' Ilic duty of• w ry 12 ylladcntudiag r _ tbat dicn WU lJ aaolher- - bat dais was· lbe r rq 1aci11 aoti a KYic w Q Ya IS A - c aa cbc y caq a' pCl'SOD - -pcrson could · 16 oomc away wi1b hie aad say Tbat'n payment co Che 11 eumllas Q Ya · lvas rapoosible for 9 die oycri fCPA compliaacc '14 A Prior to the time wt al you w cbaq cd willt that 8 10 18 iaod rcvicwc ntrics io lbc itive 6 duty did y o u thal lhcn w s aaotha review 10 Jo owwb aldaltnmae 1ioawut II A Ld mo ia 'iC I dodcn Ilic qucstioa ff 12 somebody bib ac d i e lodi cr socs lbaflbc 13 descripcioa 0 b 7 C 19 dow11 wi b 7 C I· 22 Q· Rir JII lbal A Right tbai 23 Q Yes 21 • CBl•V1-001-003621- A Qcrald as I uudcrslaild die R'SpOOSibiliiy bad iS bcx n gMll fO lll C IO the he$ of my IUOIJcchDA after a · 2 Pag 65 - Page 68 DivttSificd eoortinl Services Inc 202 296--9626 12-15-99 I NSA-SEC-14-000161 CBI-V1-001-003622 Multi-P 1ge™ CIUQUlTA BRANDS INTERNATIONAL l b 7l C Page 69J rage 71 ·1i tl3ble payrncnl had sw raccd al that ti b 7 C I Wc1 11ka 1 al out lhe nn1111- I piocc s of an audit 2 b given me I he full bility lo paf Ifie 2 C l'lia- oo _ J icview procafun widJ l b C l Q Yes 4 Q What did he ld1 JOG with rcprd to topic'P 4 A W 1 111 o 1 aboul dJc IJOO gl procc nc s who goes ro 5 l b 7 C I Well which is ·dus topic 5 1h Qudi J and at lhc cooclusiou of cvuy udit JOll oonmll'y 6 TIIE WITNESS The qucslionab paymcot oc lhe · 6 •close mocling widl Aod was -u I 1 l bJ 7 cJ is in to - we're - 1 CUlC 1o 1aaow lbac -s $IClCOOIJ inactin« _f US - ' B you know I had asked you why was dm a occd and you h ad 8 l'MI --- - and be bad COCDC out of a close 9 said it was you know a qucstioaable paymc nt bad up 9 widil b C laod octu-1 doa't bow wbo lbe otbon- 10 and tbis 'pcooc durc was being tufcd What did you · 10 bu1 be came out of I lie a xtiog wilhj b C 1 _lbc end of 11 discuss with rq anl lo die quc stiomble payment the 11 the 1udil 11 ncod you know the ti -in bc twt ll lhat and the oocd for this 12 Q Al diffcrcllt poiDI ia time - said that lac hd• 13 pr l00 bl 7 ll yua Co f'aad out qout dlaic two r -U tbcQ b la you l f · mE WITNESS Oby I badbowlodgeof a I u«I daac hcasl of p luwlc ut bou_t thJs-pqmca1t IS questionable paymcn1 whaj b C ask0d il1e to · lS Wbca lac CGDCS oooflllo iillx ti aod J c ub uu lfi gadlcr some information· n ganling this payment _in ion 16 to fiad out Ille iof tioa is·l c ag I thi polat 17 And I rcca 11 shortly thacaftcr he wan od me lo 17 about ooe • oc h 'opayma ts7 18 begin reviewing all p a y m e n t s m orduig 18 A I doo't rcx aU Che euct but I n x all Iba I in the sccurjty payments and that ·I was going IO asswne 19 payments - lo the t of iny llcctlon ' le aid bility as of that date 20 ll¥l'o bave ba n payments• So wbclfia- 'hc wed lW l'Of one be 21 l dotl't roc ll any specific n asoo as lo why I· 21 ·jus1 said tbae have bCQI payincnl5 that we nood co - lbae 22 gueS S you know just it happened simultaneous with lhe time 22 wae questionable payments that may h' v lloal id 31 d that 23 wheza be bad ask od me to -begin gathering infocmalion about 2l I aoodo4 1a Iba inf ioo rda to dlOSC two paymaits 2 thisquestiooablc -paymcul 24 · Q At tllis poiat ia cimc is this dac Cusc you' re 25 ·oYj b 7 C 25 bcariog oflbcs -payaic ats7· A I Thi II · 1 rcspoosc • lhad io 0 • I Page 70· Q W1 ca did be ask yc 11 lo lqio gatbc riog iofonnJtioo 1 wipi he bad initially i11dicalal to me rcg u-diog 1 about this qucsti011ablc paymaat1 A He ba4 askai me to gal her all fof0f1Jll ltion rcla ing J d W3S a j olallial - 4 ro two specific payments • wm made in ll1C same lime wh n 4 c va paid _to a govanma t official 5 - al lbe conclusion of an audit sevicw chat was bcing 5 Q I waot lo gd into Ibis ia dcpda later but for 6 rigllt _now I waat co r oe t en t iaa aiy milld al Chis poi111 ia 7 ldllC wbca be COIIICI_fl you prior Co that COllYCnatioa 8 aay bow1C11ge of b 'OQC bribing_a Col0111 'bim 9 t off'idalT 2 what paymcots tllat was lhc first lu'ne that I was awa« _'that Chi A 1 6 pcrfonMI by lbe intcmal·audit dcp l'tmcllt in Cincilloali 7 Q Wilm wm you wliaa be asb d 'OIi lo gailia l· Page 72 •I 10 · iI · 12 lhc·plioDc 7 Wcn 'OU ia bis ollkc n vicwiag come odla ·work tl wi r la then nat'1 I aced 1 - · 'I 'A He calb I me lo his offioc 15 Q Was myaoe dsc there ·12 A No Uotildica l_hadaobowblgcohoycypooC paymcnr case IS dm -wacJacilibting paymcn1$ as you' descnl cd7 A I don't recall 16 Q Wlaatdidbc saytoyou7 A To the best of D'IY rocollcctioa be bad indicated to 17I b 7 C 20 of iacaut audit and ochers I don' t know wbo they wm aod · 21 that dq v m - lhae w a payma11 that may Ja ivc _boa paid 2l to 11 I official nnd t be ncoiod all lb 23 iafonualioD dl I CMlkl ptba rdacing to IJae payiooilS 2 Q You said be came out of a II IDdillf Oo you bow 2S 'lrb al mccdag tbat was tbat he came ool o 7 • Page 69 - Page 72 any bol c J io any goY ffllllClll otrcclal IWdl I _diiak be said I J have 110 knawlodgc f any type of paya ail -• govanmcn1 c ·official Is i1 the dial yw were awarc that at limes 16 l8 I_ DOr l b 7 C 17 18 poli ntial paymcnls that had '° 8 Wonaaeioa1 9 A 111 lC ' I kMW I WU io Mcddlia iA off u 10 - I •• recall spocifecally wtr 1-e-l vas lit II Q J 1Q GC lo bow dac tc Uiag · DiiHe call you a oa 19 me chat bcju st came outo mmlog widi b 7 C 19 20 21 · niEwrnt$s t'scoout Ldn stqJ badt be lioood ii be DlOlliooc d_payi kl U J WDICD are a cus10ms agma and tliAt lhcs c payments may ba n paid IO govmi t officials ' Bui wha I carlia that wa s e o t - lha1 I was not awa e of aoy bribes 11 1 ' aoy it 22 paymculs to gow mmcnt olfacials rdalal q a ifical ly to 2 3 lhcsc two pa t s ill qucstioo tlaa asml ll1C nbout 1 l b C Oby I wldcmooo you lo 0 b • I 25 potcurial problana1 c P3 '111Cnls NSA-SEC-14-000162 CBI-V1-00t-003623 CHI QUITA BR ANDS INIBRNATIONAL J b 7 C Multi-fagc ' Page 75 rage 73 l um WITNESS 2' b 7 C I IOut lappm ialc the cbrifantioo 2 pa 'IIIC Qts oa • aq o 11 you sub ittc d -laid - ac o ot ltb_1_ 1z-11_c_ _ _ _ I Oby ovl b 7 C 6_ S I 8 _ 1'ida d is d wty to sil wtlfll b 7 C 9 ICYicw tnRsactioos i• scasiti sa unty accoaau do A No ldoil't Q Qa c yoa_kgi R be process of IID b1wag dais 14 ct ay rt o- f diog d i e FCPA lisclona1 fona chat · iS l tw it is ag io all 6u diu sit-do T 16 l b 7 C fl dido't bat quatioa 13 •i ' 17 f8 · DY Cbl 7 CC l Q Oby jusing I Q Ya A ldoa'lbow 11 Q Wlica VII - audit Sll CNW ' appmriaaaldy 12' how m uy Ouquita locaciocu did' you r o·oa si 1o duiiog that IJ· wae7 I A I recall I visilcd moo of the locations tha _Is Ouq bas optnlioos ia 9 11 oat q-1cdy disclosure for111 1 of bis OWD7 ·I 7 dc 'isal- dais pmc cdarc1 8 A It'5 a question of who set up that procalun 7 j·- r '10 you __ at It al poiat ia • filli 12 Q We spoke abotttJ b 7 C 6 ia 1016'1 to dcicnloc oauia a asili lnaurd_ioas W1'o Q Apa a die poiDl i• time wLaa b 7 CJ I 7 oaUfilillJ 3 l b 7 C lrq oo7 4 A To dac best of my mcolli ooo I doo'1 n ica U 4 s ayiog S Q Uas cva boc ca a liaac t ca you bavc bad Oby ' becau se it was out But 1 widaslOOd wb3t you wue - · J 10 • 16 Q C-JQU w me idc• 'of about bow-maay we're 17 t aUda abnut7 Yoa'resiUi agdoW1111Piit1a b 7 C l I 18· A Id thc'11opics wc'bavi opcntioos which I've ba n 19 wadcntud it fo - lhe P4ltpOSC of dctcrmiiaiag lWfw 1110011s to 20 n por1Cd oa the FCPA qusclcrty ilisclon f01111 ls 'lli it -j9 in' Costa Rlca Jlond11r 1s Guatanalai Parum Colowbia a d 21 7 21 22 ·· A I sit dowa widJ b 7 C 20 E cll itlor Ilo n vicw all paymaits 22 Q Did dac s e locatioos_also malcc siti pay oeuts OO ao csurify pcrilb paymca ts l ut «ru iti-ypc 23 payllicnts of some fasbioa o - fo1111T 2l 1016' 1hat a-c made during lbc q ad di at a1e being l4 properly· IO Cincinn li lS Q l'wopcrly rcportad oa dais FCPA di5Clos fomi llaat 24 25 A I cu't al SWCI' daat question in that in all DIY vu its _I did DOI audit compl iaflCC of R P A Due again lhc Page 76 Page 74 · I we've S0eO then is i1eea1 011S oftlus motaiag 'i 3 I ·FCPA-•pri lo all Ctiiq ita divisioos aoil cmplo 'a S sol · 2 can only - 1 lhinlc that Ibey all-ba r tpccific ccounts A Propa ly 11 p-Octcd on Juan Manuel's FCPA q11a11crly won ldta' 3 whcrn they sci up whae they rix Ol'd _their srositivc payme 1ts Q Oby •_m_- and 1hal was tbc essence of my 5 quc stion is lhat al lhc end of this moctiug who is lil ipt a 6 qlWterly rq o t wilh the infoma ation that boda fuivc 7 agrocd aocds lo l c rcp J 1Cd It it just him7 l it youT h 4 4 6 rcf iug to ace nol neccssacily facilitatlag pay ilcals aot 7 DOCC$Wllj- to a goveraa at official 8 l mcaa mayf c lLo coaipny is paying -cooc •$ 9· b o o bG • 7 is pak -- 00 C• mc dlcal -10· ills You bow I' n y I q ceir u said · · 8 it JOl ud bi1117 ·9 A Whot rm-wbal •• by tbc p'rocas oC sinil1 O ·with liim I'• c asuriog 1bat •R COlllllllll1icaliQg die kgal _ e 1-1 - Cioc ·aay and allpa 'mCQU ·or bowbfgc · 12 ol 11117 papncnl$ dial IM l'C made to gowma1CDt olliciab I l duriag dw pcriocl •- I ladaiqg so I s i l w i rmew 16 lo CiocillMli lhc lq al _dc putmcnc bas that illforin lioo Q At this poiPUba is evc rythiag tlw's bis · 18 J - OCI fOW' form7 19 A When I bcgaa uswniog diis ocv pomibility linitiaUy Sl• f10d putting - ba snlly i opyiag what 2ol I 21' bc_b id in bis iof tion lus - oo my q ort Just 22 basic ally sinoc I bad mowlcdgc of it I pllt it OIi to Ill ' 2l rqiort ti1ier 'on lo noid duplication of dfoo I brgan 24 jusl n vicwing wida l iui aod just puaing oo my rq ort what I · 25- Im initially sigacxl 11aa · II _C I p rilLu Yoa_bow tbcn an iti° ' 11 iH 12 guess die '111 • 1 I've llac m da atacic rin d 13 Aadihcy'n 'OU COmiad justpaymcatswlac rc 14 for 011C l C uaod c r 1bc COIDP UIY docia't 'Walll·it to be -IS gcacn1 wt o he rocipieat of the pay ucat is or 16 forit 17 Now IIJa lcnt• Ading daat- fCPA • plks lo alt of IS his A rq ort and to malrc swe hat Ibey rq orting 17 Q And -l'm asking 1hls '11° ' gena-allydaao FCPA 5 paymcals fmc aa the type of IOCOCitivc j ayma Cs I'm 18 Ouqu ita•- -yuu bow subsicwirics d o subsidiaries --I' 19 besides Colam mah pafUla'U lib dwf 20 · A I doo'I bow 2·1 ·Q Did Oaiqui We a cumpaay'-widc proaxlw -for - 22 oc coaoauieg how to ac icowat foe saasiti c--tJpc tcaasadioas 23 in the Loots ud in ihc comp any boob • -id mcords 24 A Chiquita had 11 policy fod1ow toKICOOl cxpcq 2S that 11$ hmdcntood it lo be rccorocd unda a gmaul L-------------------- -------''-'---- -- _----------- - -----' Page 73 - Page 76 Diversified RcPortinv S 1Viccs Inc 202 296 9626 12-15-99 NSA-SEC-14-000163 l b 7 C I· Multi-Paget CHIQUITA BRANDS INTERNATIONAi rage 11 Page 79 I Hxpc uscs I rn 1naca- expense accoUDl in divisions l Q And what is a teocnl 111anaga's cx pcnsc accounl7 J A As I undcrsland lhe gmr r111' managa-'s expense cc ount -elatcs IO sarsili vc payments - liow ro rtCOC d The wiu cx amiaod tbe doc wucnt 2 3 • 4 sensitive payments and in sensitive payments ss l undc rstahd 5 6 thtm my paymc ut _that is vay dcUcall and cooftdcntial dial '6 lJYl tb IZlic I Q Ha Ye - S0C11 dus docwncal bcfon 7 A J doo '1 recall I CnuJdwcgooffdicnx oof i b 7 C 7 A brief was talco1 7 oouJd have - that could place tho company and cir Che 88 c mpll tt in harm l b 7 C IOby ' ' 'rc bd OQ lbc rcconl at 9 approxlm31dy futoca minutes before 3 00 No discussions of 9 Q How do you know lhis proocdurc Ht A I blow about lhe proa dire simply when l was an • 10 s aoc wac bad wfu k we Wt I' off die rococd ls chat 11 audit supervisor aod I ll00dcd to go to-divisions and choc1c 11 c omict7 12 for compliana with lhe FCl A ' I n 1· • con-oct 12 lth 7 G 13 b b 7 C ll- Q Aad does tliat procedure implicate y duties as Q ·thialc bc f wc·look lh lt break I bl asb d you 14 coatrollcc in C Olom ia ' · I ' 15 A C ould you·n pcat ihc quC stioo j b 7 C I 5 if you had ca cloc imc at bdon Ha- 110CG d J s 16 - t 16 Q Docs - you uid that y o to_know that 17 procedure when you wcce 1111 audit i upaviso - 17 A Todicbcstofmyrccolloc 1ion ldon'ts ie-l 18 don't rocall sa ing this document 18 A Mm-hmm 19 Q Doe that proc cdwc have anythiog to do with your 19 _Q b 7 C was the cooti-ollec ia Cl IOOlbi_a that 10 duties as a cootrnUcr io - for the Colombi'ao opcntiollS7 20 · you n pbc c d Is that comxlt 21 A lba1's com ct 21 A I can't answer ·I he question because ' Colombia we I • I w 22 don't U5IC a gcna'a1 m •s expcmic accoont to record ·· 22 Q My fnaslhtioo is tb3l - ruy uodcnu is that ' 2 all the ouncs oa the top ate thc cootr-ollcn oc lbc vatious sensitive payments 24 Q You use a difforeot prooodw-e7 is A What I can·commcnt on is lhe proa dun iii plaoc 23 _24 loealioAS I - wc ll maybe you bow people yoa 25 loolc aMhc D UDc s following the two oo lhe·f10GI page oC SBC rage 78 · 80 I· wha I amvcd in Colombia and l was lhc proccd lbal l I e Libtc No 1 U Do 1' ' bow wt u·d dc iodividiuh arct 2 knew tha1 e11lsled in Cclombii and lbal was applied and- 2 b 7 C J subtnincd to Cincinnali in 1ml fa bioa Q WIiy w you amvQd was Col llbia uot u si the S·oehct proccdU«a tbal you t ill' cd ebouc thcc ocral°man2ga''s J A Yes I bow them 4 Q • 5 W1 I I j b 7 C I b 7 C 6 Q · A •ho ru laa duri111ftlal1 pcno4 Ju--- JO · 7 19961 8 A l b- 7 C- - - - - - - - - I 6 cxpauc accaw l proc c durc7 · 1A I - siQOC I wasa't part ortbc-'- I wasa'I 8 iovcitval icl's ttiag up this prDOQ ucc ldocl't lcncJw It was 9 _lloc wa-1 go't · 9Hb 17 Cl I 10 Q l m laaadi ag Jou• t'diat'laas p cl7 bocti 10 · Q J b 7 C II - al as SOC l iiluliit No ll T a i D t 1o rimcw ·1 A l b 7 C --------'-- I I • ll wida J'OUl' coaad •ad wt ilc J'IKl do I'll ibo-iC few die lJ nx ord • I Sl C hibitHo lJis· mlllti-p docomcat IS spa1111iag Baf c Ht unp lCUQ6-0000SS iacllldiag a'21 b Zl1Gll I Q ' b 7 ' C - - - 14 Al b 7 C IS Q b 7 C · 16 OQOOSI Tbc C nl p agc 0£lb c doc umc qt is a da Qi 16 17 Jaauuy 10 -199 6 It bas Cbc a iquita Qnnds I A 18 at I be I op Tbc subjcxl 1-11aUcri accowiting fouauitiw 19 ·paymaats 11 is rrom l b C I 20 · 21 22 21 _ n c kX Oad par _c is a difI t lllallOCUdum ·i gai with lbc Chiquita brands subjoc t IIC altlalillf' r IIICnsitivc P 'll' 'Qts Tllo dale i5 April i9 1990 widi·a sioa date of Fd na a ry 16 1994 A•d daar 11¥ 1110·w aCtachcd 1o i t - • the last page a foi m lhal coataisu a dart and oa di c lop it 17 18 I ' ----- I ------ 1 A l b 7 C Q 11 bl l l IG l -'---•__ _ A J b 7 C 1----- ----' 19 ----9'- i b 7 C l 20 A i b _7- ' C- I 21 Q I b _ _ 7_ Q _ _ _ __ I n CBI-V1-001-003624 A b- 7 C --------- 2 24 _ la _ to _ • s cxpcua - 1 c oc1c says -am lil Qvall Audit l q artmcat 1995 Mamga•s Page 77 - Page 80 25 25 ro - aauiti p - ta7 · · NSA-SEC-14-000164 CHIQUITA BRANDS INTERNATIONAL Mwti-PagctM i b C Page 83 Page lH A I uodaslood· Iha dx tc was • l13nism foe I · I 2 scpar ating sauitivc t io $pa if1c accounts but oot 2 fflC 3 noocss vily a wmpaay widc proood ll lC-for doing so• ·Q Why dida'1 lboada ct die Cbloaabiu opcntions use l aplaia vay brid1y die - wbal logistic s·acwunt used for and wh it die opcnciofts accow1t was used for • S lhc gaicnl m a i aga's « Ciel_ 6 A I don't bow 7 Q We b W boat dmiac oui timc in audit Oil bl 11 otbc r locations Did lbcy W e tboe 1n2nagt i' s 9 c xpc u c ooc7 JO A I doa'l m all h divisions bad or hadti'I - or II didll't ba'IC a gencnl manager's cxpa11i1ec 9dc 12 Q W locatioos tbal bad lhcii- owu S And be dida'I go ioco aoy dcwl in 1crmS of 6 gucnlla paymaits He assumal Iha I what dlC$C 7 pa 'lllrJICC - t dlCIIC paymmls Mre bciog made 8 Q Aocl wt e a - y they -wat yo a tailing • is lbc ac r dcali•_ cli divisioa bad a - haaism IO - • 2 b 7 C 2J • ZS 2 I l l' m aott illiag about- ·l c lwilc we had la1b d now- IICarilJ 111cn 1 ts oc cubaCCOUAll1 l b 7 C l b 7 C subacrouau uncb- tbc IIIIIIMdl a of nt6wnNESS Rie l L 1-doo't diccucl 17 18 number but more than JO 19 20 D b C Q An lhcy all acii'IC7 aita 'Ull 'IR2'C with lhc duty f siuiac dawa i CBl V1-001--003625 21 A lbcy' re u active 22 Q And ia that Coday lhc lWl l period you' giving me 2J th t aboul you hMl a you tacnr a uacfjd dikussioa with l b b C Q • 16 SClC lnty ecoouots I A Ob 1 was n t'erring to lhc gucrilla P4ymco1$ n 15 d c audllOR 17 acc oWIII 18 Q Wli ca ia C Olombia who c xpb illCd to you 19 die way th_iags wed wilh r gaal to U Cllrity aec owats aud 20 scasitivc P ' 'IDCQls in Colouabia 21 A To lhc best or my roco tioo it wasl b C i 12 I 16· asla d to audit they 'M IC l e d iu spaciflc •' •boat 9 sensitive • 7 10 A I was talking whc id sald II Q l3ccauc l d icdc youaid Tbcy WCI' being made •· wida ti'IC paJIDClllal I doa't rocall I koow that - vtbat I do bow ls 13 pl000dun maintained in lb wcurily a«WOI and be went oa 10 • gooo A ain co d c bcn of my R C oilcctiQn hat they D$WC C foc1 24 A_ O tfflCt 2S Q l a i o s thc se l S to you you bl r age 82 4 ·you're goi_ng co bc fiia fuoctiollipg 8' a - QtcoUa- in what I II __ - ·don't roeal1 bccau cai the runc J b 7 C I ICSp lo$iblo So my- yoa know I bicw '#bat GtY· A 12 IUp IIWoilily wu io tcr111s·of C4mplc ciog lbo quancrty U q or1 bul l doa'I ICC4D baviai aay diswmon I Q 1•i i kyood tboe FCP qaartcdy rq ort IS A Mal-hmm 16 Q AM 1'111 r alliag gcn nUy ofyou as 17 trot w lking iolo your job aod youc office 18 ud 'tdao '9 'OU w·blow - 'the ccnsitiw payment 19 sicmtiocl -ia die cpccific ia • ' 20 - 21 the 11CQ1rity acc ouotsl A 1-fnc ani 'al in Q lod ia I spent I 22 days ffal1sitioning widqbo f0 1l1a'_c ootrolla b 7 21 lo lbobcst of my RlCOlkiclioll he maitiooat dic 24 sUUciUn •of lhc -· die process hricfly aocl bow it opcnlal 2S Q Aadwlatdidhctcll· aboat- itopcnfed1 I ls that - what d be say to you moo ·spccif'acally7 4 A Again IQ the or lllY recollection he cx·plaincd S lhat iogistics account is aware of payn c nts to •• or · 6 where facilitating payments to govanrnc nt officials · 7 -the opcraJions aocoont is used for paymc n to g thc-guc rillas 2 mcutioocd C per ttioos S tab co lie a much c arlic - limc·ia Novcmba' 1996 Wbo tells 6 you _what be situacio11 is ·with rq atd ID s ositivc_ a 'IIIQlls 7 and ill pamcular the SQCWl'Y 80COII IIUT ' 8 A Wbca I arrived in Colom bia1 9 Q Ya - 10 - Page 84 I said •He told IIIC logistics is tliis • or I think you I with him IO do FCPA COlll_pli cc-typo n v 2 I'm taUciag about - I doo•c waoi you to i Ollf uc 3 Che two- l'm Calling about w'haa you w llk ia the door- aod 9 Q Di 4·dae-logiltics acx o1mt ba • 10 a IIWilbcr daac- co de or yoa • Subaa ount1 ll A 12 Q Yc s A Yes ut I don't mcall lhe codes Q What otlic % acc ouots wen iliac IS A Om l what it-would be helpful to 16 clarify - ll ·14 Q Swe 18 A_ the aooount wtietlu it's a - 19 socwity t or the coatrolla's dcpartmcqt or the 20 ptoductioo department cvay dcpar rhas it pcrspoctivc 21 sub l counts 22 And i n acx ou ots-you have yoor misiocll acwunts yoo have your salacy you_hayc 'OW' badirs you 17 24 may have commissions or any otba - so dcpcoding QO the 2S spc cific department it may have an additional ivcnificd cuortin _Services Inc 202 296-9626 'i1 - 15-99 Page 81 - _84 NSA-SEC-14-000165 l b 7 C Multi-Pagel CHiQUITA BRANDS INTERNATIONAL Page 85 i 6 IO put lbiags mpcrspc cti'IC a Tul I iL die ICCOWIJ SWC1Un a 6 did liq- Ice's suit da did daq cva pc tfo m b l Q So wlua sccariry cliffaaat is it has dais 8 stic 1 OUnl ad dus opc r•liou I hat an tbc 9 7 n vicw of -11saciioa1 ia lbc SCCIIOC ' • 7 8 A I doA't b ow r a 9 A That's b 7 C C oUlg back IO SEC Eiditoil No 13 12 a mamcnt un iaoding bat you aD did not follaw die '°' • acooua1 amsom ptoixduauiobm andl 17 1 _11 ·pcqian d by doe local co roUcr • 11 U -pangRpb one die socood build poinr it 9y lb Z C poi ' UY$ iA tbc JOU p q a n quaieaty • b - 7 C- - - - I Do '1 11 mean sq lt ilc fmm wfi 11'1 18 gcncratat eu1omaticailly in-ibc accow ting syslCln the ccncnl 18 biles in tams or• list of tn tions ia d C manager's 19 fund accowit wiU be piq arcd quaN tly by lb local 20 WR rollcr Aad why don'I you 1 3tc a aunulc fO reJ I 21 °par grapb ooc bo ausc-it's in die conlc XI of lbc a ocr il 22 and 1bc region managa- siuir g doW ' to rt View _Zl nasactioas in lbc • fund account foc lhc q 2• l1ic wnnc ss cxamipod the docwnc ot 2s· De sccoad bulk 1 -and logislics7 IS Q Yes 16 A Tbc - IS want lo SllC if you all wa-c iollawing somcd iag similar1o 16 that Q ·10 par cailictical • A· fut of sucJa tna etioa a maald be ll ·• list o f ill dac scauity accounts' I A You say the 1hl of t y p•ymi nts bodl what - ll ga aa1 •• -didno usc a aaaoap I J 7 0 II Q AAClwbowutbcgc nt l ll ' sapcrvis - tbc 1etioa-• ga'f -4 · A b 7 C S Q Diel b_l_ 7- f-C i------- cva pofun i m w 'i ·-4 aU going 10 Ave payroll v 'n all going lo harvc S - • and ba dil$ · Page 87 A b 7 C I that you can look ill i iii gcna L all dcpattmcols h vc - pt'dty 3 much a staacwd of ac co l1l f bcx sc sswnc lhat _19 lcifgtt7 - 21 l b 7 C Yes I'm - you know il's DOI c Uy I 21 a lcicky q tion l'ot loolc iag al lbc docwncnl aod it ll n alfy s«ms lo Ille to Sllf gCStmg lb I $OU1C very S IIJUMtY 2 list iodtpaldait-of ju st printing out-the gcnaal lc dg r is • Icing p - or should be prq arotl - by ibc coolmDcr 25 and is givai lo die gmcnl man ga and Ilic n gion n w 2 I Pagc 86 I Page 88 l· they could sit down wilhout the cdga •• they use this list 2 payuu ats facilitatiag paJIIICDls SlCDSitivc p•ymailS ia ' t I md filITJ maietain auy sac porting WDCDtatici11 or 4 aoy t a l i o n diog lbosc P• ll i• lais cnnt files S A Th lime that l aniv XI in C Oknnbia l don't know 6 jf b 7 C b•d imintainod bu sqmtc file butl b 7 2 irulc ad - and - ba ausc olh twisc l mean the word 3 prcp3 rcd -4 b rc 7' -- 7 C c c- ---- I 1'1 11 sony wbcrc an wi 7 12-- ·ll a-Aye 0110C cad C U 1a' gcaaal m aug z-' s I cypiauy arqioia · will vic w c d 1-5 11a 11AClioa ia dcuil Ud _ oa 1111 aftc rdac--fxt basis 16 that tbc I a n was propcdy audiori l e d aacl 1'7 suppoood documcobeioll ILll4 sappod c usk for-gcb 18 rccClldcdia lbi maaaga'• f1lad aa ouac for the l9 quarter ud _ dac c xpa di1tsn W2S rc portal oa 1trc • · b 7 C 12 l b 7 C Jb para1tbc tical on lhc second 6 bu' e' point And that's my i111c 'l'rctaliou of the w 7 b 7 C lfl Uliaincd fdc s fol-b sepaym olt 7 •sh Juld be p q an d • You bow if ic 'MXe n n ly p a Q we ta1b4 about t1ie 11Uf1Crl1 iew tbac oriLc S out die gn cu sheet-from dm lt dgcr whicb -kilow would 9· ll lall lo be• YCtY imila c urci c bufl don't bo N- l'm 9 ocmty t10C011111a dl• t w - witll f 'd'orwling 10 llaiapangnfl laumliaroec u ·•i wa•qtlaf1criy ·10 with diis Md 'OIi bow f haw ·you Coday ft 1J • shoit time is dic-coatroller ad i 's my opportuoiiy io ii mcwlty die gicocul · - sapa vis« and lhc gmcnl i S Ilsa Bcause bst H in lb socurity acc ou nt • and·ooc answa lo lbaris Well IS JOU lll $h a bu out of die gaiaul lc Jg r aJ1 1 lhat 16 pracnts you - m wrrnESS 11 18 b 7 C A ti$1u g a list of etansaclions I- CBIN1-001-003626 20 - q1A11c rly q of1 of die dalcrllc at policies and 19 _ Cb 7lCCl I r- xaaJy lflha1's wh it prqwe 20 aaeans I - yoo - prq arcs_i ruf CS iog bac you koow 21 · prooc dmes if HY ymcn s wktbcc gCJYCn lG CPt officials or ll dsc But I don' - you bow lbat s wbat l'm 22 aitilacc • paJIDCUls lo aay otba- oc cotitics 22 bringing fo and that may wdl be fie case 2J IO bc llCOI IO the law dcpat1Joai 23 2 • Dmpg _ - lime in C olo al ia wlio is loo 25 mnagcr'1 Page 85 - Page 88 · ll question I lbiok 'lffl Do you p a list of Cnnsacoons 24 But mdq cndeat if dpt'S wflal you do JOU know I don't - in S lUIC shape maunc r I' form am you gctti ig some 25 type of list quamdy or somd ody qua 1aly_asking you NSA-SEC-14-000166 CBI-V1 -001--003627 l b C I _ __- ' -------- --- --- CHIQlflTA BRANDS INTERNA110NAL Multi -Page ' ragc91 I' agc 89 I b 7 CJ -lfb l-'Z-H C l_ ___ I WclJ undasuod • wt 11 1 2 ' _ I com Y LIi ' ore 111 1 the tc •I cowasd Do yoo bow if 2 lhat was e g l bt c in SEC Edul il No I i lhal Ibis i - a prooalwc IO 4 arply IO·a gci cnl 1·c rpcmc accow L 5 I Y l b 7 C l bl 7l Cl 6 IWbich bc's a plainod IO -you that --- I Yc s 0by ·10 11 procafutc fo a diffaait lypc of IICCOWII were diey applied ' 12 piocc- y-pioce lo die security a«OODIS Is lha1 dx lbanc to- - ·· laed A l b 7 C I I 1112 ugcr'1·1imd C Xpcmc ·acc oaob daac WU bc iag 1ubaailtcd lo 14 lk 0law A Poi' dia-'flhat WU dlo- for lbcQ •'Th ii pangnpf bm ro me is •yiag Uu 1J b 7 17 - six moao s blai sdf is·goia« c o sit dowa willl 18 lhc $1 pponiag documcacati _ thst bu IIPdc ib w y to 19 Ciociaoali a id be is going IO - for wb rcawil being 20 you b pl'flb3bly boc usc it was ilivc iq tbc 21 doct imeaU - be is pcnoully going IO sit dowu and 22 bow for a li aulcd 'o y n vicw he •Ul'pGfflll 2 documcota aDd' mm sun ·lhat 'Oil bow those lhrce · 24 bullet poials·l a c ·1a as tbc gcna'al - aga-•i C1lpC'llSCI 2 S w n n viewcd and approml· forlhc p wio115 two qvartcff oa 15 lfb l IZ C '--- Oby AIJrighl N17Wl Ulldcntaod 0 I l i - accouols DO oac has t IO assat to 111C hat his 21 vras · - with J a m e 22 rq rai 10d IO me du piril of 2J hose were being tn alcd it's bcai we opaatioo was Ila ii as gcnaai'a aoag r's cxpcn e accounl5 So lha1's why I 'OIi bow I wuuldn'I ontinarily go 25 fioca n q Q Do 1 JII b o w n vicwiag oa • ·12 b31C--yart1 Wis lbc upparu ig doc uoa tor 111c · b J 7i c c i---- I Amt ru·lcll '11111m11o 11ic 18 contc x1 Iba I undcn and thal you said 'OU didn'I his 19 and lha1 you doa'I -die bu1 l'U givc•lo you 24 w Tl 13 wc'rc14 l b- 1 7- c- - I Ya 20 lh lt cvayooc bas - raagnpla lhrc c it · _ ys The Vioc Ptaidca 1 Agaia it-'1 Colmrc d liy lbn c l ulk l l 'II 8 Wllo wu lhc rioc ptaidcol ol inlaoaJ audil dllriag 9 this IUIUl period January of 19961 AU - bl 10 you' re sking - your qacstioN are doai du$ diffcrall I 16 11 Q 6 llDlllitsodlodoclaw cvcry ao du • IThat Aid wtu t we• doing is l b 7 C 9 A I doo'I know 4 5 IJlr c al Aadi 7 lhc y didn' I - l b 7 C ·I l rage 92 · Pace 90 I down 1hi• cxcrcis c you lcnow with what you said if hat l wac IQ tbc background So you undasiand wb n ' n coming 2 accouutiag provisions of thi f-ct' J from J as surc lh at d iibw-sca eG t vc prol ' 1' wida-lyiqg support and 4 S 6 rne wrrness I uodcrsi _nd I undasL nd I Oby me·WITNESS So as fac as die question-74- ' ' or Slalc mcol 0 polici S ead 8 tnlasa lioo ' 9CP ror - what _we do bavc is lhc s cou u diruslf frouubo gmcnl whlcb 'I bis I· · 12 a t doc abrious poople wbo a« 1- ia pangnpla oac aslriac for dtac Q Was SOIIICdllQ - 12 lho ·or in some getting mp orti° ckwl foe lbc •ioas 22 ia lhc r ccucjty accowals the Gpcnlioa aud logistic 2J • lo - and · CW dais JOO bow- mon 24 gcncnlly lhc _legal dcptlacnl ia Ciacianati DOC 25 spccifac all7 b 7l Cl 1 uodc'n1aad is IMlt widl 1he 21 lo _ _ A lfb l 7 C l-- l q iw s of scnsili _ IJ 'p aymatll_vay confidaltlal AIMtl C A'I say whc dx qa « 14 qu a tc rlyT IS A N c diact null 16 ·Q P lacwoaay _ · 1 c muagaoc · 17 app opmlc u_odc dying -wiit ly -aol ju st Co'-'bia you bow my froaa 9 rou arpcricaoa ia iok tUI audil oc -wt a do ' OIi bow10 w u aa a balf-r- y' • 11 basisl JO sbawa ali I h a n cordc d iu lhc rccurity accooal 11 n b 7 CJ llic caaal j rc port 7 p rocc dwa lo tbc b v d q 18 supporliug ddail t Ciadasdi d Q die qaartcdy rcvic 19 ·aad sub t die dctaih l bl 7 C cou 20 for dus review • Do JOit bow 1 lictllr a aayoac was · 5 goVCl'IUIICAI 0 g lli tioa fJ£ iadividuals wac rq x1 xl oa · - approprialc quackdy 1 a to '0111 quesQOII docwr lcnulion nip c xisu for IJ b 7 C · ' A bullet poiat 1 0 to 4 latioo build pofot tblu USUR mat pa Cs to b 7 Cl 9 · lisling dut I an a ·facl basis •lld auurc coaapli i qcc with tbc 14 IS A01 if lfus WU 16 bocapriY71o dus1JPCofdocumai1at oc 1 • l icq done Q As a IIIIClllbcr of lhc addil claff J1 11 wOllld Ml b ave_ 17 A As Ii manbc r of dia·awlifdc partmatt I was oc va18 med b b 7 C partidpaec ia aqy 1ypc oin view of 19 infonnalioo dial was submlricd up 10 Ciaciao ali 20 · Q As coa lla ia -bja_ 'WOW b- 7 C - I OI - 21 ' Ml ia pangn pla lWo lbc lctal dcpat1mcot ncx cssa il1 22 11 a ic bad to - to J la gc diu i Conmtiolll p A you rq cat dx qucstioaf 24 Q · 'l' U ask ii i_D if lisb Could dais ba¥C boca 2S happcaiog dlis·beiag die aaalaial IWlkiag iu w y lo lk_bw Diversified Rcoo1Cioe Services lac 202 296-9626 12-15-99 Page 8J -- e 92 NSA-SEC-14-000167 Mu lti Pagc'- CHJQUffA BRANDS INTERNATIONAL l b 7 C rage 95 P c93 I I 1c p utmcot as b two bib about aodj b 7 C sq -u ic f•0111 I sccw icy still oocds t o be dd'°mcd whicb - 2 oc- oldie t a could this have boca t ppcaiog 2 somd ody bas to give u c mor -guicbace Du1 cbcsc eeOWlls J ori l bout OU wca1mllc - k aowiag t lhc l i o o 3 tics ·and op tions wiU be reported aod any odlCi' 4 was bcuac IICDt aad that it n s bciag you bow d ccb dl 4 scmitm p ayma 1s will be l'CCQl'dcd UlldQ- Ibis acw utlc the 6 A That' c pos mk Q c-Jd oa ion ta lbc last pace of SHC l xJu1 it No 7 ll Baa staaap cndiag in 0000581 llaYC ta n dais fona S S tJCPCr I DP11 31F'' so So it's ¥aJ b isi Q So lhosic - wt ca 11 t-- itioi ocean ·w 1w is 7 pl'CSCOlly - Md duri OW' time iod Jaauuy 19%' 8 wilb lhc logistics eoccouat -1 lhc opcntioos tbos c 9 a« goiag to Tiq'rc g t o aot actin 6 8 bcfoo 7 9 JO A I doa'I nx all Q Did ou discuuwi b 7 C 19 'sdfcxulo 12 IICarity acC011D1 for lhc period 1993 lhrol gb - II vp a atil ywr ll rinl ill Col- liia · 14 A I doo't m aU die eta ' lime period but ldo I5 m all d iuG 10 him d die c oone of an audit •l olll 16 romcP3J111COIS 17 I nocd to disc IISS wilb coq ontlG IS 16 ----- 1Om I soc SEC Exlu'bit No 13 ' b 7 ' C 17 18 i ' b 7 C - - I Wh3t do·you ncc d ·ro soc 20 l b 7 C 21 b 7 C I SEC Exhibit No 13 20 ISure l'u 1 banding you a documc ol The will C$s· I DY b 7 C • chc document ibc charts that wclrc looki at tbc last page of SBC · Page 96 Page 94 I a@in I don't deny dut I have I just doo't mcall 2 Q Why were the logistics account aniJ the o qoos 1 accoUllt oot gcoeral manager's c1pense flllld aC Ouots7 A don't know 5 Q sit a matter of just a oame7 Js thal - that's 6 bow basic my question is 7 22 •bcillf filled in split lhcougbout the documcat aod yoo c an 2 sc c by the dlvisioa l ac oa the top tMI Ibey-relate to 24 Colombia 2S A llliRzillhlon't nicall soc ing 11 c e d meuts but 24 Bales daalp r u gc •CHQl-0006 3 ibrough a01l includu g 000670 25 A I don't l 'JC IIL Q Kave you eva 21 Uxhibit No IJ lha-c an siinibr-typc c dial art r o'w 2i lhal has p iouslr bocn owic cd as ·SEC 'bit No 34 2J Oc scrwc ii f0 dac rocord a 111ulti 1 age documcr11 spanning as _Q Goiag sec ibit No 3• foe• momaat haw you C¥eC soc a lhis docuaacot bcfon aoy p of thi1 docuiuc at 19 kfore7 And q c cifically bclp•y ou out l'ria lallcing about 18 please 19 AR igbt rigld Q Oby ll A Th wi1J lie a gc iicr i manattr'$ - t dicp IJ ba subaccounrs Iba ' s to be dcfu cd aad chal s wliat I 11 Liscorical tloc wncatatiott of t n ia the 2 Q Oby ·011 J No l • • y 111 $OC the lint p c froot page of SBC Bxhibit thi is addl'cs$0d J b Y C it'• I rnd it's cbtccUuly 1996 - r 1 b 7 C 5 poor lo your amvil n Colom6111 6 11 e fant paragxapli uyc •A you buw we Oby The -- as I W1ib-stand it it's just - it's 7 periodically icric w·cbc bw dr pa tmc at aiad i l audit arc desQibcd in an accounting record 8 n conls o fy t wc bavc w d s q x'll· oa in records 9 tLc supporting tat loa r gaa cnJ c sp RSCS- Q I'm I doo't uadct'Staod 10 As a ra ull of Chcsc n m ws civa cbc last two an Lave A • me a stq back and ex lain to YOll· Just 11 oa a n111Dba of oe asiom n qutsltld 1upp011 documc otatioa fOI' RICallly I rcceivtd a ucst by the intanal audit 12 ·T acid Suta Marta At dds poi C we Lavuot n ioei dc part ncnt to open up a general manager's expense account 13 all lhc ioformatioo nocdc d for 199 lo am · cffedivc January I 2000 So beginning January l 2000 the 14 Daring yout time as coottolla i l omhia Las Colombia division ' ill have a general rn lll3f Cr's expense 15 'anyooc asb d you oc bavc you pc rfomiod 1 11 Sl C A 8 lhc way the payments 9 O H 12 13 14 h your sorry tala • 16 0000 llll· 17 · One of the steps in order to obtain a general 18 R ' l •s « ·lhc authorization to one is to rcocivc 19 explicit authotization from ·thc oontroUcr or in this C3S C • 20 l b C the last-- with in the last month 16 Cmibic No J 17 A I as _ sin x l'YC bcr tl use land ·18 C Otombia 1'11a- c DOl GBI-V1-001'-003628 19 q11at11 rly - poada1 lo a 1ypc of ucst s to this i- · 21 reoci-voo instructions to open an account and io in using · 22 it a11uary 1 2000 2l What that means to me is I'm going to go into my l4 k lgcr sy ian and cn ate an account code · ' U it's 5leparat e from - whcdier it's oµ deof sccu ity or i I prq aiol to be best o O ' lb tion be type c io b 7 C Would you llhcr sruffup7 l'lll 21 going to band you a document that's pn viously ba o mactai as · 22 SEC Exhil it No 36 fu tlic ttieocd f U dcscn be it as a 2J lwo-page dqcuulalf Al leas tu me ii -to be a copy of 24 a kdgcr print-out Bates stamped - Ibis two-pagt docun eut 2S is Rt1tcs SI °' ra I latQl7-000072 aod f pag wding · · Page 93 -·- Page 9 i _____ r ' _ • ' - _ - - NSA-SEC-14-000168 C JIIQUITA BR ANDS NTERNATIONAL _ j b 7 C Multi-Page°' Pagc99 Pagc97 I you bow witb -DOC any n al·rnsoa bchiad ii lncd pid I in 73 2 · The wilOcSs c xat11iacd dJC docwnart 2 some rqHucatati payuic ats ud Choolght - l Wbcn upon SEC Edul it No S2 was • 1mikt d for I • iJaitific alion S l b 7 C I'm also banding • docwnmt chat bas O JW bcol • s soc bi bit No s2 ru give you 7 1a look- that - VW' Jc • a I doculllml ADd wbi you're doing dial ru·dcscn bc 9 it· or die nx oni LO SEC- E' x bil it No S2 Is llllllii-pgc docuaicat Tho 11 fim-p gc says l b 7 C is · A Oby I walk you lhniugb tiiiiJ b 7 C 8 Q Ya I W1icn you say oa tllc 1016 • dart willl _ I is · 12 · die 10167 13 A_- Oby lbc 1016 ia O lombia tcpn SallS a I n t c de Pago N whlch-tnaslalaS means a 'lcqu s1 or • a - IS paymc ot N ADd ' _dep igoisc-o n-p -a 11-t 1 16 A brief nxc ss-was bkcn ·17 b 7 C 16 do d-c • p1-g-o 17 So his is a particubdy typlcal example of a I Wc rc b k oa dJC ruord at 18 approxanardy twmty minu1cs bcfon 4 00 No discussions of 18 document piacrilcd for socuricy paymcat 19 ·sulis cc y •at h ld wbilc Wttc 9fflbc ra onl ls thait 19 20 com cl7 20 22 Q 11 IDates Stamp ·13 l'2JlfllC is 14 fm sor y •CHQl-00l29S 001 •2J 21 I I 12 l b C IS lllOIDalt 7 9 A Oby U yaulooka1dicrcrst • dcsc1iplbaon 10 doc 1016 l'C-ldsl b C I ·Look di atow r ·w ·u go offtbcm oni- IJOO A Oby La's 11art with Fbtcs sbmp aiding ia S So lhal's 4a1Ql-001300 6 Q Okay 1oouac at tJic P• ymaa1l b C cy 14 coald go lhcoup 3 tbaa and bdp JDC 1o dc rstaad is goii g oa hen IThat's comi 1 ilbllZ Cl A Comet 22 Q Aad 1016 ws liago that I kcq bcarillf dais is 23 rclatcd - l'mgniag to sayot viously lull llut'1 why I'm 21 AY b 7 C Q AD4 die •this• you ui n cmog lo•is Bates-stamp coding llOO pm of SOC Exliibit No 51 ll Q St ar1iug farst willl SOC xha1 it N 6 have yov 25 A I m ogniu Ibis documcn as ·• print-out of the 24 bringing it·ap because it may DOl so obviou - ·• ·ia 1bc 2S righl·hasodCOC - oldus docW11CGt l oe FCTV 1016 Pagc98 Page'IQO · I 'ICCOWlt ae1ivi1y i11 ColOU1bi3 2 l Q Cao yo11 be JDore spocific I ban that A It looks like it's the - -Jistinir die activity 4 in lhc Ga$loS de logi •ica and Gastos de opcncioncs S Q Aad aie those the logistiu aod os cntioiu account 6 willlia U C a urity deparouca1 accouat slrucluR 161 we've 7 bcca discussing pcriodkaUy here Coday I ctoa' t bow wl at 8 gutm de mc uu SQ - 9 A Ow- '10 Q - • 'IUlll la qlic riioa _-it maybe a mote implc II that Vll•lbiak A Gasfos inc ua lrall d lcal inro l Jlglish IJ Ncxpcnscs opa tion cx pc p logistic cq a scs coos ll • 1 It-looks like char chc logisticpnd as' opc r tion·acc ouots that arc waJ to rcpa 1-dic socurity · 16 p a 'lQClltS • 17 Q Thnlu Jaout 1bc 111ocning we bad ta lkcd you know l8 with some ii but·bu ic ally ia tboocy aboui • I 21 I waot Co Cake this oppoftuaity no lo you bow io Yes Q Is that- it's called a 101 6 l ccausc ilb¥ 1016 l on it Is that 4 A 11 iat' s niy un lc rstaoding as well lbcn 's 110 1 S -why it was givai 1016 as opposed to 504 _It was just 10 6· 6 was t name that it•s Ill ways md 7 b 7l C IThat's j tll °Qwobcr of tho 2 8 form 9 1lfE WITNESS 'lbat' • the mimber of·lhc form 10 Righl II DYl b 7 C I _ 12 13 - _ Q You call tlw 1016 lib I call the documeotwc · today rith i6627 1 • A That's cocrcd IS Q Oby_ Oby 16 A Okay CBI-Vt-001--003629 · If look atthis d o c u m t n •17 you h wc a-donation program tiol dooxioocs progr ima 18 control 19 from tbcsc accowats aad die documadatioa lat rcsulh from • 19 20 i o a ia lliac ··• 20 A Q That's uoda poc coooq to dc7 A Uooc r d e and th3t means wida- the 21 conoc pt or and hen you have the amount is for 3 milliou 22 reality lool at wl at 1 beucw to lie the IJ _ 22 pesos oc equivalent to SJ O And you look under-die 2 docuanc atatioa aod lbe•g aiicnl lodgu So if lhae's aaythiot 23 spocific aa ount code whlc h is hen 'OU have a alC' Uta aod 24 this cuaita is when acx ouot rode tbai·s being cbari d is 2s And this for the record is the souroc document • 2 lhal J0 1 wa t tolook·at JOU km that yuu thiak would ll lie bc Jt ful I'd apprnclaic lLaL Out aebcr lh3ll that l - n rocdc d I _ Zc 7 - Pagd 00 Diversified Rcl Ortin Services foe 202 296-9626 12-15-99 NSA-SEC-14-000169 l b 7 C Mulri-l'agc' CHIQUITA BRANDS INTERNATIONAL Page-103 l'a c 101 I · · Q Is Ibis a guerilla p•ymcot7 I d at's IUCd lO cuter a· tr an iclioo i uo ihc systan of 2 8 -0UllliQg Jf VII look IO lbc douwiall SEC r Xlul it J 4 $ le A 1 don' t know Q l_f you ·- ud I i c c lbc paec - if you loolt at lhe 4 pace b d • lid die Pf C after so Dales sump coding ia 1299 • Ad Ra stamp cmdia m I JOI do cilba ooc _of lhosc 2 '°·36 you lhc dale dJC aKCOW I wdc·rdab lo die 1016 lhc S on dx actmry list also rcfkcts tbc 6 oo lhc 1016 por cbiacioocs pn gnma conlrt '- 6 - lo oar- qc looldag tbrm liaw uyduc lo do 7 'Jbc UIOUIII value is J millioo pc sos 1Which fso wilb 7 ·widi 1016 -line kc a Pf at D a cs stiiap ia 8 11 1016 8 llOOT I have l Oliocd f lime to iliue they do and 9 comc timcs I taa oot- I 9 Aad you look al lhc --OD lhc left-baod JO di n '• • c a d-c-b-c debit lbat'r all your debits 11 So yuu• debiting 'QIIC acCOWI r« lb value of the paymcnL 14 tRdits oa die lql Jlt • IS The middle column h-a-b-c-r haba- is -wbcrc Yo11 I6 m onl your midits in this acc wnt And lbat ill CSSCI CX l4 16 17 is whal dais - why you would d a rqjoc1 Ulo this 17 8 Q l oolciog for a momenl al lhc 1016 ll•IGs stamp coding 19 ica llOO we talb d about the 1unnbcr under cucnta 18 sun I am aot ma kin • 15 19 20 ' Q Aad that that cuds D 116 Thi DUfllba rq n scnts 21 22 ir I rc f ova ro SEC ExJaibil No 36 cc c d c sao ic 1 c r follow d tiy l b 7 C So 1tu1 IIUDI · ·22 I 23 lhfcS numba- Q N- acty eigbt7 ll A R igbt 2 • to Dlllll A if you look tt lhc documcnl ll 12 1298 21 Waal 10 mi taJi c lad - 12 OIi die Cac fiehl-band corner have ·• saldo 1etuak aad 13 ibal's c uc oti3Uy just a 1U11niog IOtal of yow- debits aoo 20 A Right the ono prior to dlis l 299 Q Oby A 1 is an 111 0Ullt for I lllillioo - 750 millioo i s And c•s wbac ibis documc nt n Utcs U Q So 1299 ieblcs to that How about the ooc foll wing A Three bW1 1 Q Yes l300 l wiU tell you I did ol lhiok so bcc aue lhorc lo k lhcsc handwri11C 11 numbc ts oa bcrc Chat you Ii ave lo tiad of sc afCb for lilcc Fiod Waldo aod 24 cadi11t ia 216 lclls me that lhiS is g6ing to be colcn d inlo ' 24· this ooc bas noml c r- Ihm aod tbr a lhi• has 25 lba-1 ocistic s aiccou ol Is that 1 7 2S siga focir aad lhc o Ilic follo -iog ooc la as·oum ·fivc aad DOW he lllllll Page I02 age 104 I A That's corro I I lhCll si tao I d Q t tbinlc so but I d i ln't 2 Q Guiag ad to lbc IO 16 for a womcat to the 11lry 2 doa '1-bow if it's n h11cd lhca fioc J uoda- cod igo ci codit o is C 'lJ-fl-1-gv and cia c-1-a 4 What is that culry aod w t dOC$ the C l O • Cl 3 A If you m all we said al lhc time lllCtC aisled _ · 7 two Cllp0 1it g-compauies Damdcx aod_Saawa Daoadcx bciag 8 die COll1' my for all lhc 11 Ubo amtt an4 S nla 9 Marta die Clportiog 1 on1pany for all d10 Sani 10 rllnllS So ia Jlldet to classify the paytna1ts io dicic II 12 JICCln'C divisions dais bac is saying·lbarit' s 13 aicau lo clwgc iA f ilgtis So yuu'rc cbni-giag 14 Suuwa Coe lhc ldaicd cha gc IS Q Who b 7 - c --------- 1 l b 7 C A I doa'I know 18 Q A dcsuiplioo bcrc - Dooacloocs l 'rov una C-lrol • 'I taat docs daat meu 20 A Translated ii ' _IC'111s donation fo - a contcol 21 progpm_• 17 Q Oay aod bcyoad tbat do you have aQy idea oc uo l3 lcU me wb al is going -bae 22 24 A Jusa _f looking Ill lhcfllOC of Ibis 1016 l can•1 W Dt lo - if you A Yes 1 would say lbcy're aot n latc4 l b 7 ust 4 frOUl looking at lbcse docwncu S b«au te I'm just adding up S lhc sc a IS and lbcy doo't add up IO tho tnillioo pesos S lluMC'lr S af'ta IJuit sigaify7 6 6 Solwoold - 7 Q Oby Tlw'1 li_oc Tla aa h No l •ppccciatc 8 help but duil t by 'Sticlciag wilh 1300 foe a - at 9 tllac ls-a lo i b 7 C I ·10 Do you l'ClCOgliU C diat sigutun 7 II 12 · 13 A- Yes do Q W'-c sipatun is that A l b C I Q Next o Che sccood liac oo lbc rig bt- -luod side of IS dw documcat mdiac ua Bales ta mp '1300 1berc' is die 14 l6J b 7 C y tbco • f Ka sigutiaR Md 17 • • acignabltc Ihm Do yoa mc-OgllUIC daac siguamn 7 18 A That ignature is -belongs b 7 C 19 - A 11iac' a liiic •bmc that with a pace fou '20 rigaatun Chat - wbo f l l ' Co sign Chae 9'l chis 21 fonn 22 A 3n take Ucp bKlc j b C 23 24 I CBl V1-001-0036 0 Q Absolueciy absolurdy A Oacofebc - whi u we bad previously oboul L2_s_ _ _·__ _ ·c l· ct11_ - ·s_dcscri_ ·p_tion_is_ fOS _ _ _ _ _ _ _ _ _-l2 ·s __ d1C - COO trols -iu ' p laoe ·rdal lag ' '° _ l b _7 C I Page f 01 • Page l0'1 · J - • -·' NSA-SEC-14-000170 · -l b C CIUQtnTA BRANDS INTERNt TIONAL Multi-Page™ Page 105 I charge a fie security payment to-lhc -wrong ICCO Jtlt or 2 P' Y- '' - those paymcDts alway n quia-c s 2 s-ubmit· it for paymi nt - l'3f C 107 I guerilla payments io d c opc ntioas l TlwMc a c l Q Yc s 4 A One of lb 00t1tri ls we do have in plaa in l Is that com ctT 4 A Tla1' 1 t S Q Oby uad wbc o r say uolllla- sip rt ilc wlao cbe 6 cu-sip lb at odaa t1aaal b C ips lwmc f _ Wl o 1 gm me t1ic cmae list or pcoplr il CoioQ bia - - 1 c 5 addition to malcing liUfe hat the aa ounts an oomx tly 6 c issifaod is this particulac thing we'cc n farin IO·a s1 tic appmv ii level ··· · In the company we have ous kvcls or approval and - of whicb b C has a very limilcd a very low10 ·lcvd approval in lczlD$ dollv amoonlS of what cau 11 actl ally sign on his own Anyching ln additioo bas to be 12 s by a sccood sign oe And n y that's myself or s 8 that odaa igu« m 9 9 tl l b 7 C 14 IS 16 17 11 19 20 21 ill our ab- chc 90COGd I I ia command ia b1IU cl Ibo liqas ii ouc opcncioas - Dul lb3''• 12· ia CXlrCIIICcircunls1anoc ifwe'n Olltof lwbo have appropriate signalurc levels depatdin@ 13 lbc c ouilllJ and lhm ' MllliCdliog ddt ftoCds ·'°- paid on-our level · · Sollic lltiSWerto y qucstioo doc s · l 4 immcdlaacly 15 u a t l y - dais araacw tlw - aprooaoo which is •approved in - the 16 · CAO wu uslguocl A ad 1hat CAO As lhC 'WIIIC - proval first line is cootml aria • which means die cootrollcr's 17 signiag approval foe lbc sc t 1JC S of ai ls So it' ·lbosc t • if you will d sccooiiwe is •caen • 18 -1meindividuals which tr msiatcd nic ms gcoaal -· you'd say Ilic •gax rat 19 Q Who is lbc- CA07 ' CBI-V1--001-003 631 manager lO A l b 7 C l b C j Do all transactions require a 21 Q Wha - c- hap - -pcocd - - --11-- - b- 7- C -- I the 22 signature·of lhe cootr'o lla's·dcpartmcnt7 22 don't 13 l3 A Tu pall' who laavc diat slgniQg autbarity arc 10 cida myidf b C ll E WlTNE S No l b 7 C 2_4 2S blank on that line Is lhcrc - kcaus e I sc c SOlllC of lll Se a re 2254 A l b C j Figoal frocn cocnpaay Q Oo -you bow wt ac be is aow1 QA l b 7 C · J _ Page IOS Page 106 I you say the pany you mc an·Oiquic Dtai1ds7 2 caUin i ignir g audionry so it's possible lball ifl b 7 C I 2 A Uc left Chiquil3 all logdbct and _wuck ing for • J if the p3 r1ichlar amount fa wil_hio' the limits of our J diffm nl O galUU lioo • gcnmil 0130 ga- you doo'c nc cd a - a ond signanuc 4 I s THE WIT-NESS Again CQlaio individuals h3ve a vJ b C I · 6 Q _Just while Wc'a oca tbis poi so I-coul 7- well llOC yow- Dante Chen aod aot- Aad ia chat 8 you would k tbc ICCOCl4 1iga atun eo fy oc- lo · 9 approve a cataiaa 11DOWlt 1S tiaat conu11 10 A l'sc orm L Q Do you bow wb bc's wodciog Ot S A N J l dou' l 6 b 7l Cl I I waat lo IUra lo ucrics or l016's 7 bcgioniQg with Bales slamp iii 001328 So I _ 'Od 8 lo lllOYC abcad approunatdy 28 pages Aacf • a saics 9 f S 1016' all for l mil1ioo pesos •· A ll die 10 1o t1ic cxtc ot dq have one ofprlalc n vuc1ta II Q Aildi11aaiaitaooc w1ia1 t11 c· - at - ·vccysm21t 11 Aod dl t's P1' 1 1D-tt-a Vur ll l V-u-c-1-t-a kid-if 'OIi ' 12 -S witbi b 7 C authority I ru7W t ' 12 waat 10 a moinrnt 'OIi cu look SEC Exhibit No 36 ll well - la is owa-sigaat»n aaly ucl s- oac cbc - lld thal I aod fmd tbcua b ova -¥ rilm 14 ould g ct socl by pooplc di at·bc's oby IS for'du t aaiouol 'I£ tbatcomx t1 A I don' u lb amouoi'cba b C 1-s buc - dao 16 17 as I l Mkmacid aoy type of sa urity payment l_w lo have a· · 18 scoond s turc otJia b C 19 app fJVlll lo si n c xpcns c rq orts foe- liu people bill w ry 20 limited app I f anythlaa other baa tnvd a pcascs 21 · Q I had said very naali · I dwactcriz cd ii I but 22 dida'c mcaa a aytl iag y dw Widl - Co SlOCWicy_ 14 The wilac'ss CJCamiood Ille docurnmt is D ' b C time - Ill · Compaaia AAd it is - Chis tiino it is Qpc raciodcs 19 Onci - What Claai - 1 _ 20 · A I dou't- I aw aa it _aQUS 21 Opcnlion Cinciwial bul 22 23 paymQ ltli io tvtu°·iiutaac c ao matta wlaat lbe IIIOUDt lld we 23 2 C uy - wbcia we y 110Carity p a 'rllcllts l - c al1-iag it1'k nns o 24 · 25 p a ts - facilitatiog paymcots ia dac logistia auoant I 16 Q Oby lbc ClCmlpHf king cbgai dus l · · il - ok d al is we u id lbc liac -was - is C-ocligo 2S - Yes oby A - I dOll'tbow wlJ lt 1hal description would mc aa odaawue Q Th at' I what 1-ns aSDllg Prunen wc Jtor Whal Page l05 - Page 108 · Divc -si ffod Rcportio Scr ccs Inc i02 296-9626 12- 5-- 9 NSA-SEC-14-000171 Multi-'Page ' ClOQUITA BRANDS lNTERNATlONAL l b 7 C 1 2 J 4 5 6 1 8 9 10 ll 12 I J 14 I S 16 l'age 109 is be - what docs that tell us about that tnosaction' lw5 ooc I tried to look' up aod I couldn't fiod i b 7l C I have a guess but I do not -- I an• going lo soc how goo I my high school Spanish is TilE WTJNES 5 ·Primera· is I b 7 c I I spco l lhrcc-wcdc d n Spain 1llE wnNESS •Primcz-a• is and -vuc11a • dq cadiag on bow it's used -you can say first trip also CAD be Ull cfpfdcd as first time • 7 C was going to guess first Right • lllE'WllNE SS It also could be •1np• « flight• Una vuclta O you can - it can al so be intaprdcd if you go foe a vuelta in a car trip a trip in a car a I ·rust · l b ride BYl b 7l C j 17 Q C ao you 1e1 me what-this traosactioo is 18· A No l -can'l 19 Q This form is stiglitly diffcrcot in that I doa'l · 20 50C lhc cueola try pl icc but he - ·and be being I'm - ' _ i bas a ralhcr distioctivc ligoaturc 21 l b 7 C A Mm-hmm ----- Q So next to l b C that - do you·rccogni7 c • fbat ash is igll3cu rc 2S A It looks like his sigt atw-c 22 1 _ _ k 2 I Page UO Q Ok y 'l'Nt is wbo I was 1cfariag to wbc _la l s iic I l be aod jllSl waii tcd lo mat c·lbac clear foe the n con1_ 3 Wbae OA the citba- docwncot it had c11CGta aod l could • tbc eccou ot ia a si aulac space hen oa chc lctt-baad side 7 A Yes ldo Q Oby What docs had tdl 7 A Loolciag at -wba-c die 1016 mcordcd it s 10 rcconlcd cbc opa-atiolls accpuat diat it - If l l itI ia die opcnatioos • -llinl lhat' s - ia chc opa-atioos S acc t Q By iw g die wonS- 1paacioocs • mid-iC bciag io 1 7 at I • l doil'I bow 16 A 17 Q lfyoo COlild ovc -foui p11gcs· to 1hc - pago l RalCS stamp ia 001331 tbcl-e is a DUDC Oll lbi p11£C 19 QQl to wl at I tn asblcs i to •pm ia favO of • 20 pag-c i sc'a favoc ck • l' isl b 7 C 21 belic -e ic• l b C art aamG I l0o you bow w 22 23 A No l doo' L isj 2• 'Q I_waal lo move fonvud to pace cadiog io Da 25 p 00ll78 Again _ have a 10_16 cdlc cti • -p•yma i i• ICaia you Cell I_ fav o b 7 C l Page 112 DIC wut it says A I'm lryillg 1o - l1's difficull lo n ad le says 4 baa pror un ff -- program - STA is - we used lhat as an S initial foe 'Saam· Matta 11 n Ula have prognou U or U 6 wbida gain '1J' could mnd for ura1ia • 7 Q j b 7 C CBI-V1 001-003632 I can· is a«-oua1 Page 109 - Page 112- J 6 11us - r sv IOR d ro asiamc - _ lica I uy - 1 7 I - i s lbca V w1NJQ ·i1 persoaacl·ia -df 8 •• doe ltollc r CUppOllC CI' to auumc dUll dais is • guerilla 9 if you sec daisl l d • widadnw that bcca _ · 10 CW'• - it appcan I b¥e •loaded aad·lhaC'a 110t 11 - rt al I'm C 'iac 1o do 12 s Cryiag io tdl - -1 c i b 7 C ll b 7 C aQ f i t 14 f ua Cius Jr lie ll' iag lo lc1l 'OU •clpt lb is is• ·1S ps 'IDQlll 8 A Tliat'• what it looks lib r inakc 11111 OUL 9 But lhc -wilh dac aext paec it's rcialcd lo 10 iaillioa I 10 cao't oia lit dac last f words• I caa'i ll'lla Slale diat · 11 Q -Oby_ Tlais ooc DOW aod following aumbcn l2 is v rocool - 11Clr11111lly l'QCOld paymaats _to 12 we «JULI llOCoa righ 'llaad side oa middt4 of l l gucri1las u· the IOUi to the fam 11proliaclo Ihm N·27 Aad dial 14 Q The oumbct chat wc 'rc discussing aiding iii 070 if 14 if Oil tuna lhc following aec c odiog in Bates stamp IS · you tab that ownbc c aod you loolc at SEC P xhihit No 36 _that IS 1 79 the ma w tha1 follows lhi 1016 also hu tH7 -4 ad _16 is' awnba that pC'OOlidci the badiog Gastos de 16 tbeo matching 11p the i llllCNllts as yo11 wac iookiog to do 17 - ·rsthatcomx tT l7 bcf I c ocuc t ' thc·cooc111iioa lhai tlicse two may be 18 A lhat'scooo c 18 rdakd Q F1tst pa 'IDCQt we loob d at chc uum ba CUlbl ia I9 · 19 - My qtic stioo is ue tbc sc two idatQf die l016 lh tl 20 2 Ui ud lhac SGIII 11 1 to the Gast o$ 4c Logistka chc • 20 was 117 aocl the memo - doGwnait that looks lilcc a IIICIDO 21 logistics rs chat comct7 21 that's 13791 22 A lhat' comet 22 A at tbc - cooipariog lhe two documents it 2J Q Oby aod aow 11'C'rc looliag at -- this SUJds as to 2J looks 1w lloCb - I s an rdaicd 24 lhc_ accA UDI • Q At - p oiat c arliQ- ia doc day I mcaU J OU 2S A Tbars cona t 25 uyiag scmacdliag about at ti lilcs b 7 C 8 3 r uaitL P Jllldll this lb is l0l6 rhi docuor aat b 7 A doa'I b jw- • 2 wwlc r •poc oq to t1c• for lb i s s oo 5 lllai '1 a aumba lb is lime ad uulcad of e« diag ua 216 it 6 cod$ ia 070 Do JOU SlCC lhal IJam 7 Page 111 Q Sticking with Pf C foc one ·IDOU Cal codio 2 - dwp gc lic iqg tbeoncaiding ia 00ll2 - is this a I NSA-SEC-14-000172 C81-V1--001-003633 Multi-Page CUJQUffA ntANDS JN'IBRNATIONAL 1M Page 113 t I ' something up Of baw c oc short 111 Dlo asking for I J q79 - a a c Iilllplc ohwllaA you wac to dcsciibc t nnc 74 8 soliciting or rNuc stine• a i i $ fOf die ' 1 ' of 6 101 ia _Basa ota e llll 1· 1 t o • llricf · 7 -•llli o r J k 4 a J M4 10 8 daca l lhiodc- otuW_ 11 ca I a lr o4 7• if 1- bcw 9 CIJ• i i - dala ---1 ia pai l i• f•1 - twillJ JO b 7 C II fd ca i -arcwti- - _ yT 12 A That's oocm t -c A l loa'tbow U011'tbow Q Oby Jooc ia dro UCCotllae- t I '14 dalJ 're _ willl 111h U- dillC J • I -- -1- _ liu_ IS -loaly boca _ u SBC l d ibtt l o ll ru ch11 16 _ iey c tencW dau trida Jour C IWUCI ic I 17 tbccc anotha documeot lhat airti that tclls me Ibo -17 deoerlbe·t l c l « d c 18 aature of a tcaMaction like this A nd·l'm aUWDiflg - this 18 19 is froai the ppc ntioos acc owat aad I liave teaSOG to assume 20 l eeausc o a loc g line of people lelliag me · flat these 21 guerilla p tymeots rur-• la - 1 b 7 C 13 Q Ld'a stick co this foe• dds lieiag Che Ile IS two docwnaals - I haw SOC l xhibil No 36 I ha-n daol0l6 16 that ts page 1378 _ bye lbc memo wt is 1 79 Is 0Yl b 71 C 11· giviag detail sqardiag dial - the Craolactioa Is daat l4 I I Q Mmac focw d fai 11 - • 1o • - t a t b a 9 millioo pesos 10 9 Oo this clocamcat Lc'r aoe·dc$Q-J1iiog - be ' bot 13 ' in this accowst tMt this is a arc 20 000712 Tab a toot a1q at c1oc u t_ A id•• l proouoecf I· u ieu Y° that if Y Id focus p tgc oooi10 Baecs ' 22' m ap cadi- -i• d at uadcr topical operatio11 it'1 • 23 dlscuui- t w o • u trtipicd oi--a1iou tluf I • 24 it's l waal to a ab ccue •that I'm lookiog • n g that 25 · is out thc -c and that then ' aot scicDc f afu somc wben S hlbil No l8 is• 1111111 i i t· 19 · - • lag Ba _ •Pfl ' Cf1Qfil00707 tlu' 'P ac d l dudiog 21 2l ucrill a payment ll It' - you bow so it's oot • triclc 9ucscloo ° 24 ' lo as It a juc stlG• CN hn eboul 11 c __c Wllll i tbc L ·25 - - - - - - - - ------------- - - ---''--Page l14 I ' '4llDC docutDC11l lhat ha$ dipped through lbe aach llul l 2 doo'I have • daitc 107 I February ninety - or Julyl S THE WITNESS July 6 J b 7 C 7 8 l b 7 C l b 7 C 'flm's 1 b l l_tn • be wasn't rt cr al di at time Right l' b- _ l_ _ C _ lycs - ·· so I Blll·- II l b 7 C _ _ _ lSo cau'h·i cu 1 0·lb 14 l b l C TI c I r1n1 oU- ac u-opicJ apcufiou 6 d c l'0COCd -ae it oaya ia 4 sail iag U O sl ioa 1't1 o 7 bcgiaaieg of doe i JI •wi- - ataaU- wu 8 ideatiC • 1 bow ' i lcat rli01' 61s sihlallod 9 A No lcloa'l 10 · Q T1 c _ oo pca ' A Co tall al out ajol - 11 tco • c oq c raC ooatnlda' 'ftoe iio1cnal udi ud 12 tt o local - ' Cioid U l lut A Yaug a joiat rr- 12 rstticubi lraASactioos l b 7 C ui b 7 C Q J 4 r-G -dla ii Bald t 710 i tallieg about a 10 lJ Page 16 lltE WvfNESS Ouy S •lu llioa I doa' t wul Co -4 a lot of Ci- rcadiag ia1o July 1996 ruiblan in lhat - 9 1 2 l b- - C - - W d l when do lbcso transac tions J IYc s l·Uolcss bychancx 'QU know you IS rocognim this lranSaC1ioa and rcP ll it at aiL 16 THE WIJNF SS No I 'L 17 l b l C No l'Pi - and i_utldcrsL ad I 18 tbaL And I un IUlcirlg for your hr Ip mort Uy io lallls 19 of your undcn1aadiog wbcsl you walk- die door of bow 2' 'OU ltnow bow lhcdocamaltatioo is la lbcse cow ts You 13 of _ i U W _liag ti ale la Co aa l ia _ 1 4 IIUCSS doc Clllall o d e pca Acm 0 you_bow aaylW g t 15 tlu1joia _T 16 A o l'doa'L J7 Q ffudi 1 a _ t I-at l u bac a J' C 410 dy ·18 - ' 'SEC l doit it No l'1 l'U giw 11 • __ lool tailc y- 4o I will 19 tlaa - - u4 20 dc scnbe it r« dac - 4 h i1 a dli'1 f C know DO asking you widi to this spcciric 22 lransactioa or cval aay of ia this Cldu1 iL 13 TIIE WrrNESS l b l tbis is aQ'cxampleof- 2 sars •Oiq olla IIRJNls la-Uoaal lac l•l nlal A_ c 24 lbc s c lwo doctuocnlS -what ' Ml wawd'fuid as suppoct for a 24 faa 19'1S Aadit Oooaotiaoc flool • 25 guc nlla pa 'lnCat You' e t ot IDissing aay 11iccc of die 25 21 llS · docur i 11w 'Id I 5 12 com c17 · t llii i - 11 1 •n k 2 clWI Agaio b commaaicalioa is n adc b 7 C J Ufilill Jud _ - -11y i l b 7 C 4 A Yes S Q Lool iag at dul documaal for a moa c al WNI docs 6 -wlicihld dcscaabobo- - 1 7 A · 1 c solicito dcsanbobo- ermslaat meam t am I puu k 2 approval Is th is and Ibis bciag Dales • JI codi111g·ia I l b 7 C 21 q u aiag Bab •ngc ·ICIIQl -OOOSU t h OIMI iad iag 22 Bales staq -C la SIL U C 4ocaaal ia doc ll o rint ltics aqu_ f Ille clocu- l · Page 113 - Pagd '16 Divccsificd Rcportiol Services loc 202 296-9626 l1- IS-99 NSA-SEC-14-000173 M tti Pa ge™CHlQUITA BRANDS l b C INTERNATION AL ra ge 119 Page 117 · I 2 I I wu1 b C 2 cllc to1bo Na t to lhc lhme eurbo c atrics w dq risk Q flav you Lis docwucal lic fon 7 A - 1 m q nuc lhe dncwncnt but I do11'I - c 111'l s y 3 wcigt t Colombia bu SM -turl o IPs SM SM mid S Can yoa • • 1· sa n diis doc umcDt a lai• to -wt al 11 c S -4 SM Cliiosc wcigbtiop - 1 S A Again Chis is - as I Wldcrstuld ii siocd 6 wasn't involvt d in lbc pcq aratioa of lbcsc risk ancss1DC11t 7 or audit plaaaiag looking • ·lbc fac Id ' iadicaics Q l'oa · Ibo audit plan Is tmt what you're 6 sayiag7 But aot bis 199s· aadl1 plu1 • 5 7 A ldoo't rncaU if I l'Cllllmbcr parucubqcar's 8 Mldtl plan but I do J'CCt1gllut this as tl e audit pbil for ·I - 9· IIIXds - Mil Ji t's see Rislc wtigbtipg - I doll' n caU ·10 this ill lbc sc lc wb this tit$ in die scale of d c risk 11 wcigbting Ale - Q Lee 111e·alt it «hie way Piv is oot good le that A I would - I cao't say• rM would not l c good tiut ivcmay n·lh might be• higbcr- it migbl-lhat 20 Q ADd·wbat do you - 21 A WdJ sioce · by -i o before we only have - since our sbff is jusi 22 - w b a 'C • fiud nqmba- of starr and also in coonlioalioo 2 wi1h EroS1 Young we do spocific a idiis di lJ arc asked of · 2• by nst Young a s t I aocan w uo't physically -9r 25_you bww we It ' to g t on a11 a1111ual basis We 22 wo1lld l e based on audil-rq orls aod·ow-_fcx dback supc rvis -1 w i s CBI-V1-001-Q03634 know 18 partlculac division would go before ny od cr division lbal 19 woul bci rankcd a two let's say lhac would p q an it and lhal wa i nevet A l doll't 17 A The • plan was nonnaUy - l say nonn illy in 20 gcoa-al we gcncnily p q an d by the d ior and up So ll aocl - Bui l Q h lbcfca si117 ll 14 16 19 I h 7 12 If comx t7 Ooc would l c l ettc 1 15 ftlCall bd put of chis • you aaswcrill6 - l IIY 16 qssuoowN- ltwu 'l aw you 17 panidpatcd l auy time duriag yovr cmploym cat by Cbiq ica 18 iG QtQlalatiag OU lcnaw • ·gi- year's audit pin 21 cbc clira con aod I c ao't say that I 24 ·was au involved in dniftiog one up l1ut wu giving 2 5 rcalbaclc to them Page 120 Page I I I l I Oin you lurn IO page four pbse7 lh 7 fC ' _2· We try 10 g ct n souablc cova ge chat would be damod J numbers on ibc bollOm o that and d 31 is Bata stamp c n line • in 571 You'll s« al die bcgiru ing o that tl e sccood 3 ippropiia by bolh lllJC cxlallal audil ors arul ouc vice 4 p csidait of lnlcmal audiL S S nrta« lbcrc's a rcfaatcc ro-lbc risk assessment process S If VI I want IO wee 9 mocncot IO look at this page 7 m y qla1ioa is going IO be can you p plaia to me cbc risk 6 · a· asscsffl CIII proocss U ll Yes nniWITNESS Tho risk ISSCSSIQCQI process - again b 7 C I I ncvtt putlclpatcd in cicha- p _or cocnpldiag a IS dic nskllS$CSSIIICOI model whac'you would aclllally «insider -16 all the vadous fatlOl'S aad pul'lhan inlO Ibis 111odct 17 And basal OG Iba« d1 11 would ldl you what S divisions - and this is not -' diis is among·otba- dungs 19 thif isaot just Co this is IIOC aU inclusive It 20 indudc s odicr facto rs as wdl 21 DUI ii gives 25 A 11w'1 corn ct Q U iag this_u a ti rui yow- rust - -usiag·N • aa i• laaal _audit al uita IO tbac 11 was 199 tlinJuC h roughly Oclobc r 19961 12 A Thal' comict lJ Q Olr ar Wlaat lbc pcRqltioa of tbc C-olombiaa 14 opc ntiolls from tbc o c of the au4it risk caposun of IS the op nciou IO use die wools Lac in SECP xhtllit No 39 16 A Defore you eo oo any audits you lo an 17 1 1adei-sr ailding in terms of die C'JIVU'O I of die particulac · 18 division you'd be visiliog So 1 m ucc this «JIIUlleQI I Oil try 19 UlY UOOClSta prjor IO lily - isil IO Colombia as part of the l l Rcst uclllring - il was rnaving from a p ll'Cha$cd food l • Q Tiana Co pace ca RC coding i• Bates swap S7 Page 117 - Page 120 talking aboul Chiquita' iolalial audii I · My Ulldcrsraadiug is - that lbe O lolnbian 22 opcf ltioa was goiog duoup soaie ignificant daaagcf you an idea-as IO wine to bqia l1 DYl'bl ' Z t e 8 9 oia 20 199Saudil 22 audits die risks or die rolalioo of a particular division as 21 in die 1udi1 process 24 wbc a you said we io the coalc Xt o lbe 10' time frame JOV time • I Q q Ji - ·7 dcpadmeot · l'bc '#mC$S c xa mi dic I 10 WJ'JlffiSS Tho qucstioa ns can J apbia the ·1i risk acsaslllCQI procen7 ·i I can't just - we can't audil aU 0111 wocldwidc operations Page four of the documcnL You'll _scctbat thac a re page 9 J 8 IIWldatoty SlalUUJr ' audits aod 5 as I uildasloOd it ii 9 Chiquita Bruds 10 Q Wen 1' 11 involttd i• the process o pulti11g 11 logcd tt a a aad il plm u aoy poiot in wne7 12 A I doll 't·m alUx ing put of this procc u 13 Q I just wut o·mab samdiat we'n not limiting_ 14 t o t h c 199hudilplaa WbcayouPy 'OUdoci'l iI you to ro oa lbc We lbR c ailries oa the dw1 2• opaalioa l l'a produced opaalion wbich - daat ill pticaleS I 2S g cac deal of d laoge uivoi -- NSA-SEC-14-000174 CBl-V1--0'01--003635 cmQurrA eRANT s INfERNAnoNAL -ti rac ™ · l b 7 C ·p 123 i 2 I i _tro1 tt ricw And liq Wcl'C moviug aod Crying 10 c onsolid Uc mcu- sysl DJ S ·A lo of 1hcir sys1Clns 'l ffl dMc ia ·--- • t il was - lhc dmsiou s COOSWIC chaagiag · 6 I b 7 f 7 A brief roccss was blcal 8 I b 7 C 'll3S ' ·'I · ·j - • l ad bas ac t 5 u a mima bc1v« c n ma MganCD1 and the VP of iabuahudil I Wc'U·go off die l'0COn1 lou dlOdlCllt 6 Q Wen _ - 1ilc duri -d c time lhinadit was 1 llciag cOllllac trdT We're back lbc record •· 8 A Yes 9 Q _ioiag back to 1i1t ap ia ior • aaomcat pace 10 CAdiac i ·Datc damp ccn o llicn '1 -wndtb 7 '111 ·1 b 7 C I Cono -i L I 11'aadyoudocwncntd atbas I iously bcr a -Wai SOC Exhibit No - fU 'Oil IS aaoppooumlykircvicwlbal Aod wblk -cloebar I'D 16 describe die documcilC for c1ac·rocon1 · 17 was as 11 • chat WU duoc liy tbc-•udilon OI lbc lcalll ill die nlidsl of bad w1u1c-wa-cotr dx ruonl b lf al II COC'ftle 7 11 llb f7VC 13 llb f7 fC l supavisor so supavisc R Vicw h die foci work 9 approxiaualcfy rour miaulcs • ftcc S 00 p lll No cllicusslons of 10 Sllbsla110C - A My rcspaosibility foe Ibis 2 J piea mc al SJS1Cm J6 lo give you c xao plc So I 13 • Wlaois bl 7 C I A wu ooc of lhc audit manae n·ill lhc ialc nlal IS _auditckpal1mcal 16 Q Aad wc rc bis rcspoosibilicic s wida· I lo 17 dais -silt Thi docllll QII is a uwltii • doo ncnHp 18 Baacs slaQlp niise 201Q6-00000I dwoogh aad udiag doc11ma11 8 A lie was responsible foe rcvicwint die woo pafOf1DCd 19 by tbc audit group lh3c was in cbe fpd aad• a wdl at 19 Oldiog 11 Bales stamp J6 The Cini pag of die docwnalt is 10 n v -aiy · Mnll conclusion lo any ·areas f lbc uldil 10 daltd Novaubcr 16 l9'J5 The dociJOlalt is idcntif OD 1he 21 Q Was be oa silc during t bc lime of·tbc-audilT 21 rus1 page as in lnQnal Audit Rq ort #95 08 financial 22 A will Joac of the_lhi Chai awccs Colombia n tnr cnut Con1rol Rcvicw M0tlcllin Colombia Oc10bcr 1995_ 2 different from chc oChcr divisions is the risk Ud Ibo· 23 The wilPCU c xaminad lhc documait · i violcnr c Chai exists Colocnbia A as a' policy chc 2• DY1 f b 17 fC I 25 Q Ha-n ' ll 91X o tbis docWKlll bc fon T _25 inlc mal lldic dcp3 imcn1 '4 b 7 it • Page 122 I A Yes I b 'iVt 2 Q Wba1 is this doc1m1C11t · J A Tb is is the audit q o 1 f tbc finan i sl inlcnW Ii -J I ·j · 2 w u nvd n scrictions So when I was forming my-team IO ' I IO iocc mal J 4 control review lhat was pc rfonncd in 1995 of the Coloa tlii i 4 audit I lo ask th illdiviJuals if Ibey would be williog S opcr tfons S lo go And IO ilic best of 01y ra ollcctioo llliTI prc fcmd 6 ' 6 not Co go to C' olomliia al d al time Q If you lum lo p c sia plc uc of lhc • 7 'll'hida cods ia B•Ca tamp l'eYai lociocac_ - botcoaa of I l h r « - ' s • a-1 cioC - l1 e 9 s«Oildcolumeohamc aadcrl b C i 10 b 7 l b 7 C II 12 I A Yes 16 Q Moviag rarwant foac Pita lo Ba IQ dam ia II Tbc paee is idcatifacd A-414 Do JUii lhc - A Yes 21 A Comxt 22 Q What docs bd mc aa 2 l A tad rd' t'S to lead audit or 24 - What W IC ibilitia1 What d id JOU do 25 with regard to chis aladit Ibo 9ctof a or die 19' S C llaD ial Cinciaaati die lime I was aclUally ia die fdd 16 Q Yes 17 A °'®Uy die proccis of placing an audit managa- or JB supavisor 00 a p31UC111ac audic I gtaS you look at lbc Q AAdcbcfcmeamc u mi PCXt JR Chae is P S lead Do you stJC Chat iha Q Is lhal_yov -bb lhcs - yQU lb d l oul·f JOIIClam If 9 ' OG couW tqc J1 C througla the •-of pn puatioa for 10 Chis udit -1- bow i t ' - -laaw itgds 11 idcdcikd dial bow aMriiagion kd·to llow ii l2 1lqias We at OGC poiat talb d' u oecaiog CORl'CKD0C 13 11lat would be bc lprut lo me 14 A Froc a die lime that I w_as - from cbc lime ia IS A Yes 17 19 20 Q Maybe n cw utq bad aed i•u askJOII if 'OII 7 8 yoa ·- 1_4 tbcn 's a cudc arouocl_auclii - - Do JOll daat IS tbm l · Page 124 I maadato y for individuals IO Oy 10 Colombia Al times ll e rc - 19 • • lcvd of apc ria c c aod or ability to speak lbc - lfic' s•ioEuropc l dq ciMting · 21 if it's ill haly And i n lhis casc tbc tropics Spanish 22 OQC of die lbqs lbc y loolc at and kvd of cxpaiaioc 2 • Wlp FPCCCSUQ' 24 Spa oim And that was SOOldhiag thac we - that I as a 25 s pccfa ou my audits Page 121 - P3t c 124 Diversified Rcporfiti Services Inc 202 296-961 6 12- 15- 99 NSA-SEC-14-000175 l b 7 C Multi-Page™ CHIQUITA BRANDS INTERNATIONAL Pag tn Page ·125 I following_ AG in you would ask - I don't rtall who had · Q Two bd lo - well y ou'rc 5«ill - f waat lo l 2 j uc-cuy oa lhac i»f C A 4 cadiag ia Bares ' '°'P l L J _ 3 - is it ITiiliJ j ioforuw on but die po-soa dAl is lb ka pct of tbc 3 i a f foe d e sacurily payments - 4 A Thal'sright_ S Q W1oownduot'l 6 A I£b q' V 4 ·Q Maybe ' f t 10 C 'gl btc a l ack Bcfan J'OU s · oositc natdo tadia-tGgdlia'f Do 'VIIIMiag 6 aayduag yoa aay iil ormacioe witla - chat's _ _ lwu also aneudilol' oo Ibo iata hudit 7blll 8 Q AJld cpoci fic aUy -id sqacd· lo 11m andil wt at 9 wcrc lais rcspoasibilitics his dauc 7 10 A I don't rcca_ll willz Jdic q cc fic dulics he WU 11 iapoosibk for but oonn illy ill audit I would - or da l ·l supcnisor supcrvuing tic audit WO'lld assign diff • areas 13 co diff' t iodividuals And c cla iadividual liu his or b i14 owa R Sf100S11illiiy for lbc • 'aa4 would WO lc dir ctly with ' 2 the 7 to do a IO'A liaat C c JOG bow ia·lbc _f that II two lac bib aboull 9 A To lb or my I b o JO iofonnalioa you_bring up I doa't bow die fonnat ic's in 11 but it sbould be some son of - the iofonna tioo tlt tC was 12 initially y SQ by a diviiioa lo tbc legal· 13 dcpanmaai lo sq ort those paymailS of Q quartcrly-t110 r-•tloatt 'awotaiacd 14 15 IS die wpcmscJl' Oil abc quadcdJ cli$closw-c fOOIIS for abc paiod daat you 'r 16 Q Old ·Cl'IC dicsc individuals aadillhc ll logisuc s ad opaaliou lll j Ull fcii- FCf A compli11D9C 0t1 the 16 oiag Co aaclill 18 OQC llalMf ud - Ice me lab dial- 19· Did IOIDCbody have rc spoosibility ooc of lbcsc 18 A That's nonnally lb proo ss' Q Qby_ And it rould be the qllMtC ty disclosun 19 fonnt lhemsc lvcs it could bejust tbat infonaatiOQ in 17 20 iadividuals for n 'vi Wiog FQ' A compliaacc as part of this 20 aaolha- formal __ '21 audit7 22 A- My rccolloclion is mat somebody did have 23 mpoosibility just doa'i what pcnon l rlormcd lhc 21 24 'WO k25 Q 1'hat 1 fine _ I 24 22 recall W3Pl 23 A lbal's corm t_ CBl V1-001 --00 3636 Q Oby_ Is Ihm aaylh itig dsc dial A To the·best of ll Y rc collcction no Q So you have thaL Y 011'n aow Oil sitt a t you're 25 goiag ID pa - some k iod of compliaaoe c beck_ lo tuna for a IIIOIDCIII to tbe What is the Page 128 Page 126 I £OCOllil pag a of lhc ·doc -ul The cod of f I s culc aoc 2 oa diat'pagc coding in· Dales slamp lwo says ·thal ihi$ review 3 also includat paformiag the 1100C$$ tests and proccdt s J l acxl_llep7 2 A 1l C ncx1 step is normally you wollld ask the 3CCO lllling department lo provide yoll with a listing of all the co iniiany s starc mc nts of 1 payments lhal wae roc ocdcd in the security account for Iha 5 policic $ aod procx dliles for r-crA C-ODJpliaoce_ Cm you tell me period being audited 4 to dctaniioc compliaooo' with 6 cuctly what w dooc fam 7 7 A Agala tho WIide u relates to tbc lolanal audit 1l 'Whal wcgo site lo chc dlvkioos we lilo t with 9 lllllllplCllt Uld ocxmslly - ill dais case we wmt 16 loolc 01 10 fCPA ii witb pc ral maoag r and or tbc COil 11 dc paMliog oa wbo' r t'dpolliiblc fur it · 6 7 Q Was Iha I done lien A frocq' lhei aitcnccberc wccaosay that - wm - ll we did do thc cbtd and bata cc bctwoen ibc accountiog 9 m ords' md t h e 10 Q Oby Go iica4 l'111 sony A - and lb m onh that - lirougbl from aocimiatiQ Uoclcmaodiag diaa duit'• he nonml proa dun do 13 yu11u-n all iadc pcndcnt that in ract dial W' 'l 1 dae diat WU doac duriiig Ila is puticam aiJdi'ti Aa f 11 And WC do die -of tho IICCOWII$ bat m ord· l die Rl'A b ag iill the iofilrmacioa is submiucd to H die iq t dq amncnr and the nfonnalioa is lttOldcd in tbc is book1 1111d°rcconls or Ilic divis - ADd lhca we do our 16 111 SUQg lo see if all pa lllalls ha_11e bo n properly to ordo i lo 12 17 Cfu cianati 17 q u c s bmiu sc we're doing - lbc fO A l 12 Q Oby- 1aa1 wowd I procas IS 16 · avia that bc i- uit bc nr l'9S · A The l'C SOD l'iu haviog diff11 ully aoWi'Cring die 19 need lo-bow Widuq co t1m· partieulac audit wtic 20 uy we do oar tcstiug Y«Y ·spocificaUy wbt ic tk ·- · · 18 don't nx all 'llbal ii was done I maw that dic n ·was aa ·19 YCl ialoc duriog dic_audit wbac had 16 pull out of io the fdd early foe sccwily 3$0N and we wdc given 11 c 21 rstC CU cs of dw I sncaa you know f - the viewpoint 21 orda to leave IS · 22 Alld witla ud lo Cobabia daal J'OU I'm lbc one that Jiu to o do it wluil am I 23 bciag dim acd to do7 Who a°' I bciDg dircclcd co Wk to7 24 What- I bciag dirocted to aslc for1 25 A Basically die Ccsting W3S comp1i of lhc Page 125 - Page 128_ 22 So we WO Q1 ' I able to fully · eompb aU die audit 2J worlG lbat WC w3dfc d CO in all die are u So it's lwd f« me 24 iS IO llllSwa tllat qucstlon Q 11aat duriog Ibis audit - NSA-SEC-14-000176 CHIQUITA DRANDS INTERNATIQNAL b C Multi-Fage'14 Page 129 age 131 I A Ycs s 2 Q A ad also it ' four 'Qin - o 2 a -c -or an 11 1 facilitating payments 3 A Yes sir Q I'm 1IIWldn l c chat so aplD iD icnm of tbc l 4 I andfoc- 1bc of unty to wxbstand if dlCS paymaai Q ls ia fact wbt was doocl doa 't l if 4 •n u ug io tbDory duo tlaat's l ow would lu¥C lo s prococd to get all aanoa- or wbdba yoa're AP C- lm is - -d icl - S DOlJIW process - i p uccdure die pawc goes lo l i n g 6 and -fOI' Jatl bow the lcdga pnDl-1Klt fOI 1hc·n Jcn t 1 _ _ n ey la Ye Iha What do 11 ey wida that and 7 8· wfaatdic do-tbq aad what do Ibey do di that A Wbat rm sa is if the - it pa 1icubr 8 · cue did ui sc duriclg Ibis particubi- audit in «d r to coa c 9 lo a coacmion rcp'1iag a•particu_w paymcol -1 if WC 9 m ucriall 10 A ln·gcocral lhc - with those IWO doaunails bocb 11 lhc iaformatioct Oil briag fnllll cbc legal dcpfflziv ot m· 12 GacioMti and lhc infonnatioo 'OIi bavc oa site from the 10 wacgiw n Ibis cypc or docwaast·bdorc 1111 - Ad to 11 talk to ioadocly to gd some sor1 of cbriftea I I 20 lh t lo be rq o 1Cd am rq ortod After cxa isc 12 · Cbl Z CCl Could bdp 1 1s w1ia1 you'R ll saying t OU doa't mrw nba- b of tb 14 rdd work iia C1iis plllicular audit down co lb oC IS cldail wc'n taldog about rtt1VII 16 · TIIB· VffNESS Wbat I'm saying co lb bm or my 17 I can't uy Cbat Ibey wa-c but eaia l 18 doo't deny wen bcil1g dooc A8ain I-was DO doing Ille 1 field work mysdf I was n vicwi So that's'- I hope bat 20 ·ct rifoes 21 with·Chac scctio11 of the r eacnl lodgu-lhat is SBC Exhibit 21 22 No 36 - and· I can ' you bow 'Ill tbaC back ia fl'Olll of OU 22 i if yo D00d iL · It's so ncwhece And a ta t 23 dac - let me tal' e ooc ctq back During tbc limo period of U I bfga-_ hose r wi documc ots you c·an cbock 10 see ff 14 lbc iafo tioo t wu sublllittcd 10 die lcpl dc pa 1mc nt IS ib ° 1nroniia 1h31 was·from lhc gcnc ral lc dga- aad 1o 16 Iliac all die lnformatioa ill lbc sccuricy accounts 17 properly R COllicd and -IO Qnciimati 18 Q Hae is wlac 1 •ave some aoafwiOD o wbca - lhc 19 of ii at S Cdla cc wbcu you RY to cosw-c that_all u exacis c I'm IIOI dc u- as Co ow Ml 'OOe c iG do that 2S you clcu d al _up for sno7 24 BY j b 7 C Q Do yoa mcall thcn kiog aa inuc willa iqanl to 24 this audit tbcOctobcr 1995-tirac Can 2S o f bowlcdgc wida n ganl rnmc 'W1aat was the 1tatlls gucrilb payma 11-lty Ibo Page 130 I A Wcll if 11 a is auy - I llµol you'r • d ' 2 IO hose piuticular payments we looked at with J ·4 Page 132 I Coloaabiu tion7 You 'ic the superviror le -d audi « oo lhc lli ill 2 _tlais-a' iit Wbt do you bow about lhesic accowau ud thac an«t'- J ymcats Q Or tbc-· 4 S A The descriptions 6 Q 11ic dr scriptioo_ IA one it was pOUICR or7 tioas that doo't n a lly lcll yota ihu is • · 8 paymcoal Co• g o - a offidal wilf out ' ciag a_blc r o·grab I the propcc pcnou 'f• Wlia t is this And OU know my · 10 1 DCSlioa to IOCIICI is fflil if Y1J11 do that bow docc this II pc 1 0G Iha vast - tatcmcnt that cud o st alcmcnt 12 wlticla says that aU paymaatHhal ocol IQ be n poc tc d haw 13 IKiaa l'Cp0 1cd 14 I a die f ust P - The f Ull pa 1 of 'OW I'S lcmclll was CM tythiag oa_dac fcxou dac pasoa caa soc ia 16 die gcac nl lodga- bcc lusc tbcycaa do it fhc_1 unc wa r as I ata 17 could loo1c al fhc uioaa u ud lhca l chock wlut'c in Ihm 18 The lalc i- half is wliac I ua l n aUy widc ntaAd bow the 19 pc nod is doiag that t ascd 011 what l' c llOCQ 20 A la tfll $ ·pattku lar cases that we saw 1bit - · S 6 A lhcguaillap•ymcnu7 CBI-V1-001-003637 Q Yes A ··Bcforogoiog _1 0Colombia l b 7 madomeaW311 7 of paYJDCIIU that Mni ltciag made ia Qilombia to nrious 8· _gioups Alld dlC$I p t s Yl'ClC appnmid iioiialaOy by tbc 9 - and dial 11ac payincaCS fflO also _ 1bit 10 info madoo was•uaiolllin d scpan in diffctmt8QCOWIIS II And eltbougb DOI fallioj under Ibo IU'A niquiiancab they 12 1MCIC abo scgngaled aod c omidcml $a1Sitivc payments • IJ Q Wac - giYOa uy iastruclioa s wida rq2 I 1o nat 14 yoa - n posed ro do oa -ruur audi wida rtgard 11 dicsc IS paymcatt ia lficsc llCC 0Wlls7 A The in tams of wbar 110Cdal - my IIOdcrstandiag 17 to do 'fo - rbc guailla paymMIS gi 'QI lhal Ibey wae DOI 16 18 IUA-n lalCld - - - 19 audtlJriz ation to Cll'11CC that tky had tbc prop« fo •• the iaiaa111130 gcr and chat_tbcy _ 20 rot lldcd ill diclt propel·IOCOUllts 21 As -l bad ffl Sllioncd carlia with dlCSC types of $31' ' seq would be lhcn lo talk d iroctly to the I 22 paymmrs 'OU cao'l talcc that step further and loolc • 1'1 maoagcr-wbo has kaoWbtg of lbes e pa 'lllCD1S aad knows bow · · 2 · coofirui lhi yoc and the ptlSOll receiving that And IIAt's dmc - what chos c pa 'DlQlts foe $f lcifically 24 wlaac's alwayi CMO iue some SO t of u ocasUICSs siace r So 'OIi Wl1Uld nocd _lo talk widi- _ gcocral m maga- 2S bo a in C'A lombia v hcQ v« discuss lbcsc -of payanm«s 21 catlicr coday when you'r in an audit the most - tbc U 23 24 2S Page 129 - _Page 132 Divemfied Rcvortin Services Inc 202 296-9626 12- 15-99 ' NSA-SEC-14-000177 I l b C Multi-Page CIIlQUITA BRANDS INTE NATIONAL Page 133 Q Aadbawwouldthcpasoa-·o r h o w w • 2 - mild ol d c iDtc na al _alldit surr go MOlll umiag tk 1 • it bl the appmprulc saaaal liwulg al's udlori atioaT A Wbi n you bJl at• 1016 all die paymc ats uncb S iatbcl016dwamm ordr dtmcb-lbc of 6 op nlioos OU would look 11 diosc -id lo SOC if dJc 7 1ignaturc the appcvprialc signa WIS OR the 1016 Q W1io do I p cf th 1016'1 froaiT Ot- 8 y ou·lnow 9 it may be a when q_ucstioa but - A ·i gucsi it dc potds OC1 if k 1016'1 OI' auy n ason seat IO Cincinnati Oil would haYC them in Ciuciaoali 12 YOII would nc ai lo talk 10 somcbqdy cid cr in l IIUOUlltiag 0 socurity IQ pull oopics for you co Iba you call 10 11 - c • I do lbc audit _ 1 S Q Agaia with cq ud Co Cius audit cpoci ally io 16 Octolicr 1995 do you roca11 adJ dfo 1 to pull Le 1016'•7 17 A Apia lo 1hc 1iat of my l'0C-0Uoccioo I doQ't · 18 m al1 physically - having so l Cbody pb '$ically pull d c 19 ooi WllCllt$ Bui again doo'l dcuy lbal tba1-snay bav lxlm 20 die case focscva-al 10l6's · 11 · Q the procedure was lllidaway and thls is just 011e of 22 lhc spc cif cs dial you doa'I rccdll A Yes sir Q I udcnu od what you VtQC saying I just waatcd IO 25 niah arc it w u clcac- Off Che INXOCd T Oby wc'n goiag · 2J 24 Page 134 l to go off the s o«I al 'pproximately 5 30• And wc'n goiag 2· to go off tbc roc occf for lhc day at this point aod Ytc will J•l'CCOIIVCDC 1 lotDOnOW Whcn upon ac 5 29 p m die examination was 5 adjourned 6 ••••• j _ · f 1 -- CBI-V1--001 003638 Page 33 - Page 134 b 7 C NSA-SEC-14-000178 b 7 C NSA-SEC-14-000179 b 7 C NSA-SEC-14-000180 b 7 C NSA-SEC-14-000181 b 7 C NSA-SEC-14-000182 b 7 C NSA-SEC-14-000183 b 7 C NSA-SEC-14-000184 b 7 C NSA-SEC-14-000185 b 7 C NSA-SEC-14-000186 b 7 C NSA-SEC-14-000187 b 7 C NSA-SEC-14-000188 b 7 C NSA-SEC-14-000189 b 7 C NSA-SEC-14-000190 b 7 C NSA-SEC-14-000191 b 7 C NSA-SEC-14-000192 NSA-SEC-14-000193 i ' • CIDQIDTA Dk ANDS INTER NATIONAL M11Ui-Pagc1 ' Page 139 I• U _u c ot I 1 Q IOlll CU M ums 1Jl'l'DJIAriou a 11JC 11 l'RO C EllOINGS b Z C We ' oa dlC a onhhppnKimaldy l 9 35 • in oa Thun-day Docanbcr 16 1999 at lhcqrflOCS of 110 - l 1c 'L I I I m• lfb 7 Cl Nllf Chang Commi nioa 4 50 fif111°Slrtd S N W W a s D C 20549 My ll3JDC is b 7 C 6 1od l UII an off'ICU o St c uri1ics a_od·Exchange t '-Oounhrion 7 for dl ' putpolU ol dais p uocx dii g I This procaxfiog is • COfltiouatioa b 7 9 ies y y W y IS l999@ KJ 1c UiillID'll·raniod you lbat you n u'lai11 Wl b oadl from Jl ycs1ccclay 4 lie Sc curilit s I P -S U'J ill f IMIIIIII HJ I P 41 I l Uta St c tet · ••• - - o c Nu_ -'•• r - - · Mtc ru I 2 ofl II' Ut _ t l t l e oa far tt•Ul IM p ir••••IL to M-ll oii •'- H • •• • Affl MMCU ' • o IIM Ult or Ul4 14 Qu'lc t bdlulf 'c tu La -- I ll h l 7 111 1 il I b - 7 C ___ ___ _ pby 1'th e t 41' -g• co Jn oa 440 IFU St'C ff 'i 5ig e l 0 kh lU •I ii• · •• 19 • 13 I u e Nlt MH 16 was c -u Noriaf r· I IS l b 7 C l b 7 C iccallcd as• witness • od NVing bom previously duly I i wils c xami IIOd tific d ·fustba as follows IS EXAMINA ON 1 U loo'I' _ 1 • aa 1 _ Alf'e • a e • ·• b JOOGo-ms 1T6 f ic E WITNESS Tba1's com ct l4• Y l a upoft_ ' n b 7 C 19 Q l 20 j w icd IO go bac brid1y to a t y1111 laad 21 lllCllliOIIC d yma4 iy which is ·lbat dmii g_thc fall 1995 22 J1bX7 C 23 bad mcotioac d some rypc of situ aicioo « 24 causc d you a11l bX7 XCJ c papcy dial la ad __Jto 1100d • 2S tu Colombia Cata you aplai11 duit i11just a licdc I ·1 Page 140 t'40 C l l l I non detail wbal that was about 2 A Sure _During WI ---j b 1 q - - - - lhc n was a ' I inass rc of • oo121 people in the O iquita fonns in die Nl1'VL 1$U Tw-bo loc tion 4 b 7 tinll llt' I 5 tl Dt sCIUt'1'JOII' IOf tlfUICO Tii it U foro 31iol was ·· lldcd·up in Cii Cinnali and 6 undcrdicilik c1 tsod b 7 C nd llh in l Hb 7 I 7 b 7 C 1hr liaot had a$kcd J 8 · c 'QJO C lo lca 'C dtcoontry_i auncdialdy l b 7 C lld· •sk juslla follow 11p 011 10 dlar d icl' W do Chat Did··J'Oll coai ly·widl lbaC iiutnlctioa7 II 1118 WIDIBSS I had ta1b d 1ol b 7 C aska1 12 hJm _5iocc WC 1lffl ncariPg lhe audil aD4 w waalcd IO al 9· S JJ IH7 · lU i stc-54 ln I '1ry lo plll I closwc to or the meas I'd askoi 14 him i f - could slay initial'few d aiys Ill at 1cm IS wilh lave• emc mo w g And be 5'1id dllt I 16 was aO - lbli1 ic was his instructions lo get cvaybody-out He• back aod talml_lo I ak iis penor 8 aod be said I could stay and the° odict pc opk it's l llldcc · 17 · 19 their discmion And I asked lbc blll to Slay wilh me ID 20 addi dinx d ays lo put a dos oa the audit and b -c 21 a dose aw xfUlg aad they· and we stayed oo fOf' 1hr l 22 addition 11 e cbyt CBI-V1 01 03654 2J 24 oij fbVZVC Q llb 7J C I -w 25 to gd uadcm aadi ac lo wbctha • cbys J011 -P 137 • ·rage 14·0 Diversified Rcporlio ices Inc 202l·296-9626 12- 16 -99 NSA-SEC-14-000194 CBI-V1-001--003655 l b 7 C Page 141 I 11 ay J w u tl c Turbo time JOll WUC pcctcd to b e How 2 macb wa -it e11l J • oor i l asicaUy my cpcstiota J AlilillzJI don't nx aU tbccxact lime bU1 tbosc lObr lbaMylllL •'l'_ d lilr ctoliand 8 you a docw nmt lba1 bu pR Viously boc a -Was SEC bit 9 No 40 J'D giw 'UU U Oppoounicy lo rc vicw tbal documr ilt 10 with your couDld •nd agaia l will draw youc adco bO l lo 1l page oC Che docwn ot -wbicb bu boca Bites lamped 5 bow 6 Q Oby You cao put thu document aside for now · ·1 r 7 C jwbat was dac I chattc lliat that group was giYaa 9 b 7 C 11 12 IJ '---Q l b - 7 C - - - - - - - - - - - - - - - - I -' ll document for Ile nx otd For the rocord lbc docwncut is • multii age I • ·A The ass i was gi '21 to me around llli ti inc of 5 doc ·lpa Ming OalGS'SUff19 range leHQ6-000985 lbrougb • _15 July of 1996 June«- July That's wbcn the pli1Ming ticgaa ·16 Q APd wbco did you f'tnisll your assignmeo complc tc J6 · ioclud iag Daiei llamp codiag la00099 Tbedocwncnl is 17 youc ass'ignmcutl bl 7XCJ 17 on 1k cov c r Pate u • Chiquila Druds • I 19l bl 7KCJ 19 the year 1995• Tlic witness i- vicwcd die doc wncnt 20 io Tbe p• ph lb il' bc3 fc4 - l b 7 C 22 I b _ _ _ C _ _ ____ I 25 lit s o t happened seamlessly rro mits Q l bKl C 21 inoeptioo thcoud i its completion l'm hav a pcoblan Can we go 22 lnat's com ct A 23 Q So ar-ound the time wbco you arc n oviog b 7 C I 24 l bX7 C lis being 23 off tbe n ioord __ 1 - 14 I A It was at the time whcnl bl 7l C 18 11 lnlelll•llooal Inc inlanal audit annual report rcbting 10 21 l b 7 C IA bsolUICly A brid ro css was ZS disbaodcd7 l'agc 144 Page 142 I b u 7 ' - Cc _____ lo1c y wc'n b3Ck on tl c R COtd a few 0 2 mooicnts btt r No discuss lnS of subsla woe had when we J s wac off die 1'0COrd is lha't c omxf l b 7 C _ _ Q I want focus ·f°' a moacot OCl lbc p h 7 ar -aia oo Balc s stamp pat 89 lh lt is llcadod lntcn al I Coactols icw C olombi a 'Aad 'lhinl sa tmcc of chat 9 · paragrapl uya To f ilitalc c «an s smioc JO COlpoottc S _opcntiOClS lias roccatly r •• 11 - - - k aaa to auid c olombiaa·muagaac aC ua idcaiifyia 12 wl priantiziag iuUI ' ia Col0111bia aod lo pmicipatG ill ll e plaaaio g aod 1111plcmcatation of so UUOQs lo ud I aabaacc pn c c dua s procctsc s aod coatro • 15 Do you bow ' aydung about lh al as s1RCOI l c un7 6 · 16 impcqvc A No t doa'L A 11la'C was rc lly never a dcl'u cd di$ban cl b l C I Z bX7 C lb 7 C wl O was my- I r bX7 C llh'lt'sc omx t • 5 became a manba of the Columbian division So again ii was 6 •hard co say whco ii was a lually complc lcd h w a s io · 7 ongoing process 8 Q 9 A Th it's right · t tnusiCfooc d moro th au di bandcd I talcc itl 10 SEC Exhibit No 53 was marlccd for JI 12 icbtlificatioo 13 Ilb l1 lC IIOW 1 c at I I'm banding you a documait lhac has uwkcd u SEC Exhl'bit No S ru give YOll _an · 14 OP Oltl U ity IO look at ilm documa11 with your counsd And 15 wfulc y •n doicag I I'll describe it or die rcc otd 1 6 1 • me 1«ord SOC E ldu bit No ' 53 i$ a tnulti-p l7 Q dus - _ bad pob aat wry l cgiuiag 17 docwnaic spanoi g Ba stamp range 2OIQ6-000648 liarougb and 18 11 ca we ta lkcd about' - WC bad goac t i various ilioas 18 including Bal c S damp ending ia 000654 19 yoa bad held al Oiqu ib aboClt aa anc5'mcul lc uD bul 19 Tbc document its page beai s the lcgald cut 20 s - dais it• diffm ac as cnl tc aal7 21 u b _ ' 7 C II diink ood a·bslc force 22 DYl b 7 C I Q Oby aad that - oby Out that's a ly 24 wt at 1'111 ad ing Is this lb tl wk fortt Cha you had 25 ·about · 2J Page 141_ -·- Page 144 • to · i2 000989 And-while you n vicw tba ru Jcsui'be 11 c 14 this planning mono or this annunl q on so I doti't deny • that it's -· tlia lhey rn 1y be rcfaring to ii but I dmi't lhR c days mablcd us ai lc aS Co lie_up as many loose aids l b 7 C rage 143 A Again it's difficult for me 10 answer lhal I 2 question because wasn't· involvaJ witl1 the p1-cparation of a ' ' il le u d ff'io bavc a dose alli ting with uianap a 1 6 1o iiilfonn diem of the status of die IIUdi as or 11 it lime 7 Multi-ragc 1'M CIIlQUITA BRANDS INTERNATIONAL ° rrnn 20 ofOuqui1a•Brands lntana I IICl lh wbich is tbc '21 03 b 7 C I TI c docllJllalt 22 is dalod May 27 1997 and appears ta be au iocaual' audit 23 rq Oll ftlla M 97 14 Cin 'Ulcial a ld inform 'llion systems 24 iolcmal coolrol review Medellin Santa rta and Twoo 25 ' olombia Diversified Rcnortine Services_ Inc 202 296-96 6 _ 12 -16-99 NSA-SEC-14-000195 l b 7 C CIDQUITA BRANDS INTERNATION_AL Multi Pagc ™ Page 145 -P age 147 I I lave you 5 n dm doctomcnt bc un 7 I a cl one with dris- m ctivc c i pausc A I n cogni r c Ibis docwn ol as a rq ort tba1 w ss issued o S p ut of the review Iha W l$ bc iag done ia Colornbu J 4 aldictilflC • wboisl b 7 C 2 ' ihal happc os pOClll AJly ill audit 2 Q Tllllli at to Che page or dul doa cilalt pk uc 6 l'lw o·c o l - 7 dq utmcnl g- cc at doc ltotcom oftbc page A Cocm c 8 Q l Jouoai_of Che f tnl colUIIUl I isl b H HC ls that · IO···yoa A i s a lUff of the Q Do J'OIII DlllW wba l b 7 C A ·No ba'L 1-1 Q Q Pid OIi cva rcuivc • cot'Y of dus docwncaa ll A I Rleall· cading this - loolc ioa ac Ibis documcsit 14• q 12 A i JS Q IS ir rpellodl b 7 C · i 16-' -gc tbe b 7 C A lb l'J comx l 12 I II· · A • I 16 17 llli Jwu the audit auo gt r iu·tlic io audil 19 dcpaitotcnt al lh il time 20 Q We b ad lalb d ia ICl1n S of youc dulic s aad JI rcspoasibilitics when you Wttc audit 111 • aad also-aa 22 audil m• D f Cl'S dulics ud responsibilities OG tho 199S I duties • od n spoasibilitics OQ 2J • wliL v 'ae l b 7 C 4 this audit•c oll$iSfcQI wid i what we discuuc d yac ccda -Z 2S A Again the - f wvc lo Jiffcimti 11c·bctv un ooc 'QII 2 l b 7 C 21 ipc111 b 7 C -1 l b 7 C 22 c xcusc 23 24 25 I ov b C Q Ooyo11bow'Wbatl b 7 C I 2 Q looking at tLc froot e ir c of S£C-Ext il i1 No SJ 13 I• I I A 1bat'1 C m CI I IS 1 · Q Yoa soc IIAda-llaat i tk umcl b 7 C A 5 division which also iodu4cd pafcirmiag tbc acc as acy Ccru 6 ud procalUCC$ Co dcicoaiac compliaooc with-die COG1paey'1 I·•· I agi ia the - 411 audil t113nagc but liis area of e x · I 7 slalaDaal of policies aod proocdun s 8 21 22 23 24 25 foc- Fa'A CCMDplia Q 0 Looking i die doc t duf i as b 9 boca as SOC Mubit No l l0C oa4 pacc ' o f Iha 10 docwiacat the ram h 1bi dacni ii riaailar II t om d7 12 • IS ·16 17 18 A YC$ The 1angu gc is similar So we cba't laa't'C Co go lhro h die atiin p agaia As part o 1997 iaCc nlal audit dut was doac a tbc C ol biaa opcntiOllS w_u the uia c or CUIU proccxlutc dooc lay Ck audit lcam with i qacd to PQ O 'IIUag the bOllCS S Uf k sts u4f proc cdun s f o dc Cco jac pmaoe wi Ille coai • da f aucat of poo ics f o r OCPA Q Q _W y wac _dac ltldit auuga- du cics split witb b 7 J I COdlpli T b•cwOiag whatappcarr to Le fia a ocial udi due ·- 2 A The - 'WC could say lhat Ibo IC $lli° siaiilac -J b 7 C • udit diatks oa Ibis 1997 audit 2 1 lha1 'M IC pafonncd jU$l lookiag at fiis - bur it's b u-d A Jlus is s due's co wxi co audits dial 22 foe me IO say lb3t bc appood the 131DC 1C$1$ a procxdwa conduct ia die audit dq u11nc ut dx n is • - rwo 2J lhal l usaf w iai i was- Ml audif s f doo'f bow specific objoctlv s And ill Ibis C4l C dx n Wll$ two OQCOiiig Q l doa't waol tau lO guess l'Sll asl iag JW if J' JOI 4 audits one a syslaDs audit one a finaociaJ audit And 25 lc oow I ancaa illY t a diog is tla u duriirg die time - 20 l1 6v z vc havc COUlp cccid all 4 inlaual coa l tt vicw of CJ Oacu S A O llombia with 18 I Page 148 I No t don'l J chc fin t p u- pb thc%c it _n ys •we I 17 C WU OD this 1997 audil7 I Q 01 ay · I wu accuaUy c 01 wing a compacisoa 5 6 bctwcco your job oa at bac l klie-v it w b 7 C 1 l b C wlao was Lbc •udii 111 aaaga- ' lh ac aod we 8·-had discussed • his duties • ad rcspl Osibilitics wa1 with ·9 regard to 111n 10 And scnatlac J diaa you bow go dacoap tlio b 7 C II details epio I duties l2 bQe np d to 1111c I audit_ i ' ·bavc u com pan bli b 7 C Who b 7 C IAt lea$ w i ha I CBI-V1 -001--00-3656 J again lbc typ s of reviews a• d rcspons1b1 ty 1s sui nlly 4 diffcn ric froDI supc rviso 10 oll n iga- · 16 ·1oa llau c bo yua bow if daat'• bow 18 Q I've 10CG • uml c c of sp cllillf • co al th is poiat 19 ic'1 iiQC oflil d h 7 C INob9 ly Co pell his 20 name no I citbcr I kb l b 7 C I A II looks c om cl I don'Umow Page _146 1 t1ung l bx1 1c I n c - zi - c i b 7 C IWlao b 7 C •llliKJs_ eJ so a mcmfxr f lbc·ialC rNI audic 13 dq as1mtnl Q A ad forc1io-m ort1 llbV1VC I Staying Oil page fiw IOward die middle 1 f tbe 11l b 7 C inic ro t udic ·9 lflis 1997 audic ol lhcColOC1 bia11 _opcntioasl 10 ii I I 51 b C Q Would yoa hU 1l lo five of-lhc doc11111011t 6 1 Tlac page I dii rt u 1cs 65l Thc n an 5 9 So dus is l Diversified Rcoortinl Saviccs Inc 2 2 296-9626 12-16 99 NSA-SEC-14-000196 Multi-P_ c™ qnQUITA BRANDS INT RNA'flONAL l'age 1-51 l b C Pace 19 I kt DIC au you Ibis Ils tbal - om cl7 J l b 7J C J c1ac A Tbat i comx t Q Oby l b ' x1 ' 11 c - - - - - - - - - - - - 1 · 4 _ u - J boca u SOC r daihic Na 41 6 aa iu1iog OIi if 'QU blJw _lbat the audit c ma _that WU 1X1 6 7 _ _ • dio a aler-iC - _ Fi cl oi __ _Ma uotnti 4 7 1ik pafonocd simi - lcsts f - fCPA a apli l lKC Dal I'm 12 I 14 idr nti ICAUOR · 'OU j j 17 And ·1 SEC F xhibit No 54 is a multi-page 9cwncn1 i 20 Oiiqulta Dnnds lnlcm3tiooal kgaid and io_ bold urge 21 lctlas it uys Colombia FiMncial Rtv April 1997 On I I 21 l b C 24 The wii css examined die documc ol I BYl lbVZVCl Tak •-• ' etda a tl'UaJi · r 14 7 IC C• ttJ __ _ Olc 1ac acum1 tdoc 1-ue wtrnl ' S 14o a•1· ' '1 oodae « is L B b C I 17 18 Q ·19- of fla¥C JOII ncr bea 4' or Oa a11 lit progµ a f o e ••w aal pa7- c Ld - _ if i cu be_ buic i rc 20 I'm vccy l i a i• - 1 p I• ot -sill- 22 lower right is has die rw11c 1 b C 2S 12 000157 I 15 16 18 spaoning Dates stamp nnge 4CHQl-000761 fuOUf b and including f9 4CHQl--00078 The documcnl on tbe first page bem the U a can- nac ICHQl-0001 •9 u4iMS li11g IOkay l'inbaoJing 'OU·adocwnmt • bas ba a 'as Sff Exlul it No 5• l'U tiYC ao - ••it _ 10 ooaipuy• _o ·pelicict l oc -- -' l b C IS opportu lily I review thal docwnait with youc COUttd 16 wllilc '1111 do dial ru describe It Coe cbc r Jr'd 21 pay1PCGCs • ·22 Aad _ I - ia dai docua eat•locrc socactlaiag ia 23 apiWlc«cntlaaluyt o l'CVicwof11a i 24 par- ats _rm ay i IQQ1od 'ia ii _4 I'• tsy g lo 0 25 ·rog u oul wt al it it Aa4 o dac life ol - I caa'I l'age L52 Page 150 I 2 Q Okay line you soco th is documcal bcfore7 A I f0Cognize tbis docUIJlall lo be audit guide I I ' 1 2 And loo iag at A•i o it appears at it might be the lase p agc bul that just docso' I strike me as aa audit Q Turn Ca tlie I bird page of lbat documcul page S eodiag io Datu stamp 763 You Rid yuu recq oizic this to be 4 prou un A ad uodcn ag-d ac ·yoo havco't wco d csc yon 4 · I figwc it out 3 due's used on audits 6 7 aa audit guide this p gc there is a d tb at says •1A1Quat Audit Dq arlmalt Audit rrngnm Guide WJaai Soc OD 8 ii die •ad ifprogra n pido 9 A lbc lataml audia dcp t bas spcx il k_aµdic 10 t h a t l1S0d by die dq ac1mc nt to 1udit spocific H S bow beaid of that bcfocc or SOCD tLcsc bcfo c ca you bclp 6 me out at alll 7 A W illz I ooa'I n icall any spocific audit p 8 dl ac was for unusual pa 'IIICQts IJ Q Oby l waa t to 111na to I be _ page of d c ••page 10· dial 1w lleca tui_bld as SOC Ew'llit No S ·11 c od icig i Batc u ·1 s - 11n u• Q bdlisabook A lt'r • bi acted 1D311ual And wbcu you Co on audits1 I 'OU lab the 8'111 '1 le progn ms that apply l·S Q And wbal you say programs wbai' do Y 00 man by 16 programs 12 ll • Ill A I trican t y p e - guides Q You mc ao lib a SQC tioo of the book 19 ARigbt 20 - ·Q Could you tum tlie followiog p agc please P' tC · 17 12 lJ ·14 I l b 7 C ' o abe3d 1 -001-003657 rnEWirnESS Oby DYl b C • IS Q Tbae u a col lhc top that sayi AUO And 16 · wulc i thaVOOT Do you due tLa t 17 18 • 19 io ca v A Yes Q Aod at lhc fant oppominaty of A4 catry Cha • •s tLc lctta-i TF aodlheo a qjggty-t 'pc I inc 11U111i down Cfic pll C Do you ll C thai thm 7 21 eodiog ill tea stamp 76 1 Uoda tcfCt'CIICCS •s a ZI 2 2 w ics of nx bullet p-0iuts 1nc la -t - ac uys • Awl it 22 13 rc-ogn in fOI' 1CVicw of Wlusua l pa 'Dlcots Do you bow 24 1aaythiog about that · 21 ·sta cids for 21 2S 15 catcgocy art audilOc pafonnmg a particulcc audit prococlim A I doa't JUall what that rcfcrrod to P ge 149 - Page 152 ' _ 5 t·l'll 4-2ibc it roe _ _ 8 roliq Maa JPoliq _ ci 9 ·r uc - A-z o · Oc Nl jod -r-crA _ _ doc 8 110C aliag OIII IO guess c - ID speculate or 1o - I WMI lo 9 t-- 'CN iflbcrdid 10 A fdcm•1 know 11 · SEC fubl bit No 54 was uuthd fO -i' _oal A- Z O II J' _ Wludo i_lldtoda r u eg • r lo aa li-c r- lbo -- 11oac 1o u 2 aoi•idlali ticy _ Dur1ag the lioic of tL 1997 •udiC you wae 2 A Yes Q Can you tc U frobl this doc t w C tbat TF A The AUD INIT stands f0t audit it1jtiaJs_ And Chae ---- - 4 _ j ____ - __ · « '-- _ ' '' __ _ _ NSA-SEC-14-000197 IDQ1JITA DR'A NDS INTERNATIO AL I liuu J initialiu cad siq ' whdhc r applicable o Multi-Pagc 0 ' I rcla IO audil policies and proc dn Q or d c no c l roo1p wy So l doa't _sa if il pa ilic 11 r rcfas 1o·l'U'A Q And r ivca tbc pa plc·u volvcd ia this audit lbca 2 I J lliDbould ct b 7 C A Tb JI IP 'IU IO tic cqrnct S Q lhat would be wosi sbt with lbc proooduro • l but no1mallY it has tbc Jcscriptioa of d r area bciti • audiicd 5 as yoo 6 Ulldcnw d· it 7 dic a you read·Che 1t1aeaials Ulldcmcath Iha ia ay1 c that will 8 llclp you out to ucct1aia•what is_bciag n vicw 4 Oil this 7 A Cortc ct Q Moving lo lhc next colwii a at lhc top of which_is 9 YIN What i Y -N ia dut collllllll A M I undustood it to be - 11 - 9 page paforwcd eod no 10 11 all3iog ll1$ fo _noo-applicabk Q G ag dow11 alllllbcc ooc suli·lc Ue r ·a dlc rc is ao 12 Q Oby U you ciowa IO lbc of tlw _ says Saatcmcrd of Policic ud l'rocc dwu • alld _6 wbize ·it ·8 10 l b 7 C ll IJ aat y Ihm dial s ays Doc$ die·aadiUcstiag ia tho A fTOID retdU13 tbis 1hc bo paragrapb ooccould ga that it relates lo die R l'A Q Oby ud ill that c orilcd g ltflg l ad to aumbcr M1Cft is Does aadic mi 13 - wfl-« OIY 8 n porur l•f dldlaffCmalls atca supJMWf lbc sc q o 1s7 J c lla·nnll ia 111c d i s - - sa pa lt - - w- c1i 111c 'I5 qucstioaablc j iy i c ats l cca rcpor1Cd7 Do the 11 podod pa - cs ·15 o g lhat W1 'n -l'C fGrlDiaig FCPA compliuc-o 1 6 l'lloc iioll hen docs d at ldp yoa Ddc rstaad wta t lhc H'ia 16 •- - 1111d purposcs agrc c wil_Ja die 1appod • - 1i• b uaacatatio li avc Chc-itcm s lioca prvpc rly l'OCordocfi11 the 17 ·tbc colWIIJII lied t Q dw mcaad 18 f UWICia_l r0COrdsr Do you S0C that 7 '18 19 A Yes 19 quc stion 10 Q Oby a11d thl a if you go ova lo lbc YIN colwnll willzJ j •s aplo ditrlCUll IO ansv q- I and I would ask if - a11d lb ' s a µ fame of 20 some sot1 hr co lbe worlc paper chat rdatcs IO it but it's 21 lwd to dclamine wtiac he N' lilaods Qt' bcca l - when 21 Iliads a11 N lhcro 2 l you bad illilially asked me wbac die YIN stall I foe I loob d 22 A Com ct 2 Q· Wbat docHbat N 111C30 wilb rcganl lo this ub- 1 A 2 al his apparc ody I lho 8ht it was yes or iloo-applicable - 24 But that does Ml to apply b tc B calef oryl 25 · A In this case I don't know what she's rcfaril_ag to kt1C 2S Q l sccms as tJiougla it could be oo ls that wbat· _Page 1$6 Page IS4 I wtq sbe rut$ an N - 2 Q Lc t me b ack up a litdc becau c I think we s pped J solllcihi Al I you'l'c s ayiag 2 lhc lop o lbe page do you sec what it says • 4 Audil f rocnm Gu i aad lbancrou The Sb cnl of s· Policies aod l rocc dun s do ynu •5CIC ht tbc a-c7 5 the lcucr N - 6 6 A Yc s a Q ' Wtianlocs lllal ell 1a al ollt IJie wodc dlat's bciog · s c1ooc oo thi - 1 9· · A Tbc calj gocy won p Cft IICC7 10 Q me '-ck up little t'1 a iucll mcxc bj sic dw i 11 ·· dial Wt ''le golb iDto i a g cpcci tc dcmcll ol the· · 12· page ADd l dulli at die bcgiiuaiag we iqlccic d co cova 13 what lhc puq os c or lhis is _AAd at tfie top I the bcadiag is Stalalic ut of Polk ud - - IS So what ua it the audit pcnoa that we've biked ·16 - bout IM nJ b 7 C l ookiag ·iafo 'aod miliog notations · 17 OG oo this pagc 7 IB A Ila - dlis p 111icular program agai11 n bi s 10 19 die policies all I P 20 Q Aa I whaa wc ·ca r tcmcat or policics aod • 7 7 0 · 2l A m t•s lwd - _ - difficul110 lb 2• qucstioo beau I don't rec au if they - tbcsc 2 S ind which lll'C J bcc311$'C this 'guide •• thcx audit poocs stataa 7fl 11io • n•dimeau lhat en mm accd·• n Dl-03 10 Do ua·scc oa the top or dial page H b-21 A Yes I - I b 7 C Tab • momco1 ot C W IO n acl dial p - g c over I waot Co ask you abouc die f nl scolaioc OIi 14 dul page foe SW1cn IS the wilnCS $ cxamiocd lbc docun ci t 12 JJ 21 p un s is lhal FCPA- pliuce-tebtcxl Tbe prioc 22 or·tbe docuinalt might liclp you BYj b- 7 C -- 1 Q The anac h_ daat arc n fm occd hen l d't 8 tw1I two p bead lo ooc wQCQI aadiag page cadii g i11 Oatc s · ·9 • ' A don'I know what specifically it is but anytbiog J is- p ss_ iblc I -b - 7 C_ _ _ _ Cat iinly 'think inning with 8 Yl b 7 C 16 17 Q Oby 18 A Oby I CBI-V1--001--003658 21 thii ftll I as part or cnabc ad roductioa Who wu lhc ·c hid 22 accou aw t lh at this scnlc Dcc is -cfariog lo 23 A lbediicf accouutmt '1IS die pcnoo I'd IIIClltiocml' 24 b 7 C 2S Q Do yoca baw aaythir g bout uagc - fa oct- Page 153 - P ige I56 Diva-sificd RePortinr Sccviccs 'Inc i02 -296-9626 12- 16-99 I NSA-SEC-14-000198 I b 7 C Multi-rag ™ cmQUITA nRA s INTERNATIONAL I Page 159 Page 157 l spccif'ac proocdwa thait SICXSl to go with lhc KU Ulic I bciag cfc n occ d io this sculalcc1 2 2 A l doo'I know wb t die pcnoa hat WIOIC Ibis was - t Ibis managa- fund tt ba use we doo 'r use d• t 1c r111 in 5 pa 'IKG s - 1 pa - ts an bci made oat-of lbc 6 Coloalbia 0pcnU011S 1 1 lbcy' ' aot bc iag oat or 7 daisaoci r oa aJ •• I 8 liq ' e ba• c a adc Old of a a tiooc acc ouat ead • _ Q Dmi°' die lim c period of th is eudit we had a- 6 cstallltcW dlat 7011 wen the coatmlb u Colombo I- 7 1W cono t1 I· A n t• aimx i 9· Q Uid- b- - 7- _C_ _ _ _ _ __ 9 logistics - L Aad wtaik 11 c uc oat - thc·proocdun s 10 10 JQU dari-c diat tUDt pcriodl 11 -1 - ' ·10 11 anltodicd i11 SEC lhlu it No I l -e coot ag applied Co A to tbc assisuot cootrolla- who ec coua_ts •hco sooac bo fy asks foe• m uaagcc'c r i rq ort 12 d c day-to--day ia1cneli011 wilb lbc ac c ountanls and_ 12 JJ 'lbc llfflSWII «JOcrolb lq Ol1 d' IO me I J C Nlblaiiig 1a1anw paJID ' oti 14 _ llqwcyci- tbe c lwnbt paymeal s scositive 4 -4 C obnbia 5 uaport- c oC calliog aa acCOODt that-did DOC i11 J Colombia Q 111c - t - ' ' llLd ume pangnpla says Tbc a r paymcoh _ would onlioanl1 t4 bcmaclowt of aa_c q rme accoaat c o l b 7 die IS ltasc for lwn IO prq arc this rcporl • n lariog the 16 uaag c '1_funds n port •is lhc emouats n cordcd i11 thc ·1s 9CC lrity dc p '1111CD t bow thc sc t a 17 llCCGllllt 6SB U510-496'MS plias otha paymc uu icidicatcd 1o 17 disaassiou 'Wloca I tam • lhe· fffllll lo bc 18 voich lg si lllil ic - oc a 1iaa ilar daoogbt to what you said 19 whida is llia-c is Doga cnl 111aa igu's cxpc asc_llGCOIIGt code 20 aod ha problc au wi_tb apj lyiog the 'lllanage r's • 18 lum lry-tbc sccviiy ckyar1mc Ot 1ut an dod ia od c r •• 19 acc ouat oc llllDSoal pay- at 6584S J 0--496070 • · · Aod dais is wbt-l' -ub a away from ouc 16 wc'n ff is it t h a die s«urity 2 deputm Ql dc ntaod that the opaatioas ac ouot is 20 21 ·cxpc o sc code aad rqM rtiag proccdwa ' -SC we 22 fuctiooiat as a gena-al m agaga s ac cow I aad you did DOl 22 ddo't lJ · bawlb T 24 A La apinion S•tt play witb words 23 25 bac dao t bow Maybe the lnnslll T cY used Ibis 2S 'uvc a ipocific a cc oual lo look at So I thinlc chat's 24 c ucf thco l rcid tlii ag tbat wtw you've boa dc sc ribii g IO aal0ooc aad -lalQ l waotcid lo bow i f saw tbt as coo sistc ot with what rage 160 _P age 158 I - in ocba- audils lhc y useJ Ibis n unc manager's c xpc nsc I 2 iuttrcbangcably _vay loosely but in since I was in 2 Q pcRS account and wbcthc r they placed a S nameoa CIJis wbcn they're lr iftiog ihe q ort I can't 6 COINIICQI on that Now wc'v' COQlC way 100 far foe you lo - I l UDdcnLliad you bow uswa- th2i but I wanted you - I w Co_ i nnbia sin C irriving in Colombia we did not - he •· g cncnl-aiaoaga'• ou wen- Ayiog • that DOt Uy as a _qucstioa but foe you to _W dcnt aod Q AAd •y c lbc rtnt saalcac ia ii dt_f R£111ph 8 wall·kar out wliat I JUll lo ltc ldlieg- The 9 · aatt pangnpla dlC f '11'cR is llllot Ii 1 6 qucstiOCl I'm goiog lo gd a blaak cw-c I b 7 C 7 IWdl I undc maad that aod I 8 uodcritand tlic dTort 1o be ldpfol ro explain by way of 9 badgrouad what •n at But I don't waat bim lo io kl a f shioa adopts Qltin ly wbat ycii l'n saying 10 spcic ieac accouail -nao die payw all c otrQpOO diag to tho JI PWll lfP'r-ts an roconkd taida-m ab a dacp q anlioa of - 12 de rq ort ' ltpll icfc uiag lo tbc aaauga's fud n par1 12 JJ mote fl ocalt and nscq tt1 k to cuurs • 14 b tbat 11a1anc Di c oaristcllt with wut Oa'n I infarillg from t h i s wc'V p now as SOC IS telling met 16 A No I doo 'I understand your questioo IS Ao d wbal we is 17 I for cuuq k 'OU' 'C lioncd bat yo1a'n • 14 Exhibil Ho S ' W I P and wba t c undctstood _ Q Ua-c kt me - you bow it's bani lo do it dus 17 iq ortiDg bee f ndiag s ll'liich in part imply or rda to 18 _19 Jaibit No ll wbich we disamcd rc staday whidl - l9 • 20 oat ia pal detail rocc dwcs ror sc o silivc pa - ati And 21 t h o s e provide foe the- of a maaagcc's We diSCUCK d fistc cday C 1 1bc C olomhia open lion 24 did IIOl use ii gmcnl Ul3naga-'i apc ns c code aa acoowrt code Page 157 - Page 160 CBI-V1--001-003659 l's a big way it's scvaal laya-s of infamc c '20 t o from lbat what it u b _ J 7 C'-L _ _ _ ___JI 21 did And above all I doo't 1hink it's ciglll 10 ask this 22 witnc si lo opioc lbrougb that chaia of iofcrcnocs oo be n ay 22 a pco sc accou iL code 25 by daal aaaac aad you lcnow lo rm goiag IO guess Ibis we• '· · 16 looklog- now 767 is p'robablya work papa- ot t 7 C 8 way so 'let 111e jDSt c q laia it lo yov · I t avc the SOC 2J - S wbac' l w is-comiag from Lc ausc if I aslc it as a Y0t ' bort MIDI dq all of those 2J 'What il is dsc un rnooo and bow fut comp u-cs IQ 24 wbal be IJl1lbstood 25 A11d il SOWlds IO JDC like lalloy of lhc sc qucsuoos n _ i- 1 o--- -- -- __ t'ln'l' nc _o£ '1£ 1 _fe _nn NSA-SEC-14-000199 ClUQUlTA BRANDS INTERNATIONAL 1 b 7 C Multi rage™ Page 161 2 · Page 163 l s l h11 ·•• I rc 1Uy are furl b 7 C I say cbal Ibis is a ecnc n1 funii lo I you can CXpcd Ibis lo know about lhu 2 ia I ior documents J or ta what be could O linc basal oo what he's reading • • b 7 C ' s Off the record 5 Q f d's-oetodicaca tpage n ispa ec cca uCo 6 acaoc • m• aga fwads 8 0IIAlt 0a - gpwa·cbl eo i me 8 · A brief n ccss ulim 7 l b 7 C 10 11 lbal funds ec cowil i d Do _ ha- a cbatt of 12 UDIS lbal was CwtQII a lbe-limc lhat llligl l auigia the II 12 U N1DC as il's -am Colombia to Ibis accGUnl'I 14 •·· b 7 C I doo't bavu chart of •«o11Dl$ • 13 1 l b 7 C · I Maybe it'll bdp l b 7 C 'Oil 1 S 16 17 if 'OII page I That's rigid _ SEC Exhibit No SS wu-tiw - cd foe tificalion ' i h 7 C oppor1W_'ilr to look lhal docwnc nt '7'iCI wfulo l dcscri1ic it '°' die rcconL SEC oil N'o ss is•a twoii• doc uinc ol lbc 18 fcnt page is a doc umait lhat we·bave pn viously rc otaf to l b 7 C t o be incmo of sost •Dd OA lhc iop·u '$ Division Colombi a Cl'Banadcx 20 de Pago · And the p3gC is - ppcan THli WITN Tb3t's com ict · l- stan pcudii_ gin 772 And 22 you U see towacd the 10p of 1h11 pag the same number as is funds accoun 00 m-Bale S•stamp 24 768 t icb is 6SD413Sl H%04S And 011 page O di_ng io 8 ild siamp 112 thaC ownbc r is fotlowafby l b 7 C I l l b 7 C '19 ba-cas a 1016 On cbc'top of the page il cays Cocnp le 19 fO WMil Co ll I o o d i e • few inomti tes •111 bandins 'OU a document di at has 14 boc a iudcdas SEC-Exhibit No S S ril'gi 'cyou aq · l'ml John diat aa 17 vc • co spondillg dcscriplioo 20 h's a good time f0t 111e 9 off lhc ra oo1 Is that conu I 16 9 0Wll n11111ba- of ILal SCX1 sbould in die ch 1 of accounts 18 I DR hue a quick bn alr lm 7 I Absolulcfy 6 1·0ne SUIIPlc dw g 1o do is du 9 l b 7 C 10 have • ctw t or acc oonts bad I tee ab accouo1 Dll llba by 15 expenses lh lt v c'vc S1C1 11 8 bier No mos of substaoce·wcn b id Vlbllc-wc '1 1' A doll'tbow I l b 7 C ol I ovl b 7 C IIUIL' gQ''S OClll lO 21 S001C 22 SA lkBatcs sta1npfocdicf'U'Stp igcis CCQI-OOIIS9 an4 2J ro - the following·p ge ends 1160 24 Th witnc tt ctamincd 25 flYl b 7 q° the docUll CDL I Page 164 Page 162 I Q Uavc y1111 seco Ibis documc ot beforc1 2 lhat s followc I by in b ' Odwriung sOlllebody bas wrinc n 2 A l m guii c lhis docwnc nt as 1 ·doc11111CDI that I've · •n an ga' funds aCCOW I 3 loolccxht as pn par ticin foc lh i s deposition 4 Q Pri« lo It al do you mcall wciog this d cul7 5 This docu mcol - lc C' focus oo a Cualiy lhc rroat page of 1 u l b L 7 C _ - -- -- - - - ' TtiE WITNClSS Oby 4 s I B't1 b 7 C 6 Q • WhaJ'is th is acc o at gastos de tc7 7 A Translalod ic CX CdSCS - 6 this doc WPCal tbc 1016 die ficst 1 aga 9 10 - Q a lhis • gcucnhaauga' s CKpC ISC _ coclc 7 -_ A Tm code - icouotcod cbal' s gi¥c io dm · II iadicatc tbat cosls should bc_c haqpi 1he scaiag'up a coaal • 16 gpc a11C fuo_d accouat code C' on-cct Comxl 17 A 18 Q Is this aca aql i o g d iffcn ul 1haa IIAI 19 A ffiillllis -l·Ulldi rsbod - as I COIDIDQII oa wliat I • 20 lcnowis t bow wc11CVCrw cda_ maiiga-•1 · 9 l b 7 C 10 l bl Zl G 12 - 13 IIf 1l'C divide 1be time paiod I •· l b 7 C IS ilh 7 C 16 docwiitut bd'on that I Do you ranaa cr seeing lha1 'lllB WITNESS To lhc best ofmy rcco c1ioa 18 BY1 b C 19 24 25 bl _ I Q Do J'OII the catty foe Acuado Maritim al 1 0 Acucrdo A- -u --o Ma ritUQ M-a-ri t-i- u 2J lhat says giul0$ de le llhatwoi b-formc 17 23 applied ro-geoaal·· oaga•s cxpa1SCS 15 but again we tallc abo d amntics k c I doo'I - I caa't • spc aliig ol lhc period bdorc that · 21 that 22 A Yes · Hm I so an a cQWll IAbsolilldy eo gldn all i'lf0111L1tioo o particubr p3yuicuc 21 account as Ms indicarccl iP the prior doc•anc a«• you had 22 sbowa me making rcfat DOC to'P fflOCduro chat ncnlc d to be 24 Cao I sllf gCSf coaldhiag chat Diay 8 simplify it futdn7 · 1 bet -sj calciQg of the period b c f ' general 111amgu -c q aa cs _ll Q You'YC SECBshib_itNo n tb aduod o J poiol Pl lu1lc 'CS1mby WC cliscuucd IJaat goiag fonranf die 12 · IS · Colombian opcnlioas u l b 7 C 7 8 pag ooly Oil CBI-V1 -001-003660 Q Wbatdoc slh 1 7 A Maritime agmanral Q TWll to the 11CXt page plc u c Ou Datc s d-it- I Page 161 - Page 164 Di 'crsific l Reoortioe Services Inc 202 296-9626 12-16-99 NSA-SEC-14-000200 l b 7 C l'agc 165 I t in Batcalllllp 1160 do yoo 2 1 c 5o C3pital kttcn i h 7 C r ige 167 acrt x I Po yoo ICC 2 ign it llc insisbi I sign it ba atue dir y bad alresdy A Yes S Q b lhatyoa7 9 A Yes ·7 · Q lb yuu C 'Q sa 11 dus doc amcat l d irc1 A Cao _ _ at what pool in tune Again - ·i So bj lold him tall to Q Ld's u y tbc ume r n uod • • licf b - 7 - 1 9 lra4SaCtioo Alla that be left my olfu c and lliaa was all l 10 II§K asb d you lo pafona u y tasbl 10 A Pric - to b 7 C asking inc 10 gntha 12 i nfonnalioa 111 tbc best of iny rocolloclion l have ooc 110C11 ll bc vd of dial Q ne - -dw - lo OH with my limited IS Spaaida IA be solicitiog aatlloriutiola Cor disbanc OM at or i4 16 - QA yuu lc 111110 tbal saalc Dc o uylT 17 A s- Th is is my tnuislatioo Solnoooc may b vc a 16 11 Q And Chat roaocpt is ouc c i gai11 acua-do-macitima7 22 A Com cl owitimc agn cmcot Q Do u n call 11io R qUCSI thal b 7 C 25 A Oby Ooocbc Id dicofr cc avin - Q is tallciae about here ·A I all be icllbr incident of him coming IO Page 166 I Q I 110Cd·to bow c vcrytlii - a6out hi coming to youc J off md·thil i i aoce AAd i would belp me If you could • start rrom lbc bcgi_aaiog • ad ia as uclt detail as _po$$ible S aod·aot iag is IOO Wlll lporwll foe me lo bow about th al'a 6 A Oby I doo'l' aU die sp c itific date or_tiuJC · 7 period buij b 7 C is the head of security came lwtio 8 my off icc u · l rccell widi a doauucnt ia his band And be I 10 11 12 ll · 14 had i qdican IO OIC_tb at he noaJcd • sipatun fcx- a t foe a · cc dial wu lo k 11134e ciut IO CEA wbo is our - cm-In C olombia They bandlc all OW' naliocialimioia or mcn haod ise d Odin He said dw this was a - tfiis pay1ncnt was ao agrcx ancol-lo t h e or Che pamit hat allows llf 15 -to l e a wudiousc wha 'we m3iutain impof1cd 16 ud I this pc rmil was 'iring and It al 17 18 was ca into frnm chis dw P rlor adsninistra ioo and bcwcnt'oa10ma1 b C I 19 bciag ouc lcgal COUll$d mid our fonncr cootrollcr 20 He ud asked f air lo sign·die docmt but I 21 cold him cbac I dido'c bow anything ol-lhc agi-cancnt th3t 21 w made ·wi1h qy ' since it W3$ outside of 111y miporuibility 2 a11 a lbc dca ogs widl Cf A So l asked him lo gd ·die 24 appropn at e signalun for dw people or-pa pb lhat wen 2S involvt d ia dx tratlSaction Loolc - r _ c 11U iag 'OU off I _ lo uy tl at fO ' 12 • «n aj lcCc each t io lime IUld we don't ha'l C to b cp 2J jumping arouad 24 Whal you said be was askipg you lo igu 1hr CBI-V1-001-003661 docwncot an you rcfcmog l o 10161 i 19 20 · 21 ·d e roc ocd 'Let' clay at die office roe- a mouw al This w ay I my olria yes ·2 No Q O y So tlaat's wtiy 1'111 ulc iag boca- 1-doo'I 18 aodcntaad dac -c ooto t of bea • 19 1- I id'cmng b 7 C request - onolidt 20 audlorizalion ror d i s I f« lh0 following ro 1 • 24 l b 7 C I -lootiag iuo lhiul dac'kbcst oij b 7 C A t'o IIQ qui1c 17 I- Dccameldullk70Q' mcwcdaawiatod est8£Cwlac n you IS 18 ditTCft Q but it' •in agi nml widil b l C request tol I- un1'1 L ca when I wept 1o as b 7 C l2 b 7 C I 13 · Q ull Say lat ' jut giw me SOmc coalc ld 21 8 somd ocJy that had ectu Uy cota-od and agm J upon lhis lldiir·documc ot ' · S kAC 'W ilnport mcc of tlv - o Ibis pomit 6 1 b au c of dx activity that goa dwotgb lluit 11 ' I said 'OIi 'know you get Ille proper • approv il we c aa snake cbc payttlQJI lo CEA · 4 7 8 Al1d be askcxf me in if l ncoJa1 - if l could bocil ap Vl d aad J daatdi -7 6 Multi-Page™ ClllQUITA BRANDS INTERNA·noNAL 2 A Page 168· · @illIDbc acvrr ldnhc docua a 1 on aiy desk lie · Vet' handed me anythinf · He just - ii was a brief - he J came ja and just exp to _lJl0 lhe lt lnsaclion and be lw l 4· docu mcnl Sol 0•1 bow·ir ii was lhc 10 6 S Q Wla you said tlaat you iold lum t o go r ct l' Qpa 6 approv at l waal to uodastaod io eoatcxt what JOU maa by 7 tJRIPCI' approval that cbl widi dac IIIOWll 0ot-c 8 what JOU - t •1 that 9· A Whal I inc an by prop« 1pprov iilifil is · 10 · again l'lac il upoa myself - it'• c oauaoa bwiocss H for myself and just good business SICIISC' is d at if• ' ' 12 p a is goiag lo be mack il should b e by 13 pcnoo or people that WQ'e autbori7 od a transactioa wb lba- • 1 it's dtpurclwe of a compuca oc a paymait IO a custom1 1s agait • I · So I was no« awan of a tr itsaccioo Aod by 16 I t 17 signiog Ibis I ackoow lily uodcnbllding or my f0Cll'Cl'II is widi Ibis P 3 '1DC11t So I just - I - not _that I·qur siion · 19· if- 9 was just 20 -IO get tho approval aoo lbcn we would simply roccss 21 lbcpaymcnt 22 Q If I Pdc nlaad you daca J011C liim co gd 2J propa approval dida't id volvc at this point ia time QJ 24 suspicioa oa putt 11 wa$ mady a part of pu- 2S baiiDCff nctioc lo n el somc ooc to get Ilic sign of a _Page -165 - Page 168 r _ __ c _ _ --- -- - - ---- --- •- _ ' _ c C' ✓ lt • • £ NSA-SEC-14-000201 ·cBI-V1-001-003662 CIUQUffA BRANDS IN tERNATIONAL Molli-Page™ l b 7 C Page 169 1 pasoa who is iovolvcd ia lbc ln llsaction at issue l •• j - A At l 2 timc·did I qucstioo o - ba - reasoo 10 qucstioa his rcpraaitatioos Thal - was ao n oo 4 for tli L it was ju simply again my good bllSillas J A To the best of my rocoUcction no 4 Q Oby s pnceicxs 10 epfiroval flOIR the arpa-opriatc pasqo lhat S A The I _ iq b 7 C 7 l 16 Jl A i mc anwillI 10ibcbc stofmy - l bccawe if s • which wi tcly OQJor oor p r ltadcn I c1oo·1 iCand wllc dic a--dquc 11 yo bow bow chis fOC ' approaduiag lbcm arila bani-to go '-k and ra rcatri o g lbat's 14 bap -d WO y atS ago but lo dlobc st ot my I iS bad IAtko 1 - ldoca't ccca11 if it-wu ladividually oc at · 16 chc time but l'Ull tallcl11g lo bolh lll· poio t·iA That's what 17 IIIICanl 17 lim« b 7 C Q To maJa _this pcdocdy c Jcac I'll ask 'OU prioc lo 19 QJQY matloa that we arc d isaa uioal witbl b 7 C 18 Wld ntandillg as to what Ibis was and Ibis-was a real· 18- 10 dial ii was fo - dic P Ctmit rmewal al lbat wbm be ' ll IIIClltioncd tbc pawl tall Wal l - w bat l aicant is·li 'lt I ·isupo tal ceof cbc- for lhcdivisioo ia if wcdoa't U •perm it · _ would not b'l'C a to sfl R our supc msion oC dic- tbal·r one_wtiicla iN diii Q Now apbia to ac cbc dtcuautaoocs-of- _·9 coo - mtio withi b 7 C i1 cat1$101·- A l d lllC llMl Wbai tie DIClluoncd •lo-me tJie 11 - I ljusttogctaga11n1 19 risk aad if - what will we do if Ibey were lo IIOl 11 flt W the rc rout 20 4id ·yoa bnc any IIDdtnwwliag 11m tbac 1 u s • prob '- o -21 an iuae wilb r r anl to lhc reocwal of lbc pc nn it w ' R discussiag wbat I've licacd to-referred to as the fm r ooe 20 23 j cnnit1 23 payment lh t wc·wm malcic g_to our customs olf tcial CEA a SQ 1 just got - it was just gaicral-backgroood 21 22 22 And bo h individuals-h d explained IO me that 11-·was a 24 A Ho sir 24 rq rcscritalive CEA wliich handlc s all our nalioiuliI acion 25 Q Olcay Now you wae iansitiooiog inCo I be acxt 25 And Ibey wm going ro get die policy raicv ci so lhat we Page 170 Page 172 l cVCUl Aod if il's no please j11i t uh mc ·lo the vay DCJt1 l would con1inuc maintai u • lhat surus in Ilic YeM to c omc 2 cvc ot wbc rc 1n • 'Y sb'1pe oc f9nn you bc ac aaydliag • • A I'll 1 1kc i1 from w b 7 C latter lsay I S will approve lhc paymeol once it bas lhe sign3tun s be left 6 lhcoffu _ 5 6 And l don'I rcuu lfililllbc t i m e it 1 8 9 IQ 11 8 was a day • -or two cbys a t b11t it vu shar1Jy 9 11 IQfta- w1icre I IOOlc the oppOllUnily lo peak wilb IO b 7 C lusttor a·-just-10 I - WC stood-with lbc- widi Ibis tniuaction 12 Q Why ai l youpproacla tk sc two IX 'Plc l b 7 C U -1 b 7 C • I l S I A I approachod those two il'ldividwiis bccallSC fnt of 25 A Yes d at's com ct Q ·1lad be - aod you bl said _i c bad mcatioood I l diat b 7 C Ir dw eolftci1 10 ti aoy a1Spiclon Chai this was a - as plll it a Cllllnms orricial lt was simply put-tbat il Wll1 a IS CEA and hat Chis was agreed and rqotia IO l widil b 71 @illfiloo basicaDy die payuieru I O awe 17 Basic aDy - Qd al that tim I bad oo rcasoo oot I Whal I refer - wbcu l or 19· c oofcr wid i·my q al cmnsd aod l Jc y ICU m e I 20 bave no n asoa taqucstioo tb ir inlcgrity nor what ' n 18 I believe dan b 7 I 22 that e om ct ew zi i6 Q I believe fOll bd Said ss 1Wd l lhac l b 7 C 21 b l l l l a l t i i a·laisp tatioaco rou li 20 A GJuld you Q Oby They tell you lh at lhi y'n aalciag • • IO CEA Wbat did you ua nlaod lba t that 111oncy was goiat to do1 Wru_Ibis part ofCCA'111onml foe m was_tlilJI 111oaey duit C8A was goiag lo -we to bribe c s oWJcialsl Wba ia you miad What lllldcnuo4iag did you gel _ om dql wlat la bey PJ •We're making a pa l to·CSA A Fine at PO t1Qic did I mow or baYC lcnowlcdge or 14 payDIClll it I sayicc fa dia WBS goiag to b e to an lbc timl I b 7 C was ·oot in C Olooibia aoo no land 24 I 12 1J 16 bigcr - was no looga- ia Colombia He was out o 11K 17 division n aUy b 7 C 18- b 7 C lthe ooly ones tb i1 wen then fro U ' be price 19 adatinisltation Ml were diac al lhal lune 23 Q Wh lt did-you land with lo tho_pa 'ID01 2 J ' that poi111 And i yoo noc d m IO be mon dcar I c aa J abou a cu lmlll pa 'Dle at 7 I - 8 9 office yoa · of cbc - - of lhc pcnait n ocw-al _ 10 Wlut did you- by lhar 11 Why would you ba g011e to b 7 C 6 be ba s primacy poosibility for die ma nagancal ad 6 l e d cbc CQllCRct - - i t would-be 7 - That was mr rcspoasc as J n calL I Q 'YOU said _- Ille '9iat-io time of Jaim ciltcri yvai- •i A Thal's•c orrer t True Q 11 t i IDCDI l b 7 - - C -- 1 -- 21 ldlia 'C - Q W1aat - sing tkis lUllC Cnmc what 21 rclatioclsfaip willl Duacbl 22 CEA' c 2• A CF A was s diinl patty diat ha4 o f c cs i I 25 mcall ia Twt o wkn dic ww101uicv s led - Aad lhcir Pagc-169·- P age- 172 Diversified Rcportin Saviccs loc 202 296-9626 l2' l6-99 NSA-SEC-14-000202 Multi-ragc 11• CIDQOITA BRANDS rNl- ERNATIONAL l b 7 C rage 111 2 _ __ dia1 - aatdad io iimpar1 2 I cloo'I all rasi g aio Jlhm about dlis uatil as M 11 as cq ort Tia-c ac C$S011ially if will uw lmsoa °' I • da' M 1$ ai anaga 9 Q A I roo' 11 c l1 Wld DL N I u ntud to be I J Unil d Stat s • I Q Docs L a • wida B -kit wbidl IS it pnmdca -goi-c ccnia s ia dus _ 16 A ceA lad • ·coarrx t lbaJ was aa ng coolracl 17dmwu II Q WJacG - Wt COCltnc I d iscocltiaa d7 l9 A I doa'uocall c hc $p ICUIC liuic 20 bul I lhiak ii was somc linic i ruund cilb r b1c 1988 or any m ______ 2l 'THE WUNESS I'm sony l'lfl SOl ll'- WJat'I I You bad s•id 1995 _•udit 7 TitE 11 b 7l C il s lliB WITNESS IA me com ct 1ba1 for lhc l'0tOni - r111 sony I'm sony And 10 Dlaring die timcol dx Im I 11 R CA I me lo bis off ud a$kcd O C lo galber any ll and U inf lioo relating pay ucots 1113do l o CEA And b IJ uhd DIG la p l tml and briQg bat up lo laim I j b 7 C JS Q Waa tkzc 111JUOC ebc i dac off'ICC during IJsis' 16 C 00 will oa 11 A Ag • ia I doa'l • I Q -OoJQOll X ll -'Wlica dw000 tioar aol- la x • ad 12 6mc aAcr dose a o ting s Iha 1 Q'C rclalcd DYi 7XC Q Wl y wu bl coolncl lc inA iulc d1 1S nm WITNESS Iha 2lpan cubraudil I • 2 b 7XC_ _ P9 7- 19 ·1c C'• -s iartwili time GL tay ' Was ii J01l bow tolbcl at 20 yv bow best yprvxima tioe 11 A To lbc hen of my n icolli dion it mpi-c d - 1m r cb r 11 an - l b 7XCl 6 18 n b 7 C 9 10 · D-1-A-N 11A11 agaia •s • sbonhuad for• midi l o gc 11 Spuialt fot a a daal·I UIIDClll rQIICll lticr offlaaad 12 A Tb DIAN is cqui valcnl 10 lbc lRS hen la die 11 • s S oar 'f'IGEDb livc iii of die DIAN is die 6 -i nc ydqjovcnar slbalarc a AAIICbc 7 coordiamd 1111 Iii viiy 11 jlb 7 C woo was - I l cireadietimcof dicl99Saudil- all -ilh aod p l duc 1 in aod OUC o f 4 Page 175 A The - after my cnminr llbK7 I CBI-V1-001-003663 Lati i• 1hr cb 'l 24 Q 2S A I doll' t l'CAICif it was bie in day oc- cbt P igc 174 'A l c1on• know lhc dd lik I w 1r IOI invoh1ai w ilh 2 tl c lbc agrot llC I YC in r bceaow · · Q Do you ba y undc ntalldiag that ii lud uythillf • to do witb tbcsc CIISI OmS paymc uls1 5 · I I -'° I i llowwt morning ·1 · Wha1 - you nid·lhat I hd l b 7 C ukccl l 'ov lo loo ialo pa -- ti to CEA Wu bo 111on pccilic diaca 4 ttial wida rcg ud lo what you wen coiag to look ia lo7 Q S A No ldon'L 6 Q Wbcrc dus bas all bc a lcadiug is did'yo11 u 7 _ udcmaading wlactb« lhi1 I part ofaL '1 - lbl wn part of ce ' I roe 11111b 1bc c oolnl t or wa1 dai1 paymcae cue ' A llc -1sl1 0Call 1g3ln bec imeou1ofa - be 6 wu C CNOB out of• nc ding He bad finisbocl and 7 be bad inaitionc d lo me-daat bis ma tlne w i p a 1IAt ° - discu11iag - 8 lad icaled dial dic sc - dw lhien SOIPO payment lhal 9 9 nDdc lo g A but dial - lbc IIWaaata dc sliaatioo lO was lo a p¥a1IIDCll1 oflida1 and Ible we IICICdcd toplbcr 11 aB i a f •DCICCSWJ Mid tbat lie waatal IO loolt at it 12 bcf - _ il lo - l doa'I nail i WO ICZll i1 lo 13 CCll'p calC lie sud - l doa'c bow iC ll t dira tty -@I aado bocauc dicywcn paf'omaiag u _cdz a 111CnioeT I'• lllyjeg gd Idea of mon spocificaUj bow - uda'I aadcntud ic WU a bnl c 1 - i • laatl d i e ldail al C8A w t tiat did udcnaoil dais - _- fCt kT A Apa bX7 co tLc bed of 111y RD1IJ0dklll at 10 11 11 IJ 14 lS 16 lktiDc -liail w i d a b o c b i n J 1'1 disattsioos Ibey dida'I - 11 q 1'Qm't 18 14 ortothc cP dcfartmml IS Q Did lie gi n J011 imtllldioa as lo lo Co 16 IO fmd dw r- tiaaT A 1u I K C D lie k _payincnts lo C2A bas 18 lhcy lCIXlldal ilt 1bc$0Cllnty aaOU01 b e 'QCI 17 'f1t'Mldba'it- 1p iyumodul ladEIIOimal 19 moatbly Ca llal wc pay Cb n or if il WlS • J 3 'lllCDt f« 10 lbr y wi going lo providr ia addlion lo help 29 l l US r i lbi$ pc nnil m cw l Thal WU aoC i p cifially 21 n ll 13 c q laim dtomc Q let's •OYc forwatd lo tbc vc cy ac 21 fuac 'VU line • 1JPG ol iatcndioa •ith aay - 2 2S COIIYCnlltioa m aaydli og ofdac lib with somcooc lhc sc - Page l73 - age 176 19 •_ -r aca1 dais wonmlioo aad J'OII bow laal in dlcSlc ac couots aad so C 111y pc oplc IO go uilo die - Mid lo pull OUl die I S Q Oby aad - - - _ FAY CIOI iutn Klgf _ pa1plc lJ wllo did JOU iclnd7 24 A l doa'1 bUl I - al die z b 7 CJ aa a n ·· NSA-SEC-14-000203 CHIQlflTA BRANDS lNll RNATiONAL l b 7 C Multi-Page ™ rage 177- -• j ··- 2 invoices or 1016's l Q b 7 C 4 ' - l b C I I · Again as I rccaU llOCC 1 b id k iPlonnatioo 1 S giw ic 1ol b 7 C afla·tbac I don't recall the '6 aatl rime I bad aay - beard aA 'lhiQg of Ibis at least of 4 Q Oby a i hc -u yow- ·- then wu 5CXDdNat S· supc msor 6 p 179 Q Afta you aslc - - - I w'-omcw t it is y _- sbff 2 - to get yw t atioa Pl isthl vccy IQ t lluog that J b appc ns tritlu gard to d is iuucofdie 7 I the pcn n lhat I'd go'° for 3 IIY copies A' •1tic stioas on A He Was accowits - AIP IICCIIWlts 8 payable 7 7 and dlis par1icubr lnl Uccioo Q Did - clo aa7 iavcsuptioa bc 'Qdd uct or Q Aad wboai AY you wen askiag Lim to gct 9 idricviac 1bc JaPpo uac b l i o a l' 10 docWikat'- rha t an die docllll Clltl that _ _ asliag lu aa to iO A All ii c q laiat d lo lala cbc 11 gd7 n K1ioa or lhc iilvcstigaim aclioo if yvi will bat was 12 A Any and aU S l Pll t i daeai IO t1v sc payments be 12 tici uocbtab n wa being hal Ucd by lbc lcg_al l ll 1016 a d oc 1 1y rd icd albeluncDts 1-l 14 Q _Aad w did go 1a get 1 14 Apia I· noc ·iavohcd wilb bat liul it win 15· A I doo't bow IS told 10 me dial Ibis being doac aod wu d a c 1 l b 7 C lwcU do ot1bowwbcrcsucb 16 oprovidclhallioramatioo butti ey elrcady 11· doaunaitalion ls typically tnaiinalnod as 11 ll atk 1' of 17 wulatiliag _inYCStiplioa 18 1 1r aciia 7 18 And io addition ao attotacy from·Cincinmti as I 19 roe all came down 1'I lbedivisioo atld q chwid those 19 TIJE ESS Ju • 1n itla' of pl'3Ctic c anti fo 20 statutory reuons 'WC'te n quual 10 file all supporting 20 iodivid Pls I wu no ooc of- lbQse but Ibey spolcc wilh 21 doc11ma1ts ap J invoices and ·wc maintain diose iii Olli' filing 2 i Vat'iou• iadividW ls t w involved « ha I mom 8 - i • · ' 21 -room 22 iofonnarioo I UY b C 2J Q 9 ll ot specif1e2lly did you u 24 Q Wllo cold you thal haad liag this ar tbar 23 l b C • ith 2S rcganl IO wh3t lie wan poscd to do assuming you n caU l poial i a ti 7 A Again lo the best - l II that W $ b 7 C I Page 180 Page 178 my A Apio ·ro lhc bc s1·of 01y rccou«tioo I 2 u stcuctions wm very l I b 7 C 1ml I ll 01 lo get tbr Q 2 3 documents 1-dating to tliesc payruails and-I g v him_Ilic • dale bo ausewilh a dale a d w lltc y' ordc d you ·can m a lced f'ru hudieg yo11 a di cwncill lh r laa t pra'iti str boca u SEC Ed ibit ·No 2-5 For the rcoord I'll i b c 4 SEC '- thibi1 No 5 IC'• a OllC paga cloauaco t a aia ii 5 pretty easily identify aiid 1ctricvc d qc 1ypcs of documeors 5 6 Q A ad that got to tbccsscoce of my w h i c h 7 was how did - I CCJUldil l uaclcnwad liow he wha t lo 6 m apo4 ICIIQIHICKIIJSI- ltavc JO' · IOC ll If is documcoit bcf H ll 8_J ag 11U t d if yuu dao'tgivc hiat soiacclcw1 So JOO - 8 aolabf p aymct1r ro 1ho - a is naACCioa - bcw -- -• 7 -lo be rial w 'vc Leea u lliog a 1016 a ad iii$ Bates A Agala I coognir c lhis do u1neni•as a 1016 for• 9 do JOG USIIIDc tut gn C hiDl • dale' U' - jl S l 1'a auso 9 10 diat would lie DOCCS 'J- OI' do_jw q c cif 7 n eall Uiat JI - J'OCI ga • a da · · · 10 A -uMCr II Q 11 A 1-doQ't - agaill •n talkiag dJtCa - - I ll doa't spccirically he iJ0Cd J4 somc th1ng itndatc oraaaocouot UJgiytbial I 5 a dale Of il bo Im aa ac oount be can -· those cbc tv o i6· -tl at be could USC IO fu d aa iovoicc l2 A 11w• - l W lbui wuuld 17 Q 19 YAot to be Y1XY clcac about - ti t it is that - • 2 yow Sc$tillloliy ZS A Oby I 17 rdatiac 1o a-c _ po mc atst I Aad r d tla ic SCA$C that you'cc tcyiog to bc lp·mc AJ d f app iatc but it's•· you lr oow ll l do wut lo mah ibat c lcM especially al this point in CBI-V1-001-003664 __ WI_ dm a•t waat it IO be 11DClcv tla a t powl iy - cpccifiully 22 lty S'potulali11g 16 'Ollg pv 1o -·d wg fro l b 7 C 2j l'0C'IU OIDC daiag 21 n _ _ 101 61 1J Q s •-• witli - l wutod yo o - t '• 14 Was OC Na SSwwliaa'• __ S OC IS Mbit Ko 15 ia r t °'JO' wt a I ak ' °' I jushomct mcs--jt St ia • an a 18 especially l Q Ob -- l8 ·A 1o Ibo bc s1 o f 11r oe - a 19 · · pnrvided liml ud Ibey • -•• lO i od 4 oopics of b iwo ii Q SEC f dibol N 2 S' aad SOC 'bil No $Sf 72 A SOC Exhibit No 25 -sad SEC iibil Ne SS 2J Q l adudiae lhc __ daat is pu or soc j d 1 il 24 25 s s a _ No p c c1 A ldaa'r-t1 c_ tl fl o SEl £dilt rNo SS I age 177 - Page 180 Divefsified Reoo1tio£ Sccviccs Inc 202 296-9626 12-16-99 NSA-SEC-14-000204 b 7 KC Melti-Pagenc CfUQUITA DRA'NDS INTER 'f' lATIONAL Page 181 lge-183 I don 't l lCIIII Uur I do nx alJ d sc 1 1 spccili IOI 2 paymatts 2 bim dac pa 'IDCOIS l • Q Did JOG pravMk him wiA - d ic tiOll dr cww mc oehli ag lo d c src IWo p•JIIIClllS 11 I is oonuly a pcm prin -out V¥M b is dw 011try 11ut•s 6 gcacnlly JCIII b vw tw dla - n call u v i a g - 7 di c m- aal k Mc Co ra all die rpc drlCI Ya doa t 8 mow Wkn ii was JVll • ' I bow wbo dlcn JUii doa't 9 bow _ diwnscd •111 oa bvw you ulmHaim -wi 10 -raw llud iag w1- - dad daisr 11 Y oa bow SQ ap ia do 10'I m aU uy coa lioa 12 al U widiJ b 7 C ltJ al's hap i000 llul cbilc 13 'tllllc n jo bow di1CGS willa bin ' bis iuv I with • 9 ectuallY made OIi dx boob al da lime lbal be 1016 is 10 lapUllc d inlo die gai c nl lalgtt sy lall Out I docl'I nxaU 11 if bat WU also p ldal 12 Q So loolillg bd al SC C l'Wlillit No 6 wb i ch _ had 13 r -llc nlay ao4 if yoa - to loot 1bc 90CODd page o£ chat J• 14 C -S fi t dw c alsf Cbc a-o cooapo e4i- IO Sf £ u· Bdu-Wt No 25 1 that die lafonutioo hat f011'11 rc fcni _g 16 17 diacc Il A Apln you bow - l lhinl aflcnlae visit 16 fl'OUI d i e diiDJc U IIOORlll 'WO would begin toricfal-' A This ls dicinfonutioa lhal I had Aid lbal ii I 17 lo talk about b e And gcnc nl u II bad provided Ill biin • copy Ibis is probably w1PI I WOllld 18 you pUC I badfORvcn lliaas w i discua 19 gi llC llhimas-U 19 blow wbar Ilic 20 Q Oby Lluak you Sbyiag IO dw poial ia lime nca - 10 get wormalioa rori b 7 C '0U pa 'UIClltS wc n but I doll'I rocall lbc 20 QlllW1$1bOO in 1cnas of wlw was fiscv fsod 21 Y011 q calc lO •Y of the - did - speak lo 1111JODC t 1ic C11S1oaU - ai aui Q •• CDCll7 llic l iad of' -l'UDCioa I'm ufwif ll • rccaJJ sythi1lg al all diot hose 13 c oe nt ioasl 24 2 A I ua't - I doa't n all 2S Q 21 did 21 ·u A Again ldon'cft al lwtiolspolcc 2S lat' I 1tauugb -via b 7 C tiaac • Api l VII ba Do _ 1b 1t h l rage 184 4 _ I rhc oac tll l we've cfucvsxd ia rhc am 1j no period 2 poni lJ C ICII tl c AIDC dis cuuioa as you b id wi 1 l b 7XC illlfi id i Q Wbca wu ILc l int _ du I rau •edoon Oo I do al 5 • - p aJ-11 inol oil - 6 llllb palat 7 offichbl 8 i wu t' I QMoc i tallt O lt i• mdividllili but I cLxo't -U 3 pculDE l I 7 - I h ' CI ia gau d - I dis cw scd lb p u but G3in I 8 daQ't n call y lnformarion I discus cd JU11 know ib we A 11 c rtn1 liaio - CI was - d al I lwl 9 IDCClinp 111b J _ t oW 18 Q 10 Do 'Oll m all wbe1bcr- cidla ot10 ordac m IOld II ·ihaud b 7 C QO - _ _ U - 7pola iallee __ 14 cooa _ u cl a -•a •'- llij b TKC IS J -ddocz- ar--tat 16 A S1 l1scq oe1l0a 1117 iaiti al - ' - liial l1 Q Ya A I cloo't toc JJ fir loU'AbaU wi lfsj b 7 C i- c 14 IS Q Doyv Jtn UJ Iba dac J bb iocd 1 7 jror Oais iac icbil A I lax - ii W31 lala lllCOlioood dAc - I dou't 17 n caJI wtio but iti i dacy 'Atte iaaplyillfl 11iad bX1XC 16 I I lbr iAdiYidlAJ M lad ncgutialod 19 lllrooA i llOUOlf 20 2 1 tdl liag 1o payn atl 21 0 Jff l'OCJIII gcac nJlr J'tu ol ' l 4isaa si-c _ llwi· 11bX7XC 24 I · A Agaia uy g a nl di 1a11-1 _ I - J N bow - 25 1111c lalk c utr r w• 14ooa'c - Page 181 - Page 184 rou A ga ia I doa't m all dml cammair bciric m2dl by 11 19 af1ert a Ag Ii I so 1 a7 iial lW MY Q lfaalt1 ll citla' patlY 20 - - bac f '-'I Kai • ' pc ci oc _ _ _ U coaOc nliQg in aay·sb apc m 11Q Oa I 114 'II u7 pralil- lic - - 1 -- 11 • l a W om ll tmt rocsvc rutioo bavt you lud aa y S w fo 111 dlcK custocD payu1cats7 6 A f wwld IU1iWU 1bc s amc way I did wi b C We ad I do•'I w AC la p7•bribe at pt wu- lspoliniaJ b 7 C S10q11Ca IO 4 dirc ssioa s willl b 7 C 9 rm 1 e p a y m t l orprc l laNlic 10 I m cq-- ID 'OlrCOOV - ridal b 7KC ·page 182 I • g oiag ' - J ror a -bcr of people wt c a - ac 1k ' 1Jrd q c cific ia s o - -kg- 1ob q 1o 1om - 6 A lb 7 doa'tn calgi 'iag biluay 7 d nwe WUI Ital at$ g n nl pa clioc ltadxd lo 'lb 1016 I co v rs will lout fonranl loccaasc - '111 goiarr lo do dli1 4 $ odoci _ daactwo IOl6'r1 l QQ' I s -y d t l_b d any spcr ifi I op - lw u ' lmc lbco y - Q Do 71111 rasicmlia wtio you lud dii s dw essioa wilh7 A ldon'I n all wbo in Colombia IIDd thc discussioo i n g IO - ll occur Q Uln'I 'OIi e al uy lime cli11--uucd lhac 2S pa 'IOCDls liowc¥a- r comlly widi b 7 C ca1-v1-00·1 -003665 22 wida bul I roca I dAI fango pointioe WilS 24 I NSA-SEC-14-000205 Cl IQUITA DR ANDS lNTERNATIONAL t ulti-Pagc™ Par e 187 Page 185 •• lwu - bad lcfl lhc 9 lowb divtsrao I Q Whal cao you c l l me abou l tbcK _c oavas aliaacl 2 before I gol lhcn aod af - be had left I Joo'I cc all 2 A Tbc con 11ioos - igai 11 I dao'I ia ill wbal w u 3 tallcioi with him and I know for a fact lhar l ncyu 4 dii twa I lhcsc p•yo eots widi·bim J discussed but ii was discussed l A b C S aoytbing or woo IOOII - S Q Ha'W'C you C'ICl' 4isc usal lt-e p ymeQta w i • 6 b 7 C ' 7- by a I a b 7 C lhc - baw the r1'1 lcuuw qllCSliollS •boo ra -u ' 6 simitu 1o a r -fllldiag missiao And il·wu jort liw lly 7 b- r'O£ him kl Wldi n bnd A Apia ·lbr - Si ace die iovacig tioo wu bang 8 ' be - asain 4 innsaclioll if I knc u 'lhmg or you know or lid l •igD - s lhc 8 I - ' lfirn Mre sevo al C IIIYCrUl'°'1S I - don't know lhc s cqumoc o 1wv but Ibey wen va y taJCllll 10 CMvotaliocu io lam$ of die paymc als and the procc ss al - 9 ruirnaiy contact api11 I was no4 - noe lluit I - privy 10 bUI I vns ncva- iacluclcd in a nvcnatioos And·aoy II infonn lioa wu bc iag baodlcd dirccdy lbl b 7 C ·1-21ij ill1 -1 don't nx all lkiog b C lar1cr lb is ·· · 11 wilh tbc inlciviews 1113 Cincinnati wu conducliiig I J2 Dur·agaill I wa 11101 pNt oftbaL That was aU IJ incidaataboul dic sc padicubr 'ymtnts I licing baodlod aod wnodcd dirougb lb qal dcpar1mcnl 14' ' Q 1Javc· oa cwr cli 8Sfl0d w i A 14 Alld agalo I would lbcol wbccl ncxdcd IS COlllpliaoc c Ill' PCPA compliaiico iuuc a willl n fc fuicc·1o 11ac se U Q Did yoa lauc aay discwi1ioa wilb him at aay IUlloC i6 - pa '¥DClll l Do YOlt 'IIDdcnlaacl wbal m P 'Ut · l'1 A YC$ I doo't ulifilillDCalklog '18 Whitd spocif6C• lly about lhcsF ymcnts n ganliog·complianoc 19· because again I waso'I involwxf 17 18 21 chan lhrougb b C A I doa't stall Q Oid'you Ii ave ay discussia witli hilll rq anliag A @iiwir ag iin IO lbc hczt of my' i«olkx lion I 21 doo''t n caU lhc vmations had withl b 7 C so I w uo'I iovqlvcd with IOI' the 22 sro ifics bu1 again as I h d uv utionod lo you bdon be U lbaL Q Hn-c you v s- locl uy disc1ttsioo s with l b Cl I 24 cooccrniag tbac cuslaals paymeots7 2S l'C£U'ding Lappc acd morc gcoc n U '1 19 other iodiriduals' iuvolvc ma C io lbcs c cllSlom s pa r-au7 20 ¼ain rb I OLD i n ie ltioo wa bci11 done and 20 ll · 16 2J · q lioa lh t always QlDC up w u wbo I who didn't 24 k and chat - hose arc the kind of UC Stions lb it wac A No 25 ooroi llly discuskld Page 188 P ige 186 i '· I Q Have you vu h»d aoy discussioas wi1ti bl 7 Cl 2 coocctnlog rhcsc castoau paymcott 7 J A AgainJ blfZ C S payu cilts J had with l b 7 C • mcnlioucd any type ar °' a lypc or pending innsac on An l afla- be had Jc ' -f n g - - llliCbdllfl llcc• IUIC I doa 't'bow ir ·ve · io· him kf- Do JQU-bunl' wbo l b --'- 7'-'-'- C_ _ ___ I 12 · you know Cff G iri 'I 4 A Whal Id roc iU is lha asically·uid WI 5 he diJ not koow about these use-I n aU bun askine 111e 6 kft l h d no fwtht - Ollllnwuc lioo wilh him _ So 7 i s n o ·8 Q Have you bcl u y coo tious wi ' b 7 C - - 1 q A Q Oby ud do you n U a uytbia« 2 the mO$C gc enl fuhfot1 a boul tho discL1$$ioos lfu C 'OU I•• lbe time hat I W3S 4 tr msition_int into the position I Ya · 6 if I knew auyihing 300 I laid lwn that I did nae lcoow 7 a11ythi l l bout lbc sc pa 'UICllls And be KSpOndcd be did IIOl 8 bow 81lydliog •boul lml_paymcnc es wdJ nd did I have 1117 9 addili011al-infonnalion'T 1said No I •t• 10 Bl l·lbosc wm die lypes of_COQvasaUOIIS ill 11 gmrnl 11 ncd dial lbal was a m J riog thane or Q Wboicbc 7 12 COpic il Q IJll1 caa yoa-aca cmba-aaydaiqg mocc poci fic wilh 1j A 1- b_ _ _ C_ - - -- -- -- -- -- -- -- -- -- ' l_ - _lc c_mc-- 14 tab a seq back b_ _7 _ C _ _ _ _ _ _ _ I 14 aqu i 1a yourdiscussioas wit1al b 7 C I S w t BanaaaGroup Q Oby Did OG' I lune h vc aoy discussions 17 1 r i n g tbcsc custoaui l s l IS 16 16 I A No Q Did you peak at aoy I wi1hl b 7 C 17 n g diag tbcs CU$ l pa 'lllCDlsl' 18 A No 18 A I19 • Q Did y 1l aoy·liJw ve 11J vcrsalioas w 19 b 7 Cl ll'm S ln ' you incan·bqond wbal be 20 a g Cba cc a uoaa ·payir c i ts'1 -- 20 alJ-eady dcscnl cdl 21 22 A To the bcli1 oC my ra olla tion M -- Q ·lb¥C you bad-uy coow ·uti wi J b C I 11 l b 7 C 22 l b C t• Beyond when you didn't bow jAu ri hl yes 21 n gardioc tbcsc cusl11111s f8 '1DC Dli7 24 A I c I nxaU c oovmaiiom lhal wac_bad s ubs cquall 23 TI E WITNE $5 I Joo'I nx all 24 b 7 C 2S lo lhi$ blll no4biag spccific _ZS CBI - V1-001-003666 I Q Did JOY cva property lhaol llim Cm Uriug IO f d Page 18§ - Page -188 DiVttSified RcPOrtine Sccvices Inc 202 296-9626 12-1 6-99 ' I NSA-SEC-14-000206 CBI-V1--001 03667 Multi- Page™ CHJQUITA DRANDS INTERNATIONAI l b 7 C l'agc 91 Page IK9 1 of aay c b in policic s ud proccdwcs ia lbc O lombi Q 1 JUOI lo ilutbori-z c llaal doc l7 A No sir Ag iia 2· ru go kid ro lb point th 11 2 opcntic qs llut IOOlc ·pl xc u '1lll lrust - • indmdwil md you ci pc t 11w pa- k carry UIII hi$ job 5 raponsibility 6 _ • 'I • 16 Q Wlaal did be tell oG7 t7 A He just c xplalncd lhai dJC rc was these payulQJls 7 qllU1C And I've bCICII doiPg - aud pbyiog Ql R aclivc 8 role wilh die sa llfi y lo mab sw tksc la 'UlClllS a c being 9 propcrlym ordcd So ondty as of l'CCClll 10 11 - I - loWllni lhc ofOcioba' l lld by lhc hcad or socwify tbal - 11n no· 12 g · lo be making pa_ 'IIIC IS·to tbc groups « die gucnillas ll aad I lbcs •paymaits will be llladc IO ofic p • 14 is · itJocl as II gow nuna tal - wlucJi is _ S by Chc __c oia nbiaa L· i6 So ltial ga me al lca$t mo« comfOft dial Ibo 17 pa 'IIIC llls Wtlllld be aiadc and would re IGb lhe groups wbicb·are I 8 inlenilc d l l n a ivc Ibo« monies since they are a 18 that wc rc made to a gowm ntnl omcial to fflSW'e tb it WC gc1 dJc pcnnit And 1hu payroc fll allhough it 19 t-nx cgnizal group We c n awco payments alha ' 20 was c xplainal that we woe goioj lbroogb CEA tbc io l-i 20 lbi irb rut a ls once · r e at bsl froa a 21 was dut•a third pasfy otbtr ban CEA was to vc d c 21 lrol sbodpoinl we f cl Ilia I the money is getting lo 22 fuods 2J Q I• 23 rc spo u c IO llw iocicbH alld Ila is lacidcat Whc rcu before lhae wen ymo ts ntadc in casb land as you put ii before bow 24 OOllf lhc so two paymc ots Lo cuseoau official f haw tbc tc 24 dcd dirt c lly b b 7 C 2S aoy c b to the moaaa ia wbicb IUUlru II oc seusitiyc 2S Jo we know whc d Ct be p0clcc1$ the rMncy or ii Tb 11 rage 190 ' 2 opc o 1ioos7 4 I Ir we're ioing to cb uigc IO th al new IQp c ca o l 1'1 a quick 1Jigk1 5 b 7 l C 6 A brief 7 j b 7 C I Sure Absol111ely Back U11 dicm ord al app 0ximalcly 8 IO IIUIIUICI before J 2 00 No discus$iocu of £t1bsblacc 10 b 7 C 11 l b 7 C off the nxM1 b · 12 - 1 hxl asml yoo - lbal c om d7 lfliat'll oom ct -dicln-cak ¥ 'cwo -moving_l H we WI OQ lo • new-topic l _I - uking you whc lha as • rault o f cunouu 1-4 pnymc ats lbcre IAd been any cbaofp ia de cic 15 p rcg rdiog sauilivc or WlllS I payaaits by d ' 16 Colom biaa opcralions 17 IS ·19 i Wcr i •• bH7l Cl l b ' ' 7 c ---- I L-ct'sf i1olf A brief 'ra cn was tab n I Bad on die R COOf ac 'approximatc ly 8· 21 miou cs before 12 00 Again no discussions of suhstanoc 22 wc rc held wbile WCfC off the ltlCOnl Is lba -Wll ci7 20 l b 7 C 2 b 7 C 24 b 7 Cl 25 0m ct Q lldumiag again lo the - oooc agaia IO lhc topic Page 189 Page 192 Q The gtoup you're referri ut to is that Coovivic7 A C-Onvivic is the_croup tbat citists in tlie Turbo region and wtlich we arc cum nlly and have oo n making S payments in thc·past Thc rc is a new group that was tc d 6 in S anta Marta where have the otlia- o itions lbat 7 group I don't know· if it's independent or Coovivir but it-'l •s· dill n cogni axl as a go 'tmlllClll entity or govcmmc nt 9 sup119rtec1 Uol J9- And lhat group has the same fund ions as 1 4 ro cs was blcca 9 had what wr - Page 192 2 _ -i b 7 C • • I · que tion we - that conc cm we can at ICllSt minimize I paymeets uc b3nd lcd and dac-ua ci tal in the Colombi211 J __ 6 cooo lirt ll Ibis a¥W wilb lhc licad of so urity c acb bcl II - diG lmgu issue bl ouum d wid ri gsnt to 9 tbc se clll«-J paymeohT 10 A Whal J nuu@lillD is lhal he gave a c - be 11 kind al eq 1aincd to aw wba1 bad Ir Inspired • nd pYC 111C some 11 b as Ii wt it was ·disc un cd ia tbc the close 11 IDlldi ag wilhl b 7 C hat I v as ·Q l lnvilo I lo and lhal be 11 bl bad wilh ban dus is what it U - lhml is 1·s became lovolwd - 19 wo M A 0 lana- _ Q Did ou llaw ao y clisaudou 'llriliJ b 7 C of•• · n sult ol this •iocidcat of '· lhc fllS1 fuad ur cnt J was lf c - was 5 l i at tbc CAO bl giw a n die responsibility ta il d°' '° aad l yoa pw lllim iaf-tioa be mavcstocl q diog· I ii J p a I of III09CJ IO castOQU officials you p1it a signifocaot mouue or 1rus1 in enc J · I C onv ivir I Q Aoy_othc r chaoges oc altc cat ions in potidC S or · 12 prnoedura7 I · A The -- j ist-sorncthiug on my part thafl'vc takm on · is sinoc we have a - dinx tor of socurity 15l b 7 C left what I have rccommaxled and what I'm working I 6 toward is b isicaUy - c xocpt for expense iq octs - · 7 basic illy have n q in d tliat all payments m idi by dvi ls St CUrity dcp311matt be ri zr d by somebody of Upper 19 t i n the divi siQn wliclha- it's mysclf or llifil 20l b i 21 But basically - aod c1gain aot- to -- for sp xific since that am •• to have morc control 2 ova- the going in that irea for any type of 24 sensitive pa 'ITIQIIS I llunlc that's just mon •• it's mon 2 j prudcnl from a conlrol standpoint 22 n asoos just I - payments NSA-SEC-14-000207 CBI-V1-001-003668 l b 7 C CHIQUITA BRANDS INTERNAllONAL 'Multi-Page™ rage 191 ·I • Q I thiak JOll' C S yi ag - _I ju t ' ' ro Ptalrc vie I uadc r-staatl • • rhis ls Aot duo to specific lack of 3 bll$l iti lbe pcuait SICCUrity 111 waga- ·it's ° 2U9C-lhi is a __ - 4 blll iocsspncti oe l b a yoa r cClftlfortabk with S A Right I dunk now widl - again wilb die 6 pa u mis 10 die two-r oups aod Chai 'NC are no lootP going 7 lo k making payincuts 10 tcpantc individual groups aad 8 loagc r _ClSb payments Ibis is just an- stq dm mucs 9 dac ·whole process itsdf mucl IIIOl'C comfoctablc wida iny 10 standardt 'and I duat from e l s e ' s itaodanfi 11 Q We taJ1cc4 today about these two cai-u -· two -12 pa - ab duit made tbcir W Y-·lo CUd Mm a •arc A Q Who -- what is th is individ 's oaJ11oC7 A b 7 C 9 10 'I l A No l7 Q My qucstiOII got a little jumblcid so lci snc 8$k it 18 vay c k ady Doy ll bow • uyotbcr-bribcs kickbadc - 12 13 14 IS 16 17 18 19 quationabl oi prob tic payments that I would waot'to 19 20 20 m W •OOl lt - 21 p3ytncnl 2 b3d come ac oss - a mqucst for a payment bad l 9Cri l roogbt 22 23 CO aty al Qllion rqprding a s inul c situation·wha1 we na xlod 23 2• 25 24 IO I m il1c a paynicnt hat a DIAN offtci3l W3$ asking _r0 a 25 payment io looti the odicr·W SY· · Aod i11·1bis panicubr c isc lhc facts and the w t was li w -Q _ ud did diis circ wnstaoc c play out Whal 2 J b ppcood • fccr you rc fu sod to pay th roqucslpd amowats1 3 bew w t the pwposc of lhc paymC I I _was And I personally 6 and laho i n f f t a ' tbc co wqs itions 9 c I we not g iog IO maJcc lhc 8 payma1t and wo - die official was coounW1icated 1ba1 the 9 pa 'IPO t was go to made 10 Q Wlacadiddaisocx w t iaic in 1998 _ I II A JI w-ml bi 7 12 •• 1ttall sp«if c date just rocall the- I meaa ll o viously foe somcdiing lib Ibis tbis- mc to-my a tc otion 1_4 aad tgaio lbc· acts disclosed to IDc and I knew IS - what dus was•supposcd IO be d aslc od if I coulchnakc 16 ir I could apprmie paymcal d 11 wfiQi cootacti d· 17 OUl' lcgaldqiat aod old than of chis spc cific case 18 Q W1a_o askocl you if you wuld'lipprovc a paym cnt7 19 A Tbc - aeain the M S m n SQ' wl io is lbc liaison 20 lbc CUS otS agml aoJ the - io the division of dw 21 CI ISloalS igcnl as well he may have C O acle d lhc DIAN He ·22 c to me 23 · Q At tlai s poi111 that wu a positioo _lhal WU 24 occ ic d h l lbl ZVC 0 k on'0 l7 2 S A rrcviously 7 callllOC ' '3lce thc $e pa 1Qal s and I a as Page 196 I his incidrot or fine us if you will 2 infonnation s disclosci-1 lo DIC So I b id Che facts _and I 4 calkxl the legal dq artnK nl in Cincinna1iJ b 7 C I · 5 discussed with-him facts and we aei J mysclf an b - A Th at's coo'cd Q A did he li 11 you what facts did bc proride you _about this payment A As 1·nx all come to me-and cat od · that lhc il simi af'lo this lo the pievious that then a_DIAN olftcial- l 't ifht·cald he approachod him or did it tlirouglt the customs apt- but asked if we wen - we would pay him this money to the offici in flhis m mc y so hat we- I don't1'lC lll what had oo um d but he cxpl iined to f11C that 'Mi had opened some merchandise before it was nationa li Aod I Inda the customs law you need lo' Ix-Jore y1_1u fake the ni n handisc QUI of w u-ehouse it needs to be' niltionalirod l lhink • had happened he bad told me was 111 this liquid or wfiat vc you was actually takco ·out liefore DIAN official was aware of dais and be stcppod in al d that's wbcrc askl id for monies so that be °ould not cq ort Page 194 I I 8 was part of the udit d aff officials AffJ 'OU A The rc tSO 1 1 iialod fl s lhal a To lt's com ct 2 3 6 M S lfl3 U C ' 7· Q Wu lbc l'e l-rcall _J lbink J bJ CJ 16 21 Ircpla t Q O y is was l b_ _7 _ C_ _ _ s bJ J C IJ of u y odaca' payma c c to g WCi1llDCDt off tcials I problematic qw stioaablc J s l O g t officials lS daat- otll« daaia 1hc$o two • Page 195 l • A Tbe- as - ag iin I w s no lbe contacl pcnon bul I wa s - ·ii Ibis particubc case I was activdy-involwd 6 wooong will l ie M m maga- ' And l bad 1oi tillillTI©l11 thc 7 lo isioa was from qncinoali 8 h was 'a ' cbc Iba WC wac not going IO make 9 rhis paymcot aod lbal be was lo COIDlllllllieatll- don't 10 roi all ifit wu b or our legal l i v e uo ll cixllllWilicallcd tblt - WC IOOk Ibis ¥ell' sqiously an4 Ytt'f dclicalc So we INdc lbc COlnlllliaica -13I cbi't rocaU who did Ind I was DOl illvomxt ia J4 lbc commUllication Dur it w u COUll JIINCalcd IO lhc wstoms 12 it was 1S _aea t that the pa 'IIICllt llCll goiag 10 be Piadc Aod what I 16 uil b-s1ood tho DIAN ofricial sayiug is that well b 'U tq 0 1 dus iacidc nl bu otr1eials oc his wpcrioq and 18 we'll rca ive • aoti9C•as to wbi thc r we bo -or 19 not 20- ·Q Oid IID OOC _111 y_our orgaoinli• rq o 1 lhc n qucst 21 for p a to ·c oto obiaa govrouacol ofticiab1 22 A Agaica lbc - We n por1cd it -wb 'W'I contaclcidl b 7 I 7 2J IIfilmE n die kv dq artmall Agaua lhc facl lh at WC • n portod i lo lpai chal was with _ wbca WC 15 COOIIIIUllicalcd via cbc telephone aad inf lllldl qal rage l93 -·P age 196 J ivcrsificd RePortioe crvices foe 202 296-9626 12- 16-99 NSA-SEC-14-000208 Multi-Page ' ciUQUITA BRANDS lN'n R NATIO'NAL l b 7 C Page 197 1 2 Q I was askio • d ilTa-c nt que tioa_ w do Y° 2 3 bow if uyoo ia Chiquita's z atioo coa ladcd the • boca R qac stiag p aymc lil A No I doa'l 7 Q Di4 - - of thc pa - t 8 cin ui-alacc that had occum t•ia btc 1996 ud early amt A I cloo't bow i Ilfililll kAcw ot PO if be bad I ofil • 8 9 12 I ·u A Nollliat l m aU Q · l bl bd ia vidoally about - 1 laad 16 go 10 daaulg ta • - let aaa tab dlat back I lud_goac tbroup • 11 alC a f dacsc JGtat l b 7 C I Okay we· going off lhc nxool l b 7 C IJ A brief l'OCQS war talcm I we• b 7 Cl back oo lhc a ooi • I'S ITuat's Andweb w c l b 7 C 17 individuals about CUS1oms p t IDCDts 18· appro1ima y 11 minutes aha 12 00 AAd I wdcrrtand t c 16 f'UC1latoadd -a aod ub d yocfwllc tlla yoa lad spoh n lo 20 dcgice _o f pccificity lt -moinc ou btcc ·No discussions or _ ww1u1c we 14 -wa off tbtiuonl h daal cono '7 pa 'IIICGC lb t 'OIi' c- aw an of 17 • Jaies of I S j b 7 C Yes aod dJca if bavuay 6 cb ifyiug qucilion$ or sutanatts tb t Oii waalaf to 7 lbal would be 80 oppo 1ln bmC £ dial Q Jue dacn Ollacc Clt'CIIJIUtaac cs of either payiag J Z • problematic I or y r qucsciog a problc autic 18 19 · I AU we tab just• mio111c7 llb 7 C lO ii a ll QXimaldy 0 inlaab•af cr 12 -00 'i I 14· IS I I have no furtbcr questions at diis l b 7 C J lilnc Would you aU lilci 10 take • bcc ak ot - Co'- biala gOYUIUDCDI Co adme dw m dw • DIAN official bad 6 rage 199 wrintt io lbc convas3tioos dcpti1111CJ1 of lh I paymcu1 ·· 19 with DO dcgn c - with aoy you an uoablc'to sa aU lb b 7 ' c - - k by We an off b ra «t at Wlia Cllpon at -12 11 p m • the cxamin ltioo w as 20 adjoon JI 21 co avcrsatious Out ia gcocr I do yqu·havc a a uodcnta adj 21 • • ••• you ol tain that UAdc scaodiot o f happcucd wilh 23 rq ud IO tlac two paymcots lo cmt oou officialrl 22 l • b 7 C 1 doo' t undcntand nu WTINESS dun' t undcotand lhc q ion 2S age 198 B 1 b 7 C Q Oby _jost W tQt IO know if YoU bow • 2 stocy cli kJ ow spcx iCacsUywitla n prd4 you bow I ul·c frou •Did you peat 1o1 b C J rq ud IOlbcsc You clid o'I 5 I A Mm-bnun Q Aad l'ffll bow taking libc rnli iQ with whal yoia 7 Hid you said - bad convasations with hl111 but 1-U t 8 wli • r qx cific ally wb at Wdl do yo a 9 t aw 11 gQICDJ uc d tnlaadiag of w at fiappcocd lhc io i cwacta aoca a g diesie hro toau ppc au •ad 11 rw 1c ianil'VQI rnxa -iaatcvu _SOll 'C CS rou m t o1 w 12 diem lJ A Agaiu I tall just COlllmc nl oli what I kDow ·as a rac1 ·6 • I aod wti at i ca all And you know again ia - coow natioos 15 m t had wich pooplc il's - and I tioncd Co you chae 16 wen people 1h31 wac s ying lhai d people invol 17 that otb ri wm iuvolvcd or Ibey oq otiafod or sbc or be 18 ng otiak d 19 Out dac is always Ibis you know - wbctbcr ii 20 that pq otiatal whet ii Wll$ 21 ncgoti lal wbdha it was l b 7 C 2 2 2J 1baf' lwbclhc c it W3S all tbm or than -lhat • otialtd wbctl cr one tn3dc tbc decision 0 lbc otha lhosc are the dim individuals that r wfiai 24 I Dl0ci alld discuss - when I met aa l discU$510d widi people 25 mosc wcn Che di °' ' ioruviduali dial ··whose wac Page 197 - Page l 99 - CBI-V1-001-003669 I Divct·sificd Rcoorti ur Servic - Inc _1202 96-9626 12--16--99